Vault-13

NUSHARES ETF TR NULG

NUVEEN ESG LRGCP · ETP · CUSIP 67092P201

164 institutional holders +16 vs Q1 2023
13,754,28813.8m shares reported held*
$853.6mreported value*
24 new 61 added 53 reduced 9 sold out net bought ≈ $12.5m (+199.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($5.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $62.06.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 127Q4 22: 150Q1 23: 148Q2 23: 164164Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022127
Q4 2022150
Q1 2023148
Q2 2023164

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 81 bought or addedQ4 22: 59 cut or sold outQ4 22Q1 23: 86 bought or addedQ1 23: 58 cut or sold outQ1 23Q2 23: 85 bought or addedQ2 23: 62 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20228159
Q1 20238658
Q2 20238562

Biggest buyers

COMMONWEALTH EQUITY SERVICES, LLC Added +99,654+99.7k
MORGAN STANLEY Added +79,754+79.8k
RVW Wealth, LLC Added +54,932+54.9k
SEAVIEW INVESTMENT MANAGERS LLC New +53,931+53.9k
Lido Advisors, LLC Added +41,704+41.7k
WCG Wealth Advisors LLC New +41,184+41.2k
CAPTRUST FINANCIAL ADVISORS New +39,833+39.8k
EP Wealth Advisors, LLC New +34,395+34.4k
CITADEL ADVISORS LLC New +31,455+31.5k
One Capital Management, LLC Added +23,364+23.4k

Biggest sellers

TIAA, FSB Reduced -181,090-181.1k
BANK OF AMERICA CORP /DE/ Reduced -125,792-125.8k
INTEGRATED CAPITAL MANAGEMENT, INC. Sold out -117,096-117.1k
GOLDMAN SACHS GROUP INC Reduced -42,858-42.9k
Money Design Co.,Ltd. Reduced -15,021-15.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -14,633-14.6k
Sigma Planning Corp Sold out -14,533-14.5k
UBS Group AG Reduced -12,759-12.8k
DOHJ, LLC Sold out -8,262-8.3k
Cresset Asset Management, LLC Sold out -7,894-7.9k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: Northwest & Ethical Investments L.P. (0.0%, 2026-06-03)

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 4,344,9814.3m $270.3m $270.3m 0.03% Reduced -125.8k -125,792
2 TIAA, FSB 0.69% of their portfolio ST. LOUIS, MO 3,058,9113.1m $190.3m $190.3m 0.69% Reduced -181.1k -181,090
3 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 655,386655.4k $40.8m $40.8m 0.03% Added +19.9k +19,945
4 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 461,978462.0k $28.7m $28.7m 0.01% Added +12.3k +12,322
5 RVW Wealth, LLC 3.15% of their portfolio LOS ANGELES, CA 428,515428.5k $26.7m $26.7m 3.15% Added +54.9k +54,932
6 Cambridge Investment Research Advisors, Inc. 0.11% of their portfolio FAIRFIELD, IA 377,516377.5k $23.5m $23.5m 0.11% Added +13.1k +13,095
7 Thrivent Financial for Lutherans 0.05% of their portfolio Minneapolis, MN 377,387377.4k $23.2m $23.2m 0.05% Added +3.3k +3,289
8 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 313,013313.0k $19.5m $19.5m 0.04% Added +99.7k +99,654
9 Refined Wealth Management 15.82% of their portfolio SALT LAKE CITY, UT 308,528308.5k $19.2m $19.2m 15.82% Added +5.8k +5,842
10 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 287,554287.6k $17.9m $17.9m 0.00% Added +79.8k +79,754
11 UBS Group AG 0.01% of their portfolio ZURICH, V8 259,460259.5k $16.1m $16.1m 0.01% Reduced -12.8k -12,759
12 Money Design Co.,Ltd. 0.85% of their portfolio TOKYO, M0 231,487231.5k $14.4m $14.4m 0.85% Reduced -15.0k -15,021
13 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 211,056211.1k $13.2m $13.2m 0.00% Added +12.9k +12,861
14 Lido Advisors, LLC 0.13% of their portfolio Los Angeles, CA 189,301189.3k $11.8m $11.8m 0.13% Added +41.7k +41,704
15 MISSION WEALTH MANAGEMENT, LP 0.25% of their portfolio Santa Barbara, CA 103,991104.0k $6.5m $6.5m 0.25% Added +3.6k +3,597
16 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 92,82392.8k $5.8m $5.8m 0.01% Added +188 +188
17 Vestmark Advisory Solutions, Inc. 0.19% of their portfolio Wakefield, MA 82,22082.2k $5.1m $5.1m 0.19% Added +3.5k +3,527
18 Stewardship Advisors, LLC 1.68% of their portfolio MOUNT JOY, PA 71,63171.6k $4.5m $4.5m 1.68% Reduced -230 -230
19 NewEdge Advisors, LLC 0.04% of their portfolio NEW ORLEANS, LA 63,01163.0k $3.9m $3.9m 0.04% Reduced -2.7k -2,734
20 Francis Financial, Inc. 2.09% of their portfolio NEW YORK, NY 62,10662.1k $3.9m $3.9m 2.09% Added +5.3k +5,329
21 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 60,75260.8k $3.8m $3.8m 0.03% Added +12.5k +12,460
22 One Capital Management, LLC 0.15% of their portfolio WESTLAKE VILLAGE, CA 54,09154.1k $3.4m $3.4m 0.15% Added +23.4k +23,364
23 SEAVIEW INVESTMENT MANAGERS LLC 1.09% of their portfolio MIAMI, FL 53,93153.9k $3.4m $3.4m 1.09% New
24 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 52,62652.6k $3.3m $3.3m 0.01% Added +192 +192
25 Beacon Pointe Advisors, LLC 0.05% of their portfolio NEWPORT BEACH, CA 52,26652.3k $3.3m $3.3m 0.05% Added +12.2k +12,177
26 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 51,31851.3k $3.2m $3.2m 0.00% Added +11.2k +11,230
27 DeDora Capital, Inc. 1.11% of their portfolio Napa, CA 46,20146.2k $2.9m $2.9m 1.11% Added +8.8k +8,821
28 UMB Bank, n.a. 0.04% of their portfolio Kansas City, MO 42,42642.4k $2.6m $2.6m 0.04% Reduced -740 -740
29 WCG Wealth Advisors LLC 0.30% of their portfolio LAS VEGAS, NV 41,18441.2k $2.6m $2.6m 0.30% New
30 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 40,61140.6k $2.5m $2.5m 0.00% Reduced -7.4k -7,400
31 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 39,83339.8k $2.5m $2.5m 0.01% New
32 Evolution Advisers, Inc. 1.61% of their portfolio RICHMOND, VA 36,75036.8k $2.3m $2.3m 1.61% Added +132 +132
33 EP Wealth Advisors, LLC 0.01% of their portfolio TORRANCE, CA 34,39534.4k $335.9k $335.9k 0.01% New
34 Laurel Wealth Planning LLC 1.50% of their portfolio EDINA, MN 33,81033.8k $2.1m $2.1m 1.50% Added +6.6k +6,566
35 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 32,10132.1k $2.0m $2.0m 0.00% Added +4.3k +4,265
36 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 31,45531.5k $2.0m $2.0m 0.00% New
37 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 31,22931.2k $1.9m $1.9m 0.01% Added +7.3k +7,308
38 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 30,87130.9k $1.9m $1.9m 0.02% Reduced -17 -17
39 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 29,16429.2k $1.8m $1.8m 0.00% Reduced -1.4k -1,404
40 CX Institutional 0.09% of their portfolio AUBURN, IN 27,73727.7k $1.7m $1.7m 0.09% Added +1.1k +1,122
41 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 27,05927.1k $1.7m $1.7m 0.02% Added +4.4k +4,394
42 BOKF, NA 0.03% of their portfolio TULSA, OK 25,80225.8k $1.6m $1.6m 0.03% Reduced -5.9k -5,949
43 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 25,70725.7k $1.6m $1.6m 0.02% Reduced -938 -938
44 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 25,44825.4k $1.6m $1.6m 0.00% Added +1.6k +1,615
45 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 25,25025.2k $1.6m $1.6m 0.00% Reduced -42.9k -42,858
46 J.P. Morgan Private Wealth Advisors LLC 0.01% of their portfolio SAN FRANCISCO, CA 24,54724.5k $1.5m $1.5m 0.01% Reduced -2.2k -2,164
47 COLDSTREAM CAPITAL MANAGEMENT INC 0.05% of their portfolio BELLEVUE, WA 23,78623.8k $1.5m $1.5m 0.05% Added +2.4k +2,394
48 PARK AVENUE SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 23,45923.5k $1.5m $1.5m 0.02% Reduced -540 -540
49 Mascoma Wealth Management LLC 0.45% of their portfolio HANOVER, NH 23,27123.3k $1.5m $1.5m 0.45% Added +18.0k +18,019
50 WealthShield Partners, LLC 0.20% of their portfolio CARY, NC 21,73921.7k $1.4m $1.4m 0.20% Added +799 +799
51 Colorado Capital Management, Inc. 0.96% of their portfolio BOULDER, CO 20,95821.0k $1.3m $1.3m 0.96% Added +2.3k +2,312
52 MFA WEALTH ADVISORS, LLC 0.41% of their portfolio PITTSBURGH, PA 20,95421.0k $1.3m $1.3m 0.41% New
53 Avantax Planning Partners, Inc. 0.05% of their portfolio DUBUQUE, IA 20,83620.8k $1.3m $1.3m 0.05% Reduced -2.1k -2,106
54 IHT Wealth Management, LLC 0.06% of their portfolio Chicago, IL 19,69619.7k $1.2m $1.2m 0.06% Reduced -321 -321
55 Financial Architects, Inc 0.18% of their portfolio MARLTON, NJ 19,00319.0k $1.2m $1.2m 0.18% Reduced -441 -441
56 Ascentis Independent Advisors 0.32% of their portfolio DALLAS, TX 18,36318.4k $1.1m $1.1m 0.32% New
57 Baltimore-Washington Financial Advisors, Inc. 0.09% of their portfolio Columbia, MD 17,70117.7k $1.1m $1.1m 0.09% Reduced -1.2k -1,151
58 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 17,48817.5k $1.1m $1.1m 0.00% Added +4.5k +4,502
59 Institute for Wealth Management, LLC. 0.19% of their portfolio DENVER, CO 17,00417.0k $1.1m $1.1m 0.19% Reduced -2.0k -2,030
60 Heck Capital Advisors, LLC 0.18% of their portfolio Rhinelander, WI 16,57116.6k $1.0m $1.0m 0.18% Reduced -99 -99
61 L & S Advisors Inc 0.13% of their portfolio Los Angeles, CA 16,24416.2k $1.0m $1.0m 0.13% Added +7.6k +7,611
62 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 15,11115.1k $940.1k $940.1k 0.00% Reduced -14.6k -14,633
63 LOCKERMAN FINANCIAL GROUP, INC. 2.60% of their portfolio NEWPORT BEACH, CA 15,05115.1k $936.3k $936.3k 2.60% Reduced -4.2k -4,220
64 3D/L Capital Management, LLC 0.25% of their portfolio Hartford, CT 13,68813.7k $851.6k $851.6k 0.25% Added +366 +366
65 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 13,65813.7k $849.7k $849.7k 0.02% Added +9.0k +8,977
66 AdvisorNet Financial, Inc 0.07% of their portfolio MINNETONKA, MN 13,21313.2k $822.0k $822.0k 0.07% Reduced -78 -78
67 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 12,97113.0k $806.9k $806.9k 0.00% Reduced -1.4k -1,403
68 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 12,85912.9k $799.9k $799.9k 0.02% New
69 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.05% of their portfolio RICHMOND, VA 12,84912.8k $799.3k $799.3k 0.05% Unchanged
70 Revolve Wealth Partners, LLC 0.19% of their portfolio Hackensack, NJ 12,78812.8k $795.6k $795.6k 0.19% Added +928 +928
71 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 12,37012.4k $769.5k $769.5k 0.00% Reduced -1.0k -1,009
72 GenWealth Group, Inc. 0.21% of their portfolio Maplewood, NJ 11,87911.9k $739.0k $739.0k 0.21% Reduced -19 -19
73 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 11,87111.9k $738.5k $738.5k 0.01% Reduced -3.1k -3,140
74 RFG Advisory, LLC 0.03% of their portfolio BIRMINGHAM, AL 11,74711.7k $730.8k $730.8k 0.03% Added +276 +276
75 Walkner Condon Financial Advisors LLC 0.19% of their portfolio MADISON, WI 11,47711.5k $714.0k $714.0k 0.19% Reduced -3.1k -3,081
76 LINCOLN NATIONAL CORP 0.01% of their portfolio RADNOR, PA 11,38111.4k $708.0k $708.0k 0.01% Reduced -1.2k -1,153
77 COZAD ASSET MANAGEMENT INC 0.08% of their portfolio CHAMPAIGN, IL 10,72010.7k $666.9k $666.9k 0.08% Added +4.3k +4,345
78 VICUS CAPITAL 0.07% of their portfolio STATE COLLEGE, PA 10,51210.5k $654.0k $654.0k 0.07% Reduced -1.1k -1,149
79 Curtis Advisory Group, LLC 0.20% of their portfolio SANTA BARBARA, CA 9,97910.0k $620.8k $620.8k 0.20% Added +3.2k +3,195
80 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.02% of their portfolio LOS ANGELES, CA 9,5309.5k $593.0k $593.0k 0.02% Reduced -404 -404
81 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 9,2349.2k $574.4k $574.4k 0.00% Added +380 +380
82 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 8,6828.7k $540.1k $540.1k 0.00% Added +2.3k +2,261
83 Dynamic Advisor Solutions LLC 0.03% of their portfolio PHOENIX, AZ 8,3708.4k $520.7k $520.7k 0.03% Reduced -443 -443
84 MARINO, STRAM & ASSOCIATES LLC 0.15% of their portfolio BRAINTREE, MA 8,3298.3k $518.1k $518.1k 0.15% Unchanged
85 SAGE FINANCIAL GROUP INC 0.05% of their portfolio W. CONSHOHOCKEN, PA 8,2738.3k $514.7k $514.7k 0.05% Reduced -300 -300
86 Focus Financial Network, Inc. 0.03% of their portfolio MINNEAPOLIS, MN 8,1408.1k $506.4k $506.4k 0.03% Added +390 +390
87 Redwood Financial Network Corp 0.46% of their portfolio SOLON, OH 7,9588.0k $495.1k $495.1k 0.46% Added +3.0k +2,973
88 BOK Financial Private Wealth, Inc. 0.04% of their portfolio DENVER, CO 7,9397.9k $493.9k $493.9k 0.04% Reduced -6.3k -6,257
89 RTD Financial Advisors, Inc. 0.07% of their portfolio Philadelphia, PA 7,8537.9k $488.5k $488.5k 0.07% Reduced -1.7k -1,679
90 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 7,8317.8k $487.2k $487.2k 0.01% Added +374 +374
91 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 7,8317.8k $487.2k $487.2k 0.01% Added +374 +374
92 COMMERCE BANK 0.00% of their portfolio KANSAS CITY, MO 7,5997.6k $472.7k $472.7k 0.00% Reduced -1.3k -1,320
93 Parkside Financial Bank & Trust 0.11% of their portfolio SAINT LOUIS, MO 7,5397.5k $469.0k $469.0k 0.11% New
94 Falcon Wealth Planning 0.10% of their portfolio Ontario, CA 7,4227.4k $461.7k $461.7k 0.10% Added +1.5k +1,527
95 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.04% of their portfolio BIRMINGHAM, AL 7,4147.4k $461.2k $461.2k 0.04% Reduced -375 -375
96 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 7,3797.4k $459.0k $459.0k 0.00% Added +3.7k +3,709
97 Rede Wealth, LLC 0.21% of their portfolio CHARLOTTESVILLE, VA 7,1367.1k $443.9k $443.9k 0.21% Added +166 +166
98 Beacon Bank & Trust 0.12% of their portfolio Boston, MA 6,9166.9k $430.2k $430.2k 0.12% Reduced -94 -94
99 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 6,9006.9k $429.2k $429.2k 0.00% Reduced -7.1k -7,056
100 Beaumont Financial Advisors, LLC 0.04% of their portfolio NEEDHAM, MA 6,7736.8k $421.3k $421.3k 0.04% Unchanged