PIMCO MUN INCOME FD III XPMQX
COM · Closed-End Fund · CUSIP 72201A103
68
institutional holders
+3 vs Q3 2022
4.5m
shares reported held*
$38.8mreported value*
10 new
21 added
20 reduced
7 sold out
net bought ≈ $4.9m (+566.8k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $8.71.
Trends to Q4 2022
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 65 |
| Q4 2022 | 68 |
Biggest buyers
| Beta Wealth Group, Inc. | Added | +302.6k |
| MORGAN STANLEY | Added | +201.1k |
| UBS Group AG | Added | +75.3k |
| AE Wealth Management LLC | New | +56.7k |
| Raymond James Financial Services Advisors, Inc. | Added | +43.2k |
| GUGGENHEIM CAPITAL LLC | Added | +35.2k |
| WELLS FARGO & COMPANY/MN | Added | +28.4k |
| Wealth Alliance Advisory Group, LLC | Added | +26.0k |
| RAYMOND JAMES & ASSOCIATES | Added | +20.4k |
| Mariner, LLC | New | +18.0k |
Biggest sellers
| ROBINSON CAPITAL MANAGEMENT, LLC | Sold out | -78.4k |
| OSAIC HOLDINGS, INC. | Reduced | -59.3k |
| GILL CAPITAL PARTNERS, LLC | Reduced | -48.0k |
| COHEN & STEERS, INC. | Reduced | -41.6k |
| BANK OF AMERICA CORP /DE/ | Reduced | -27.5k |
| KMG FIDUCIARY PARTNERS, LLC | Sold out | -13.9k |
| ROYAL BANK OF CANADA | Reduced | -12.1k |
| Baird Financial Group, Inc. | Sold out | -12.0k |
| PNC Financial Services Group, Inc. | Reduced | -10.4k |
| TrinityPoint Wealth, LLC | Reduced | -10.2k |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC 13G · institution +2.3 pts · filed 2025-08-14 | 8.0% |
Holders, Q4 2022
| Manager | Shares | Change |
|---|---|---|
| UBS Group AG 0.00% of their portfolio | 753.7k $6.6m | Added +75.3k |
| GUGGENHEIM CAPITAL LLC 0.05% of their portfolio | 706.5k $6.2m | Added +35.2k |
| GILL CAPITAL PARTNERS, LLC 1.77% of their portfolio | 429.8k $3.7m | Reduced -48.0k |
| MORGAN STANLEY 0.00% of their portfolio | 374.9k $3.3m | Added +201.1k |
| Beta Wealth Group, Inc. 1.98% of their portfolio | 339.4k $3.0m | Added +302.6k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 142.1k $1.2m | Reduced -59.3k |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 112.9k $983.7k | Added +43.2k |
| CALIFORNIA FIRST LEASING CORP 0.65% of their portfolio | 106.8k $929.8k | Unchanged |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 103.5k $901.7k | Added +28.4k |
| SMITH, MOORE & CO. 0.12% of their portfolio | 99.5k $866.9k | Added +8.3k |
| VAN ECK ASSOCIATES CORP 0.00% of their portfolio | 93.6k $815.0k | Added +9.9k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 72.5k $631.6k | Reduced -27.5k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 63.4k $552.0k | Reduced -12.1k |
| Allen Mooney & Barnes Investment Advisors LLC 0.13% of their portfolio | 61.8k $538.2k | Added +145 |
| AE Wealth Management LLC 0.00% of their portfolio | 56.7k $493.6k | New |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 56.3k $489.9k | Reduced -8.1k |
| LPL Financial LLC 0.00% of their portfolio | 55.1k $480.2k | Added +7.9k |
| Wealth Alliance Advisory Group, LLC 0.15% of their portfolio | 43.7k $380.8k | Added +26.0k |
| MELFA WEALTH MANAGEMENT, INC. 0.40% of their portfolio | 43.5k $378.9k | First filing |
| ACT Advisors, LLC. 0.21% of their portfolio | 37.8k $329.0k | Added +636 |
| NewEdge Advisors, LLC 0.01% of their portfolio | 36.1k $314.4k | Reduced -4.0k |
| MML INVESTORS SERVICES, LLC 0.00% of their portfolio | 34.7k $302.0k | Added +407 |
| Coombe, Bender & Co LLC 0.28% of their portfolio | 34.6k $302.0k | Reduced -5.9k |
| Palogic Value Management, L.P. 0.15% of their portfolio | 33.0k $287.4k | First filing |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 32.3k $281.0k | Added +2.0k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 31.6k $275.4k | Added +20.4k |
| Cetera Investment Advisers 0.00% of their portfolio | 31.2k $271.6k | Added +1.8k |
| Parisi Gray Wealth Management 0.13% of their portfolio | 29.5k $257.2k | Reduced -2.8k |
| TrinityPoint Wealth, LLC 0.06% of their portfolio | 28.0k $243.5k | Reduced -10.2k |
| COHEN & STEERS, INC. 0.00% of their portfolio | 24.0k $209.0k | Reduced -41.6k |
| AlphaCentric Advisors LLC 0.20% of their portfolio | 23.6k $205.1k | Added +13.6k |
| Cetera Advisor Networks LLC 0.00% of their portfolio | 23.3k $203.2k | Added +8.0k |
| SouthState Bank Corp 0.02% of their portfolio | 22.7k $197.5k | Unchanged |
| HighTower Advisors, LLC 0.00% of their portfolio | 21.5k $188.0k | Reduced -1.5k |
| Mariner, LLC 0.00% of their portfolio | 18.0k $157.0k | New |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 17.3k $151.0k | Reduced -2.6k |
| B. Riley Wealth Advisors, Inc. 0.00% of their portfolio | 17.0k $148.9k | Reduced -102 |
| Kercheville Advisors, LLC 0.10% of their portfolio | 17.0k $148.1k | Reduced -1.0k |
| EWG Elevate Inc. 0.07% of their portfolio | 16.0k $139.4k | New |
| LINCOLN NATIONAL CORP 0.00% of their portfolio | 15.8k $138.0k | Reduced -31 |
| Washington Trust Advisors, Inc. 0.01% of their portfolio | 15.5k $135.0k | Unchanged |
| Hardy Reed LLC 0.03% of their portfolio | 15.4k $133.8k | Unchanged |
| Janney Capital Management LLC 0.01% of their portfolio | 15.1k $131.0k | New |
| Ceeto Capital Group, LLC 0.07% of their portfolio | 15.0k $131.0k | Unchanged |
| Virtu Financial LLC 0.02% of their portfolio | 14.2k $124.0k | New |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 14.0k $122.0k | Reduced -500 |
| Private Advisor Group, LLC 0.00% of their portfolio | 13.0k $113.0k | Reduced -1.1k |
| WINTRUST INVESTMENTS LLC 0.02% of their portfolio | 12.7k $111.0k | Unchanged |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 12.2k $106.3k | Added +1.4k |
| CCG WEALTH MANAGEMENT, LLC 0.05% of their portfolio | 10.2k $88.5k | Unchanged |
| Americana Partners, LLC 0.02% of their portfolio | 10.2k $88.4k | Reduced -350 |
| GAMBLE JONES INVESTMENT COUNSEL 0.01% of their portfolio | 10.0k $87.1k | Unchanged |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 7.8k $67.8k | Reduced -10.4k |
| HOLLENCREST CAPITAL MANAGEMENT 0.01% of their portfolio | 6.8k $58.8k | New |
| Affiance Financial, LLC 0.01% of their portfolio | 3.2k $27.7k | New |
| Cullen/Frost Bankers, Inc. 0.00% of their portfolio | 3.1k $26.6k | Unchanged |
| Colonial Trust Co / SC 0.01% of their portfolio | 3.0k $25.8k | New |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 2.7k $23.2k | Unchanged |
| IFP Advisors, Inc 0.00% of their portfolio | 2.4k $27.0k | Reduced -6.7k |
| MONEY CONCEPTS CAPITAL CORP 0.00% of their portfolio | 1.9k $16.7k | New |
| BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio | 1.8k $16.0k | Added +30 |
| HARBOUR INVESTMENTS, INC. 0.00% of their portfolio | 1.0k $8.8k | Unchanged |
| FNY Investment Advisers, LLC 0.01% of their portfolio | 700 $6.0k | Unchanged |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 624 $5.4k | Added +136 |
| Zullo Investment Group, Inc. 0.00% of their portfolio | 500 $4.4k | Unchanged |
| Spire Wealth Management 0.00% of their portfolio | 286 $2.0k | New |
| Key Financial Inc 0.00% of their portfolio | 5 $39 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |