Vault-13

PIMCO CORPORATE & INCOME OPP PTY

COM · Closed-End Fund · CUSIP 72201B101

154 institutional holders +12 vs Q3 2022
12,276,26112.3m shares reported held*
$151.3mreported value*
24 new 54 added 43 reduced 12 sold out net bought ≈ $22.1m (+1.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $12.32.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 142Q4 22: 154154Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022142
Q4 2022154

Biggest buyers

XML Financial, LLC Added +453,175+453.2k
Cornerstone Advisory, LLC New +273,917+273.9k
CAPTRUST FINANCIAL ADVISORS Added +170,129+170.1k
Financial Advocates Investment Management New +149,000+149.0k
Cambridge Investment Research Advisors, Inc. Added +139,627+139.6k
CAHILL FINANCIAL ADVISORS INC Added +130,616+130.6k
MORGAN STANLEY Added +119,392+119.4k
ROYAL BANK OF CANADA Added +105,866+105.9k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC New +87,369+87.4k
Penserra Capital Management LLC Added +70,646+70.6k

Biggest sellers

Western Wealth Management, LLC Reduced -78,795-78.8k
M&T Bank Corp Reduced -77,848-77.8k
BANK OF AMERICA CORP /DE/ Reduced -41,578-41.6k
ENVESTNET ASSET MANAGEMENT INC Reduced -34,590-34.6k
Dynamic Advisor Solutions LLC Reduced -32,364-32.4k
INVESTMENT PARTNERS, LTD. Sold out -23,704-23.7k
SRH ADVISORS, LLC Sold out -20,000-20.0k
HARBOUR INVESTMENTS, INC. Reduced -19,269-19.3k
Beacon Pointe Advisors, LLC Reduced -18,680-18.7k
Smith Anglin Financial, LLC Sold out -17,918-17.9k

Insider purchases and sales in Q4 2022

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q4 2022.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,468,2221.5m $17.6m $17.6m 0.00% Added +119.4k +119,392
2 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 1,010,4211.0m $12.1m $12.1m 0.01% Added +47.6k +47,569
3 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 767,712767.7k $9.2m $9.2m 0.02% Added +18.1k +18,136
4 Penserra Capital Management LLC 0.19% of their portfolio ORINDA, CA 725,547725.5k $8.7m $8.7m 0.19% Added +70.6k +70,646
5 XML Financial, LLC 0.83% of their portfolio BETHESDA, MD 552,245552.2k $6.6m $6.6m 0.83% Added +453.2k +453,175
6 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 530,406530.4k $6.4m $6.4m 0.01% Added +32.6k +32,551
7 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 485,707485.7k $5.8m $5.8m 0.01% Reduced -16.9k -16,895
8 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.32% of their portfolio BIRMINGHAM, AL 329,161329.2k $4.0m $4.0m 0.32% Added +1.8k +1,768
9 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 312,939312.9k $3.8m $3.8m 0.03% Added +40.8k +40,807
10 Cornerstone Advisory, LLC 0.65% of their portfolio HUNT VALLEY, MD 273,917273.9k $3.3m $3.3m 0.65% New
11 Evergreen Wealth Management, LLC 2.77% of their portfolio Williamston, MI 255,194255.2k $3.0m $3.0m 2.77% First filing
12 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 230,157230.2k $2.8m $2.8m 0.01% Added +139.6k +139,627
13 GHE, LLC 2.34% of their portfolio MEMPHIS, TN 210,349210.3k $2.5m $2.5m 2.34% Unchanged
14 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 199,783199.8k $2.4m $2.4m 0.00% Added +105.9k +105,866
15 Dynamic Advisor Solutions LLC 0.16% of their portfolio PHOENIX, AZ 195,570195.6k $2.3m $2.3m 0.16% Reduced -32.4k -32,364
16 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 191,197191.2k $2.3m $2.3m 0.01% Added +170.1k +170,129
17 Beacon Pointe Advisors, LLC 0.04% of their portfolio NEWPORT BEACH, CA 189,300189.3k $2.3m $2.3m 0.04% Reduced -18.7k -18,680
18 SYM FINANCIAL Corp 0.51% of their portfolio WINONA LAKE, IN 176,980177.0k $2.1m $2.1m 0.51% Reduced -2.8k -2,787
19 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 174,778174.8k $2.1m $2.1m 0.00% Reduced -34.6k -34,590
20 Private Advisor Group, LLC 0.06% of their portfolio MORRISTOWN, NJ 171,241171.2k $2.1m $2.1m 0.06% Added +23.0k +22,975
21 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 167,920167.9k $2.0m $2.0m 0.02% Added +24.5k +24,504
22 Accel Wealth Management 0.96% of their portfolio WAVERLY, IA 167,731167.7k $2.0m $2.0m 0.96% Added +6.1k +6,144
23 CAHILL FINANCIAL ADVISORS INC 0.36% of their portfolio EDINA, MN 155,117155.1k $1.9m $1.9m 0.36% Added +130.6k +130,616
24 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 152,885152.9k $1.8m $1.8m 0.00% Reduced -41.6k -41,578
25 Financial Advocates Investment Management 0.13% of their portfolio OLYMPIA, WA 149,000149.0k $1.8m $1.8m 0.13% New
26 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 129,119129.1k $1.6m $1.6m 0.01% Reduced -3.3k -3,271
27 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 125,419125.4k $1.5m $1.5m 0.01% Added +19.5k +19,497
28 UBS Group AG 0.00% of their portfolio ZURICH, V8 115,755115.8k $1.4m $1.4m 0.00% Reduced -9.8k -9,787
29 EXENCIAL WEALTH ADVISORS, LLC 0.06% of their portfolio OKLAHOMA CITY, OK 89,60589.6k $1.1m $1.1m 0.06% Added +39.4k +39,411
30 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.11% of their portfolio ORLANDO, FL 87,36987.4k $1.0m $1.0m 0.11% New
31 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 78,20078.2k $939.2k $939.2k 0.00% Added +51.1k +51,062
32 CENTAURUS FINANCIAL, INC. 0.09% of their portfolio ANAHEIM, CA 76,58076.6k $920.0k $920.0k 0.09% Added +14.9k +14,868
33 Plotkin Financial Advisors, LLC 0.93% of their portfolio CHEVY CHASE, MD 76,52676.5k $919.1k $919.1k 0.93% Reduced -1.5k -1,494
