Vault-13

NUSHARES ETF TR NULG

NUVEEN ESG LRGCP · ETP · CUSIP 67092P201

148 institutional holders -2 vs Q4 2022
13,559,40913.6m shares reported held*
$753.8mreported value*
15 new 71 added 43 reduced 15 sold out net bought ≈ $34.3m (+645.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $55.59.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 127Q4 22: 150Q1 23: 148148Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022127
Q4 2022150
Q1 2023148

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 81 bought or addedQ4 22: 59 cut or sold outQ4 22Q1 23: 86 bought or addedQ1 23: 58 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20228159
Q1 20238658

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +488,226+488.2k
INTEGRATED CAPITAL MANAGEMENT, INC. New +117,096+117.1k
RVW Wealth, LLC Added +62,304+62.3k
Francis Financial, Inc. Added +50,777+50.8k
DeDora Capital, Inc. New +37,380+37.4k
AMERIPRISE FINANCIAL INC Added +33,715+33.7k
COMMONWEALTH EQUITY SERVICES, LLC Added +32,569+32.6k
Stewardship Advisors, LLC Added +29,085+29.1k
MISSION WEALTH MANAGEMENT, LP Added +27,631+27.6k
LPL Financial LLC Added +27,576+27.6k

Biggest sellers

FINANCIAL CONSULATE, INC Sold out -116,742-116.7k
Money Design Co.,Ltd. Reduced -77,720-77.7k
TIAA, FSB Reduced -56,951-57.0k
GeoWealth Management, LLC Sold out -45,941-45.9k
PFS INVESTMENTS INC. Sold out -35,097-35.1k
CITADEL ADVISORS LLC Sold out -33,771-33.8k
Thrivent Financial for Lutherans Reduced -31,373-31.4k
UBS Group AG Reduced -27,550-27.6k
Cambridge Investment Research Advisors, Inc. Reduced -17,333-17.3k
NewEdge Advisors, LLC Reduced -12,697-12.7k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: Northwest & Ethical Investments L.P. (0.0%, 2026-06-03)

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 4,470,7734.5m $249.2m $249.2m 0.03% Added +488.2k +488,226
2 TIAA, FSB 0.67% of their portfolio ST. LOUIS, MO 3,240,0013.2m $180.6m $180.6m 0.67% Reduced -57.0k -56,951
3 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 635,441635.4k $35.4m $35.4m 0.03% Added +27.6k +27,576
4 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 449,656449.7k $25.1m $25.1m 0.01% Reduced -5.3k -5,267
5 Thrivent Financial for Lutherans 0.05% of their portfolio Minneapolis, MN 374,098374.1k $20.6m $20.6m 0.05% Reduced -31.4k -31,373
6 RVW Wealth, LLC 2.58% of their portfolio LOS ANGELES, CA 373,583373.6k $20.8m $20.8m 2.58% Added +62.3k +62,304
7 Cambridge Investment Research Advisors, Inc. 0.10% of their portfolio FAIRFIELD, IA 364,421364.4k $20.3m $20.3m 0.10% Reduced -17.3k -17,333
8 Refined Wealth Management 14.90% of their portfolio SALT LAKE CITY, UT 302,686302.7k $16.9m $16.9m 14.90% Added +5.1k +5,094
9 UBS Group AG 0.01% of their portfolio ZURICH, V8 272,219272.2k $15.2m $15.2m 0.01% Reduced -27.6k -27,550
10 Money Design Co.,Ltd. 0.81% of their portfolio TOKYO, M0 246,508246.5k $13.7m $13.7m 0.81% Reduced -77.7k -77,720
11 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 213,359213.4k $11.9m $11.9m 0.02% Added +32.6k +32,569
12 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 207,800207.8k $11.6m $11.6m 0.00% Added +2.3k +2,289
13 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 198,195198.2k $11.1m $11.1m 0.00% Added +33.7k +33,715
14 Lido Advisors, LLC 0.11% of their portfolio Los Angeles, CA 147,597147.6k $8.2m $8.2m 0.11% Added +22.5k +22,536
15 INTEGRATED CAPITAL MANAGEMENT, INC. 4.40% of their portfolio JESSUP, PA 117,096117.1k $4.8m $4.8m 4.40% New
16 MISSION WEALTH MANAGEMENT, LP 0.24% of their portfolio Santa Barbara, CA 100,394100.4k $5.6m $5.6m 0.24% Added +27.6k +27,631
17 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 92,63592.6k $5.2m $5.2m 0.01% Added +459 +459
18 Vestmark Advisory Solutions, Inc. 0.19% of their portfolio Wakefield, MA 78,69378.7k $4.4m $4.4m 0.19% Added +5.1k +5,148
19 Stewardship Advisors, LLC 1.54% of their portfolio MOUNT JOY, PA 71,86171.9k $4.0m $4.0m 1.54% Added +29.1k +29,085
20 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 68,10868.1k $3.8m $3.8m 0.00% Added +6.2k +6,160
21 NewEdge Advisors, LLC 0.05% of their portfolio NEW ORLEANS, LA 65,74565.7k $3.7m $3.7m 0.05% Reduced -12.7k -12,697
22 Francis Financial, Inc. 2.14% of their portfolio NEW YORK, NY 56,77756.8k $3.2m $3.2m 2.14% Added +50.8k +50,777
23 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 52,43452.4k $2.9m $2.9m 0.01% Added +11.4k +11,389
24 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 48,29248.3k $2.7m $2.7m 0.03% Added +19.4k +19,393
25 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 48,01148.0k $2.7m $2.7m 0.00% Added +387 +387
26 UMB Bank, n.a. 0.04% of their portfolio Kansas City, MO 43,16643.2k $2.4m $2.4m 0.04% Added +145 +145
27 Beacon Pointe Advisors, LLC 0.04% of their portfolio NEWPORT BEACH, CA 40,08940.1k $2.2m $2.2m 0.04% Reduced -1.6k -1,625
28 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 40,08840.1k $2.2m $2.2m 0.00% Added +11.3k +11,289
29 DeDora Capital, Inc. 0.89% of their portfolio Napa, CA 37,38037.4k $2.1m $2.1m 0.89% New
30 Evolution Advisers, Inc. 1.47% of their portfolio RICHMOND, VA 36,61836.6k $2.0m $2.0m 1.47% Added +1.1k +1,114
31 BOKF, NA 0.04% of their portfolio TULSA, OK 31,75131.8k $1.8m $1.8m 0.04% Reduced -662 -662
32 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 30,88830.9k $1.7m $1.7m 0.02% Added +428 +428
33 One Capital Management, LLC 0.08% of their portfolio WESTLAKE VILLAGE, CA 30,72730.7k $1.7m $1.7m 0.08% Added +2.5k +2,475
34 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 30,56830.6k $1.7m $1.7m 0.00% Added +2.6k +2,557
35 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 29,74429.7k $1.7m $1.7m 0.00% Added +13.4k +13,391
36 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 27,83627.8k $1.6m $1.6m 0.00% Reduced -1.6k -1,581
37 Laurel Wealth Planning LLC 1.01% of their portfolio EDINA, MN 27,24427.2k $1.5m $1.5m 1.01% Added +18.6k +18,590
