Vault-13

NUSHARES ETF TR NULV

NUVEEN ESG LRGVL · ETP · CUSIP 67092P300

227 institutional holders +5 vs Q4 2023
39,485,73739.5m shares reported held*
$1.5bnreported value*
19 new 98 added 71 reduced 12 sold out net bought ≈ $71.9m (+2.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($6.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $38.76.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 182Q4 22: 193Q1 23: 198Q2 23: 204Q3 23: 205Q4 23: 222Q1 24: 227227Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022182
Q4 2022193
Q1 2023198
Q2 2023204
Q3 2023205
Q4 2023222
Q1 2024227

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 114 bought or addedQ4 22: 75 cut or sold outQ4 22Q1 23: 113 bought or addedQ1 23: 66 cut or sold outQ1 23Q2 23: 99 bought or addedQ2 23: 80 cut or sold outQ2 23Q3 23: 99 bought or addedQ3 23: 82 cut or sold outQ3 23Q4 23: 89 bought or addedQ4 23: 104 cut or sold outQ4 23Q1 24: 117 bought or addedQ1 24: 83 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 202211475
Q1 202311366
Q2 20239980
Q3 20239982
Q4 202389104
Q1 202411783

Biggest buyers

MORGAN STANLEY Added +1,167,907+1.2m
BANK OF AMERICA CORP /DE/ Added +508,259+508.3k
Forefront Analytics, LLC New +399,284+399.3k
TIAA TRUST, NATIONAL ASSOCIATION Added +259,417+259.4k
Ameritas Advisory Services, LLC Added +102,029+102.0k
Mariner, LLC Added +101,408+101.4k
Global Assets Advisory, LLC New +99,794+99.8k
LPL Financial LLC Added +84,002+84.0k
ENVESTNET ASSET MANAGEMENT INC Added +56,513+56.5k
MERCER GLOBAL ADVISORS INC /ADV Added +50,747+50.7k

Biggest sellers

Perella Weinberg Partners Capital Management LP Sold out -545,914-545.9k
Clarity Asset Management, Inc. Reduced -163,358-163.4k
Lido Advisors, LLC Reduced -132,657-132.7k
REGATTA CAPITAL GROUP, LLC Reduced -79,994-80.0k
Boston Common Asset Management, LLC Sold out -68,247-68.2k
Fund Evaluation Group, LLC Reduced -40,482-40.5k
Balanced Rock Investment Advisors LLC Reduced -40,125-40.1k
Richard Bernstein Advisors LLC Reduced -29,600-29.6k
Cambridge Investment Research Advisors, Inc. Reduced -29,138-29.1k
Cetera Advisor Networks LLC Sold out -27,738-27.7k

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.05% of their portfolio CHARLOTTE, NC 14,281,70514.3m $555.0m $555.0m 0.05% Added +508.3k +508,259
2 TIAA TRUST, NATIONAL ASSOCIATION 0.45% of their portfolio CHARLOTTE, NC 3,784,0213.8m $147.0m $147.0m 0.45% Added +259.4k +259,417
3 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 3,085,7203.1m $119.9m $119.9m 0.01% Reduced -14.8k -14,774
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,999,1513.0m $116.5m $116.5m 0.00% Added +1.2m +1,167,907
5 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 1,071,5581.1m $41.6m $41.6m 0.02% Added +84.0k +84,002
6 Thrivent Financial for Lutherans 0.07% of their portfolio Minneapolis, MN 947,510947.5k $36.8m $36.8m 0.07% Added +6.6k +6,610
7 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 790,001790.0k $30.7m $30.7m 0.01% Added +56.5k +56,513
8 UBS Group AG 0.01% of their portfolio ZURICH, V8 767,517767.5k $29.8m $29.8m 0.01% Reduced -4.9k -4,901
9 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 602,189602.2k $23.4m $23.4m 0.04% Added +45.8k +45,823
10 Cambridge Investment Research Advisors, Inc. 0.08% of their portfolio FAIRFIELD, IA 545,294545.3k $21.2m $21.2m 0.08% Reduced -29.1k -29,138
11 Money Design Co.,Ltd. 1.05% of their portfolio TOKYO, M0 498,585498.6k $19.4m $19.4m 1.05% Reduced -4.5k -4,503
12 Forefront Analytics, LLC 7.52% of their portfolio WEST CONSHOHOCKEN, PA 399,284399.3k $15.5m $15.5m 7.52% New
13 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.46% of their portfolio Seattle, WA 383,379383.4k $14.9m $14.9m 0.46% Added +17.9k +17,872
14 Envestnet Portfolio Solutions, Inc. 0.05% of their portfolio BERWYN, PA 326,123326.1k $12.7m $12.7m 0.05% Reduced -2.5k -2,475
15 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 318,815318.8k $12.4m $12.4m 0.00% Added +44.6k +44,563
16 MERCER GLOBAL ADVISORS INC /ADV 0.03% of their portfolio DENVER, CO 297,174297.2k $11.5m $11.5m 0.03% Added +50.7k +50,747
17 Ameritas Advisory Services, LLC 0.41% of their portfolio Lincoln, NE 257,974258.0k $10.0m $10.0m 0.41% Added +102.0k +102,029
18 O'Brien Wealth Partners LLC 2.25% of their portfolio Waltham, MA 250,216250.2k $9.7m $9.7m 2.25% Added +4.0k +3,958
19 Fund Evaluation Group, LLC 0.58% of their portfolio CINCINNATI, OH 236,716236.7k $9.2m $9.2m 0.58% Reduced -40.5k -40,482
20 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 220,253220.3k $8.6m $8.6m 0.01% Added +5.4k +5,438
21 CAPTRUST FINANCIAL ADVISORS 0.03% of their portfolio RALEIGH, NC 216,802216.8k $8.4m $8.4m 0.03% Added +26.3k +26,297
22 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 207,054207.1k $8.0m $8.0m 0.01% Reduced -16.8k -16,821
23 MISSION WEALTH MANAGEMENT, LP 0.20% of their portfolio Santa Barbara, CA 188,079188.1k $7.3m $7.3m 0.20% Added +2.2k +2,218
24 Lido Advisors, LLC 0.06% of their portfolio Los Angeles, CA 184,988185.0k $7.2m $7.2m 0.06% Reduced -132.7k -132,657
25 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 184,426184.4k $7.2m $7.2m 0.02% Added +39.2k +39,216
26 BSW Wealth Partners 1.08% of their portfolio BOULDER, CO 164,644164.6k $6.4m $6.4m 1.08% Reduced -5.0k -4,977
27 Allworth Financial LP 0.04% of their portfolio FOLSOM, CA 163,469163.5k $6.4m $6.4m 0.04% Added +11.1k +11,141
28 Beacon Pointe Advisors, LLC 0.07% of their portfolio NEWPORT BEACH, CA 154,362154.4k $6.0m $6.0m 0.07% Added +1.1k +1,104
29 Vestmark Advisory Solutions, Inc. 0.26% of their portfolio Wakefield, MA 153,278153.3k $6.0m $6.0m 0.26% Added +13.9k +13,899
30 CGC Financial Services, LLC 3.08% of their portfolio LAKE OSWEGO, OR 151,235151.2k $5.9m $5.9m 3.08% Added +15.3k +15,347
31 RWA WEALTH PARTNERS, LLC 0.08% of their portfolio BOSTON, MA 145,687145.7k $5.7m $5.7m 0.08% Reduced -6.2k -6,238
32 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 145,571145.6k $5.7m $5.7m 0.01% Reduced -16.0k -15,978
33 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 144,277144.3k $5.6m $5.6m 0.00% Added +17.5k +17,522
34 EASTERN BANK 0.23% of their portfolio BOSTON, MA 142,043142.0k $5.5m $5.5m 0.23% Added +17.1k +17,084
35 Clarity Asset Management, Inc. 3.79% of their portfolio AMES, IA 141,145141.1k $5.5m $5.5m 3.79% Reduced -163.4k -163,358
36 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 137,971138.0k $5.4m $5.4m 0.00% Added +25.5k +25,504
37 Mariner, LLC 0.01% of their portfolio Overland Park, KS 137,376137.4k $5.3m $5.3m 0.01% Added +101.4k +101,408
38 REGATTA CAPITAL GROUP, LLC 1.20% of their portfolio EL SEGUNDO, CA 136,731136.7k $5.3m $5.3m 1.20% Reduced -80.0k -79,994
39 NewEdge Advisors, LLC 0.04% of their portfolio NEW ORLEANS, LA 122,373122.4k $4.8m $4.8m 0.04% Reduced -9.9k -9,947
40 Stewardship Advisors, LLC 1.57% of their portfolio MOUNT JOY, PA 118,227118.2k $4.6m $4.6m 1.57% Added +5.0k +4,966
41 Invera Wealth Advisors, LLC 3.54% of their portfolio BEND, OR 113,827113.8k $4.2m $4.2m 3.54% Added +2.1k +2,120
42 ST GERMAIN D J CO INC 0.20% of their portfolio SPRINGFIELD, MA 104,887104.9k $4.1m $4.1m 0.20% Added +4.3k +4,287
43 Global Assets Advisory, LLC 0.10% of their portfolio ORLANDO, FL 99,79499.8k $2.6k $2.6k 0.10% New
44 3EDGE Asset Management, LP 0.30% of their portfolio Naples, FL 99,20599.2k $3.9m $3.9m 0.30% Added +33.1k +33,056
45 Wilmington Savings Fund Society, FSB 0.15% of their portfolio WILMINGTON, DE 98,70598.7k $3.8m $3.8m 0.15% First filing
46 Avantax Planning Partners, Inc. 0.12% of their portfolio DUBUQUE, IA 95,31195.3k $3.7m $3.7m 0.12% Added +214 +214
47 VICUS CAPITAL 0.34% of their portfolio STATE COLLEGE, PA 94,91294.9k $3.7m $3.7m 0.34% Reduced -192 -192
48 EP Wealth Advisors, LLC 0.04% of their portfolio TORRANCE, CA 92,69992.7k $3.6m $3.6m 0.04% Reduced -1.3k -1,267
49 MARINO, STRAM & ASSOCIATES LLC 0.83% of their portfolio BRAINTREE, MA 90,27490.3k $3.5m $3.5m 0.83% Added +1.0k +1,044
50 WNY Asset Management, LLC 0.52% of their portfolio Williamsville, NY 87,36587.4k $3.4m $3.4m 0.52% Added +4.0k +3,997
51 STALEY CAPITAL ADVISERS INC 0.15% of their portfolio PITTSBURGH, PA 85,00085.0k $3.3m $3.3m 0.15% Unchanged
52 PARK AVENUE SECURITIES LLC 0.04% of their portfolio NEW YORK, NY 81,59381.6k $3.2m $3.2m 0.04% Added +287 +287
53 Advisory Services Network, LLC 0.07% of their portfolio ATLANTA, GA 77,51677.5k $3.0m $3.0m 0.07% Reduced -27.1k -27,148
54 Concord Wealth Partners 0.52% of their portfolio ABINGDON, VA 75,02875.0k $2.9m $2.9m 0.52% Reduced -22.5k -22,517
55 One Day In July LLC 0.38% of their portfolio BURLINGTON, VT 72,83172.8k $2.8m $2.8m 0.38% Added +2.7k +2,683
56 CX Institutional 0.13% of their portfolio AUBURN, IN 71,31671.3k $2.8m $2.8m 0.13% Added +8.6k +8,646
57 UMB Bank, n.a. 0.04% of their portfolio Kansas City, MO 71,24271.2k $2.8m $2.8m 0.04% Added +659 +659
58 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 69,53869.5k $2.7m $2.7m 0.01% Added +4.1k +4,122
59 Savant Capital, LLC 0.03% of their portfolio ROCKFORD, IL 68,76768.8k $2.7m $2.7m 0.03% Reduced -1.0k -1,043
60 Merit Financial Group, LLC 0.06% of their portfolio ALPHARETTA, GA 67,82267.8k $2.5m $2.5m 0.06% Added +3.4k +3,384
61 Opes Wealth Management LLC 0.60% of their portfolio MENLO PARK, CA 66,74066.7k $2.6m $2.6m 0.60% Reduced -3.1k -3,115
62 FLPUTNAM INVESTMENT MANAGEMENT CO 0.05% of their portfolio PORTLAND, ME 65,78965.8k $2.6m $2.6m 0.05% Reduced -4.9k -4,862
63 Cresset Asset Management, LLC 0.01% of their portfolio Chicago, IL 62,69562.7k $2.4m $2.4m 0.01% Reduced -2.1k -2,120
64 Mascoma Wealth Management LLC 0.69% of their portfolio HANOVER, NH 62,50362.5k $2.4m $2.4m 0.69% Added +10.7k +10,652
65 Concord Asset Management, LLC/VA 0.60% of their portfolio ABINGDON, VA 58,26758.3k $2.3m $2.3m 0.60% Reduced -14.9k -14,875
66 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 56,46056.5k $2.2m $2.2m 0.00% Reduced -3.4k -3,433
67 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 55,36655.4k $2.2m $2.2m 0.00% Added +3.6k +3,591
68 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 55,28155.3k $2.1m $2.1m 0.00% Reduced -27.2k -27,151
69 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 50,69250.7k $2.0m $2.0m 0.00% Added +14.6k +14,550
70 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 49,50849.5k $1.9m $1.9m 0.01% Reduced -5.8k -5,825
71 Evolution Advisers, Inc. 1.12% of their portfolio RICHMOND, VA 48,97649.0k $1.9m $1.9m 1.12% Added +140 +140
72 BOKF, NA 0.03% of their portfolio TULSA, OK 48,75648.8k $1.9m $1.9m 0.03% Added +1.6k +1,570
73 FMR LLC 0.00% of their portfolio BOSTON, MA 48,27448.3k $1.9m $1.9m 0.00% Added +18.4k +18,409
74 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 47,70147.7k $1.9m $1.9m 0.00% New
75 Strategic Point Investment Advisors, LLC 0.33% of their portfolio PROVIDENCE, RI 47,27047.3k $1.8m $1.8m 0.33% Reduced -489 -489
76 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 46,41946.4k $1.8m $1.8m 0.00% Reduced -1.2k -1,224
77 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 45,85245.9k $1.8m $1.8m 0.02% Added +820 +820
78 Balanced Rock Investment Advisors LLC 1.48% of their portfolio ROSLINDALE, MA 44,74544.7k $1.7m $1.7m 1.48% Reduced -40.1k -40,125
79 Legacy Edge Advisors, LLC 0.36% of their portfolio SYOSSET, NY 44,14444.1k $1.7m $1.7m 0.36% Added +1.9k +1,946
80 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 43,19043.2k $1.7m $1.7m 0.00% Added +26.1k +26,147
81 Equita Financial Network, Inc. 0.69% of their portfolio FORT WASHINGTON, PA 39,51639.5k $1.5m $1.5m 0.69% Added +5.0k +4,971
82 BAILARD, INC. 0.04% of their portfolio Foster City, CA 39,21739.2k $1.5m $1.5m 0.04% Reduced -1.0k -1,001
83 Plum Street Advisors, LLC 0.81% of their portfolio NEW ORLEANS, LA 38,18038.2k $1.6m $1.6m 0.81% Added +1.5k +1,514
84 Orion Porfolio Solutions, LLC 0.02% of their portfolio OMAHA, NE 37,16837.2k $1.4m $1.4m 0.02% Reduced -20.6k -20,630
85 Orion Portfolio Solutions, LLC 0.02% of their portfolio Omaha, NE 37,16837.2k $1.4m $1.4m 0.02% Reduced -20.6k -20,630
86 PrairieView Partners, LLC 0.16% of their portfolio ST. PAUL, MN 36,14736.1k $1.4m $1.4m 0.16% Added +133 +133
87 Federation des caisses Desjardins du Quebec 0.01% of their portfolio LEVIS, A8 34,12534.1k $1.3m $1.3m 0.01% Reduced -275 -275
88 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 31,12631.1k $1.2m $1.2m 0.00% Reduced -1.3k -1,279
89 WealthShield Partners, LLC 0.19% of their portfolio CARY, NC 30,02830.0k $1.2m $1.2m 0.19% Reduced -191 -191
90 Gateway Wealth Partners, LLC 0.41% of their portfolio APPLETON, WI 29,12829.1k $1.1m $1.1m 0.41% Reduced -144 -144
91 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 28,56628.6k $1.1m $1.1m 0.00% New
92 Johnson Bixby & Associates, LLC 0.18% of their portfolio VANCOUVER, WA 26,70926.7k $1.0m $1.0m 0.18% Added +603 +603
93 Tradition Wealth Management, LLC 0.10% of their portfolio EDINA, MN 26,36026.4k $1.0m $1.0m 0.10% Reduced -626 -626
94 Curtis Advisory Group, LLC 0.39% of their portfolio SANTA BARBARA, CA 26,02526.0k $1.0m $1.0m 0.39% Added +10.5k +10,548
95 NorthRock Partners, LLC 0.04% of their portfolio MINNEAPOLIS, MN 25,98226.0k $1.0m $1.0m 0.04% Reduced -5.5k -5,494
96 CHOREO, LLC 0.03% of their portfolio ROCKFORD, IL 25,66925.7k $997.5k $997.5k 0.03% Unchanged
97 Tower Research Capital LLC (TRC) 0.02% of their portfolio NEW YORK, NY 25,64825.6k $996.7k $996.7k 0.02% Added +25.3k +25,251
98 Revolve Wealth Partners, LLC 0.17% of their portfolio Hackensack, NJ 25,00625.0k $971.7k $971.7k 0.17% Added +10.6k +10,640
99 Private Wealth Management Group, LLC 0.43% of their portfolio PRINCETON, NJ 24,31824.3k $945.0k $945.0k 0.43% Added +414 +414
100 Focus Financial Network, Inc. 0.04% of their portfolio MINNEAPOLIS, MN 24,31524.3k $890.9k $890.9k 0.04% First filing