Vault-13

NUSHARES ETF TR NUMV

NUVEEN ESG MIDVL · ETP · CUSIP 67092P508

113 institutional holders -4 vs Q4 2023
10,828,18610.8m shares reported held*
$370.2mreported value*
9 new 40 added 38 reduced 11 sold out net bought ≈ $26.3m (+768.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $34.19.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 101Q4 22: 107Q1 23: 110Q2 23: 106Q3 23: 102Q4 23: 117Q1 24: 113113Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022101
Q4 2022107
Q1 2023110
Q2 2023106
Q3 2023102
Q4 2023117
Q1 2024113

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 72 bought or addedQ4 22: 26 cut or sold outQ4 22Q1 23: 63 bought or addedQ1 23: 24 cut or sold outQ1 23Q2 23: 49 bought or addedQ2 23: 46 cut or sold outQ2 23Q3 23: 43 bought or addedQ3 23: 43 cut or sold outQ3 23Q4 23: 51 bought or addedQ4 23: 45 cut or sold outQ4 23Q1 24: 49 bought or addedQ1 24: 49 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20227226
Q1 20236324
Q2 20234946
Q3 20234343
Q4 20235145
Q1 20244949

Biggest buyers

MORGAN STANLEY Added +1,390,614+1.4m
Lido Advisors, LLC Added +36,247+36.2k
RAYMOND JAMES & ASSOCIATES Added +27,127+27.1k
COMMONWEALTH EQUITY SERVICES, LLC Added +26,768+26.8k
Idaho Trust Co New +18,763+18.8k
FLOW TRADERS U.S. LLC New +17,873+17.9k
Mariner, LLC New +13,379+13.4k
ENVESTNET ASSET MANAGEMENT INC Added +12,553+12.6k
Fifth Third Wealth Advisors LLC New +10,720+10.7k
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management Added +9,330+9.3k

Biggest sellers

TIAA TRUST, NATIONAL ASSOCIATION Reduced -534,846-534.8k
Morningstar Investment Services LLC Reduced -88,395-88.4k
REGATTA CAPITAL GROUP, LLC Reduced -53,236-53.2k
ROYAL BANK OF CANADA Reduced -52,128-52.1k
CITADEL ADVISORS LLC Sold out -38,190-38.2k
Creative Planning Reduced -15,270-15.3k
New York Life Investment Management LLC Sold out -14,913-14.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -14,498-14.5k
EP Wealth Advisors, LLC Sold out -13,642-13.6k
HighTower Advisors, LLC Reduced -7,466-7.5k

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3,964,5724.0m $135.6m $135.6m 0.00% Added +1.4m +1,390,614
2 TIAA TRUST, NATIONAL ASSOCIATION 0.16% of their portfolio CHARLOTTE, NC 1,576,8691.6m $53.9m $53.9m 0.16% Reduced -534.8k -534,846
3 Abacus Wealth Partners, LLC 4.90% of their portfolio SANTA MONICA, CA 854,917854.9k $29.2m $29.2m 4.90% Added +3.5k +3,482
4 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 517,455517.5k $17.7m $17.7m 0.00% Reduced -52.1k -52,128
5 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 384,411384.4k $13.1m $13.1m 0.01% Added +27.1k +27,127
6 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 324,192324.2k $11.1m $11.1m 0.01% Added +4.6k +4,616
7 UBS Group AG 0.00% of their portfolio ZURICH, V8 287,719287.7k $9.8m $9.8m 0.00% Reduced -1.8k -1,777
8 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.29% of their portfolio Seattle, WA 277,516277.5k $9.5m $9.5m 0.29% Added +9.3k +9,330
9 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 247,354247.4k $8.5m $8.5m 0.00% Reduced -1.7k -1,663
10 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 163,113163.1k $5.6m $5.6m 0.01% Added +26.8k +26,768
11 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 127,626127.6k $4.4m $4.4m 0.00% Added +1.3k +1,312
12 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 126,775126.8k $4.3m $4.3m 0.00% Reduced -3.6k -3,625
13 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 126,375126.4k $4.3m $4.3m 0.00% Reduced -15.3k -15,270
14 Beacon Pointe Advisors, LLC 0.05% of their portfolio NEWPORT BEACH, CA 123,614123.6k $4.2m $4.2m 0.05% Added +9.1k +9,126
15 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 105,290105.3k $3.6m $3.6m 0.00% Added +12.6k +12,553
16 Dynamic Advisor Solutions LLC 0.11% of their portfolio PHOENIX, AZ 99,50499.5k $3.4m $3.4m 0.11% Added +3.3k +3,303
17 Fiduciary Trust Co 0.05% of their portfolio Boston, MA 90,65190.7k $3.1m $3.1m 0.05% Unchanged
18 Lido Advisors, LLC 0.03% of their portfolio Los Angeles, CA 85,15285.2k $2.9m $2.9m 0.03% Added +36.2k +36,247
19 Invera Wealth Advisors, LLC 1.79% of their portfolio BEND, OR 65,60065.6k $2.1m $2.1m 1.79% Added +2.7k +2,658
20 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 57,16757.2k $2.0m $2.0m 0.00% Added +2.3k +2,258
21 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 55,83755.8k $1.9m $1.9m 0.00% Added +7.6k +7,626
22 Morningstar Investment Services LLC 0.02% of their portfolio CHICAGO, IL 51,54251.5k $1.8m $1.8m 0.02% Reduced -88.4k -88,395
23 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 48,60748.6k $1.7m $1.7m 0.00% Added +7.0k +7,038
24 REGATTA CAPITAL GROUP, LLC 0.36% of their portfolio EL SEGUNDO, CA 46,24446.2k $1.6m $1.6m 0.36% Reduced -53.2k -53,236
25 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 45,05445.1k $1.5m $1.5m 0.00% Added +4.4k +4,381
26 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 37,90737.9k $1.3m $1.3m 0.00% Reduced -14.5k -14,498
27 WCG Wealth Advisors LLC 0.10% of their portfolio LAS VEGAS, NV 35,71935.7k $1.2m $1.2m 0.10% Reduced -172 -172
28 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 34,86834.9k $1.2m $1.2m 0.00% Added +720 +720
29 Sowell Financial Services LLC 0.05% of their portfolio NORTH LITTLE ROCK, AR 31,54931.5k $1.1m $1.1m 0.05% Added +5.6k +5,551
30 Opes Wealth Management LLC 0.23% of their portfolio MENLO PARK, CA 28,94028.9k $989.7k $989.7k 0.23% Reduced -1.0k -1,010
31 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 28,44228.4k $972.7k $972.7k 0.00% Added +662 +662
32 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 28,29828.3k $967.8k $967.8k 0.00% Reduced -190 -190
33 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 28,28028.3k $967.2k $967.2k 0.00% Unchanged
34 Heritage Wealth Advisors 0.04% of their portfolio RICHMOND, VA 27,03427.0k $924.6k $924.6k 0.04% Added +1.2k +1,170
35 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 24,55824.6k $839.9k $839.9k 0.00% Reduced -892 -892
36 WealthShield Partners, LLC 0.14% of their portfolio CARY, NC 24,50924.5k $838.2k $838.2k 0.14% Added +33 +33
37 Parkside Financial Bank & Trust 0.11% of their portfolio SAINT LOUIS, MO 20,67220.7k $707.0k $707.0k 0.11% Unchanged
38 Avantax Planning Partners, Inc. 0.02% of their portfolio DUBUQUE, IA 20,34920.3k $695.9k $695.9k 0.02% Added +67 +67
39 COMMERCE BANK 0.00% of their portfolio KANSAS CITY, MO 20,25020.2k $692.5k $692.5k 0.00% Reduced -90 -90
40 Carson Advisory Inc. 0.48% of their portfolio ATHENS, GA 20,07020.1k $686.4k $686.4k 0.48% Reduced -1.4k -1,400
41 Revolve Wealth Partners, LLC 0.11% of their portfolio Hackensack, NJ 19,67519.7k $672.9k $672.9k 0.11% Added +1.9k +1,877
42 RVW Wealth, LLC 0.07% of their portfolio LOS ANGELES, CA 18,82918.8k $644.0k $644.0k 0.07% Reduced -222 -222
43 Idaho Trust Co 0.62% of their portfolio BOISE, ID 18,76318.8k $641.7k $641.7k 0.62% New
44 Fingerlakes Wealth Management, Inc. 0.62% of their portfolio ITHACA, NY 18,76318.8k $641.7k $641.7k 0.62% Added +1.5k +1,546
45 Addison Advisors LLC 0.22% of their portfolio MIDDLEBURY, VT 18,51718.5k $633.3k $633.3k 0.22% Added +3.0k +3,005
46 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.03% of their portfolio RICHMOND, VA 18,21718.2k $623.0k $623.0k 0.03% Added +55 +55
47 COLDSTREAM CAPITAL MANAGEMENT INC 0.02% of their portfolio BELLEVUE, WA 18,06518.1k $617.8k $617.8k 0.02% Unchanged
48 FLOW TRADERS U.S. LLC 0.03% of their portfolio NEW YORK, NY 17,87317.9k $611.0k $611.0k 0.03% New
49 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 17,28317.3k $591.1k $591.1k 0.00% Added +1 +1
50 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 17,19717.2k $588.1k $588.1k 0.01% Reduced -5.1k -5,103
51 Avior Wealth Management, LLC 0.03% of their portfolio OMAHA, NE 16,93116.9k $579.1k $579.1k 0.03% Added +1.4k +1,420
52 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 16,69216.7k $570.9k $570.9k 0.00% Unchanged
53 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 16,15616.2k $552.5k $552.5k 0.01% Added +2.5k +2,460
54 RETIREMENT INCOME SOLUTIONS, INC 0.12% of their portfolio ANN ARBOR, MI 15,45115.5k $528.4k $528.4k 0.12% Unchanged
55 CENTRAL TRUST Co 0.01% of their portfolio JEFFERSON CITY, MO 14,62814.6k $500.3k $500.3k 0.01% Added +457 +457
56 Neumann Capital Management, LLC 0.18% of their portfolio FOSTER CITY, CA 14,36014.4k $491.1k $491.1k 0.18% Added +700 +700
57 Mariner, LLC 0.00% of their portfolio Overland Park, KS 13,37913.4k $457.6k $457.6k 0.00% New
58 WHITTIER TRUST CO 0.01% of their portfolio SOUTH PASADENA, CA 12,63312.6k $432.0k $432.0k 0.01% Unchanged
59 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 12,26012.3k $419.3k $419.3k 0.00% Reduced -274 -274
60 RTD Financial Advisors, Inc. 0.06% of their portfolio Philadelphia, PA 12,14012.1k $415.2k $415.2k 0.06% Reduced -323 -323
61 Evergreen Private Wealth LLC 0.20% of their portfolio GREENWOOD VILLAGE, CO 11,51411.5k $393.8k $393.8k 0.20% Added +636 +636
62 Stratos Investment Management, LLC 0.04% of their portfolio BEACHWOOD, OH 11,45011.4k $391.6k $391.6k 0.04% Unchanged
63 Simmons Bank 0.03% of their portfolio Pine Bluff, AR 11,34711.3k $388.1k $388.1k 0.03% Unchanged
64 Fifth Third Wealth Advisors LLC 0.06% of their portfolio Cincinnati, OH 10,72010.7k $366.6k $366.6k 0.06% New
65 Trust Co 0.04% of their portfolio MANHATTAN, KS 9,95710.0k $340.5k $340.5k 0.04% Reduced -231 -231
66 Falcon Wealth Planning 0.05% of their portfolio Ontario, CA 9,1509.2k $312.9k $312.9k 0.05% Added +965 +965
67 EVERGREEN CAPITAL MANAGEMENT LLC 0.01% of their portfolio Bellevue, WA 9,1449.1k $312.7k $312.7k 0.01% Reduced -690 -690
68 STAGE HARBOR FINANCIAL, LLC 0.28% of their portfolio WESTWOOD, MA 8,9719.0k $306.8k $306.8k 0.28% Unchanged
69 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 8,7938.8k $299.0k $299.0k 0.00% Reduced -7.5k -7,466
70 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 8,7508.8k $299.2k $299.2k 0.00% Unchanged
71 Concord Wealth Partners 0.05% of their portfolio ABINGDON, VA 8,7068.7k $297.7k $297.7k 0.05% Reduced -1.4k -1,414
72 Bragg Financial Advisors, Inc 0.01% of their portfolio CHARLOTTE, NC 8,6248.6k $294.9k $294.9k 0.01% Added +147 +147
73 Private Wealth Management Group, LLC 0.13% of their portfolio PRINCETON, NJ 8,3528.4k $285.6k $285.6k 0.13% Reduced -118 -118
74 Stratos Wealth Advisors, LLC 0.02% of their portfolio BEACHWOOD, OH 8,3468.3k $285.4k $285.4k 0.02% Unchanged
75 UMB Bank, n.a. 0.00% of their portfolio Kansas City, MO 7,6347.6k $261.1k $261.1k 0.00% Reduced -551 -551
76 FIRST FOUNDATION ADVISORS 0.01% of their portfolio Irvine, CA 7,5367.5k $257.7k $257.7k 0.01% Reduced -2.6k -2,551
77 Concord Asset Management, LLC/VA 0.07% of their portfolio ABINGDON, VA 7,4287.4k $254.0k $254.0k 0.07% Reduced -713 -713
78 Stokes Family Office, LLC 0.03% of their portfolio NEW ORLEANS, LA 7,1757.2k $245.4k $245.4k 0.03% Unchanged
79 VICUS CAPITAL 0.02% of their portfolio STATE COLLEGE, PA 6,9496.9k $237.7k $237.7k 0.02% Reduced -57 -57
80 CX Institutional 0.01% of their portfolio AUBURN, IN 6,7966.8k $232.4k $232.4k 0.01% New
81 LAKE STREET PRIVATE WEALTH, LLC 0.03% of their portfolio CHICAGO, IL 6,7746.8k $231.7k $231.7k 0.03% Unchanged
82 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 6,7316.7k $230.0k $230.0k 0.00% Reduced -230 -230
83 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 6,5726.6k $225.0k $225.0k 0.00% New
84 SIGNET FINANCIAL MANAGEMENT, LLC 0.03% of their portfolio PARSIPPANY, NJ 6,3226.3k $216.2k $216.2k 0.03% New
85 Wealthcare Advisory Partners LLC 0.01% of their portfolio WEST CHESTER, PA 6,2016.2k $212.1k $212.1k 0.01% New
86 McClarren Financial Advisors, Inc. 0.12% of their portfolio STATE COLLEGE, PA 4,8324.8k $166.0k $166.0k 0.12% Unchanged
87 COMERICA BANK 0.00% of their portfolio DALLAS, TX 3,2103.2k $109.8k $109.8k 0.00% Reduced -84 -84
88 BESSEMER GROUP INC 0.00% of their portfolio WOODBRIDGE, NJ 2,9092.9k $99.0k $99.0k 0.00% Unchanged
89 Farther Finance Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 2,7502.8k $93.5k $93.5k 0.01% Added +525 +525
90 CWM, LLC 0.00% of their portfolio OMAHA, NE 2,4242.4k $83.0k $83.0k 0.00% Added +169 +169
91 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 1,5041.5k $51.4k $51.4k 0.00% Added +249 +249
92 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 1,4671.5k $50.2k $50.2k 0.00% Unchanged
93 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 1,4341.4k $49.1k $49.1k 0.00% Unchanged
94 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 870870 $29.8k $29.8k 0.00% Unchanged
95 Retirement Group, LLC 0.01% of their portfolio SAN DIEGO, CA 709709 $24.2k $24.2k 0.01% Unchanged
96 Clarity Asset Management, Inc. 0.01% of their portfolio AMES, IA 537537 $18.4k $18.4k 0.01% Reduced -570 -570
97 ICA Group Wealth Management, LLC 0.00% of their portfolio DENVER, CO 530530 $18.1k $18.1k 0.00% Reduced -43 -43
98 Crewe Advisors LLC 0.00% of their portfolio SALT LAKE CITY, UT 411411 $14.1k $14.1k 0.00% Added +13 +13
99 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 380380 $13.0k $13.0k 0.00% Reduced -100 -100
100 FMR LLC 0.00% of their portfolio BOSTON, MA 379379 $13.0k $13.0k 0.00% Reduced -166 -166