Vault-13

NUSHARES ETF TR NUMV

NUVEEN ESG MIDVL · ETP · CUSIP 67092P508

110 institutional holders +3 vs Q4 2022
8,842,1568.8m shares reported held*
$253.3mreported value*
8 new 55 added 20 reduced 4 sold out net bought ≈ $11.5m (+411.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $28.64.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 101Q4 22: 107Q1 23: 110110Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022101
Q4 2022107
Q1 2023110

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 72 bought or addedQ4 22: 26 cut or sold outQ4 22Q1 23: 63 bought or addedQ1 23: 24 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20227226
Q1 20236324

Biggest buyers

ROYAL BANK OF CANADA Added +159,499+159.5k
Abacus Wealth Partners, LLC Added +86,797+86.8k
CITADEL ADVISORS LLC Added +75,537+75.5k
FLOW TRADERS U.S. LLC New +31,643+31.6k
LPL Financial LLC Added +30,862+30.9k
RAYMOND JAMES & ASSOCIATES Added +30,293+30.3k
JANE STREET GROUP, LLC New +25,829+25.8k
Bank of New York Mellon Corp Added +23,692+23.7k
WELLS FARGO & COMPANY/MN Added +22,310+22.3k
J.P. Morgan Private Wealth Advisors LLC New +19,932+19.9k

Biggest sellers

Phoenix Wealth Advisors Sold out -99,248-99.2k
UBS Group AG Reduced -91,979-92.0k
MORGAN STANLEY Reduced -67,946-67.9k
Sowell Financial Services LLC Sold out -24,558-24.6k
Thrivent Financial for Lutherans Reduced -18,102-18.1k
Simmons Bank Reduced -9,020-9.0k
CENTRAL TRUST Co Reduced -3,963-4.0k
WRAPMANAGER INC Reduced -3,175-3.2k
Concord Wealth Partners Reduced -1,411-1.4k
EVERGREEN CAPITAL MANAGEMENT LLC Reduced -560-560