34 C2C Wealth Management, LLC 0.17% of their portfolio SCOTTSDALE, AZ 75,17175.2k $1.0m $1.0m 0.17% Reduced -980 -980
35 Parallel Advisors, LLC 0.04% of their portfolio SAN FRANCISCO, CA 74,45274.5k $894.2k $894.2k 0.04% Added +14.8k +14,848
36 INDEPENDENT FINANCIAL GROUP, LLC 0.07% of their portfolio SAN DIEGO, CA 72,05172.1k $865.3k $865.3k 0.07% Added +6.6k +6,608
37 GUGGENHEIM CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 63,47863.5k $762.4k $762.4k 0.01% Reduced -2.1k -2,132
38 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 63,17263.2k $758.7k $758.7k 0.00% Reduced -8.0k -7,986
39 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 62,20662.2k $695.1k $695.1k 0.02% Reduced -714 -714
40 BDO Wealth Advisors, LLC 0.09% of their portfolio JACKSONVILLE, FL 61,22061.2k $735.3k $735.3k 0.09% Reduced -11.6k -11,610
41 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 54,35254.4k $652.8k $652.8k 0.00% Reduced -1.0k -1,024
42 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 51,21051.2k $615.0k $615.0k 0.00% Unchanged
43 HOLLENCREST CAPITAL MANAGEMENT 0.07% of their portfolio NEWPORT BEACH, CA 50,17050.2k $602.5k $602.5k 0.07% Reduced -4.3k -4,271
44 Elequin Capital, LP 0.16% of their portfolio NEW YORK, NY 46,86646.9k $562.9k $562.9k 0.16% New
45 VERUS CAPITAL PARTNERS, LLC 0.10% of their portfolio SCOTTSDALE, AZ 46,50246.5k $558.5k $558.5k 0.10% Reduced -1.6k -1,602
46 MONEY CONCEPTS CAPITAL CORP 0.02% of their portfolio PALM BEACH GARDENS, FL 45,58745.6k $547.5k $547.5k 0.02% Added +45.5k +45,512
47 Certified Advisory Corp 0.11% of their portfolio ALTAMONTE SPRINGS, FL 45,37745.4k $545.0k $545.0k 0.11% Reduced -14.8k -14,833
48 Western Wealth Management, LLC 0.06% of their portfolio GOLDEN, CO 45,21345.2k $543.0k $543.0k 0.06% Reduced -78.8k -78,795
49 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 45,19745.2k $542.8k $542.8k 0.00% Reduced -1.3k -1,300
50 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 44,90744.9k $539.3k $539.3k 0.00% Reduced -4.2k -4,247
51 Carmel Capital Partners, LLC 0.36% of their portfolio SAN DIEGO, CA 43,74643.7k $525.4k $525.4k 0.36% Added +22.2k +22,199
52 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 41,10841.1k $494.0k $494.0k 0.00% Added +6.0k +6,044
53 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 40,95341.0k $491.9k $491.9k 0.02% Added +368 +368
54 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 40,31340.3k $488.7k $488.7k 0.01% Reduced -15.7k -15,712
55 Semus Wealth Partners LLC 0.58% of their portfolio Boca Raton, FL 40,07340.1k $481.3k $481.3k 0.58% First filing
56 RAYMOND JAMES TRUST N.A. 0.02% of their portfolio ST. PETERSBURG, FL 37,54737.5k $451.0k $451.0k 0.02% Added +21.1k +21,132
57 NWAM LLC 0.04% of their portfolio MERCER ISLAND, WA 37,36937.4k $448.8k $448.8k 0.04% Added +1.6k +1,619
58 Arlington Capital Management, Inc. 0.48% of their portfolio ARLINGTON HEIGHTS, IL 35,46835.5k $426.0k $426.0k 0.48% New
59 Covenant Asset Management, LLC 0.14% of their portfolio CHESTER, NJ 33,16233.2k $398.3k $398.3k 0.14% Reduced -2.7k -2,667
60 HB Wealth Management, LLC 0.01% of their portfolio Atlanta, GA 31,47131.5k $378.0k $378.0k 0.01% Reduced -16.4k -16,352
61 Spire Wealth Management 0.02% of their portfolio MCLEAN, VA 28,46728.5k $342.0k $342.0k 0.02% Added +2.4k +2,419
62 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 28,46128.5k $341.8k $341.8k 0.00% Reduced -1.8k -1,800
63 Johnson & White Wealth Management, LLC 4.19% of their portfolio YORK, PA 26,12026.1k $4.1m $4.1m 4.19% New
64 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 25,68925.7k $308.5k $308.5k 0.00% Reduced -6.3k -6,255
65 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 25,64025.6k $307.9k $307.9k 0.01% Added +38 +38
66 Ausdal Financial Partners, Inc. 0.04% of their portfolio Davenport, IA 25,50325.5k $306.3k $306.3k 0.04% Added +176 +176
