Vault-13

PIMCO MUN INCOME FD III XPMQX

COM · Closed-End Fund · CUSIP 72201A103

72 institutional holders -15 vs Q1 2024
6,487,7336.5m shares reported held*
$51.4mreported value*
9 new 22 added 17 reduced 23 sold out net sold ≈ $10.4m (-1.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $7.92.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 65Q4 22: 68Q1 23: 70Q2 23: 73Q3 23: 69Q4 23: 86Q1 24: 87Q2 24: 7272Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202265
Q4 202268
Q1 202370
Q2 202373
Q3 202369
Q4 202386
Q1 202487
Q2 202472

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 31 bought or addedQ4 22: 27 cut or sold outQ4 22Q1 23: 36 bought or addedQ1 23: 24 cut or sold outQ2 23: 28 bought or addedQ2 23: 23 cut or sold outQ2 23Q3 23: 33 bought or addedQ3 23: 32 cut or sold outQ4 23: 52 bought or addedQ4 23: 29 cut or sold outQ4 23Q1 24: 42 bought or addedQ1 24: 31 cut or sold outQ2 24: 31 bought or addedQ2 24: 40 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20223127
Q1 20233624
Q2 20232823
Q3 20233332
Q4 20235229
Q1 20244231
Q2 20243140

Biggest buyers

Hennion & Walsh Asset Management, Inc. Added +454,080+454.1k
Advisors Asset Management, Inc. Added +126,523+126.5k
UBS Group AG Added +90,064+90.1k
SMITH, MOORE & CO. New +51,335+51.3k
WELLS FARGO & COMPANY/MN Added +43,135+43.1k
LPL Financial LLC Added +37,762+37.8k
Modern Wealth Management, LLC New +30,000+30.0k
SFI Advisors, LLC New +26,609+26.6k
Arlington Capital Management, Inc. New +24,955+25.0k
Catalina Capital Group, LLC Added +18,285+18.3k

Biggest sellers

MORGAN STANLEY Reduced -1,386,792-1.4m
Fiera Capital Corp Reduced -209,590-209.6k
OSAIC HOLDINGS, INC. Reduced -104,145-104.1k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Reduced -77,194-77.2k
GUGGENHEIM CAPITAL LLC Reduced -73,900-73.9k
SIT INVESTMENT ASSOCIATES INC Sold out -67,350-67.3k
COHEN & STEERS, INC. Sold out -50,000-50.0k
WOLVERINE ASSET MANAGEMENT LLC Sold out -42,451-42.5k
Spire Wealth Management Sold out -39,450-39.5k
Beta Wealth Group, Inc. Reduced -24,034-24.0k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
RIVERNORTH CAPITAL MANAGEMENT, LLC 13G · institution +2.3 pts · filed 2025-08-14 8.0% +2.3 pts 2.7m 2025-08-14

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 764,136764.1k $6.0m $6.0m 0.00% Reduced -1.4m -1,386,792
2 GUGGENHEIM CAPITAL LLC 0.04% of their portfolio CHICAGO, IL 648,605648.6k $5.1m $5.1m 0.04% Reduced -73.9k -73,900
3 Advisors Asset Management, Inc. 0.08% of their portfolio Monument, CO 551,623551.6k $4.3m $4.3m 0.08% Added +126.5k +126,523
4 Hennion & Walsh Asset Management, Inc. 0.19% of their portfolio Parsippany, NJ 480,981481.0k $3.8m $3.8m 0.19% Added +454.1k +454,080
5 Fiera Capital Corp 0.01% of their portfolio MONTREAL, A8 436,430436.4k $3.4m $3.4m 0.01% Reduced -209.6k -209,590
6 GILL CAPITAL PARTNERS, LLC 1.28% of their portfolio DENVER, CO 421,174421.2k $3.3m $3.3m 1.28% Reduced -592 -592
7 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 321,028321.0k $2.5m $2.5m 0.00% Added +43.1k +43,135
8 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 298,609298.6k $2.4m $2.4m 0.00% Added +7.2k +7,223
9 UBS Group AG 0.00% of their portfolio ZURICH, V8 239,765239.8k $1.9m $1.9m 0.00% Added +90.1k +90,064
10 VAN ECK ASSOCIATES CORP 0.00% of their portfolio NEW YORK, NY 196,080196.1k $1.5m $1.5m 0.00% Reduced -7.7k -7,688
11 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 133,969134.0k $1.1m $1.1m 0.00% Added +3.6k +3,611
12 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 130,111130.1k $1.0m $1.0m 0.00% Reduced -124 -124
13 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 0.09% of their portfolio London, X0 127,109127.1k $1.0m $1.0m 0.09% Unchanged
14 PARK AVENUE SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 124,251124.3k $979.0k $979.0k 0.01% Added +2.3k +2,252
15 Beta Wealth Group, Inc. 0.42% of their portfolio SAN DIEGO, CA 111,764111.8k $880.7k $880.7k 0.42% Reduced -24.0k -24,034
16 Wakefield Asset Management LLLP 0.30% of their portfolio Englewood, CO 107,520107.5k $847.5k $847.5k 0.30% Added +1.3k +1,258
17 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 99,17799.2k $781.5k $781.5k 0.00% Reduced -18.8k -18,830
18 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 74,00574.0k $583.2k $583.2k 0.00% Added +37.8k +37,762
19 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 59,39459.4k $470.0k $470.0k 0.00% Added +14.5k +14,528
20 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 52,79852.8k $416.1k $416.1k 0.00% Added +1.4k +1,379
21 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.03% of their portfolio Englewood, NJ 52,61152.6k $414.6k $414.6k 0.03% Reduced -77.2k -77,194
22 Dynamic Advisor Solutions LLC 0.01% of their portfolio PHOENIX, AZ 52,15552.2k $411.0k $411.0k 0.01% Unchanged
23 Allen Mooney & Barnes Investment Advisors LLC 0.07% of their portfolio THOMASVILLE, GA 51,94951.9k $409.4k $409.4k 0.07% Added +58 +58
24 SMITH, MOORE & CO. 0.04% of their portfolio CLAYTON, MO 51,33551.3k $404.5k $404.5k 0.04% New
25 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 46,85546.9k $369.0k $369.0k 0.00% Reduced -630 -630
26 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 46,17346.2k $363.8k $363.8k 0.00% Reduced -185 -185
27 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 44,44644.4k $350.0k $350.0k 0.00% Added +6.7k +6,704
28 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 44,39844.4k $359.6k $359.6k 0.00% Reduced -15.3k -15,257
29 Williams & Novak, LLC 0.32% of their portfolio WESTLAKE VILLAGE, CA 43,75543.8k $344.8k $344.8k 0.32% Unchanged
30 MELFA WEALTH MANAGEMENT, INC. 0.24% of their portfolio WESTBOROUGH, MA 43,60843.6k $343.6k $343.6k 0.24% Added +6 +6
31 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 41,01041.0k $324.5k $324.5k 0.01% Added +6.6k +6,600
32 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 40,94840.9k $322.7k $322.7k 0.00% Reduced -1.4k -1,380
33 Catalina Capital Group, LLC 0.10% of their portfolio Torrance, CA 33,63733.6k $265.1k $265.1k 0.10% Added +18.3k +18,285
34 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 33,46033.5k $263.7k $263.7k 0.00% Unchanged
35 Wealth Alliance Advisory Group, LLC 0.06% of their portfolio Wichita, KS 31,71831.7k $249.9k $249.9k 0.06% Unchanged
36 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 31,03931.0k $244.6k $244.6k 0.00% Added +13.0k +12,989
37 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 30,71230.7k $242.0k $242.0k 0.00% Reduced -104.1k -104,145
38 Modern Wealth Management, LLC 0.02% of their portfolio KANSAS CITY, MO 30,00030.0k $236.4k $236.4k 0.02% New
39 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 29,87729.9k $235.0k $235.0k 0.00% Reduced -1.1k -1,077
40 SFI Advisors, LLC 0.16% of their portfolio Montclair, NJ 26,60926.6k $209.7k $209.7k 0.16% New
41 Arlington Capital Management, Inc. 0.17% of their portfolio ARLINGTON HEIGHTS, IL 24,95525.0k $196.6k $196.6k 0.17% New
42 INTEGRATED CAPITAL MANAGEMENT, INC. 0.15% of their portfolio JESSUP, PA 24,45524.5k $192.7k $192.7k 0.15% Added +2.7k +2,652
43 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 24,25624.3k $192.0k $192.0k 0.00% Unchanged
44 NOMURA HOLDINGS INC 0.00% of their portfolio TOKYO, M0 23,00023.0k $181.2k $181.2k 0.00% Unchanged
45 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 21,91421.9k $173.0k $173.0k 0.00% Unchanged
46 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 20,92620.9k $164.9k $164.9k 0.00% Unchanged
47 Kercheville Advisors, LLC 0.06% of their portfolio San Antonio, TX 17,00017.0k $134.0k $134.0k 0.06% Unchanged
48 EWG Elevate Inc. 0.05% of their portfolio ROSEVILLE, CA 16,00816.0k $126.1k $126.1k 0.05% Unchanged
49 Palogic Value Management, L.P. 0.05% of their portfolio DALLAS, TX 15,25015.2k $120.2k $120.2k 0.05% Unchanged
50 Ceeto Capital Group, LLC 0.05% of their portfolio CORAL GABLES, FL 15,00015.0k $119.0k $119.0k 0.05% Unchanged
51 Wealthstream Advisors, Inc. 0.04% of their portfolio NEW YORK, NY 14,76514.8k $116.3k $116.3k 0.04% Added +940 +940
52 SIMON QUICK ADVISORS, LLC 0.01% of their portfolio MORRISTOWN, NJ 13,46513.5k $106.1k $106.1k 0.01% Reduced -7.0k -7,021
53 ARBOR TRUST WEALTH ADVISORS, LLC 0.05% of their portfolio ANN ARBOR, MI 13,00013.0k $102.9k $102.9k 0.05% New
54 Redhawk Wealth Advisors, Inc. 0.02% of their portfolio MINNEAPOLIS, MN 12,81812.8k $101.0k $101.0k 0.02% Unchanged
55 Permanent Capital Management, LP 0.02% of their portfolio CHICAGO, IL 11,55611.6k $79.7k $79.7k 0.02% First filing
56 Ellis Investment Partners, LLC 0.02% of their portfolio Berwyn, PA 10,00010.0k $78.8k $78.8k 0.02% Unchanged
57 HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio NEWPORT BEACH, CA 9,4759.5k $74.7k $74.7k 0.00% Unchanged
58 HBC Financial Services, PLLC 0.04% of their portfolio SEATTLE, WA 8,0008.0k $61.0k $61.0k 0.04% Added +2.0k +2,000
59 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 7,7947.8k $61.2k $61.2k 0.00% New
60 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 7,3757.4k $58.1k $58.1k 0.00% Added +5.6k +5,575
61 Bramshill Investments, LLC 0.01% of their portfolio NAPLES, FL 6,7216.7k $53.0k $53.0k 0.01% New
62 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 4,7594.8k $37.5k $37.5k 0.00% New
63 Colonial Trust Co / SC 0.00% of their portfolio SPARTANBURG, SC 3,0003.0k $23.4k $23.4k 0.00% Unchanged
64 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 2,6502.6k $20.9k $20.9k 0.00% Unchanged
65 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 1,9351.9k $15.0k $15.0k 0.00% Added +13 +13
66 UMB Bank, n.a. 0.00% of their portfolio Kansas City, MO 1,7801.8k $14.0k $14.0k 0.00% Reduced -1.0k -1,023
67 ROTHSCHILD INVESTMENT LLC 0.00% of their portfolio CHICAGO, IL 1,4001.4k $11.0k $11.0k 0.00% Unchanged
68 COMERICA BANK 0.00% of their portfolio DALLAS, TX 1,1171.1k $8.8k $8.8k 0.00% Unchanged
69 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 1,0051.0k $7.9k $7.9k 0.00% Unchanged
70 Financial Perspectives, Inc 0.00% of their portfolio MINNEAPOLIS, MN 990990 $7.8k $7.8k 0.00% Unchanged
71 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged
72 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 00 $0 $0 0.00% New