Vault-13

NUSHARES ETF TR NUMG

NUVEEN ESG MIDCP · ETP · CUSIP 67092P409

125 institutional holders -8 vs Q4 2023
8,221,9868.2m shares reported held*
$365.6mreported value*
10 new 50 added 40 reduced 15 sold out net bought ≈ $26.4m (+594.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $44.47.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 106Q4 22: 107Q1 23: 106Q2 23: 114Q3 23: 117Q4 23: 133Q1 24: 125125Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022106
Q4 2022107
Q1 2023106
Q2 2023114
Q3 2023117
Q4 2023133
Q1 2024125

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 59 bought or addedQ4 22: 33 cut or sold outQ4 22Q1 23: 47 bought or addedQ1 23: 45 cut or sold outQ1 23Q2 23: 60 bought or addedQ2 23: 38 cut or sold outQ2 23Q3 23: 53 bought or addedQ3 23: 47 cut or sold outQ3 23Q4 23: 55 bought or addedQ4 23: 56 cut or sold outQ4 23Q1 24: 60 bought or addedQ1 24: 55 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20225933
Q1 20234745
Q2 20236038
Q3 20235347
Q4 20235556
Q1 20246055

Biggest buyers

MORGAN STANLEY Added +890,344+890.3k
BANK OF AMERICA CORP /DE/ Added +77,784+77.8k
Cetera Investment Advisers Added +62,949+62.9k
Bank of New York Mellon Corp Added +22,096+22.1k
Lido Advisors, LLC Added +21,256+21.3k
Ameritas Advisory Services, LLC Added +20,451+20.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +19,303+19.3k
UBS Group AG Added +18,332+18.3k
Private Advisor Group, LLC Added +14,489+14.5k
WHITTIER TRUST CO OF NEVADA INC Added +14,230+14.2k

Biggest sellers

TIAA TRUST, NATIONAL ASSOCIATION Reduced -266,340-266.3k
High Note Wealth, LLC Reduced -104,212-104.2k
Cetera Advisor Networks LLC Sold out -63,145-63.1k
ROYAL BANK OF CANADA Reduced -45,592-45.6k
Money Design Co.,Ltd. Sold out -42,984-43.0k
AMERIPRISE FINANCIAL INC Reduced -21,243-21.2k
CITADEL ADVISORS LLC Sold out -18,128-18.1k
GenWealth Group, Inc. Sold out -17,182-17.2k
LANARK FINANCIAL, INC. Reduced -13,012-13.0k
AlTi Global, Inc. Reduced -10,657-10.7k

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,556,9662.6m $113.7m $113.7m 0.00% Added +890.3k +890,344
2 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 891,472891.5k $39.7m $39.7m 0.01% Added +13.9k +13,867
3 TIAA TRUST, NATIONAL ASSOCIATION 0.12% of their portfolio CHARLOTTE, NC 848,502848.5k $37.7m $37.7m 0.12% Reduced -266.3k -266,340
4 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 485,418485.4k $21.6m $21.6m 0.01% Reduced -45.6k -45,592
5 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 367,315367.3k $16.3m $16.3m 0.01% Added +6.4k +6,411
6 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 271,507271.5k $12.1m $12.1m 0.00% Added +77.8k +77,784
7 AlTi Global, Inc. 0.31% of their portfolio NEW YORK, NY 252,622252.6k $11.2m $11.2m 0.31% Reduced -10.7k -10,657
8 UBS Group AG 0.00% of their portfolio ZURICH, V8 238,653238.7k $10.6m $10.6m 0.00% Added +18.3k +18,332
9 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 228,886228.9k $10.2m $10.2m 0.00% Reduced -21.2k -21,243
10 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 145,779145.8k $6.5m $6.5m 0.00% Added +22.1k +22,096
11 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 128,196128.2k $5.7m $5.7m 0.01% Added +9.2k +9,176
12 Ameritas Advisory Services, LLC 0.18% of their portfolio Lincoln, NE 100,954101.0k $4.5m $4.5m 0.18% Added +20.5k +20,451
13 WHITTIER TRUST CO 0.06% of their portfolio SOUTH PASADENA, CA 93,37193.4k $4.2m $4.2m 0.06% Added +707 +707
14 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 86,74386.7k $3.9m $3.9m 0.00% Added +163 +163
15 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 86,08186.1k $3.8m $3.8m 0.01% Added +62.9k +62,949
16 Fiduciary Trust Co 0.05% of their portfolio Boston, MA 69,76769.8k $3.1m $3.1m 0.05% Unchanged
17 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 65,28865.3k $2.9m $2.9m 0.00% Reduced -2.2k -2,199
18 Lido Advisors, LLC 0.02% of their portfolio Los Angeles, CA 62,43762.4k $2.8m $2.8m 0.02% Added +21.3k +21,256
19 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 61,62761.6k $2.7m $2.7m 0.02% Added +14.5k +14,489
20 WHITTIER TRUST CO OF NEVADA INC 0.07% of their portfolio RENO, NV 58,66458.7k $2.6m $2.6m 0.07% Added +14.2k +14,230
21 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 57,80357.8k $2.6m $2.6m 0.00% Added +642 +642
22 LFA - Lugano Financial Advisors SA 1.68% of their portfolio LUGANO, V8 51,92151.9k $2.3m $2.3m 1.68% Unchanged
23 Dynamic Advisor Solutions LLC 0.08% of their portfolio PHOENIX, AZ 51,05651.1k $2.3m $2.3m 0.08% Added +1.5k +1,473
24 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 49,54649.5k $2.2m $2.2m 0.00% Added +1.5k +1,506
25 Beacon Pointe Advisors, LLC 0.02% of their portfolio NEWPORT BEACH, CA 47,22447.2k $2.1m $2.1m 0.02% Added +3.9k +3,938
26 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 47,02147.0k $2.1m $2.1m 0.00% Reduced -1.9k -1,899
27 IAG Wealth Partners, LLC 0.39% of their portfolio WAUKESHA, WI 40,55440.6k $1.8m $1.8m 0.39% Reduced -6.3k -6,275
28 Olde Wealth Management, LLC 0.64% of their portfolio SAMMAMISH, WA 31,85131.9k $1.4m $1.4m 0.64% Added +1.9k +1,918
29 WCG Wealth Advisors LLC 0.11% of their portfolio LAS VEGAS, NV 29,66229.7k $1.3m $1.3m 0.11% Added +409 +409
30 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 28,63328.6k $1.3m $1.3m 0.00% Added +1.0k +1,034
31 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 28,38428.4k $1.3m $1.3m 0.00% Added +19.3k +19,303
32 COMMERCE BANK 0.01% of their portfolio KANSAS CITY, MO 26,58926.6k $1.2m $1.2m 0.01% Reduced -75 -75
33 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 24,44924.4k $1.1m $1.1m 0.00% Reduced -810 -810
34 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 21,23521.2k $944.6k $944.6k 0.00% Reduced -1.1k -1,116
35 High Note Wealth, LLC 0.31% of their portfolio DEEPHAVEN, MN 21,17421.2k $941.8k $941.8k 0.31% Reduced -104.2k -104,212
36 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 19,95320.0k $887.5k $887.5k 0.00% Unchanged
37 VICUS CAPITAL 0.08% of their portfolio STATE COLLEGE, PA 19,89619.9k $885.0k $885.0k 0.08% Reduced -185 -185
38 Cook Wealth, LLC 0.50% of their portfolio RALEIGH, NC 19,66519.7k $824.0k $824.0k 0.50% Added +5.6k +5,554
39 SOA Wealth Advisors, LLC. 0.17% of their portfolio NEW YORK, NY 18,22118.2k $810.5k $810.5k 0.17% Added +367 +367
40 Revolve Wealth Partners, LLC 0.13% of their portfolio Hackensack, NJ 17,42817.4k $775.2k $775.2k 0.13% Added +1.0k +1,021
41 RAYMOND JAMES TRUST N.A. 0.02% of their portfolio ST. PETERSBURG, FL 17,19417.2k $764.8k $764.8k 0.02% Unchanged
42 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 16,97117.0k $754.9k $754.9k 0.01% Reduced -2.8k -2,841
43 WealthShield Partners, LLC 0.12% of their portfolio CARY, NC 16,47716.5k $732.9k $732.9k 0.12% Reduced -970 -970
44 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 14,44714.4k $642.6k $642.6k 0.00% Added +63 +63
45 US FINANCIAL ADVISORS, LLC 0.22% of their portfolio BRAINTREE, MA 14,19314.2k $631.3k $631.3k 0.22% Added +573 +573
46 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 14,01914.0k $623.0k $623.0k 0.00% Reduced -5.1k -5,052
47 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 13,81313.8k $614.0k $614.0k 0.00% Reduced -2.0k -1,989
48 Avior Wealth Management, LLC 0.03% of their portfolio OMAHA, NE 12,95213.0k $576.1k $576.1k 0.03% Added +982 +982
49 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 11,87611.9k $528.2k $528.2k 0.00% Added +526 +526
50 COLDSTREAM CAPITAL MANAGEMENT INC 0.01% of their portfolio BELLEVUE, WA 11,61011.6k $516.4k $516.4k 0.01% Reduced -200 -200
51 BLB&B Advisors, LLC 0.03% of their portfolio MONTGOMERYVILLE, PA 11,36311.4k $505.4k $505.4k 0.03% Reduced -140 -140
52 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 11,36311.4k $505.4k $505.4k 0.01% Added +4.4k +4,441
53 Virtu Financial LLC 0.04% of their portfolio New York, NY 10,61110.6k $472.0k $472.0k 0.04% New
54 Neumann Capital Management, LLC 0.17% of their portfolio FOSTER CITY, CA 10,48010.5k $466.1k $466.1k 0.17% Added +530 +530
55 IHT Wealth Management, LLC 0.02% of their portfolio Chicago, IL 9,7549.8k $433.9k $433.9k 0.02% Unchanged
56 Continuum Advisory, LLC 0.06% of their portfolio EAGLE, ID 9,7139.7k $417.1k $417.1k 0.06% Added +3.4k +3,363
57 RTD Financial Advisors, Inc. 0.05% of their portfolio Philadelphia, PA 8,9869.0k $399.7k $399.7k 0.05% Added +68 +68
58 Simmons Bank 0.03% of their portfolio Pine Bluff, AR 8,8638.9k $394.2k $394.2k 0.03% Unchanged
59 Larson Financial Group LLC 0.03% of their portfolio ST LOUIS, MO 8,6948.7k $386.7k $386.7k 0.03% Reduced -444 -444
60 CENTRAL TRUST Co 0.01% of their portfolio JEFFERSON CITY, MO 8,5918.6k $382.1k $382.1k 0.01% Reduced -61 -61
61 Evergreen Private Wealth LLC 0.19% of their portfolio GREENWOOD VILLAGE, CO 8,5698.6k $381.2k $381.2k 0.19% Added +329 +329
62 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 8,0208.0k $356.7k $356.7k 0.00% Added +1.3k +1,263
63 RVW Wealth, LLC 0.04% of their portfolio LOS ANGELES, CA 7,8077.8k $347.3k $347.3k 0.04% Added +87 +87
64 FLOW TRADERS U.S. LLC 0.02% of their portfolio NEW YORK, NY 7,7127.7k $343.0k $343.0k 0.02% New
65 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 7,6497.6k $340.0k $340.0k 0.00% Reduced -274 -274
66 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 7,2397.2k $322.0k $322.0k 0.00% New
