Vault-13

NUSHARES ETF TR NULG

NUVEEN ESG LRGCP · ETP · CUSIP 67092P201

199 institutional holders +11 vs Q4 2023
13,942,44813.9m shares reported held*
$1.1bnreported value*
26 new 74 added 71 reduced 10 sold out net bought ≈ $42.9m (+563.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($7.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $76.24.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 127Q4 22: 150Q1 23: 148Q2 23: 164Q3 23: 178Q4 23: 188Q1 24: 199199Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022127
Q4 2022150
Q1 2023148
Q2 2023164
Q3 2023178
Q4 2023188
Q1 2024199

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 81 bought or addedQ4 22: 59 cut or sold outQ4 22Q1 23: 86 bought or addedQ1 23: 58 cut or sold outQ1 23Q2 23: 85 bought or addedQ2 23: 62 cut or sold outQ2 23Q3 23: 88 bought or addedQ3 23: 63 cut or sold outQ3 23Q4 23: 76 bought or addedQ4 23: 88 cut or sold outQ4 23Q1 24: 100 bought or addedQ1 24: 81 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20228159
Q1 20238658
Q2 20238562
Q3 20238863
Q4 20237688
Q1 202410081

Biggest buyers

MORGAN STANLEY Added +484,081+484.1k
Clarity Asset Management, Inc. New +180,973+181.0k
LPL Financial LLC Added +120,763+120.8k
TIAA TRUST, NATIONAL ASSOCIATION Added +110,463+110.5k
RETIREMENT CAPITAL STRATEGIES New +30,135+30.1k
Raymond James Financial Services Advisors, Inc. Added +28,967+29.0k
COMMONWEALTH EQUITY SERVICES, LLC Added +27,813+27.8k
Cetera Investment Advisers Added +19,267+19.3k
MERCER GLOBAL ADVISORS INC /ADV New +13,603+13.6k
ROYAL BANK OF CANADA Added +11,174+11.2k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -300,035-300.0k
AMERIPRISE FINANCIAL INC Reduced -43,507-43.5k
Lido Advisors, LLC Reduced -38,280-38.3k
JPMORGAN CHASE & CO Reduced -38,036-38.0k
CITADEL ADVISORS LLC Sold out -31,573-31.6k
GOLDMAN SACHS GROUP INC Sold out -18,864-18.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -17,744-17.7k
Cetera Advisor Networks LLC Sold out -16,716-16.7k
Money Design Co.,Ltd. Reduced -14,001-14.0k
OSAIC HOLDINGS, INC. Reduced -10,925-10.9k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: Northwest & Ethical Investments L.P. (0.0%, 2026-06-03)

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 3,654,8333.7m $278.8m $278.8m 0.03% Reduced -300.0k -300,035
2 TIAA TRUST, NATIONAL ASSOCIATION 0.58% of their portfolio CHARLOTTE, NC 2,499,6712.5m $190.7m $190.7m 0.58% Added +110.5k +110,463
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,200,0271.2m $91.5m $91.5m 0.00% Added +484.1k +484,081
4 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 761,544761.5k $58.1m $58.1m 0.03% Added +120.8k +120,763
5 COMMONWEALTH EQUITY SERVICES, LLC 0.05% of their portfolio WALTHAM, MA 396,110396.1k $30.2m $30.2m 0.05% Added +27.8k +27,813
6 Cambridge Investment Research Advisors, Inc. 0.10% of their portfolio FAIRFIELD, IA 348,597348.6k $26.6m $26.6m 0.10% Reduced -10.6k -10,631
7 Thrivent Financial for Lutherans 0.05% of their portfolio Minneapolis, MN 333,121333.1k $25.4m $25.4m 0.05% Added +5.0k +5,032
8 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 269,779269.8k $20.6m $20.6m 0.01% Added +149 +149
9 UBS Group AG 0.01% of their portfolio ZURICH, V8 253,849253.8k $19.4m $19.4m 0.01% Added +6.1k +6,054
10 Refined Wealth Management 12.64% of their portfolio SALT LAKE CITY, UT 235,139235.1k $17.9m $17.9m 12.64% Added +689 +689
11 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 210,192210.2k $16.0m $16.0m 0.00% Reduced -43.5k -43,507
12 Envestnet Portfolio Solutions, Inc. 0.06% of their portfolio BERWYN, PA 200,124200.1k $15.3m $15.3m 0.06% Reduced -4.4k -4,405
13 Money Design Co.,Ltd. 0.82% of their portfolio TOKYO, M0 196,399196.4k $15.0m $15.0m 0.82% Reduced -14.0k -14,001
14 Lido Advisors, LLC 0.13% of their portfolio Los Angeles, CA 193,714193.7k $14.8m $14.8m 0.13% Reduced -38.3k -38,280
15 Clarity Asset Management, Inc. 9.53% of their portfolio AMES, IA 180,973181.0k $13.8m $13.8m 9.53% New
16 RVW Wealth, LLC 1.27% of their portfolio LOS ANGELES, CA 161,772161.8k $12.3m $12.3m 1.27% Reduced -3.9k -3,898
17 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 128,289128.3k $9.8m $9.8m 0.01% Added +29.0k +28,967
18 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 109,662109.7k $8.4m $8.4m 0.01% Reduced -4.2k -4,234
19 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 98,14198.1k $7.5m $7.5m 0.02% Added +4.7k +4,729
20 MISSION WEALTH MANAGEMENT, LP 0.20% of their portfolio Santa Barbara, CA 96,52796.5k $7.4m $7.4m 0.20% Reduced -4.7k -4,718
21 Vestmark Advisory Solutions, Inc. 0.31% of their portfolio Wakefield, MA 95,40695.4k $7.3m $7.3m 0.31% Added +10.0k +10,018
22 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 77,37277.4k $5.9m $5.9m 0.00% Added +8.1k +8,061
23 Francis Financial, Inc. 1.89% of their portfolio NEW YORK, NY 76,49876.5k $5.8m $5.8m 1.89% Added +2.8k +2,803
24 DeDora Capital, Inc. 1.84% of their portfolio Napa, CA 75,97776.0k $5.8m $5.8m 1.84% Reduced -8.0k -7,960
25 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 75,01375.0k $5.7m $5.7m 0.04% Added +3.4k +3,419
26 CAPTRUST FINANCIAL ADVISORS 0.02% of their portfolio RALEIGH, NC 70,50870.5k $5.4m $5.4m 0.02% Added +9.3k +9,333
27 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 70,18870.2k $5.4m $5.4m 0.00% Added +11.2k +11,174
28 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 62,85562.9k $4.8m $4.8m 0.01% Reduced -8.3k -8,308
29 One Capital Management, LLC 0.16% of their portfolio WESTLAKE VILLAGE, CA 59,18459.2k $4.5m $4.5m 0.16% Added +1.2k +1,205
30 Stewardship Advisors, LLC 1.52% of their portfolio MOUNT JOY, PA 58,39758.4k $4.5m $4.5m 1.52% Reduced -1.1k -1,108
31 Global Retirement Partners, LLC 0.16% of their portfolio San Rafael, CA 57,87557.9k $4.4m $4.4m 0.16% Added +10.9k +10,939
32 UMB Bank, n.a. 0.06% of their portfolio Kansas City, MO 52,82752.8k $4.0m $4.0m 0.06% Added +86 +86
33 NewEdge Advisors, LLC 0.03% of their portfolio NEW ORLEANS, LA 49,85149.9k $3.8m $3.8m 0.03% Added +1.8k +1,805
34 Beacon Pointe Advisors, LLC 0.04% of their portfolio NEWPORT BEACH, CA 49,49749.5k $3.8m $3.8m 0.04% Reduced -869 -869
35 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 48,33048.3k $3.7m $3.7m 0.01% Reduced -10.9k -10,925
36 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 47,54447.5k $3.6m $3.6m 0.01% Added +19.3k +19,267
37 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 45,59845.6k $3.5m $3.5m 0.00% Reduced -2.4k -2,353
38 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 43,49243.5k $3.3m $3.3m 0.00% Reduced -17.7k -17,744
39 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 42,14042.1k $3.2m $3.2m 0.01% Added +1.5k +1,471
40 WCG Wealth Advisors LLC 0.24% of their portfolio LAS VEGAS, NV 37,49937.5k $2.9m $2.9m 0.24% Reduced -1.2k -1,234
41 Laurel Wealth Planning LLC 1.88% of their portfolio EDINA, MN 37,03337.0k $2.8m $2.8m 1.88% Added +957 +957
42 Evolution Advisers, Inc. 1.55% of their portfolio RICHMOND, VA 34,42834.4k $2.6m $2.6m 1.55% Reduced -2.4k -2,374
43 IMPACTfolio, LLC 1.49% of their portfolio DENVER, CO 32,26832.3k $2.5m $2.5m 1.49% Reduced -2.3k -2,304
44 RETIREMENT CAPITAL STRATEGIES 0.94% of their portfolio SAN JOSE, CA 30,13530.1k $2.3m $2.3m 0.94% New
45 COLDSTREAM CAPITAL MANAGEMENT INC 0.06% of their portfolio BELLEVUE, WA 29,63729.6k $2.3m $2.3m 0.06% Added +2.2k +2,153
46 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 29,43329.4k $2.2m $2.2m 0.00% Reduced -1.1k -1,142
47 Mascoma Wealth Management LLC 0.64% of their portfolio HANOVER, NH 29,37129.4k $2.2m $2.2m 0.64% Added +5.5k +5,469
48 L & S Advisors Inc 0.25% of their portfolio Los Angeles, CA 29,24729.2k $2.2m $2.2m 0.25% Added +53 +53
49 NorthRock Partners, LLC 0.08% of their portfolio MINNEAPOLIS, MN 28,22428.2k $2.2m $2.2m 0.08% Reduced -5.1k -5,055
50 Cable Hill Partners, LLC 0.23% of their portfolio PORTLAND, OR 27,86127.9k $1.9m $1.9m 0.23% Unchanged
51 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 26,12126.1k $2.0m $2.0m 0.00% Reduced -1.0k -1,005
52 BOKF, NA 0.03% of their portfolio TULSA, OK 24,91724.9k $1.9m $1.9m 0.03% Added +1.7k +1,726
53 Colorado Capital Management, Inc. 0.94% of their portfolio BOULDER, CO 21,40221.4k $1.6m $1.6m 0.94% Reduced -149 -149
54 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 20,54820.5k $1.6m $1.6m 0.02% Reduced -2.3k -2,338
55 Equita Financial Network, Inc. 0.69% of their portfolio FORT WASHINGTON, PA 20,01420.0k $1.5m $1.5m 0.69% Added +8.4k +8,434
56 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 19,74619.7k $1.5m $1.5m 0.00% Added +236 +236
57 Legacy Edge Advisors, LLC 0.31% of their portfolio SYOSSET, NY 19,64019.6k $1.5m $1.5m 0.31% Reduced -3.4k -3,372
58 Revolve Wealth Partners, LLC 0.26% of their portfolio Hackensack, NJ 19,59219.6k $1.5m $1.5m 0.26% Added +1.4k +1,384
59 PARK AVENUE SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 18,92318.9k $1.4m $1.4m 0.02% Reduced -2.2k -2,217
60 Trademark Financial Management, LLC 1.18% of their portfolio Bloomington, MN 18,67718.7k $1.4m $1.4m 1.18% Added +3.0k +2,988
61 CX Institutional 0.07% of their portfolio AUBURN, IN 18,57318.6k $1.4m $1.4m 0.07% Added +1.6k +1,635
62 IHT Wealth Management, LLC 0.05% of their portfolio Chicago, IL 17,96118.0k $1.4m $1.4m 0.05% Added +179 +179
63 Baltimore-Washington Financial Advisors, Inc. 0.08% of their portfolio Columbia, MD 17,43817.4k $1.3m $1.3m 0.08% Reduced -20 -20
64 Mariner, LLC 0.00% of their portfolio Overland Park, KS 17,34317.3k $1.3m $1.3m 0.00% Added +2.1k +2,077
65 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 17,24617.2k $1.3m $1.3m 0.00% Added +3.5k +3,504
66 Heck Capital Advisors, LLC 0.20% of their portfolio Rhinelander, WI 17,20917.2k $1.3m $1.3m 0.20% Reduced -87 -87
67 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.05% of their portfolio RICHMOND, VA 17,02317.0k $1.3m $1.3m 0.05% Added +789 +789
68 KINGSWOOD WEALTH ADVISORS, LLC 0.14% of their portfolio SAN DIEGO, CA 16,32716.3k $1.2m $1.2m 0.14% Reduced -6.5k -6,501
69 B. Riley Wealth Advisors, Inc. 0.03% of their portfolio MEMPHIS, TN 16,20916.2k $972.0k $972.0k 0.03% Reduced -3.5k -3,544
70 MFA WEALTH ADVISORS, LLC 0.29% of their portfolio PITTSBURGH, PA 14,58514.6k $1.1m $1.1m 0.29% Unchanged
71 Avantax Planning Partners, Inc. 0.03% of their portfolio DUBUQUE, IA 14,07114.1k $1.1m $1.1m 0.03% Reduced -293 -293
72 WealthShield Partners, LLC 0.17% of their portfolio CARY, NC 14,03114.0k $1.1m $1.1m 0.17% Reduced -3.0k -2,960
73 Curtis Advisory Group, LLC 0.40% of their portfolio SANTA BARBARA, CA 13,62013.6k $1.0m $1.0m 0.40% Added +3.6k +3,641
74 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 13,60313.6k $1.0m $1.0m 0.00% New
75 Redwood Financial Network Corp 0.89% of their portfolio SOLON, OH 13,38813.4k $1.0m $1.0m 0.89% Added +3.3k +3,323
76 LOCKERMAN FINANCIAL GROUP, INC. 1.86% of their portfolio NEWPORT BEACH, CA 12,75812.8k $973.2k $973.2k 1.86% Reduced -2.0k -2,022
77 AdvisorNet Financial, Inc 0.09% of their portfolio MINNETONKA, MN 12,72912.7k $971.0k $971.0k 0.09% Reduced -490 -490
78 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 12,25312.3k $934.6k $934.6k 0.01% Added +1.3k +1,337
79 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 12,22112.2k $932.2k $932.2k 0.02% Reduced -2.1k -2,076
80 Freedom Investment Management, Inc. 0.07% of their portfolio SOUTH WINDSOR, CT 12,20712.2k $931.2k $931.2k 0.07% Reduced -249 -249
81 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.02% of their portfolio LOS ANGELES, CA 11,11311.1k $847.7k $847.7k 0.02% Added +3.0k +3,008
82 COZAD ASSET MANAGEMENT INC 0.09% of their portfolio CHAMPAIGN, IL 10,75010.8k $820.0k $820.0k 0.09% Unchanged
83 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 10,59710.6k $808.0k $808.0k 0.00% Added +1.2k +1,199
84 Institute for Wealth Management, LLC. 0.10% of their portfolio DENVER, CO 9,8989.9k $755.0k $755.0k 0.10% Added +350 +350
85 Walkner Condon Financial Advisors LLC 0.16% of their portfolio MADISON, WI 9,7579.8k $744.3k $744.3k 0.16% Reduced -626 -626
86 RFG Advisory, LLC 0.02% of their portfolio BIRMINGHAM, AL 9,2419.2k $704.9k $704.9k 0.02% Reduced -661 -661
87 SAGE FINANCIAL GROUP INC 0.06% of their portfolio W. CONSHOHOCKEN, PA 8,9709.0k $684.2k $684.2k 0.06% Reduced -390 -390
88 LINCOLN NATIONAL CORP 0.01% of their portfolio RADNOR, PA 8,7238.7k $665.4k $665.4k 0.01% Added +4 +4
89 MARINO, STRAM & ASSOCIATES LLC 0.15% of their portfolio BRAINTREE, MA 8,3658.4k $638.1k $638.1k 0.15% Added +5 +5
90 VICUS CAPITAL 0.06% of their portfolio STATE COLLEGE, PA 8,1478.1k $621.5k $621.5k 0.06% Reduced -39 -39
91 Falcon Wealth Planning 0.10% of their portfolio Ontario, CA 8,1048.1k $618.2k $618.2k 0.10% Added +438 +438
92 EP Wealth Advisors, LLC 0.01% of their portfolio TORRANCE, CA 8,0558.1k $614.4k $614.4k 0.01% Reduced -2.3k -2,304
93 COMMERCE BANK 0.00% of their portfolio KANSAS CITY, MO 8,0398.0k $613.2k $613.2k 0.00% Added +140 +140
94 Onyx Bridge Wealth Group LLC 0.11% of their portfolio TARRYTOWN, NY 7,9648.0k $590.0k $590.0k 0.11% Reduced -6.3k -6,350
95 FLAGSHIP HARBOR ADVISORS, LLC 0.04% of their portfolio BOSTON, MA 7,6687.7k $584.9k $584.9k 0.04% Added +450 +450
96 Legacy Financial Group LLC 0.12% of their portfolio DES MOINES, IA 7,6437.6k $583.0k $583.0k 0.12% New
97 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 7,5377.5k $574.9k $574.9k 0.00% Added +695 +695
98 Wescott Financial Advisory Group, LLC 0.07% of their portfolio Philadelphia, PA 7,4727.5k $570.0k $570.0k 0.07% Reduced -366 -366
99 Prism Advisors, Inc. 0.17% of their portfolio STUDIO CITY, CA 7,3567.4k $561.1k $561.1k 0.17% Reduced -218 -218
100 White Lighthouse Investment Management Inc. 0.11% of their portfolio BEDFORD, MA 7,2547.3k $553.3k $553.3k 0.11% Reduced -712 -712