Vault-13

OKTA INC OKTA 0.125 09.01.25

NOTE 0.125% 9/0 · US DOMESTIC · CUSIP 679295AD7

45 institutional holders -1 vs Q1 2024
108,721,000108.7m shares reported held*
$532.5mreported value*
4 new 11 added 13 reduced 5 sold out net sold ≈ $28.3m (-7.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $4.93.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 55Q4 22: 56Q1 23: 64Q2 23: 51Q3 23: 48Q4 23: 53Q1 24: 46Q2 24: 4545Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202255
Q4 202256
Q1 202364
Q2 202351
Q3 202348
Q4 202353
Q1 202446
Q2 202445

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 24 bought or addedQ4 22: 21 cut or sold outQ4 22Q1 23: 30 bought or addedQ1 23: 28 cut or sold outQ2 23: 15 bought or addedQ2 23: 38 cut or sold outQ2 23Q3 23: 15 bought or addedQ3 23: 22 cut or sold outQ4 23: 17 bought or addedQ4 23: 20 cut or sold outQ4 23Q1 24: 18 bought or addedQ1 24: 22 cut or sold outQ2 24: 15 bought or addedQ2 24: 18 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20222421
Q1 20233028
Q2 20231538
Q3 20231522
Q4 20231720
Q1 20241822
Q2 20241518

Biggest buyers

SOROS FUND MANAGEMENT LLC Added +19,000,000+19.0m
MILLENNIUM MANAGEMENT LLC Added +6,549,000+6.5m
D. E. Shaw & Co., Inc. Added +6,500,000+6.5m
JANE STREET GROUP, LLC Added +3,512,000+3.5m
Kohlberg Kravis Roberts & Co. L.P. Added +2,376,000+2.4m
LAZARD ASSET MANAGEMENT LLC Added +1,006,000+1.0m
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main Added +1,000,000+1.0m
BARCLAYS PLC Added +915,000+915.0k
BlackRock Inc. Added +275,000+275.0k
BNP PARIBAS FINANCIAL MARKETS Added +218,000+218.0k

Biggest sellers

MORGAN STANLEY Reduced -23,472,000-23.5m
LORD, ABBETT & CO. LLC Reduced -10,430,000-10.4m
JPMORGAN CHASE & CO Reduced -9,182,000-9.2m
Invesco Ltd. Sold out -6,000,000-6.0m
Linden Advisors LP Sold out -5,525,000-5.5m
WELLINGTON MANAGEMENT GROUP LLP Sold out -4,028,000-4.0m
Amundi Reduced -4,000,000-4.0m
RWC Asset Management LLP Sold out -3,500,000-3.5m
AVIVA PLC Reduced -1,300,000-1.3m
STATE STREET CORP Reduced -1,250,000-1.2m

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LORD, ABBETT & CO. LLC 0.16% of their portfolio JERSEY CITY, NJ 101,218,000101.2m $95.6m $95.6m 0.16% Reduced -10.4m -10,430,000
2 D. E. Shaw & Co., Inc. 0.12% of their portfolio New York, NY 86,857,00086.9m $82.2m $82.2m 0.12% Added +6.5m +6,500,000
3 FRANKLIN RESOURCES INC 0.02% of their portfolio San Mateo, CA 70,500,00070.5m $66.8m $66.8m 0.02% Unchanged
4 MILLENNIUM MANAGEMENT LLC 0.05% of their portfolio NEW YORK, NY 61,613,00061.6m $58.2m $58.2m 0.05% Added +6.5m +6,549,000
5 SOROS FUND MANAGEMENT LLC 0.96% of their portfolio NEW YORK, NY 45,250,00045.2m $42.8m $42.8m 0.96% Added +19.0m +19,000,000
6 AVIVA PLC 0.08% of their portfolio LONDON, X0 30,000,00030.0m $28.3m $28.3m 0.08% Reduced -1.3m -1,300,000
7 Calamos Advisors LLC 0.11% of their portfolio NAPERVILLE, IL 24,165,00024.2m $22.8m $22.8m 0.11% Reduced -68.0k -68,000
8 LAZARD ASSET MANAGEMENT LLC 0.03% of their portfolio NEW YORK, NY 23,456,00023.5m $22.2m $22.2m 0.03% Added +1.0m +1,006,000
9 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 14,240,00014.2m $13.5m $13.5m 0.01% Added +218.0k +218,000
10 MacKay Shields LLC 0.40% of their portfolio New York, NY 13,787,00013.8m $13.1m $13.1m 0.40% Reduced -61.0k -61,000
11 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 11,010,00011.0m $10.4m $10.4m 0.00% Reduced -1.2m -1,250,000
12 DeepCurrents Investment Group LLC 0.42% of their portfolio NEW YORK, NY 11,000,00011.0m $10.4m $10.4m 0.42% Unchanged
13 PALISADE CAPITAL MANAGEMENT, LP 0.24% of their portfolio FORT LEE, NJ 9,254,0009.3m $8.8m $8.8m 0.24% Reduced -99.0k -99,000
14 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.01% of their portfolio FRANKFURT AM MAIN, 2M 9,000,0009.0m $8.5m $8.5m 0.01% Added +1.0m +1,000,000
15 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 8,859,0008.9m $8.3m $8.3m 0.00% Reduced -23.5m -23,472,000
16 FMR LLC 0.00% of their portfolio BOSTON, MA 8,285,0008.3m $7.8m $7.8m 0.00% Unchanged
17 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 7,900,0007.9m $7.5m $7.5m 0.00% Reduced -9.2m -9,182,000
18 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 5,000,0005.0m $4.7m $4.7m 0.00% Unchanged
19 BlackRock Inc. 0.00% of their portfolio New York, NY 4,670,0004.7m $4.4m $4.4m 0.00% Added +275.0k +275,000
20 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 3,787,0003.8m $3.6m $3.6m 0.00% Added +3.5m +3,512,000
21 Verition Fund Management LLC 0.03% of their portfolio GREENWICH, CT 3,618,0003.6m $3.4m $3.4m 0.03% Unchanged
22 Kohlberg Kravis Roberts & Co. L.P. 0.10% of their portfolio NEW YORK, NY 3,456,0003.5m $3.3m $3.3m 0.10% Added +2.4m +2,376,000
23 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.00% of their portfolio Paris, I0 2,000,0002.0m $1.9m $1.9m 0.00% Reduced -1.0m -1,000,000
24 Radcliffe Capital Management, L.P. 0.30% of their portfolio BALA CYNWYD, PA 1,600,0001.6m $1.5m $1.5m 0.30% Unchanged
25 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 1,555,0001.6m $1.5m $1.5m 0.00% Unchanged
26 Ewing Morris & Co. Investment Partners Ltd. 0.60% of their portfolio TORONTO, Z4 1,000,0001.0m $947.4k $947.4k 0.60% Unchanged
27 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 931,000931.0k $880.3k $880.3k 0.00% Added +915.0k +915,000
28 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 306,000306.0k $288.2k $288.2k 0.00% Unchanged
29 Calamos Wealth Management LLC 0.01% of their portfolio NAPERVILLE, IL 261,000261.0k $246.8k $246.8k 0.01% Added +8.0k +8,000
30 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 200,000200.0k $189.1k $189.1k 0.00% Reduced -829.0k -829,000
31 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 200,000200.0k $189.1k $189.1k 0.00% Unchanged
32 Amundi 0.00% of their portfolio Paris, I0 100,000100.0k $94.1k $94.1k 0.00% Reduced -4.0m -4,000,000
33 GRAHAM CAPITAL WEALTH MANAGEMENT, LLC 0.12% of their portfolio WASHINGTON, DC 98,00098.0k $92.3k $92.3k 0.12% Unchanged
34 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 91,00091.0k $85.7k $85.7k 0.00% Reduced -164.0k -164,000
35 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 73,00073.0k $68.8k $68.8k 0.00% New
36 Stonegate Investment Group, LLC 0.00% of their portfolio BIRMINGHAM, AL 63,00063.0k $59.3k $59.3k 0.00% Unchanged
37 Argent Trust Co 0.00% of their portfolio NASHVILLE, TN 48,00048.0k $45.2k $45.2k 0.00% Unchanged
38 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 23,40023.4k $22.0k $22.0k 0.00% New
39 Sonora Investment Management Group, LLC 0.00% of their portfolio TUCSON, AZ 20,00020.0k $19.1k $19.1k 0.00% Unchanged
40 Fox Hill Wealth Management 0.01% of their portfolio DEDHAM, MA 13,00013.0k $12.3k $12.3k 0.01% Unchanged
41 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 9,0009.0k $8.5k $8.5k 0.00% Unchanged
42 ROTHSCHILD INVESTMENT LLC 0.00% of their portfolio CHICAGO, IL 7,0007.0k $6.6k $6.6k 0.00% New
43 UBS Group AG 0.00% of their portfolio ZURICH, V8 4,0004.0k $3.8k $3.8k 0.00% New
44 Candriam S.C.A. 0.01% of their portfolio STRASSEN, N4 1,4501.4k $1.4m $1.4m 0.01% Reduced -100 -100
45 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged