Vault-13

OKTA INC OKTA 0.375 06.15.26

NOTE 0.375% 6/1 · US DOMESTIC · CUSIP 679295AF2

40 institutional holders -4 vs Q1 2024
8,822,0008.8m shares reported held*
$507.6mreported value*
2 new 6 added 14 reduced 6 sold out net sold ≈ $42.4m (-4.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $57.54.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 62Q4 22: 61Q1 23: 64Q2 23: 60Q3 23: 51Q4 23: 52Q1 24: 44Q2 24: 4040Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202262
Q4 202261
Q1 202364
Q2 202360
Q3 202351
Q4 202352
Q1 202444
Q2 202440

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 25 bought or addedQ4 22: 27 cut or sold outQ4 22Q1 23: 22 bought or addedQ1 23: 30 cut or sold outQ2 23: 12 bought or addedQ2 23: 27 cut or sold outQ2 23Q3 23: 12 bought or addedQ3 23: 31 cut or sold outQ4 23: 19 bought or addedQ4 23: 16 cut or sold outQ4 23Q1 24: 10 bought or addedQ1 24: 28 cut or sold outQ2 24: 8 bought or addedQ2 24: 20 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20222527
Q1 20232230
Q2 20231227
Q3 20231231
Q4 20231916
Q1 20241028
Q2 2024820

Biggest buyers

MILLENNIUM MANAGEMENT LLC Added +8,000,000+8.0m
CITIGROUP INC Added +3,400,000+3.4m
D. E. Shaw & Co., Inc. Added +3,000,000+3.0m
JPMORGAN CHASE & CO Added +2,390,000+2.4m
Pinnacle Holdings, LLC New +500,000+500.0k
STATE STREET CORP Added +250,000+250.0k
BANK OF AMERICA CORP /DE/ Added +113,000+113.0k
Jefferies Financial Group Inc. New +15,000+15.0k

Biggest sellers

Calamos Advisors LLC Reduced -38,560,000-38.6m
BNP PARIBAS FINANCIAL MARKETS Reduced -5,208,000-5.2m
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC Sold out -5,000,000-5.0m
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main Reduced -3,000,000-3.0m
EDMOND DE ROTHSCHILD HOLDING S.A. Reduced -2,290,000-2.3m
MORGAN STANLEY Reduced -2,070,000-2.1m
TORONTO DOMINION BANK Sold out -2,049,000-2.0m
RATIONAL ADVISORS, INC. Reduced -770,000-770.0k
PIER 88 INVESTMENT PARTNERS LLC Reduced -770,000-770.0k
LAZARD ASSET MANAGEMENT LLC Reduced -754,000-754.0k

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VOYA INVESTMENT MANAGEMENT LLC 0.11% of their portfolio ATLANTA, GA 126,115,000126.1m $115.8m $115.8m 0.11% Unchanged
2 D. E. Shaw & Co., Inc. 0.09% of their portfolio New York, NY 71,846,00071.8m $65.8m $65.8m 0.09% Added +3.0m +3,000,000
3 CAMDEN ASSET MANAGEMENT L P /CA 1.56% of their portfolio Los Angeles, CA 56,489,00056.5m $51.6m $51.6m 1.56% Unchanged
4 TENOR CAPITAL MANAGEMENT Co., L.P. 0.55% of their portfolio NEW YORK, NY 38,474,00038.5m $35.3m $35.3m 0.55% Unchanged
5 Radcliffe Capital Management, L.P. 6.49% of their portfolio BALA CYNWYD, PA 36,215,00036.2m $33.1m $33.1m 6.49% Unchanged
6 MILLENNIUM MANAGEMENT LLC 0.03% of their portfolio NEW YORK, NY 35,595,00035.6m $32.6m $32.6m 0.03% Added +8.0m +8,000,000
7 LAZARD ASSET MANAGEMENT LLC 0.03% of their portfolio NEW YORK, NY 26,170,00026.2m $24.0m $24.0m 0.03% Reduced -754.0k -754,000
8 PIER 88 INVESTMENT PARTNERS LLC 4.30% of their portfolio SAN FRANCISCO, CA 20,999,00021.0m $19.2m $19.2m 4.30% Reduced -770.0k -770,000
9 Linden Advisors LP 0.13% of their portfolio New York, NY 17,554,00017.6m $16.1m $16.1m 0.13% Unchanged
10 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 15,790,00015.8m $14.5m $14.5m 0.00% Added +2.4m +2,390,000
11 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 13,055,00013.1m $12.0m $12.0m 0.00% Added +250.0k +250,000
12 Calamos Advisors LLC 0.05% of their portfolio NAPERVILLE, IL 11,771,00011.8m $10.8m $10.8m 0.05% Reduced -38.6m -38,560,000
13 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 10,755,00010.8m $9.9m $9.9m 0.00% Reduced -113.0k -113,000
14 SOROS FUND MANAGEMENT LLC 0.22% of their portfolio NEW YORK, NY 10,500,00010.5m $9.7m $9.7m 0.22% Unchanged
15 Blackstone Inc. 0.03% of their portfolio NEW YORK, NY 8,291,0008.3m $7.6m $7.6m 0.03% Unchanged
16 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.01% of their portfolio FRANKFURT AM MAIN, 2M 7,150,0007.2m $6.5m $6.5m 0.01% Reduced -3.0m -3,000,000
17 FMR LLC 0.00% of their portfolio BOSTON, MA 6,406,0006.4m $5.9m $5.9m 0.00% Reduced -700.0k -700,000
18 BlackRock Inc. 0.00% of their portfolio New York, NY 4,827,0004.8m $4.4m $4.4m 0.00% Unchanged
19 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 4,400,0004.4m $4.0m $4.0m 0.00% Added +3.4m +3,400,000
20 Amundi 0.00% of their portfolio Paris, I0 4,377,0004.4m $4.0m $4.0m 0.00% Reduced -250.0k -250,000
21 Fore Capital, LLC 5.39% of their portfolio New York, NY 3,880,0003.9m $3.6m $3.6m 5.39% Unchanged
22 RATIONAL ADVISORS, INC. 0.35% of their portfolio San Juan, PR 3,879,0003.9m $3.5m $3.5m 0.35% Reduced -770.0k -770,000
23 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 3,695,0003.7m $3.4m $3.4m 0.01% Unchanged
24 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,520,0002.5m $2.3m $2.3m 0.00% Reduced -2.1m -2,070,000
25 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.01% of their portfolio Paris, I0 2,143,0002.1m $1.9m $1.9m 0.01% Unchanged
26 OFI INVEST ASSET MANAGEMENT 0.04% of their portfolio ISSY LES MOULINEAUX, I0 1,800,0001.8m $1.5m $1.5m 0.04% Reduced -1.8k -1,800
27 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 1,689,0001.7m $1.5m $1.5m 0.00% Reduced -5.2m -5,208,000
28 EDMOND DE ROTHSCHILD HOLDING S.A. 0.02% of their portfolio CHAMBESY, V8 1,525,0001.5m $1.4m $1.4m 0.02% Reduced -2.3m -2,290,000
29 GROUPAMA ASSET MANAGMENT 0.01% of their portfolio PARIS, I0 1,200,0001.2m $1.1m $1.1m 0.01% Unchanged
30 Ewing Morris & Co. Investment Partners Ltd. 0.58% of their portfolio TORONTO, Z4 1,000,0001.0m $918.4k $918.4k 0.58% Unchanged
31 ABN AMRO INVESTMENT SOLUTIONS 0.01% of their portfolio PARIS CEDEX 008, I0 760,000760.0k $697.8k $697.8k 0.01% Reduced -240.0k -240,000
32 Pinnacle Holdings, LLC 0.19% of their portfolio TULSA, OK 500,000500.0k $456.6k $456.6k 0.19% New
33 ZAZOVE ASSOCIATES LLC 0.03% of their portfolio INCLINE VILLAGE, NV 484,000484.0k $445.0k $445.0k 0.03% Unchanged
34 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 431,000431.0k $393.6k $393.6k 0.00% Added +113.0k +113,000
35 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 425,000425.0k $390.2k $390.2k 0.00% Unchanged
36 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 424,000424.0k $387.2k $387.2k 0.00% Unchanged
37 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 255,000255.0k $233.5k $233.5k 0.00% Unchanged
38 Jefferies Financial Group Inc. 0.00% of their portfolio NEW YORK, NY 15,00015.0k $13.7k $13.7k 0.00% New
39 Candriam S.C.A. 0.00% of their portfolio STRASSEN, N4 760760 $696.0k $696.0k 0.00% Reduced -240 -240
40 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged