Vault-13

OPPFI INC

*W EXP 07/20/202 · CUSIP 68386H111

19 institutional holders -3 vs Q1 2024
5,524,9065.5m shares reported held*
$708.5kreported value*
1 new 4 added 3 reduced 4 sold out net sold ≈ $24.8k (-190.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.13. Options: 1 managers hold calls ($17.6k notional), 0 hold puts (—).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 23Q4 22: 23Q1 23: 21Q2 23: 23Q3 23: 23Q4 23: 23Q1 24: 22Q2 24: 1919Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202223
Q4 202223
Q1 202321
Q2 202323
Q3 202323
Q4 202323
Q1 202422
Q2 202419

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q4 22: 5 bought or addedQ4 22: 5 cut or sold outQ4 22Q1 23: 1 bought or addedQ1 23: 5 cut or sold outQ2 23: 3 bought or addedQ2 23: 2 cut or sold outQ2 23Q3 23: 3 bought or addedQ3 23: 3 cut or sold outQ4 23: 6 bought or addedQ4 23: 5 cut or sold outQ4 23Q1 24: 5 bought or addedQ1 24: 8 cut or sold outQ2 24: 5 bought or addedQ2 24: 7 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 202255
Q1 202315
Q2 202332
Q3 202333
Q4 202365
Q1 202458
Q2 202457

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ3 23 calls: $378.9kQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $513.5kQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $10.8kQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $17.6kQ2 24 puts: $0Q2 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2023$378.9k$00.00
Q4 2023$513.5k$00.00
Q1 2024$10.8k$00.00
Q2 2024$17.6k$00.00

Biggest buyers

CSS LLC/IL Added +119,850+119.8k
TWO SIGMA INVESTMENTS, LP New +68,530+68.5k
WOLVERINE ASSET MANAGEMENT LLC Added +13,689+13.7k
UBS Group AG Added +8,487+8.5k
Privium Fund Management B.V. Added +100+100

Biggest sellers

Ionic Capital Management LLC Sold out -237,076-237.1k
Walleye Capital LLC Reduced -72,020-72.0k
COWEN AND COMPANY, LLC Sold out -51,983-52.0k
PIPER SANDLER & CO. Sold out -29,719-29.7k
Trivium Point Advisory, LLC Sold out -10,000-10.0k
Skaana Management L.P. Reduced -533-533
CLEAR STREET LLC Reduced -100-100

Biggest calls

MILLENNIUM MANAGEMENT LLC Unchanged $17.6k135.2k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
ARISTEIA CAPITAL, L.L.C. 13G · institution +2.1 pts · filed 2025-11-14 7.3% +2.1 pts 2.2m≈ $65.6k 2025-11-14

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LMR Partners LLP 0.00% of their portfolio LONDON, X0 1,391,8471.4m $180.9k $180.9k 0.00% Unchanged
2 Greenland Capital Management LP 0.03% of their portfolio NEW YORK, NY 1,066,8071.1m $138.7k $138.7k 0.03% Unchanged
3 Walleye Capital LLC 0.00% of their portfolio NEW YORK, NY 719,110719.1k $93.5k $93.5k 0.00% Reduced -72.0k -72,020
4 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 695,312695.3k $90.4k $90.4k 0.00% Unchanged
5 Privium Fund Management B.V. 0.02% of their portfolio AMSTERDAM, P7 558,873558.9k $67.1k $67.1k 0.02% Added +100 +100
6 Bleichroeder LP 0.01% of their portfolio NEW YORK, NY 250,000250.0k $32.5k $32.5k 0.01% Unchanged
7 Saba Capital Management, L.P. 0.00% of their portfolio NEW YORK, NY 162,020162.0k $17.0k $17.0k 0.00% Unchanged
8 CSS LLC/IL 0.00% of their portfolio CHICAGO, IL 146,462146.5k $19.0k $19.0k 0.00% Added +119.8k +119,850
9 Elgethun Capital Management 0.00% of their portfolio SIOUX FALLS, SD 134,700134.7k $17.5k $17.5k 0.00% Unchanged
10 GAMCO INVESTORS, INC. ET AL 0.00% of their portfolio GREENWICH, CT 126,000126.0k $16.4k $16.4k 0.00% Unchanged
11 INGALLS & SNYDER LLC 0.00% of their portfolio NEW YORK, NY 85,57585.6k $11.0k $11.0k 0.00% Unchanged
12 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 68,53068.5k $8.9k $8.9k 0.00% New
13 Skaana Management L.P. 0.00% of their portfolio BROOKLYN, NY 67,33267.3k $8.8k $8.8k 0.00% Reduced -533 -533
14 WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio CHICAGO, IL 30,67630.7k $4.0k $4.0k 0.00% Added +13.7k +13,689
15 Yakira Capital Management, Inc. 0.00% of their portfolio Westport, CT 12,99313.0k $1.7k $1.7k 0.00% Unchanged
16 UBS Group AG 0.00% of their portfolio ZURICH, V8 8,5128.5k $1.1k $1.1k 0.00% Added +8.5k +8,487
17 CLEAR STREET LLC 0.00% of their portfolio NEW YORK, NY 100100 $13 $13 0.00% Reduced -100 -100
18 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 5757 $7 $7 0.00% Unchanged
19 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged