Vault-13

OCCIDENTAL PETE CORP OXY.WS

*W EXP 08/03/202 · Equity WRT · CUSIP 674599162

320 institutional holders +7 vs Q1 2024
42,115,08042.1m shares reported held*
$1.9bnreported value*
26 new 42 added 70 reduced 21 sold out net sold ≈ $27.5m (-625.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($29.4k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $44.13. Options: 5 managers hold calls ($70.3m notional), 0 hold puts (—).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 303Q4 22: 333Q1 23: 325Q2 23: 326Q3 23: 310Q4 23: 324Q1 24: 313Q2 24: 320320Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022303
Q4 2022333
Q1 2023325
Q2 2023326
Q3 2023310
Q4 2023324
Q1 2024313
Q2 2024320

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 91 bought or addedQ4 22: 98 cut or sold outQ4 22Q1 23: 81 bought or addedQ1 23: 115 cut or sold outQ2 23: 75 bought or addedQ2 23: 77 cut or sold outQ2 23Q3 23: 52 bought or addedQ3 23: 85 cut or sold outQ4 23: 56 bought or addedQ4 23: 95 cut or sold outQ4 23Q1 24: 68 bought or addedQ1 24: 94 cut or sold outQ2 24: 68 bought or addedQ2 24: 91 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20229198
Q1 202381115
Q2 20237577
Q3 20235285
Q4 20235695
Q1 20246894
Q2 20246891

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$25m$50m$75m$100mQ3 23 calls: $97.4mQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $64.7mQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $73.6mQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $70.3mQ2 24 puts: $0Q2 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2023$97.4m$00.00
Q4 2023$64.7m$00.00
Q1 2024$73.6m$00.00
Q2 2024$70.3m$00.00

Biggest buyers

STRS OHIO New +26,250+26.2k
WOLVERINE ASSET MANAGEMENT LLC Added +20,629+20.6k
WELLS FARGO & COMPANY/MN Added +12,677+12.7k
Warberg Asset Management LLC Added +10,683+10.7k
GoodHaven Capital Management, LLC Added +10,000+10.0k
Accel Wealth Management New +5,525+5.5k
Focus Partners Advisor Solutions, LLC New +5,133+5.1k
Virtu Financial LLC New +5,107+5.1k
Mariner, LLC New +4,896+4.9k
Mutual Advisors, LLC Added +3,652+3.7k

Biggest sellers

MORGAN STANLEY Reduced -235,193-235.2k
ARISTEIA CAPITAL, L.L.C. Reduced -181,591-181.6k
Skaana Management L.P. Reduced -139,269-139.3k
Smead Capital Management, Inc. Reduced -119,912-119.9k
HIGHBRIDGE CAPITAL MANAGEMENT LLC Reduced -44,265-44.3k
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC Sold out -10,937-10.9k
BANK OF AMERICA CORP /DE/ Reduced -7,705-7.7k
Greylin Investment Management, Inc Reduced -6,061-6.1k
Janney Montgomery Scott LLC Sold out -5,902-5.9k
GC Wealth Management RIA, LLC Sold out -4,750-4.8k

Biggest calls

MILLENNIUM MANAGEMENT LLC Unchanged $69.3m1.7m shares
TUDOR INVESTMENT CORP ET AL Unchanged $408.3k9.9k shares
CITIGROUP INC Unchanged $369.7k9.0k shares
GROUP ONE TRADING LLC Unchanged $169.5k4.1k shares
DEUTSCHE BANK AG\ Unchanged $60.2k1.5k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Dodge & Cox 0.35% of their portfolio San Francisco, CA 14,270,27014.3m $587.4m $587.4m 0.35% Reduced -3.3k -3,300
2 Aequim Alternative Investments LP 11.98% of their portfolio MILL VALLEY, CA 8,000,0008.0m $329.3m $329.3m 11.98% Unchanged
3 MFN Partners Management, LP 7.94% of their portfolio BOSTON, MA 5,690,6005.7m $234.2m $234.2m 7.94% Unchanged
4 Hudson Bay Capital Management LP 1.27% of their portfolio STAMFORD, CT 4,110,1004.1m $169.2m $169.2m 1.27% Unchanged
5 HIGHBRIDGE CAPITAL MANAGEMENT LLC 4.62% of their portfolio NEW YORK, NY 2,742,3712.7m $112.9m $112.9m 4.62% Reduced -44.3k -44,265
6 Walleye Capital LLC 0.72% of their portfolio NEW YORK, NY 1,667,7871.7m $68.6m $68.6m 0.72% Unchanged
7 Warberg Asset Management LLC 11.26% of their portfolio WINNETKA, IL 1,029,8321.0m $42.4m $42.4m 11.26% Added +10.7k +10,683
8 683 Capital Management, LLC 3.69% of their portfolio NEW YORK, NY 854,600854.6k $35.2m $35.2m 3.69% Unchanged
9 Greylin Investment Management, Inc 5.33% of their portfolio ORANGE, VA 774,374774.4k $31.9m $31.9m 5.33% Reduced -6.1k -6,061
10 ARISTEIA CAPITAL, L.L.C. 0.99% of their portfolio GREENWICH, CT 647,012647.0k $26.6m $26.6m 0.99% Reduced -181.6k -181,591
11 Privium Fund Management B.V. 5.13% of their portfolio AMSTERDAM, P7 496,207496.2k $20.1m $20.1m 5.13% Unchanged
12 Adams Asset Advisors, LLC 2.51% of their portfolio DALLAS, TX 468,357468.4k $19.3m $19.3m 2.51% Reduced -223 -223
13 BOOTHBAY FUND MANAGEMENT, LLC 0.85% of their portfolio NEW YORK, NY 438,997439.0k $27.6m $27.6m 0.85% Unchanged
14 NOMURA HOLDINGS INC 0.09% of their portfolio TOKYO, M0 354,291354.3k $14.6m $14.6m 0.09% Unchanged
15 WOLVERINE ASSET MANAGEMENT LLC 0.26% of their portfolio CHICAGO, IL 332,215332.2k $13.7m $13.7m 0.26% Added +20.6k +20,629
16 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio BALA CYNWYD, PA 331,981332.0k $13.7m $13.7m 0.02% Unchanged
17 OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 0.35% of their portfolio CHICAGO, IL 300,000300.0k $12.3m $12.3m 0.35% Unchanged
18 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 248,223248.2k $10.2m $10.2m 0.00% Reduced -7.7k -7,705
19 OnyxPoint Global Management LP 5.14% of their portfolio NEW YORK, NY 229,709229.7k $9.5m $9.5m 5.14% Unchanged
20 Smead Capital Management, Inc. 0.10% of their portfolio Phoenix, AZ 161,688161.7k $6.7m $6.7m 0.10% Reduced -119.9k -119,912
21 FMR LLC 0.00% of their portfolio BOSTON, MA 154,393154.4k $6.4m $6.4m 0.00% Reduced -29 -29
22 GoodHaven Capital Management, LLC 1.77% of their portfolio MILLBURN, NJ 116,952117.0k $4.8m $4.8m 1.77% Added +10.0k +10,000
23 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 112,921112.9k $4.6m $4.6m 0.00% Reduced -235.2k -235,193
24 Pacific Heights Asset Management LLC 0.32% of their portfolio San Francisco, CA 100,000100.0k $4.1m $4.1m 0.32% Unchanged
25 Sanctuary Advisors, LLC 0.03% of their portfolio INDIANAPOLIS, IN 91,22891.2k $4.2m $4.2m 0.03% First filing
26 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 65,73965.7k $2.7m $2.7m 0.00% Reduced -2.0k -1,966
27 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 65,13865.1k $2.7m $2.7m 0.00% Added +920 +920
28 Mutual Advisors, LLC 0.07% of their portfolio OMAHA, NE 56,90656.9k $2.2m $2.2m 0.07% Added +3.7k +3,652
29 Skaana Management L.P. 0.77% of their portfolio BROOKLYN, NY 49,13549.1k $2.0m $2.0m 0.77% Reduced -139.3k -139,269
30 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 47,87747.9k $2.0m $2.0m 0.00% Added +12.7k +12,677
31 UBS Group AG 0.00% of their portfolio ZURICH, V8 44,16544.2k $1.8m $1.8m 0.00% Reduced -1.1k -1,090
32 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 39,90439.9k $1.6m $1.6m 0.00% Unchanged
33 Fisher Asset Management, LLC 0.00% of their portfolio PLANO, TX 39,50739.5k $1.6m $1.6m 0.00% Reduced -26 -26
34 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 33,51533.5k $1.4m $1.4m 0.00% Unchanged
35 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 31,71431.7k $1.3m $1.3m 0.00% Reduced -50 -50
36 SG Americas Securities, LLC 0.01% of their portfolio NEW YORK, NY 31,69331.7k $1.3m $1.3m 0.01% Unchanged
37 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 28,75128.8k $1.2m $1.2m 0.00% Unchanged
38 Parallax Volatility Advisers, L.P. 0.03% of their portfolio San Francisco, CA 26,54926.5k $1.1m $1.1m 0.03% Unchanged
39 STRS OHIO 0.00% of their portfolio COLUMBUS, OH 26,25026.2k $1.1m $1.1m 0.00% New
40 RBF Capital, LLC 0.06% of their portfolio RENO, NV 24,39824.4k $1.0m $1.0m 0.06% Reduced -1.2k -1,225
41 Yarbrough Capital, LLC 0.04% of their portfolio FRANKLIN, TN 23,95924.0k $986.2k $986.2k 0.04% Unchanged
42 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 22,22322.2k $914.7k $914.7k 0.00% Unchanged
43 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 22,11222.1k $910.1k $910.1k 0.00% Added +1.4k +1,428
44 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 21,34221.3k $879.0k $879.0k 0.00% Reduced -13 -13
45 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 19,78419.8k $814.3k $814.3k 0.00% Reduced -2.3k -2,325
46 CLIFFORD SWAN INVESTMENT COUNSEL LLC 0.03% of their portfolio PASADENA, CA 19,24519.2k $792.1k $792.1k 0.03% Reduced -1.6k -1,636
47 PECAUT & CO. 0.30% of their portfolio SIOUX CITY, IA 19,01819.0k $782.8k $782.8k 0.30% Added +3.3k +3,300
48 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 18,45018.4k $759.4k $759.4k 0.00% Added +489 +489
49 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 17,90517.9k $737.0k $737.0k 0.00% Reduced -1.1k -1,122
50 ROYAL LONDON ASSET MANAGEMENT LTD 0.00% of their portfolio UNITED KINGDOM, X0 16,58716.6k $682.7k $682.7k 0.00% Unchanged
51 GABELLI FUNDS LLC 0.01% of their portfolio Rye, NY 16,26116.3k $669.3k $669.3k 0.01% Unchanged
52 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 16,21816.2k $667.5k $667.5k 0.00% Reduced -926 -926
53 Linscomb Wealth, Inc. 0.03% of their portfolio Houston, TX 16,17016.2k $665.6k $665.6k 0.03% Unchanged
54 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 15,93615.9k $655.9k $655.9k 0.00% Added +34 +34
55 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 15,91515.9k $655.0k $655.0k 0.00% Reduced -894 -894
56 FIRST HAWAIIAN BANK 0.02% of their portfolio HONOLULU, HI 14,08514.1k $579.3k $579.3k 0.02% Reduced -51 -51
57 IHT Wealth Management, LLC 0.02% of their portfolio Chicago, IL 14,01614.0k $576.9k $576.9k 0.02% Unchanged
58 AMG National Trust Bank 0.02% of their portfolio GREENWOOD VILLAGE, CO 13,78113.8k $567.2k $567.2k 0.02% Added +277 +277
59 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 13,39613.4k $556.3k $556.3k 0.00% Reduced -457 -457
60 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 11,37811.4k $468.3k $468.3k 0.00% Added +31 +31
61 SUMMIT SECURITIES GROUP LLC 0.15% of their portfolio NEW YORK, NY 9,8239.8k $404.0k $404.0k 0.15% Unchanged
62 STOREBRAND ASSET MANAGEMENT AS 0.00% of their portfolio LYSAKER, Q8 9,3789.4k $386.0k $386.0k 0.00% Unchanged
63 INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV 0.18% of their portfolio ATLANTA, GA 9,0599.1k $372.9k $372.9k 0.18% Reduced -254 -254
64 Aldebaran Capital, LLC 0.32% of their portfolio CARMEL, IN 8,3398.3k $343.2k $343.2k 0.32% Reduced -166 -166
65 TD Capital Management LLC 0.03% of their portfolio MEMPHIS, TN 8,0518.1k $331.4k $331.4k 0.03% Unchanged
