Vault-13

PAVMED INC

COM NEW · CUSIP 70387R403

23 institutional holders -4 vs Q2 2024
1,120,7091.1m shares reported held*
$1.4mreported value*
1 new 4 added 6 reduced 5 sold out net bought ≈ $30.8k (+25.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $1.23. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0102030Q4 23: 27Q1 24: 25Q2 24: 27Q3 24: 2323Q4 23Q1 24Q2 24Q3 24
Numbers
QuarterHolders
Q4 202327
Q1 202425
Q2 202427
Q3 202423

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q1 24: 7 bought or addedQ1 24: 16 cut or sold outQ1 24Q2 24: 11 bought or addedQ2 24: 10 cut or sold outQ2 24Q3 24: 5 bought or addedQ3 24: 11 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q1 2024716
Q2 20241110
Q3 2024511

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300k$400kQ4 23 calls: $378.6kQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $4.0kQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $1.0kQ2 24 puts: $0Q2 24P/C 0.00Q3 24 calls: $0Q3 24 puts: $0Q3 24P/C —
Numbers
QuarterCallsPutsP/C
Q4 2023$378.6k$00.00
Q1 2024$4.0k$00.00
Q2 2024$1.0k$00.00
Q3 2024$0$0—

Biggest buyers

FIRST MANHATTAN CO. LLC. Added +100,000+100.0k
Obermeyer Wealth Partners New +21,500+21.5k
GEODE CAPITAL MANAGEMENT, LLC Added +8,862+8.9k
BANK OF AMERICA CORP /DE/ Added +479+479
Allworth Financial LP Added +27+27

Biggest sellers

Axiom Advisory, LLC Sold out -38,955-39.0k
TWO SIGMA SECURITIES, LLC Sold out -25,225-25.2k
Virtu Financial LLC Sold out -15,099-15.1k
VANGUARD GROUP INC Reduced -14,375-14.4k
Tower Research Capital LLC (TRC) Reduced -5,992-6.0k
UBS Group AG Reduced -4,786-4.8k
WELLS FARGO & COMPANY/MN Reduced -1,117-1.1k
MORGAN STANLEY Reduced -234-234
JPMORGAN CHASE & CO Reduced -34-34
ROYAL BANK OF CANADA Sold out -11-11

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Tasso Partners, LLC 13G · passive investor new · filed 2025-02-28 18.9% new 2.6m 2025-02-28
Ayrton Capital LLC 13G · institution filed 2025-02-13 9.9% 1.2m 2025-02-13
FIRST MANHATTAN CO. LLC. 13G · institution +5.3 pts · filed 2026-05-14 9.6% +5.3 pts 639.2k 2026-05-14
Sargent Investment Group, LLC 13G · institution new · filed 2025-08-14 5.8% new 1.0m 2025-08-14

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FIRST MANHATTAN CO. LLC. 0.00% of their portfolio NEW YORK, NY 600,000600.0k $738.0k $738.0k 0.00% Added +100.0k +100,000
2 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 281,015281.0k $345.6k $345.6k 0.00% Reduced -14.4k -14,375
3 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 82,49682.5k $101.5k $101.5k 0.00% Added +8.9k +8,862
4 BlackRock, Inc. 0.00% of their portfolio New York, NY 74,91274.9k $92.1k $92.1k 0.00% First filing
5 Obermeyer Wealth Partners 0.00% of their portfolio ASPEN, CO 21,50021.5k $26.4k $26.4k 0.00% New
6 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 20,85420.9k $25.6k $25.6k 0.00% Unchanged
7 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 11,70611.7k $14.4k $14.4k 0.00% Unchanged
8 XML Financial, LLC 0.00% of their portfolio BETHESDA, MD 10,06710.1k $12.4k $12.4k 0.00% Unchanged
9 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 4,8344.8k $5.9k $5.9k 0.00% Reduced -234 -234
10 CWM, LLC 0.00% of their portfolio OMAHA, NE 4,6724.7k $6.0k $6.0k 0.00% Unchanged
11 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 3,7123.7k $4.6k $4.6k 0.00% Reduced -6.0k -5,992
12 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 2,7852.8k $3.4k $3.4k 0.00% Reduced -1.1k -1,117
13 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 836836 $1.0k $1.0k 0.00% Unchanged
14 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 558558 $687 $687 0.00% Added +479 +479
15 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 447447 $550 $550 0.00% Added +27 +27
16 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 116116 $142 $142 0.00% Unchanged
17 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 7878 $96 $96 0.00% Unchanged
18 M&R CAPITAL MANAGEMENT INC 0.00% of their portfolio SUMMIT, NJ 6767 $82 $82 0.00% Unchanged
19 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 4040 $48 $48 0.00% Reduced -34 -34
20 UBS Group AG 0.00% of their portfolio ZURICH, V8 99 $11 $11 0.00% Reduced -4.8k -4,786
21 THOMPSON INVESTMENT MANAGEMENT, INC. 0.00% of their portfolio MADISON, WI 44 $5 $5 0.00% Unchanged
22 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 11 $1 $1 0.00% Unchanged
23 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged