Vault-13

NUSHARES ETF TR NUSC

NUVEEN ESG SMLCP · ETP · CUSIP 67092P607

234 institutional holders +5 vs Q4 2023
23,834,75923.8m shares reported held*
$990.4mreported value*
22 new 82 added 79 reduced 11 sold out net bought ≈ $110.1m (+2.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($717.4k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $41.55. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 185Q4 22: 207Q1 23: 204Q2 23: 214Q3 23: 210Q4 23: 229Q1 24: 234234Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022185
Q4 2022207
Q1 2023204
Q2 2023214
Q3 2023210
Q4 2023229
Q1 2024234

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 109 bought or addedQ4 22: 71 cut or sold outQ4 22Q1 23: 101 bought or addedQ1 23: 83 cut or sold outQ1 23Q2 23: 108 bought or addedQ2 23: 70 cut or sold outQ2 23Q3 23: 96 bought or addedQ3 23: 82 cut or sold outQ3 23Q4 23: 102 bought or addedQ4 23: 89 cut or sold outQ4 23Q1 24: 104 bought or addedQ1 24: 90 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 202210971
Q1 202310183
Q2 202310870
Q3 20239682
Q4 202310289
Q1 202410490

Biggest buyers

MORGAN STANLEY Added +1,443,221+1.4m
BANK OF AMERICA CORP /DE/ Added +1,392,066+1.4m
Corient Private Wealth LP Added +110,270+110.3k
GeoWealth Management, LLC New +93,711+93.7k
MERCER GLOBAL ADVISORS INC /ADV Added +56,213+56.2k
ENVESTNET ASSET MANAGEMENT INC Added +44,697+44.7k
UBS Group AG Added +43,583+43.6k
Lido Advisors, LLC Added +42,570+42.6k
Mariner, LLC New +32,888+32.9k
Cetera Investment Advisers Added +24,861+24.9k

Biggest sellers

IMPACTfolio, LLC Reduced -239,805-239.8k
ROYAL BANK OF CANADA Reduced -189,658-189.7k
SageView Advisory Group, LLC Sold out -89,937-89.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -63,705-63.7k
Cetera Advisor Networks LLC Sold out -26,553-26.6k
MISSION WEALTH MANAGEMENT, LP Reduced -22,895-22.9k
Bank of New York Mellon Corp Reduced -21,761-21.8k
Ameritas Advisory Services, LLC Reduced -21,534-21.5k
WELLS FARGO & COMPANY/MN Reduced -19,270-19.3k
LPL Financial LLC Reduced -19,007-19.0k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 6,628,4066.6m $275.7m $275.7m 0.03% Added +1.4m +1,392,066
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 4,092,3034.1m $170.2m $170.2m 0.00% Added +1.4m +1,443,221
3 TIAA TRUST, NATIONAL ASSOCIATION 0.20% of their portfolio CHARLOTTE, NC 1,599,1801.6m $66.5m $66.5m 0.20% Added +23.8k +23,772
4 Abacus Wealth Partners, LLC 8.26% of their portfolio SANTA MONICA, CA 1,184,3171.2m $49.3m $49.3m 8.26% Added +8.7k +8,701
5 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 911,063911.1k $37.9m $37.9m 0.01% Reduced -189.7k -189,658
6 MISSION WEALTH MANAGEMENT, LP 0.87% of their portfolio Santa Barbara, CA 777,060777.1k $32.3m $32.3m 0.87% Reduced -22.9k -22,895
7 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 570,737570.7k $23.7m $23.7m 0.01% Reduced -19.0k -19,007
8 UBS Group AG 0.01% of their portfolio ZURICH, V8 495,752495.8k $20.6m $20.6m 0.01% Added +43.6k +43,583
9 MERCER GLOBAL ADVISORS INC /ADV 0.05% of their portfolio DENVER, CO 454,535454.5k $18.9m $18.9m 0.05% Added +56.2k +56,213
10 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 410,020410.0k $17.1m $17.1m 0.01% Added +44.7k +44,697
11 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 356,864356.9k $14.9m $14.9m 0.00% Reduced -11.6k -11,608
12 Ameritas Advisory Services, LLC 0.51% of their portfolio Lincoln, NE 300,351300.4k $12.5m $12.5m 0.51% Reduced -21.5k -21,534
13 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 275,099275.1k $11.4m $11.4m 0.00% Reduced -19.3k -19,270
14 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 267,734267.7k $11.1m $11.1m 0.00% Reduced -21.8k -21,761
15 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 228,755228.8k $9.5m $9.5m 0.01% Reduced -13.2k -13,205
16 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 168,067168.1k $7.0m $7.0m 0.01% Added +110.3k +110,270
17 First Pacific Financial 1.92% of their portfolio VANCOUVER, WA 165,277165.3k $6.9m $6.9m 1.92% Added +6.4k +6,401
18 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 145,666145.7k $6.1m $6.1m 0.01% Added +5.6k +5,552
19 Colorado Capital Management, Inc. 3.39% of their portfolio BOULDER, CO 141,046141.0k $5.9m $5.9m 3.39% Reduced -1.5k -1,527
20 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 137,352137.4k $5.7m $5.7m 0.00% Added +16.8k +16,772
21 EASTERN BANK 0.23% of their portfolio BOSTON, MA 134,296134.3k $5.6m $5.6m 0.23% Added +7.7k +7,711
22 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 132,760132.8k $5.5m $5.5m 0.01% Added +2.7k +2,681
23 WCG Wealth Advisors LLC 0.44% of their portfolio LAS VEGAS, NV 126,179126.2k $5.2m $5.2m 0.44% Reduced -3.2k -3,198
24 Allworth Financial LP 0.04% of their portfolio FOLSOM, CA 124,461124.5k $5.2m $5.2m 0.04% Added +8.3k +8,325
25 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 118,982119.0k $4.9m $4.9m 0.02% Reduced -18.2k -18,227
26 Dynamic Advisor Solutions LLC 0.16% of their portfolio PHOENIX, AZ 117,373117.4k $4.9m $4.9m 0.16% Added +4.7k +4,688
27 BSW Wealth Partners 0.81% of their portfolio BOULDER, CO 115,466115.5k $4.8m $4.8m 0.81% Reduced -1.4k -1,363
28 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 111,820111.8k $4.7m $4.7m 0.01% Added +796 +796
29 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 106,500106.5k $4.4m $4.4m 0.01% Added +5.2k +5,220
30 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 101,332101.3k $4.2m $4.2m 0.01% Reduced -3.2k -3,178
31 Cable Hill Partners, LLC 0.47% of their portfolio PORTLAND, OR 99,57299.6k $3.8m $3.8m 0.47% Unchanged
32 GeoWealth Management, LLC 0.15% of their portfolio CHICAGO, IL 93,71193.7k $3.9m $3.9m 0.15% New
33 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 93,49893.5k $3.9m $3.9m 0.01% Added +24.9k +24,861
34 DeDora Capital, Inc. 0.99% of their portfolio Napa, CA 74,94874.9k $3.1m $3.1m 0.99% Added +7.7k +7,692
35 WHITTIER TRUST CO 0.04% of their portfolio SOUTH PASADENA, CA 70,76870.8k $2.9m $2.9m 0.04% Reduced -2.8k -2,755
36 Beacon Pointe Advisors, LLC 0.03% of their portfolio NEWPORT BEACH, CA 69,42069.4k $2.9m $2.9m 0.03% Added +22.1k +22,137
37 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 68,57968.6k $2.9m $2.9m 0.02% Reduced -1.5k -1,455
38 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 66,27766.3k $2.8m $2.8m 0.00% Added +1.1k +1,061
39 Corundum Group, Inc. 1.27% of their portfolio COLORADO SPRINGS, CO 63,12263.1k $2.6m $2.6m 1.27% Added +218 +218
40 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 62,38462.4k $2.6m $2.6m 0.00% Reduced -6.7k -6,694
41 Stonehearth Capital Management, LLC 1.14% of their portfolio DANVERS, MA 60,34760.3k $2.5m $2.5m 1.14% Added +504 +504
42 Lido Advisors, LLC 0.02% of their portfolio Los Angeles, CA 60,15260.2k $2.5m $2.5m 0.02% Added +42.6k +42,570
43 RWA WEALTH PARTNERS, LLC 0.03% of their portfolio BOSTON, MA 58,64758.6k $2.4m $2.4m 0.03% Added +404 +404
44 Palisades Hudson Asset Management, L.P. 1.02% of their portfolio FORT LAUDERDALE, FL 53,62053.6k $2.2m $2.2m 1.02% Added +16.9k +16,884
45 IMPACTfolio, LLC 1.30% of their portfolio DENVER, CO 51,91651.9k $2.2m $2.2m 1.30% Reduced -239.8k -239,805
46 Modera Wealth Management, LLC 0.03% of their portfolio WESTWOOD, NJ 51,71651.7k $2.2m $2.2m 0.03% Added +1.7k +1,697
47 CGC Financial Services, LLC 1.12% of their portfolio LAKE OSWEGO, OR 51,22651.2k $2.1m $2.1m 1.12% Added +218 +218
48 PFG Investments, LLC 0.12% of their portfolio WOODBURY, NY 48,44148.4k $2.0m $2.0m 0.12% Added +2.9k +2,913
49 Arlington Financial Advisors, LLC 0.44% of their portfolio SANTA BARBARA, CA 48,37248.4k $2.0m $2.0m 0.44% Added +788 +788
50 LAKE STREET ADVISORS GROUP, LLC 0.09% of their portfolio PORTSMOUTH, NH 44,62944.6k $1.9m $1.9m 0.09% Added +103 +103
51 SilverOak Wealth Management LLC 0.46% of their portfolio Edina, MN 44,48744.5k $1.9m $1.9m 0.46% Added +346 +346
52 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 43,28643.3k $1.8m $1.8m 0.00% Reduced -1.3k -1,330
53 HARBOUR INVESTMENTS, INC. 0.06% of their portfolio MADISON, WI 40,71640.7k $1.7m $1.7m 0.06% Added +12.0k +12,044
54 WHITTIER TRUST CO OF NEVADA INC 0.05% of their portfolio RENO, NV 39,91139.9k $1.7m $1.7m 0.05% Added +8.6k +8,616
55 FMR LLC 0.00% of their portfolio BOSTON, MA 38,98439.0k $1.6m $1.6m 0.00% Added +4.2k +4,225
56 Wescott Financial Advisory Group, LLC 0.20% of their portfolio Philadelphia, PA 38,89938.9k $1.6m $1.6m 0.20% Added +1.5k +1,500
57 Envestnet Portfolio Solutions, Inc. 0.01% of their portfolio BERWYN, PA 38,81338.8k $1.6m $1.6m 0.01% Reduced -389 -389
58 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 38,24038.2k $1.6m $1.6m 0.00% Reduced -4.9k -4,924
59 VICUS CAPITAL 0.14% of their portfolio STATE COLLEGE, PA 37,99838.0k $1.6m $1.6m 0.14% Reduced -204 -204
60 Klaas Financial Asset Advisors, LLC 0.30% of their portfolio LOVES PARK, IL 36,34636.3k $1.5m $1.5m 0.30% Added +1.5k +1,469
61 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 36,09136.1k $1.5m $1.5m 0.00% Reduced -63.7k -63,705
62 Walkner Condon Financial Advisors LLC 0.30% of their portfolio MADISON, WI 33,63733.6k $1.4m $1.4m 0.30% Reduced -1.1k -1,051
63 Brio Consultants, LLC 0.24% of their portfolio SAN FRANCISCO, CA 33,61533.6k $1.4m $1.4m 0.24% Reduced -343 -343
64 WealthShield Partners, LLC 0.22% of their portfolio CARY, NC 32,99833.0k $1.4m $1.4m 0.22% Added +127 +127
65 Mariner, LLC 0.00% of their portfolio Overland Park, KS 32,88832.9k $1.4m $1.4m 0.00% New
66 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 32,15432.2k $1.3m $1.3m 0.02% Added +217 +217
67 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 28,57128.6k $1.2m $1.2m 0.00% Added +2.2k +2,197
68 Avantax Planning Partners, Inc. 0.04% of their portfolio DUBUQUE, IA 27,52327.5k $1.1m $1.1m 0.04% Added +10 +10
69 Pathstone Holdings, LLC 0.01% of their portfolio ENGLEWOOD, NJ 27,12327.1k $1.1m $1.1m 0.01% Added +245 +245
70 UMB Bank, n.a. 0.02% of their portfolio Kansas City, MO 26,46726.5k $1.1m $1.1m 0.02% Reduced -1.1k -1,065
71 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 24,51624.5k $1.0m $1.0m 0.01% Reduced -2.9k -2,908
72 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 24,51624.5k $1.0m $1.0m 0.01% Reduced -2.9k -2,908
73 Pioneer Wealth Management Group 0.58% of their portfolio AUSTIN, TX 24,51524.5k $1.0m $1.0m 0.58% Reduced -1.1k -1,123
74 Sowell Financial Services LLC 0.05% of their portfolio NORTH LITTLE ROCK, AR 24,00924.0k $999.0k $999.0k 0.05% Added +2.4k +2,443
75 Addison Advisors LLC 0.34% of their portfolio MIDDLEBURY, VT 23,82023.8k $990.7k $990.7k 0.34% Unchanged
76 Laurel Wealth Planning LLC 0.65% of their portfolio EDINA, MN 23,53023.5k $979.0k $979.0k 0.65% Reduced -3.0k -2,983
77 RVW Wealth, LLC 0.10% of their portfolio LOS ANGELES, CA 23,52223.5k $978.3k $978.3k 0.10% Added +176 +176
78 US FINANCIAL ADVISORS, LLC 0.34% of their portfolio BRAINTREE, MA 23,46023.5k $975.7k $975.7k 0.34% Added +1.1k +1,087
79 One Capital Management, LLC 0.03% of their portfolio WESTLAKE VILLAGE, CA 22,98623.0k $956.0k $956.0k 0.03% Added +16.0k +15,982
80 Scott Capital Advisors, LLC 0.27% of their portfolio PORTLAND, OR 22,03922.0k $901.4k $901.4k 0.27% Unchanged
81 Savant Capital, LLC 0.01% of their portfolio ROCKFORD, IL 21,84921.8k $908.7k $908.7k 0.01% Reduced -1.3k -1,325
82 Neumann Capital Management, LLC 0.32% of their portfolio FOSTER CITY, CA 21,66421.7k $901.0k $901.0k 0.32% Added +860 +860
83 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 20,95020.9k $871.3k $871.3k 0.01% Reduced -1.5k -1,502
84 Relyea Zuckerberg Hanson LLC 0.14% of their portfolio STAMFORD, CT 19,86719.9k $826.3k $826.3k 0.14% Reduced -6.7k -6,683
85 Revolve Wealth Partners, LLC 0.14% of their portfolio Hackensack, NJ 19,71719.7k $820.0k $820.0k 0.14% Added +3.7k +3,697
86 OPPENHEIMER ASSET MANAGEMENT INC. 0.01% of their portfolio NEW YORK, NY 18,54018.5k $771.1k $771.1k 0.01% Reduced -3.7k -3,669
87 Equita Financial Network, Inc. 0.34% of their portfolio FORT WASHINGTON, PA 18,27918.3k $760.0k $760.0k 0.34% Added +7.3k +7,332
88 Focus Partners Wealth 0.01% of their portfolio ST LOUIS, MO 18,23618.2k $758.0k $758.0k 0.01% Reduced -17.7k -17,683
89 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 18,12918.1k $754.0k $754.0k 0.00% Reduced -311 -311
90 Vestmark Advisory Solutions, Inc. 0.03% of their portfolio Wakefield, MA 17,24917.2k $717.4k $717.4k 0.03% Added +1.4k +1,448
91 Merit Financial Group, LLC 0.02% of their portfolio ALPHARETTA, GA 17,13817.1k $676.8k $676.8k 0.02% Added +1.6k +1,568
92 BOKF, NA 0.01% of their portfolio TULSA, OK 16,91416.9k $695.8k $695.8k 0.01% Reduced -2.5k -2,498
93 LEVEL FOUR ADVISORY SERVICES, LLC 0.04% of their portfolio DALLAS, TX 16,78216.8k $656.2k $656.2k 0.04% Unchanged
94 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 16,65116.7k $692.5k $692.5k 0.00% Reduced -904 -904
95 Silver Oak Advisory Group, Inc. 0.39% of their portfolio PORTLAND, OR 16,64016.6k $693.0k $693.0k 0.39% Added +4.7k +4,699
96 Balanced Rock Investment Advisors LLC 0.58% of their portfolio ROSLINDALE, MA 16,23016.2k $675.0k $675.0k 0.58% Reduced -104 -104
97 Destination Wealth Management 0.02% of their portfolio Walnut Creek, CA 16,14516.1k $671.5k $671.5k 0.02% Reduced -3.1k -3,080
98 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 16,02816.0k $667.0k $667.0k 0.00% Added +432 +432
99 RAYMOND JAMES TRUST N.A. 0.02% of their portfolio ST. PETERSBURG, FL 15,64415.6k $650.6k $650.6k 0.02% Unchanged
100 Financial Connections Group, Inc. 0.71% of their portfolio CORTE MADERA, CA 15,56515.6k $648.0k $648.0k 0.71% Reduced -834 -834