66 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 7,8057.8k $321.3k $321.3k 0.00% Reduced -240 -240
67 Freestone Capital Holdings, LLC 0.01% of their portfolio Seattle, WA 7,3667.4k $303.2k $303.2k 0.01% Unchanged
68 Northeast Financial Consultants Inc 0.01% of their portfolio WESTPORT, CT 7,1617.2k $294.7k $294.7k 0.01% Unchanged
69 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 6,9617.0k $286.6k $286.6k 0.00% Reduced -239 -239
70 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 6,8166.8k $280.5k $280.5k 0.00% Reduced -1.8k -1,757
71 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 6,6966.7k $276.0k $276.0k 0.00% Added +121 +121
72 Perigon Wealth Management, LLC 0.01% of their portfolio SAN FRANCISCO, CA 6,6616.7k $274.2k $274.2k 0.01% Unchanged
73 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 6,5366.5k $268.9k $268.9k 0.00% Reduced -1.8k -1,770
74 Mraz, Amerine & Associates, Inc. 0.06% of their portfolio Modesto, CA 6,5316.5k $268.8k $268.8k 0.06% Reduced -1 -1
75 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 6,3246.3k $260.3k $260.3k 0.00% Added +148 +148
76 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 6,2516.3k $257.3k $257.3k 0.00% Reduced -11 -11
77 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 6,0376.0k $248.5k $248.5k 0.00% Reduced -402 -402
78 Inscription Capital, LLC 0.04% of their portfolio HOUSTON, TX 5,5955.6k $230.3k $230.3k 0.04% Unchanged
79 Accel Wealth Management 0.09% of their portfolio WAVERLY, IA 5,5255.5k $227.4k $227.4k 0.09% New
80 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 5,3685.4k $220.9k $220.9k 0.00% Reduced -40 -40
81 Central Pacific Bank - Trust Division 0.03% of their portfolio HONOLULU, HI 5,3245.3k $219.0k $219.0k 0.03% Unchanged
82 Focus Partners Advisor Solutions, LLC 0.01% of their portfolio SAINT LOUIS, MO 5,1335.1k $211.3k $211.3k 0.01% New
83 Virtu Financial LLC 0.01% of their portfolio New York, NY 5,1075.1k $210.0k $210.0k 0.01% New
84 TORONTO DOMINION BANK 0.00% of their portfolio TORONTO, ONTARIO, A6 5,0275.0k $206.9k $206.9k 0.00% Unchanged
85 Mariner, LLC 0.00% of their portfolio Overland Park, KS 4,8964.9k $201.5k $201.5k 0.00% New
86 BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp 0.00% of their portfolio VICTORIA, A1 4,5064.5k $185.5k $185.5k 0.00% Unchanged
87 BlackRock Inc. 0.00% of their portfolio New York, NY 3,5153.5k $144.7k $144.7k 0.00% Reduced -650 -650
88 Clearstead Advisors, LLC 0.00% of their portfolio CLEVELAND, OH 2,9312.9k $120.6k $120.6k 0.00% Added +46 +46
89 CARDIFF PARK ADVISORS, LLC 0.01% of their portfolio SAN MARCOS, CA 2,6972.7k $111.0k $111.0k 0.01% Unchanged
90 Farther Finance Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 2,6712.7k $109.4k $109.4k 0.01% Reduced -25 -25
91 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 2,5342.5k $104.3k $104.3k 0.00% Reduced -62 -62
92 WealthShield Partners, LLC 0.01% of their portfolio CARY, NC 2,2732.3k $93.6k $93.6k 0.01% Added +1.5k +1,500
93 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 2,2202.2k $91.4k $91.4k 0.00% Reduced -840 -840
94 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 2,0872.1k $86.4k $86.4k 0.00% Added +1 +1
95 Beacon Capital Management, LLC 0.01% of their portfolio FRANKLIN, TN 1,9501.9k $80.3k $80.3k 0.01% Reduced -51 -51
96 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 1,8881.9k $77.7k $77.7k 0.00% Reduced -5 -5
97 MATHER GROUP, LLC. 0.00% of their portfolio CHICAGO, IL 1,7461.7k $75.3k $75.3k 0.00% Added +146 +146
98 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,6481.6k $67.8k $67.8k 0.00% Added +1.5k +1,500
99 Sawyer & Company, Inc 0.02% of their portfolio BOSTON, MA 1,4771.5k $61.0k $61.0k 0.02% Unchanged
100 CWM, LLC 0.00% of their portfolio OMAHA, NE 1,4051.4k $58.0k $58.0k 0.00% Reduced -11 -11