Vault-13

NUSHARES ETF TR NUMG

NUVEEN ESG MIDCP · ETP · CUSIP 67092P409

106 institutional holders -1 vs Q4 2022
6,497,3256.5m shares reported held*
$248.8mreported value*
6 new 41 added 39 reduced 6 sold out net sold ≈ $24.8m (-643.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $38.29.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 106Q4 22: 107Q1 23: 106106Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022106
Q4 2022107
Q1 2023106

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 59 bought or addedQ4 22: 33 cut or sold outQ4 22Q1 23: 47 bought or addedQ1 23: 45 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20225933
Q1 20234745

Biggest buyers

IAG Wealth Partners, LLC Added +77,969+78.0k
ROYAL BANK OF CANADA Added +57,668+57.7k
EP Wealth Advisors, LLC New +46,150+46.1k
WELLS FARGO & COMPANY/MN Added +40,137+40.1k
LPL Financial LLC Added +32,022+32.0k
AMERIPRISE FINANCIAL INC Added +9,998+10.0k
Lido Advisors, LLC Added +9,977+10.0k
VICUS CAPITAL Added +9,783+9.8k
FLOW TRADERS U.S. LLC New +8,905+8.9k
COMMONWEALTH EQUITY SERVICES, LLC Added +8,464+8.5k

Biggest sellers

TIEDEMANN ADVISORS, LLC Reduced -551,673-551.7k
TIAA, FSB Reduced -240,950-240.9k
Money Design Co.,Ltd. Sold out -61,410-61.4k
MORGAN STANLEY Reduced -43,649-43.6k
BANK OF AMERICA CORP /DE/ Reduced -22,305-22.3k
CITADEL ADVISORS LLC Sold out -19,752-19.8k
ENVESTNET ASSET MANAGEMENT INC Reduced -10,077-10.1k
Raymond James Financial Services Advisors, Inc. Reduced -8,279-8.3k
Tower Research Capital LLC (TRC) Reduced -7,308-7.3k
PNC Financial Services Group, Inc. Reduced -7,151-7.2k

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 TIAA, FSB 0.21% of their portfolio ST. LOUIS, MO 1,471,6721.5m $56.3m $56.3m 0.21% Reduced -240.9k -240,950
2 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 670,247670.2k $25.6m $25.6m 0.01% Added +40.1k +40,137
3 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 495,096495.1k $18.9m $18.9m 0.01% Added +57.7k +57,668
4 TIEDEMANN ADVISORS, LLC 0.80% of their portfolio NEW YORK, NY 459,034459.0k $17.5m $17.5m 0.80% Reduced -551.7k -551,673
5 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 323,025323.0k $12.3m $12.3m 0.01% Added +32.0k +32,022
6 IAG Wealth Partners, LLC 2.54% of their portfolio WAUKESHA, WI 239,282239.3k $9.1m $9.1m 2.54% Added +78.0k +77,969
7 UBS Group AG 0.00% of their portfolio ZURICH, V8 237,383237.4k $9.1m $9.1m 0.00% Added +274 +274
8 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 224,802224.8k $8.6m $8.6m 0.00% Reduced -43.6k -43,649
9 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 189,845189.8k $7.3m $7.3m 0.00% Added +10.0k +9,998
10 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 140,525140.5k $5.4m $5.4m 0.00% Reduced -22.3k -22,305
11 High Note Wealth, LLC 2.17% of their portfolio DEEPHAVEN, MN 137,488137.5k $5.3m $5.3m 2.17% Reduced -192 -192
12 WHITTIER TRUST CO 0.08% of their portfolio SOUTH PASADENA, CA 110,301110.3k $4.2m $4.2m 0.08% Added +408 +408
13 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 100,140100.1k $3.8m $3.8m 0.01% Added +8.5k +8,464
14 Ameritas Advisory Services, LLC 0.18% of their portfolio Lincoln, NE 97,08597.1k $3.6m $3.6m 0.18% Added +2.6k +2,601
15 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 87,11487.1k $3.3m $3.3m 0.00% Added +4.5k +4,451
16 WRAPMANAGER INC 0.99% of their portfolio MILL VALLEY, CA 84,46684.5k $3.2m $3.2m 0.99% Added +5.2k +5,150
17 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 79,49879.5k $3.0m $3.0m 0.00% Reduced -10.1k -10,077
18 Fiduciary Trust Co 0.05% of their portfolio Boston, MA 71,08071.1k $2.7m $2.7m 0.05% Added +2.5k +2,508
19 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 70,68870.7k $2.7m $2.7m 0.00% Reduced -7.2k -7,151
20 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 69,27469.3k $2.6m $2.6m 0.01% Reduced -8.3k -8,279
21 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 67,64967.6k $2.6m $2.6m 0.00% Reduced -3.2k -3,233
22 Lido Advisors, LLC 0.04% of their portfolio Los Angeles, CA 67,08567.1k $2.6m $2.6m 0.04% Added +10.0k +9,977
23 Olde Wealth Management, LLC 1.20% of their portfolio SAMMAMISH, WA 63,45063.5k $2.4m $2.4m 1.20% Reduced -64 -64
24 WHITTIER TRUST CO OF NEVADA INC 0.07% of their portfolio RENO, NV 46,60746.6k $1.8m $1.8m 0.07% Added +3.0k +3,011
25 EP Wealth Advisors, LLC 0.03% of their portfolio TORRANCE, CA 46,15046.1k $1.6m $1.6m 0.03% New
26 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 44,15644.2k $1.7m $1.7m 0.01% Added +2.1k +2,059
27 WCG Wealth Advisors LLC 0.21% of their portfolio LAS VEGAS, NV 42,11742.1k $1.6m $1.6m 0.21% Reduced -471 -471
28 Dynamic Advisor Solutions LLC 0.09% of their portfolio PHOENIX, AZ 40,25240.3k $1.5m $1.5m 0.09% Added +1.5k +1,471
29 LFA - Lugano Financial Advisors SA 0.88% of their portfolio LUGANO, V8 30,66430.7k $1.2m $1.2m 0.88% Unchanged
30 Koss-Olinger Consulting, LLC 0.13% of their portfolio GAINESVILLE, FL 26,86826.9k $1.0m $1.0m 0.13% Added +163 +163
31 Mariner Managed Account Solutions, LLC 0.08% of their portfolio Boston, MA 25,18625.2k $962.9k $962.9k 0.08% Reduced -283 -283
32 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 24,23424.2k $926.7k $926.7k 0.00% Unchanged
33 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 23,12823.1k $880.8k $880.8k 0.00% Added +2.1k +2,102
34 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 23,04723.0k $881.1k $881.1k 0.01% Reduced -1.1k -1,089
35 COMMERCE BANK 0.01% of their portfolio KANSAS CITY, MO 22,33922.3k $854.0k $854.0k 0.01% Added +950 +950
36 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 21,17921.2k $809.7k $809.7k 0.01% Added +1.6k +1,555
37 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 20,90920.9k $799.4k $799.4k 0.00% Added +2.2k +2,247
38 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 20,75120.8k $793.3k $793.3k 0.00% Added +3.8k +3,780
39 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 19,95320.0k $762.8k $762.8k 0.00% Unchanged
40 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 19,89919.9k $761.0k $761.0k 0.00% Added +2.9k +2,923
41 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 19,81019.8k $757.3k $757.3k 0.01% Added +1.9k +1,869
42 VICUS CAPITAL 0.08% of their portfolio STATE COLLEGE, PA 19,37319.4k $740.6k $740.6k 0.08% Added +9.8k +9,783
43 CX Institutional 0.04% of their portfolio AUBURN, IN 17,83717.8k $680.4k $680.4k 0.04% Added +1.2k +1,195
44 RAYMOND JAMES TRUST N.A. 0.02% of their portfolio ST. PETERSBURG, FL 17,80817.8k $681.0k $681.0k 0.02% Reduced -67 -67
45 WealthShield Partners, LLC 0.11% of their portfolio CARY, NC 17,42217.4k $666.0k $666.0k 0.11% Reduced -1.3k -1,327
46 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 16,64516.6k $638.0k $638.0k 0.00% Added +488 +488
47 GenWealth Group, Inc. 0.19% of their portfolio Maplewood, NJ 16,42416.4k $627.9k $627.9k 0.19% Added +232 +232
48 US FINANCIAL ADVISORS, LLC 0.21% of their portfolio BRAINTREE, MA 12,45812.5k $476.3k $476.3k 0.21% Added +1.0k +1,014
49 CENTRAL TRUST Co 0.01% of their portfolio JEFFERSON CITY, MO 12,12312.1k $463.5k $463.5k 0.01% Reduced -4.7k -4,726
50 New York Life Investment Management LLC 0.01% of their portfolio New York, NY 11,91011.9k $455.3k $455.3k 0.01% Reduced -2.7k -2,691
51 RTD Financial Advisors, Inc. 0.07% of their portfolio Philadelphia, PA 11,86211.9k $453.5k $453.5k 0.07% Added +1.6k +1,589
52 COLDSTREAM CAPITAL MANAGEMENT INC 0.02% of their portfolio BELLEVUE, WA 11,81011.8k $451.5k $451.5k 0.02% Unchanged
53 Institute for Wealth Management, LLC. 0.09% of their portfolio DENVER, CO 11,59611.6k $443.3k $443.3k 0.09% Reduced -210 -210
54 Avior Wealth Management, LLC 0.03% of their portfolio OMAHA, NE 11,12711.1k $425.4k $425.4k 0.03% Added +370 +370
55 Revolve Wealth Partners, LLC 0.10% of their portfolio Hackensack, NJ 10,16010.2k $388.4k $388.4k 0.10% Added +318 +318
56 IHT Wealth Management, LLC 0.02% of their portfolio Chicago, IL 10,09010.1k $385.7k $385.7k 0.02% Reduced -204 -204
57 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 9,99210.0k $382.0k $382.0k 0.01% Reduced -7.3k -7,308
58 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 9,6139.6k $367.5k $367.5k 0.00% Reduced -1.1k -1,120
59 Arkos Global Advisors 0.07% of their portfolio HOUSTON, TX 9,5579.6k $365.0k $365.0k 0.07% Reduced -342 -342
60 FLOW TRADERS U.S. LLC 0.01% of their portfolio NEW YORK, NY 8,9058.9k $340.0k $340.0k 0.01% New
61 Neumann Capital Management, LLC 0.15% of their portfolio FOSTER CITY, CA 8,8808.9k $339.5k $339.5k 0.15% Unchanged
62 Simmons Bank 0.03% of their portfolio Pine Bluff, AR 8,8728.9k $339.2k $339.2k 0.03% Reduced -2.4k -2,403
63 McClarren Financial Advisors, Inc. 0.30% of their portfolio STATE COLLEGE, PA 8,7648.8k $331.0k $331.0k 0.30% Reduced -3 -3
64 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 8,7278.7k $333.6k $333.6k 0.00% Reduced -167 -167
65 Capital Analysts, LLC 0.02% of their portfolio FORT WASHINGTON, PA 8,7168.7k $333.0k $333.0k 0.02% Reduced -1.2k -1,217
66 BLB&B Advisors, LLC 0.02% of their portfolio MONTGOMERYVILLE, PA 8,5108.5k $325.3k $325.3k 0.02% Reduced -205 -205
67 HARVEST GROUP WEALTH MANAGEMENT, LLC 0.19% of their portfolio WALTHAM, MA 8,1768.2k $312.6k $312.6k 0.19% Added +3.9k +3,945
68 Larson Financial Group LLC 0.03% of their portfolio ST LOUIS, MO 8,0008.0k $305.8k $305.8k 0.03% Reduced -287 -287
69 Sound Stewardship, LLC 0.20% of their portfolio Overland Park, KS 7,6167.6k $291.2k $291.2k 0.20% Reduced -29 -29
70 Avantax Planning Partners, Inc. 0.01% of their portfolio DUBUQUE, IA 7,3457.3k $280.8k $280.8k 0.01% Added +770 +770
71 FIRST FOUNDATION ADVISORS 0.01% of their portfolio Irvine, CA 7,0247.0k $268.5k $268.5k 0.01% Reduced -161 -161
72 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 7,0217.0k $218.9k $218.9k 0.01% Reduced -2.8k -2,827
73 Fingerlakes Wealth Management, Inc. 0.32% of their portfolio ITHACA, NY 6,7626.8k $258.5k $258.5k 0.32% Added +237 +237
74 UMB Bank, n.a. 0.00% of their portfolio Kansas City, MO 6,4416.4k $246.2k $246.2k 0.00% Added +170 +170
75 Trust Co 0.04% of their portfolio MANHATTAN, KS 6,3376.3k $242.3k $242.3k 0.04% Reduced -372 -372
76 RVW Wealth, LLC 0.03% of their portfolio LOS ANGELES, CA 6,2566.3k $239.2k $239.2k 0.03% Added +461 +461
77 Merit Financial Group, LLC 0.01% of their portfolio ALPHARETTA, GA 6,0896.1k $232.8k $232.8k 0.01% Unchanged
78 AIRE ADVISORS, LLC 0.06% of their portfolio BEVERLY HILLS, CA 5,9305.9k $226.7k $226.7k 0.06% Reduced -168 -168
79 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 5,8225.8k $222.6k $222.6k 0.01% New
80 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 5,7015.7k $213.0k $213.0k 0.00% New
81 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 4,6344.6k $177.1k $177.1k 0.01% Reduced -239 -239
82 AlphaCore Capital LLC 0.04% of their portfolio LA JOLLA, CA 3,9163.9k $149.7k $149.7k 0.04% Reduced -63 -63
83 RESOURCES MANAGEMENT CORP /CT/ /ADV 0.14% of their portfolio WEST HARTFORD, CT 3,6933.7k $893.0k $893.0k 0.14% Added +2.8k +2,793
84 ICA Group Wealth Management, LLC 0.03% of their portfolio DENVER, CO 3,0343.0k $116.0k $116.0k 0.03% Reduced -2.1k -2,122
85 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 2,7602.8k $105.5k $105.5k 0.00% Unchanged
86 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 2,4182.4k $92.5k $92.5k 0.00% Unchanged
87 CWM, LLC 0.00% of their portfolio OMAHA, NE 1,9792.0k $76.0k $76.0k 0.00% Unchanged
88 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 1,6801.7k $64.2k $64.2k 0.00% Reduced -130 -130
89 FMR LLC 0.00% of their portfolio BOSTON, MA 1,3981.4k $53.4k $53.4k 0.00% Added +699 +699
90 MOTCO 0.00% of their portfolio SAN ANTONIO, TX 1,2481.2k $47.7k $47.7k 0.00% Unchanged
91 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 712712 $27.2k $27.2k 0.00% Added +82 +82
92 Retirement Group, LLC 0.01% of their portfolio SAN DIEGO, CA 650650 $25.0k $25.0k 0.01% Unchanged
93 Key Financial Inc 0.01% of their portfolio WEST CHESTER, PA 583583 $22.3k $22.3k 0.01% Unchanged
94 DT Investment Partners, LLC 0.00% of their portfolio CHADDS FORD, PA 392392 $14.4k $14.4k 0.00% Added +32 +32
95 Crewe Advisors LLC 0.00% of their portfolio SALT LAKE CITY, UT 320320 $12.2k $12.2k 0.00% Unchanged
96 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 237237 $9.1k $9.1k 0.00% Unchanged
97 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 150150 $5.7k $5.7k 0.00% Unchanged
98 First Horizon Advisors, Inc. 0.00% of their portfolio MEMPHIS, TN 111111 $4.3k $4.3k 0.00% Reduced -396 -396
99 Plante Moran Financial Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 7777 $2.9k $2.9k 0.00% New
100 Rise Advisors, LLC 0.00% of their portfolio ROCHESTER, NY 5454 $2.1k $2.1k 0.00% Unchanged