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 TIAA, FSB 0.28% of their portfolio ST. LOUIS, MO 2,636,6332.6m $75.7m $75.7m 0.28% Added +6.7k +6,744
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 723,252723.3k $20.8m $20.8m 0.00% Reduced -67.9k -67,946
3 Abacus Wealth Partners, LLC 6.55% of their portfolio SANTA MONICA, CA 696,755696.8k $19.8m $19.8m 6.55% Added +86.8k +86,797
4 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 554,251554.3k $15.9m $15.9m 0.00% Added +159.5k +159,499
5 UBS Group AG 0.00% of their portfolio ZURICH, V8 349,049349.0k $10.0m $10.0m 0.00% Reduced -92.0k -91,979
6 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 316,950316.9k $9.1m $9.1m 0.01% Added +30.9k +30,862
7 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 231,474231.5k $6.6m $6.6m 0.00% Reduced -405 -405
8 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 225,144225.1k $6.5m $6.5m 0.01% Added +30.3k +30,293
9 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.25% of their portfolio Seattle, WA 203,346203.3k $5.8m $5.8m 0.25% Added +14.5k +14,521
10 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 173,541173.5k $5.0m $5.0m 0.00% Added +22.3k +22,310
11 Laurel Wealth Planning LLC 2.74% of their portfolio EDINA, MN 144,384144.4k $4.1m $4.1m 2.74% Added +17.1k +17,139
12 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 127,153127.2k $3.6m $3.6m 0.00% Added +23.7k +23,692
13 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 127,041127.0k $3.6m $3.6m 0.01% Added +10.3k +10,256
14 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 116,583116.6k $3.3m $3.3m 0.00% Added +3.4k +3,422
15 WRAPMANAGER INC 0.90% of their portfolio MILL VALLEY, CA 101,653101.7k $2.9m $2.9m 0.90% Reduced -3.2k -3,175
16 Fiduciary Trust Co 0.05% of their portfolio Boston, MA 97,04997.0k $2.8m $2.8m 0.05% Added +1.8k +1,805
17 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 94,47594.5k $2.7m $2.7m 0.00% Added +1.6k +1,577
18 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 88,83188.8k $2.5m $2.5m 0.01% Reduced -18.1k -18,102
19 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 88,51988.5k $2.5m $2.5m 0.00% Added +75.5k +75,537
20 Morningstar Investment Services LLC 0.03% of their portfolio CHICAGO, IL 80,82480.8k $2.3m $2.3m 0.03% Added +281 +281
21 Lido Advisors, LLC 0.03% of their portfolio Los Angeles, CA 78,63078.6k $2.3m $2.3m 0.03% Added +14.8k +14,770
22 Dynamic Advisor Solutions LLC 0.12% of their portfolio PHOENIX, AZ 73,18873.2k $2.1m $2.1m 0.12% Added +2.7k +2,668
23 REGATTA CAPITAL GROUP, LLC 0.69% of their portfolio EL SEGUNDO, CA 65,07365.1k $1.9m $1.9m 0.69% Unchanged
24 Robertson Stephens Wealth Management, LLC 0.14% of their portfolio San Francisco, CA 63,28063.3k $1.8m $1.8m 0.14% Unchanged
25 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 60,73660.7k $1.7m $1.7m 0.02% Added +7.6k +7,558
26 Beacon Pointe Advisors, LLC 0.03% of their portfolio NEWPORT BEACH, CA 58,96559.0k $1.7m $1.7m 0.03% Added +5.6k +5,622
27 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 54,30654.3k $1.6m $1.6m 0.00% Added +8.5k +8,500
28 WCG Wealth Advisors LLC 0.19% of their portfolio LAS VEGAS, NV 50,53750.5k $1.4m $1.4m 0.19% Reduced -275 -275
29 Koss-Olinger Consulting, LLC 0.17% of their portfolio GAINESVILLE, FL 47,41447.4k $1.4m $1.4m 0.17% Added +347 +347
30 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 40,74140.7k $1.2m $1.2m 0.00% Added +5.7k +5,669
31 Mariner Managed Account Solutions, LLC 0.09% of their portfolio Boston, MA 37,68437.7k $1.1m $1.1m 0.09% Reduced -409 -409
32 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 34,45734.5k $988.6k $988.6k 0.00% Added +1 +1
33 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 33,52533.5k $962.2k $962.2k 0.00% Added +1.3k +1,310
34 New York Life Investment Management LLC 0.01% of their portfolio New York, NY 33,47733.5k $960.8k $960.8k 0.01% Added +5.5k +5,508
35 CX Institutional 0.05% of their portfolio AUBURN, IN 32,87132.9k $942.4k $942.4k 0.05% Added +1.3k +1,284
36 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 32,85232.9k $942.8k $942.8k 0.00% Added +12.4k +12,413
37 FLOW TRADERS U.S. LLC 0.04% of their portfolio NEW YORK, NY 31,64331.6k $908.0k $908.0k 0.04% New
38 Advisory Services Network, LLC 0.03% of their portfolio ATLANTA, GA 31,55231.6k $905.6k $905.6k 0.03% Added +9.1k +9,137
39 WHITTIER TRUST CO 0.02% of their portfolio SOUTH PASADENA, CA 30,02330.0k $861.4k $861.4k 0.02% Unchanged
40 BerganKDV Wealth Management, LLC 0.08% of their portfolio BLOOMINGTON, MN 26,37426.4k $756.9k $756.9k 0.08% Added +5.3k +5,283
41 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 25,82925.8k $741.3k $741.3k 0.00% New
42 WealthShield Partners, LLC 0.12% of their portfolio CARY, NC 25,77525.8k $739.7k $739.7k 0.12% Added +8 +8
43 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 25,31925.3k $726.6k $726.6k 0.00% Added +5.3k +5,326
44 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 25,30325.3k $726.2k $726.2k 0.01% Added +1.2k +1,172
45 Concord Wealth Partners 0.20% of their portfolio ABINGDON, VA 24,94724.9k $716.0k $716.0k 0.20% Reduced -1.4k -1,411
46 Tower Research Capital LLC (TRC) 0.02% of their portfolio NEW YORK, NY 24,50824.5k $703.0k $703.0k 0.02% Added +17.4k +17,427
47 Carson Advisory Inc. 0.60% of their portfolio ATHENS, GA 23,67023.7k $679.3k $679.3k 0.60% Unchanged
48 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 23,41523.4k $672.0k $672.0k 0.00% Added +1.5k +1,501
49 Opes Wealth Management LLC 0.21% of their portfolio MENLO PARK, CA 22,43022.4k $643.7k $643.7k 0.21% Added +6.7k +6,675
50 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 22,24022.2k $638.3k $638.3k 0.01% Added +1.8k +1,835
51 Avantax Planning Partners, Inc. 0.03% of their portfolio DUBUQUE, IA 22,11322.1k $634.6k $634.6k 0.03% Added +765 +765
52 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 19,93219.9k $572.0k $572.0k 0.00% New
53 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 19,17619.2k $552.0k $552.0k 0.00% Added +450 +450
54 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 18,97919.0k $544.7k $544.7k 0.00% New
55 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.04% of their portfolio RICHMOND, VA 18,94918.9k $543.8k $543.8k 0.04% Unchanged
56 CENTRAL TRUST Co 0.02% of their portfolio JEFFERSON CITY, MO 18,60118.6k $533.8k $533.8k 0.02% Reduced -4.0k -3,963
57 RETIREMENT INCOME SOLUTIONS, INC 0.15% of their portfolio ANN ARBOR, MI 18,40818.4k $528.3k $528.3k 0.15% Added +1.2k +1,164
58 HARVEST GROUP WEALTH MANAGEMENT, LLC 0.33% of their portfolio WALTHAM, MA 18,27618.3k $524.5k $524.5k 0.33% Added +3.7k +3,661
59 COLDSTREAM CAPITAL MANAGEMENT INC 0.02% of their portfolio BELLEVUE, WA 18,06518.1k $518.5k $518.5k 0.02% Unchanged
60 Concord Asset Management, LLC/VA 0.21% of their portfolio ABINGDON, VA 17,71317.7k $508.4k $508.4k 0.21% Added +509 +509
61 COMMERCE BANK 0.00% of their portfolio KANSAS CITY, MO 17,38417.4k $498.9k $498.9k 0.00% Added +525 +525
62 Fingerlakes Wealth Management, Inc. 0.56% of their portfolio ITHACA, NY 15,58615.6k $447.3k $447.3k 0.56% Added +3.2k +3,210
63 Addison Advisors LLC 0.23% of their portfolio MIDDLEBURY, VT 14,34714.3k $411.8k $411.8k 0.23% Added +3.5k +3,545
64 RVW Wealth, LLC 0.05% of their portfolio LOS ANGELES, CA 14,00214.0k $401.9k $401.9k 0.05% Added +1.3k +1,295
65 Avior Wealth Management, LLC 0.03% of their portfolio OMAHA, NE 13,50713.5k $387.7k $387.7k 0.03% Added +1.3k +1,257
66 RTD Financial Advisors, Inc. 0.06% of their portfolio Philadelphia, PA 12,68612.7k $364.1k $364.1k 0.06% Reduced -155 -155
67 Neumann Capital Management, LLC 0.15% of their portfolio FOSTER CITY, CA 12,13012.1k $348.1k $348.1k 0.15% Added +1.1k +1,150
68 Stratos Investment Management, LLC 0.05% of their portfolio BEACHWOOD, OH 11,20011.2k $321.5k $321.5k 0.05% Unchanged
69 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 10,76310.8k $298.6k $298.6k 0.01% Reduced -237 -237
70 Heritage Wealth Advisors 0.02% of their portfolio RICHMOND, VA 10,43210.4k $299.4k $299.4k 0.02% Reduced -50 -50
71 EP Wealth Advisors, LLC 0.00% of their portfolio TORRANCE, CA 10,00010.0k $1.5k $1.5k 0.00% New
72 Cresset Asset Management, LLC 0.01% of their portfolio Chicago, IL 9,9429.9k $285.3k $285.3k 0.01% Unchanged
73 Simmons Bank 0.02% of their portfolio Pine Bluff, AR 9,8539.9k $282.8k $282.8k 0.02% Reduced -9.0k -9,020
74 Trust Co 0.04% of their portfolio MANHATTAN, KS 9,3719.4k $269.0k $269.0k 0.04% Reduced -197 -197
75 EVERGREEN CAPITAL MANAGEMENT LLC 0.01% of their portfolio Bellevue, WA 9,3549.4k $268.5k $268.5k 0.01% Reduced -560 -560
76 UMB Bank, n.a. 0.00% of their portfolio Kansas City, MO 9,2939.3k $266.7k $266.7k 0.00% Added +301 +301
77 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 9,2509.2k $265.5k $265.5k 0.00% Added +948 +948
78 Revolve Wealth Partners, LLC 0.06% of their portfolio Hackensack, NJ 8,8818.9k $254.9k $254.9k 0.06% Added +605 +605
79 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 8,8118.8k $253.0k $253.0k 0.00% Added +83 +83
80 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 8,7508.8k $251.1k $251.1k 0.00% Unchanged
81 Stratos Wealth Advisors, LLC 0.02% of their portfolio BEACHWOOD, OH 8,3468.3k $239.5k $239.5k 0.02% Unchanged
82 FIRST FOUNDATION ADVISORS 0.01% of their portfolio Irvine, CA 8,2998.3k $238.2k $238.2k 0.01% Unchanged
83 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 7,6427.6k $219.3k $219.3k 0.00% Added +537 +537
84 Bragg Financial Advisors, Inc 0.01% of their portfolio CHARLOTTE, NC 7,2097.2k $206.9k $206.9k 0.01% New
85 Stokes Family Office, LLC 0.03% of their portfolio NEW ORLEANS, LA 7,1757.2k $205.9k $205.9k 0.03% Unchanged
86 AIRE ADVISORS, LLC 0.06% of their portfolio BEVERLY HILLS, CA 7,0127.0k $201.2k $201.2k 0.06% Reduced -51 -51
87 LAKE STREET PRIVATE WEALTH, LLC 0.04% of their portfolio CHICAGO, IL 6,9747.0k $200.2k $200.2k 0.04% Unchanged
88 Parkside Financial Bank & Trust 0.04% of their portfolio SAINT LOUIS, MO 5,4415.4k $156.2k $156.2k 0.04% Unchanged
89 Milestone Investment Advisors LLC 0.04% of their portfolio MIDDLETON, WI 5,0005.0k $143.5k $143.5k 0.04% Unchanged
90 McClarren Financial Advisors, Inc. 0.12% of their portfolio STATE COLLEGE, PA 4,7264.7k $135.0k $135.0k 0.12% Unchanged
91 BESSEMER GROUP INC 0.00% of their portfolio WOODBRIDGE, NJ 2,9092.9k $83.0k $83.0k 0.00% Unchanged
92 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 2,8762.9k $82.5k $82.5k 0.00% Added +193 +193
93 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 2,3752.4k $68.2k $68.2k 0.00% Unchanged
94 Farther Finance Advisors, LLC 0.02% of their portfolio SAN FRANCISCO, CA 2,2772.3k $65.3k $65.3k 0.02% Unchanged
95 CWM, LLC 0.00% of their portfolio OMAHA, NE 2,2062.2k $63.0k $63.0k 0.00% Reduced -70 -70
96 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 1,4241.4k $40.9k $40.9k 0.00% Reduced -35 -35
97 FMR LLC 0.00% of their portfolio BOSTON, MA 1,3981.4k $40.1k $40.1k 0.00% Added +704 +704
98 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 1,3361.3k $37.7k $37.7k 0.00% Reduced -100 -100
99 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 792792 $22.7k $22.7k 0.00% Reduced -72 -72
100 IAG Wealth Partners, LLC 0.01% of their portfolio WAUKESHA, WI 726726 $20.8k $20.8k 0.01% Unchanged