Vault-13

PIEDMONT LITHIUM INC PLL

COM · Common Stock · CUSIP 72016P105 · ISIN US72016P1057

162 institutional holders +4 vs Q4 2022
9,593,4469.6m shares reported held*
$574.9mreported value*
32 new 50 added 37 reduced 29 sold out net bought ≈ $62.2m (+1.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $59.92. Options: 15 managers hold calls ($44.0m notional), 18 hold puts ($39.5m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 144Q4 22: 158Q1 23: 162162Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022144
Q4 2022158
Q1 2023162

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 83 bought or addedQ4 22: 59 cut or sold outQ4 22Q1 23: 82 bought or addedQ1 23: 66 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20228359
Q1 20238266

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60mQ3 22 calls: $47.4mQ3 22 puts: $17.7mQ3 22P/C 0.37Q4 22 calls: $17.2mQ4 22 puts: $7.3mQ4 22P/C 0.42Q1 23 calls: $44.0mQ1 23 puts: $39.5mQ1 23P/C 0.90
Numbers
QuarterCallsPutsP/C
Q3 2022$47.4m$17.7m0.37
Q4 2022$17.2m$7.3m0.42
Q1 2023$44.0m$39.5m0.90

Biggest buyers

Luxor Capital Group, LP New +417,179+417.2k
Point72 Asset Management, L.P. New +274,900+274.9k
STATE STREET CORP Added +191,949+191.9k
Schonfeld Strategic Advisors LLC Added +172,940+172.9k
Sculptor Capital LP New +153,200+153.2k
Invesco Ltd. Added +138,290+138.3k
Weiss Multi-Strategy Advisers LLC New +67,600+67.6k
Moody Aldrich Partners LLC New +60,030+60.0k
MORGAN STANLEY Added +54,560+54.6k
GeoSphere Capital Management, LLC New +50,000+50.0k

Biggest sellers

Top Ace Asset Management Ltd Sold out -140,000-140.0k
MILLENNIUM MANAGEMENT LLC Reduced -121,344-121.3k
Mirae Asset Global Investments Co., Ltd. Reduced -115,305-115.3k
RENAISSANCE TECHNOLOGIES LLC Reduced -113,190-113.2k
M&G INVESTMENT MANAGEMENT LTD Sold out -54,680-54.7k
MOORE CAPITAL MANAGEMENT, LP Sold out -50,870-50.9k
SOROS FUND MANAGEMENT LLC Reduced -45,000-45.0k
Cubist Systematic Strategies, LLC Reduced -39,653-39.7k
Squarepoint Ops LLC Reduced -36,468-36.5k
GOLDMAN SACHS GROUP INC Reduced -33,243-33.2k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $14.5m241.7k shares
CITADEL ADVISORS LLC Added $14.3m238.2k shares
BARCLAYS PLC New $6.0m100.0k shares
BANK OF AMERICA CORP /DE/ New $1.7m28.8k shares
Squarepoint Ops LLC New $1.6m27.1k shares
NOMURA HOLDINGS INC New $1.4m23.5k shares
GROUP ONE TRADING LLC Added $1.1m18.1k shares
SIMPLEX TRADING, LLC Added $906.0k15.1k shares
K2 PRINCIPAL FUND, L.P. Added $900.8k15.0k shares
D. E. Shaw & Co., Inc. Added $870.7k14.5k shares

Biggest puts

Sculptor Capital LP New $9.2m153.2k shares
BANK OF MONTREAL /CAN/ New $5.7m95.4k shares
UBS Group AG New $5.5m92.4k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $5.1m85.0k shares
CITADEL ADVISORS LLC Added $3.4m55.9k shares
Squarepoint Ops LLC Added $2.6m43.5k shares
Arbiter Partners Capital Management LLC New $1.8m30.1k shares
Chanos & Co LP New $1.8m29.3k shares
BARCLAYS PLC New $1.4m23.0k shares
SIMPLEX TRADING, LLC Added $1.1m18.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
BlackRock, Inc. 13G · institution filed 2025-04-17 6.1% 1.3m 2025-04-17
VANGUARD GROUP INC 13G · institution +0.8 pts · filed 2025-07-29 5.5% +0.8 pts 1.2m 2025-07-29

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 STATE STREET CORP 0.01% of their portfolio BOSTON, MA 1,637,5581.6m $98.3m $98.3m 0.01% Added +191.9k +191,949
2 BlackRock Inc. 0.00% of their portfolio New York, NY 1,288,3291.3m $77.4m $77.4m 0.00% Added +6.8k +6,824
3 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 952,907952.9k $57.2m $57.2m 0.00% Added +18.8k +18,779
4 VAN ECK ASSOCIATES CORP 0.09% of their portfolio NEW YORK, NY 657,042657.0k $39.5m $39.5m 0.09% Added +12.9k +12,853
5 Invesco Ltd. 0.01% of their portfolio ATLANTA, GA 482,981483.0k $29.0m $29.0m 0.01% Added +138.3k +138,290
6 Luxor Capital Group, LP 2.05% of their portfolio NEW YORK, NY 417,179417.2k $25.1m $25.1m 2.05% New
7 PRINCIPAL FINANCIAL GROUP INC 0.01% of their portfolio DES MOINES, IA 331,667331.7k $19.9m $19.9m 0.01% Added +3.4k +3,403
8 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 328,720328.7k $19.7m $19.7m 0.00% Added +15.3k +15,345
9 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 277,920277.9k $16.7m $16.7m 0.00% Added +54.6k +54,560
10 Point72 Asset Management, L.P. 0.06% of their portfolio STAMFORD, CT 274,900274.9k $16.5m $16.5m 0.06% New
11 Schonfeld Strategic Advisors LLC 0.11% of their portfolio NEW YORK, NY 187,592187.6k $11.3m $11.3m 0.11% Added +172.9k +172,940
12 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 167,392167.4k $10.1m $10.1m 0.00% Reduced -107 -107
13 Mirae Asset Global Investments Co., Ltd. 0.02% of their portfolio SEOUL, M5 163,472163.5k $9.8m $9.8m 0.02% Reduced -115.3k -115,305
14 Sculptor Capital LP 0.23% of their portfolio New York, NY 153,200153.2k $9.2m $9.2m 0.23% New
15 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 130,000130.0k $7.8m $7.8m 0.01% Reduced -113.2k -113,190
16 Yaupon Capital Management LP 1.22% of their portfolio NEW YORK, NY 129,563129.6k $7.8m $7.8m 1.22% Reduced -11.4k -11,371
17 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.01% of their portfolio FRANKFURT AM MAIN, 2M 125,426125.4k $7.5m $7.5m 0.01% Unchanged
18 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 124,058124.1k $7.4m $7.4m 0.00% Added +689 +689
19 Amundi 0.00% of their portfolio Paris, I0 105,220105.2k $5.5m $5.5m 0.00% Added +555 +555
20 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 89,83289.8k $5.4m $5.4m 0.00% Reduced -18.4k -18,388
21 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 72,65372.7k $4.4m $4.4m 0.00% Added +24.3k +24,334
22 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 70,23370.2k $4.2m $4.2m 0.00% Added +17.2k +17,158
23 Weiss Multi-Strategy Advisers LLC 0.10% of their portfolio NEW YORK, NY 67,60067.6k $4.1m $4.1m 0.10% New
24 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 64,73964.7k $3.9m $3.9m 0.00% Added +5.0k +5,013
25 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 60,25360.3k $3.6m $3.6m 0.00% Reduced -33.2k -33,243
26 Moody Aldrich Partners LLC 0.73% of their portfolio MARBLEHEAD, MA 60,03060.0k $3.6m $3.6m 0.73% New
27 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 57,49057.5k $3.5m $3.5m 0.00% Added +354 +354
28 GeoSphere Capital Management, LLC 3.80% of their portfolio MIAMI BEACH, FL 50,00050.0k $3.0m $3.0m 3.80% New
29 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 49,61449.6k $3.0m $3.0m 0.00% Reduced -77 -77
30 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 43,27743.3k $2.3m $2.3m 0.00% Reduced -10.1k -10,124
31 KENNEDY CAPITAL MANAGEMENT LLC 0.07% of their portfolio ST LOUIS, MO 42,21542.2k $2.5m $2.5m 0.07% New
32 DECADE RENEWABLE PARTNERS LP 0.88% of their portfolio HOUSTON, TX 40,00040.0k $2.4m $2.4m 0.88% New
33 Jump Financial, LLC 0.10% of their portfolio Chicago, IL 39,10039.1k $2.3m $2.3m 0.10% Added +24.5k +24,492
34 Swiss National Bank 0.00% of their portfolio ZURICH, V8 38,80038.8k $2.3m $2.3m 0.00% Reduced -4.6k -4,600
35 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 33,02033.0k $2.0m $2.0m 0.00% Reduced -143 -143
36 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 30,85430.9k $1.9m $1.9m 0.00% Added +6.1k +6,118
37 UBS Group AG 0.00% of their portfolio ZURICH, V8 30,60430.6k $1.8m $1.8m 0.00% Added +11.1k +11,097
38 Quadrature Capital Ltd 0.05% of their portfolio LONDON, X0 30,13830.1k $1.8m $1.8m 0.05% Reduced -5.3k -5,309
39 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 29,97630.0k $1.8m $1.8m 0.00% Reduced -121.3k -121,344
40 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 26,69826.7k $1.6m $1.6m 0.00% Added +652 +652
41 Parallax Volatility Advisers, L.P. 0.05% of their portfolio San Francisco, CA 24,95425.0k $1.5m $1.5m 0.05% New
42 Cubist Systematic Strategies, LLC 0.01% of their portfolio STAMFORD, CT 24,34724.3k $1.5m $1.5m 0.01% Reduced -39.7k -39,653
43 Williams Jones Wealth Management, LLC. 0.02% of their portfolio NEW YORK, NY 23,35223.4k $1.4m $1.4m 0.02% Added +187 +187
44 CAPITAL FUND MANAGEMENT S.A. 0.03% of their portfolio PARIS, I0 23,33623.3k $1.4m $1.4m 0.03% Reduced -7.5k -7,489
45 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 22,27822.3k $1.3m $1.3m 0.00% Reduced -261 -261
46 Squarepoint Ops LLC 0.01% of their portfolio NEW YORK, NY 20,55320.6k $1.2m $1.2m 0.01% Reduced -36.5k -36,468
47 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 18,91818.9k $1.1m $1.1m 0.00% Added +14.3k +14,255
48 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 18,07318.1k $1.1m $1.1m 0.00% Added +851 +851
49 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 18,06218.1k $1.1m $1.1m 0.00% Added +1.7k +1,693
50 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 17,10017.1k $1.0m $1.0m 0.00% Unchanged
51 Boston Partners 0.00% of their portfolio BOSTON, MA 16,95717.0k $1.0m $1.0m 0.00% Added +2.3k +2,262
52 Legal & General Group Plc 0.00% of their portfolio London, X0 16,28016.3k $977.6k $977.6k 0.00% Added +2.3k +2,346
53 SOROS FUND MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 15,00015.0k $900.8k $900.8k 0.02% Reduced -45.0k -45,000
54 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 14,88414.9k $894.8k $894.8k 0.00% New
55 TUDOR INVESTMENT CORP ET AL 0.02% of their portfolio STAMFORD, CT 14,23014.2k $855.0k $855.0k 0.02% Added +8.9k +8,862
56 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 13,40013.4k $804.7k $804.7k 0.00% Reduced -21.1k -21,057
57 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 11,89111.9k $714.1k $714.1k 0.00% Added +3.3k +3,260
58 SCHRODER INVESTMENT MANAGEMENT GROUP 0.00% of their portfolio London, X0 11,70711.7k $703.0k $703.0k 0.00% Unchanged
59 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 11,21811.2k $674.0k $674.0k 0.00% Added +1.9k +1,900
60 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 11,07111.1k $664.8k $664.8k 0.00% Unchanged
61 Vectors Research Management, LLC 0.16% of their portfolio New York, NY 10,66510.7k $640.0k $640.0k 0.16% New
62 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 10,59910.6k $636.5k $636.5k 0.00% Added +10.6k +10,588
63 GROUP ONE TRADING LLC 0.03% of their portfolio CHICAGO, IL 10,36410.4k $622.4k $622.4k 0.03% Reduced -5.4k -5,371
64 Thomist Capital Management, LP 0.32% of their portfolio Houston, TX 10,35110.4k $538.0k $538.0k 0.32% New
65 MACQUARIE GROUP LTD 0.00% of their portfolio Sydney, NSW 2000, C3 10,24010.2k $614.9k $614.9k 0.00% New
66 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 10,23910.2k $614.9k $614.9k 0.00% Reduced -1.7k -1,673
67 Tidal Investments LLC 0.01% of their portfolio Milwaukee, WI 9,6439.6k $579.0k $579.0k 0.01% Reduced -4.3k -4,253
68 HNP Capital LLC 0.16% of their portfolio ROCHESTER, NY 9,5529.6k $573.6k $573.6k 0.16% New
69 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 9,4559.5k $568.0k $568.0k 0.00% Added +194 +194
70 MetLife Investment Management, LLC 0.00% of their portfolio Whippany, NJ 9,4559.5k $567.8k $567.8k 0.00% Unchanged
71 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 9,2549.3k $555.7k $555.7k 0.00% Reduced -4.5k -4,493
72 JANUS HENDERSON GROUP PLC 0.00% of their portfolio LONDON, X0 8,9218.9k $535.4k $535.4k 0.00% New
73 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 8,8488.8k $531.3k $531.3k 0.00% Added +408 +408
74 Quantbot Technologies LP 0.04% of their portfolio NEW YORK, NY 8,7768.8k $527.0k $527.0k 0.04% Added +8.3k +8,270
75 AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio New York, NY 8,3818.4k $503.3k $503.3k 0.00% Added +167 +167
76 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 8,0008.0k $480.4k $480.4k 0.00% New
77 DARK FOREST CAPITAL MANAGEMENT LP 0.11% of their portfolio NEW YORK, NY 7,9798.0k $479.1k $479.1k 0.11% Added +7.6k +7,623
78 BARD ASSOCIATES INC 0.19% of their portfolio CHICAGO, IL 7,7007.7k $462.4k $462.4k 0.19% Unchanged
79 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 7,6787.7k $461.1k $461.1k 0.00% New
80 U S GLOBAL INVESTORS INC 0.03% of their portfolio SAN ANTONIO, TX 7,5007.5k $450.4k $450.4k 0.03% Reduced -2.5k -2,500
81 GLENMEDE TRUST CO NA 0.00% of their portfolio PHILADELPHIA, PA 7,4657.5k $448.3k $448.3k 0.00% New
82 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 6,9296.9k $415.0k $415.0k 0.00% Reduced -541 -541
83 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 6,6516.7k $399.4k $399.4k 0.00% Unchanged
84 ExodusPoint Capital Management, LP 0.00% of their portfolio NEW YORK, NY 6,6036.6k $397.0k $397.0k 0.00% Reduced -3.0k -3,010
85 SHEETS SMITH WEALTH MANAGEMENT 0.06% of their portfolio WINSTON-SALEM, NC 6,4376.4k $386.5k $386.5k 0.06% Unchanged
86 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 5,9325.9k $356.0k $356.0k 0.00% New
87 TWO SIGMA SECURITIES, LLC 0.03% of their portfolio NEW YORK, NY 5,8335.8k $350.3k $350.3k 0.03% Added +893 +893
88 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 5,7005.7k $342.0k $342.0k 0.00% Added +467 +467
89 SIMPLEX TRADING, LLC 0.01% of their portfolio CHICAGO, IL 5,3145.3k $319.0k $319.0k 0.01% New
90 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.00% of their portfolio TALLAHASSEE, FL 5,3005.3k $318.3k $318.3k 0.00% Unchanged
91 ARIZONA STATE RETIREMENT SYSTEM 0.00% of their portfolio PHOENIX, AZ 5,2185.2k $313.3k $313.3k 0.00% Added +149 +149
92 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 4,9424.9k $296.8k $296.8k 0.01% Added +5 +5
93 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 4,2864.3k $257.4k $257.4k 0.00% New
94 Avidian Wealth Enterprises, LLC 0.01% of their portfolio Houston, TX 4,1004.1k $246.2k $246.2k 0.01% New
95 Rafferty Asset Management, LLC 0.00% of their portfolio New York, NY 3,7363.7k $224.3k $224.3k 0.00% New
96 CHAPIN DAVIS, INC. 0.11% of their portfolio BALTIMORE, MD 3,7003.7k $222.2k $222.2k 0.11% New
97 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 3,6793.7k $220.9k $220.9k 0.00% New
98 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 2,7762.8k $166.7k $166.7k 0.00% Reduced -125 -125
99 SG Americas Securities, LLC 0.00% of their portfolio NEW YORK, NY 2,7732.8k $167.0k $167.0k 0.00% Reduced -8.0k -7,958
100 FMR LLC 0.00% of their portfolio BOSTON, MA 2,1862.2k $131.2k $131.2k 0.00% Added +1.6k +1,612