67 McClarren Financial Advisors, Inc. 0.23% of their portfolio STATE COLLEGE, PA 7,2377.2k $322.0k $322.0k 0.23% Added +586 +586
68 Idaho Trust Co 0.29% of their portfolio BOISE, ID 6,8326.8k $303.9k $303.9k 0.29% New
69 Fingerlakes Wealth Management, Inc. 0.29% of their portfolio ITHACA, NY 6,8326.8k $303.9k $303.9k 0.29% Added +220 +220
70 Private Wealth Strategies, L.L.C. 0.06% of their portfolio New Albany, OH 6,4106.4k $285.1k $285.1k 0.06% New
71 FIRST FOUNDATION ADVISORS 0.01% of their portfolio Irvine, CA 6,3576.4k $282.8k $282.8k 0.01% Reduced -2.5k -2,459
72 Darden Wealth Group Inc 0.22% of their portfolio ANN ARBOR, MI 6,2996.3k $280.2k $280.2k 0.22% Unchanged
73 Falcon Wealth Planning 0.04% of their portfolio Ontario, CA 6,1516.2k $273.6k $273.6k 0.04% Added +447 +447
74 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 6,0386.0k $268.6k $268.6k 0.00% Unchanged
75 Trust Co 0.03% of their portfolio MANHATTAN, KS 5,9546.0k $264.8k $264.8k 0.03% Reduced -95 -95
76 Merit Financial Group, LLC 0.01% of their portfolio ALPHARETTA, GA 5,9295.9k $251.1k $251.1k 0.01% Unchanged
77 Sound Stewardship, LLC 0.16% of their portfolio Overland Park, KS 5,7875.8k $257.4k $257.4k 0.16% Unchanged
78 UMB Bank, n.a. 0.00% of their portfolio Kansas City, MO 5,6755.7k $252.4k $252.4k 0.00% Reduced -553 -553
79 AIRE ADVISORS, LLC 0.06% of their portfolio BEVERLY HILLS, CA 5,5485.5k $246.9k $246.9k 0.06% Unchanged
80 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 5,5275.5k $245.8k $245.8k 0.01% Reduced -1.7k -1,688
81 Roberts Financial Services LLC 0.05% of their portfolio MARQUETTE, MI 5,3885.4k $239.7k $239.7k 0.05% Added +3 +3
82 Avantax Planning Partners, Inc. 0.01% of their portfolio DUBUQUE, IA 5,3635.4k $238.5k $238.5k 0.01% Reduced -55 -55
83 Bragg Financial Advisors, Inc 0.01% of their portfolio CHARLOTTE, NC 5,2845.3k $235.0k $235.0k 0.01% Unchanged
84 CX Institutional 0.01% of their portfolio AUBURN, IN 5,1945.2k $231.0k $231.0k 0.01% New
85 Arkos Global Advisors 0.04% of their portfolio HOUSTON, TX 5,1295.1k $228.0k $228.0k 0.04% Added +3 +3
86 Institute for Wealth Management, LLC. 0.03% of their portfolio DENVER, CO 5,1215.1k $227.8k $227.8k 0.03% Reduced -595 -595
87 Marshall Financial Group, LLC 0.06% of their portfolio Hunt Valley, MD 4,9865.0k $221.8k $221.8k 0.06% Added +37 +37
88 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 4,9555.0k $279.0k $279.0k 0.00% New
89 RETIREMENT INCOME SOLUTIONS, INC 0.05% of their portfolio ANN ARBOR, MI 4,7874.8k $212.9k $212.9k 0.05% Reduced -354 -354
90 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 4,7804.8k $213.0k $213.0k 0.00% Reduced -522 -522
91 GREAT VALLEY ADVISOR GROUP, INC. 0.01% of their portfolio WILMINGTON, DE 4,7064.7k $209.0k $209.0k 0.01% Reduced -55 -55
92 Wealthcare Advisory Partners LLC 0.01% of their portfolio WEST CHESTER, PA 4,6704.7k $207.7k $207.7k 0.01% Reduced -86 -86
93 Cornerstone Planning Group LLC 0.05% of their portfolio FAIRFIELD, NJ 3,4773.5k $147.2k $147.2k 0.05% Added +1 +1
94 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 3,4513.5k $153.5k $153.5k 0.00% Reduced -27 -27
95 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 3,1783.2k $141.4k $141.4k 0.00% Added +446 +446
96 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 2,9112.9k $129.5k $129.5k 0.00% Added +1.4k +1,368
97 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 2,7602.8k $122.8k $122.8k 0.00% Unchanged
98 CWM, LLC 0.00% of their portfolio OMAHA, NE 2,1052.1k $94.0k $94.0k 0.00% Added +122 +122
99 COMERICA BANK 0.00% of their portfolio DALLAS, TX 2,0482.0k $91.1k $91.1k 0.00% Reduced -75 -75
100 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 2,0102.0k $89.4k $89.4k 0.00% Reduced -150 -150