67 Samalin Investment Counsel, LLC 0.19% of their portfolio CHAPPAQUA, NY 24,40524.4k $293.1k $293.1k 0.19% Added +4.2k +4,244
68 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 23,21323.2k $278.8k $278.8k 0.00% Added +232 +232
69 All Season Financial Advisors, Inc. 0.24% of their portfolio DENVER, CO 22,87322.9k $274.7k $274.7k 0.24% Added +923 +923
70 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 22,41922.4k $271.0k $271.0k 0.00% Added +2.5k +2,465
71 Virtu Financial LLC 0.03% of their portfolio New York, NY 21,73121.7k $261.0k $261.0k 0.03% Added +1.5k +1,530
72 LINCOLN NATIONAL CORP 0.01% of their portfolio RADNOR, PA 21,63021.6k $259.8k $259.8k 0.01% Added +9.5k +9,511
73 Mariner, LLC 0.00% of their portfolio Overland Park, KS 21,26721.3k $255.0k $255.0k 0.00% Unchanged
74 Grey Ledge Advisors, LLC 0.09% of their portfolio GUILFORD, CT 20,74720.7k $249.2k $249.2k 0.09% Added +862 +862
75 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 19,29619.3k $231.7k $231.7k 0.00% Added +862 +862
76 M&T Bank Corp 0.00% of their portfolio BUFFALO, NY 18,73718.7k $225.0k $225.0k 0.00% Reduced -77.8k -77,848
77 GILL CAPITAL PARTNERS, LLC 0.11% of their portfolio DENVER, CO 18,68618.7k $224.4k $224.4k 0.11% Unchanged
78 OARSMAN CAPITAL, INC. 0.11% of their portfolio MILWAUKEE, WI 18,25618.3k $219.3k $219.3k 0.11% Reduced -895 -895
79 Collaborative Wealth Managment Inc. 0.14% of their portfolio LAKE MARY, FL 18,05218.1k $216.8k $216.8k 0.14% Added +1.1k +1,057
80 Wealth Alliance Advisory Group, LLC 0.08% of their portfolio Wichita, KS 17,84717.8k $214.3k $214.3k 0.08% Added +4.5k +4,500
81 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 17,80217.8k $214.0k $214.0k 0.00% Added +6.6k +6,629
82 BEAM WEALTH ADVISORS, INC. 0.22% of their portfolio COVINGTON, LA 17,52717.5k $210.5k $210.5k 0.22% Reduced -524 -524
83 Avestar Capital, LLC 0.04% of their portfolio New York, NY 16,68016.7k $202.2k $202.2k 0.04% New
84 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 16,34716.3k $196.3k $196.3k 0.00% New
85 Integrity Financial Corp /WA 0.19% of their portfolio JACKSON, WY 16,28216.3k $195.5k $195.5k 0.19% Added +396 +396
86 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 16,14816.1k $193.9k $193.9k 0.01% Unchanged
87 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 16,00016.0k $195.7k $195.7k 0.00% New
88 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 15,78915.8k $189.6k $189.6k 0.00% Added +64 +64
89 SFI Advisors, LLC 0.20% of their portfolio Montclair, NJ 15,61815.6k $187.6k $187.6k 0.20% Reduced -3.3k -3,289
90 Sheaff Brock Investment Advisors, LLC 0.02% of their portfolio INDIANAPOLIS, IN 15,52615.5k $186.5k $186.5k 0.02% New
91 Kellett Wealth Advisors, LLC 0.18% of their portfolio CINCINNATI, OH 15,41915.4k $185.2k $185.2k 0.18% Reduced -1.1k -1,070
92 Wealthcare Advisory Partners LLC 0.01% of their portfolio WEST CHESTER, PA 15,39215.4k $184.9k $184.9k 0.01% Reduced -183 -183
93 Bridge Advisory, LLC 0.07% of their portfolio PASADENA, CA 14,95915.0k $179.7k $179.7k 0.07% New
94 TFG Advisers LLC 0.08% of their portfolio Auburn Hills, MI 12,98413.0k $155.9k $155.9k 0.08% Reduced -3.7k -3,737
95 Equius Partners, Inc. 0.05% of their portfolio NOVATO, CA 12,62412.6k $151.6k $151.6k 0.05% Added +347 +347
96 TWO SIGMA SECURITIES, LLC 0.02% of their portfolio NEW YORK, NY 12,51612.5k $150.3k $150.3k 0.02% New
97 Future Financial Wealth Managment LLC 0.16% of their portfolio CINCINNATI, OH 12,00012.0k $144.1k $144.1k 0.16% Unchanged
98 Triton Wealth Management, PLLC 0.09% of their portfolio SUN CITY, AZ 11,35611.4k $152.0k $152.0k 0.09% Unchanged
99 Southland Equity Partners LLC 0.05% of their portfolio WILDWOOD, MO 11,22111.2k $134.8k $134.8k 0.05% Unchanged
100 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 11,19611.2k $134.0k $134.0k 0.00% Reduced -4.2k -4,203