38 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 26,71126.7k $1.5m $1.5m 0.00% Added +77 +77
39 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 26,64526.6k $1.5m $1.5m 0.02% Added +9.8k +9,782
40 CX Institutional 0.08% of their portfolio AUBURN, IN 26,61526.6k $1.5m $1.5m 0.08% Added +792 +792
41 PARK AVENUE SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 23,99924.0k $1.3m $1.3m 0.02% Added +215 +215
42 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 23,92123.9k $1.3m $1.3m 0.01% Added +3.4k +3,382
43 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 23,83323.8k $1.3m $1.3m 0.00% Reduced -1.5k -1,516
44 Avantax Planning Partners, Inc. 0.05% of their portfolio DUBUQUE, IA 22,94222.9k $1.3m $1.3m 0.05% Reduced -2.8k -2,798
45 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 22,66522.7k $1.3m $1.3m 0.02% Added +11.2k +11,231
46 COLDSTREAM CAPITAL MANAGEMENT INC 0.04% of their portfolio BELLEVUE, WA 21,39221.4k $1.2m $1.2m 0.04% Added +2.0k +2,023
47 WealthShield Partners, LLC 0.19% of their portfolio CARY, NC 20,94020.9k $1.2m $1.2m 0.19% Reduced -984 -984
48 IHT Wealth Management, LLC 0.06% of their portfolio Chicago, IL 20,01720.0k $1.1m $1.1m 0.06% Reduced -7.6k -7,606
49 Financial Architects, Inc 0.17% of their portfolio MARLTON, NJ 19,44419.4k $1.1m $1.1m 0.17% Reduced -822 -822
50 LOCKERMAN FINANCIAL GROUP, INC. 2.96% of their portfolio NEWPORT BEACH, CA 19,27119.3k $1.1m $1.1m 2.96% Reduced -102 -102
51 Institute for Wealth Management, LLC. 0.21% of their portfolio DENVER, CO 19,03419.0k $1.1m $1.1m 0.21% Reduced -50 -50
52 Baltimore-Washington Financial Advisors, Inc. 0.09% of their portfolio Columbia, MD 18,85218.9k $1.1m $1.1m 0.09% Reduced -58 -58
53 Colorado Capital Management, Inc. 0.81% of their portfolio BOULDER, CO 18,64618.6k $1.0m $1.0m 0.81% Added +14.0k +14,007
54 Heck Capital Advisors, LLC 0.18% of their portfolio Rhinelander, WI 16,67016.7k $929.2k $929.2k 0.18% Added +3.7k +3,671
55 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 15,01115.0k $836.7k $836.7k 0.01% Added +1.9k +1,883
56 Walkner Condon Financial Advisors LLC 0.23% of their portfolio MADISON, WI 14,55814.6k $811.5k $811.5k 0.23% Reduced -352 -352
57 Sigma Planning Corp 0.03% of their portfolio ANN ARBOR, MI 14,53314.5k $810.1k $810.1k 0.03% Added +455 +455
58 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 14,37414.4k $801.2k $801.2k 0.00% Reduced -3.1k -3,081
59 BOK Financial Private Wealth, Inc. 0.06% of their portfolio DENVER, CO 14,19614.2k $791.3k $791.3k 0.06% Added +7 +7
60 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 13,95614.0k $777.9k $777.9k 0.01% Added +7.7k +7,692
61 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 13,37913.4k $745.7k $745.7k 0.00% Added +1.1k +1,066
62 3D/L Capital Management, LLC 0.20% of their portfolio Hartford, CT 13,32213.3k $742.6k $742.6k 0.20% Reduced -588 -588
63 AdvisorNet Financial, Inc 0.07% of their portfolio MINNETONKA, MN 13,29113.3k $740.8k $740.8k 0.07% Reduced -836 -836
64 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 12,98613.0k $723.8k $723.8k 0.00% Added +4.0k +3,980
65 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.05% of their portfolio RICHMOND, VA 12,84912.8k $716.2k $716.2k 0.05% New
66 LINCOLN NATIONAL CORP 0.01% of their portfolio RADNOR, PA 12,53412.5k $698.6k $698.6k 0.01% Added +71 +71
67 GenWealth Group, Inc. 0.20% of their portfolio Maplewood, NJ 11,89811.9k $663.2k $663.2k 0.20% Added +68 +68
68 Revolve Wealth Partners, LLC 0.17% of their portfolio Hackensack, NJ 11,86011.9k $661.1k $661.1k 0.17% Added +850 +850
69 VICUS CAPITAL 0.07% of their portfolio STATE COLLEGE, PA 11,66111.7k $650.0k $650.0k 0.07% Added +912 +912
70 RFG Advisory, LLC 0.03% of their portfolio BIRMINGHAM, AL 11,47111.5k $639.4k $639.4k 0.03% Added +100 +100
71 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.02% of their portfolio LOS ANGELES, CA 9,9349.9k $554.0k $554.0k 0.02% Added +210 +210
72 RTD Financial Advisors, Inc. 0.08% of their portfolio Philadelphia, PA 9,5329.5k $531.3k $531.3k 0.08% Added +495 +495
73 COMMERCE BANK 0.00% of their portfolio KANSAS CITY, MO 8,9198.9k $497.1k $497.1k 0.00% Reduced -75 -75
74 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 8,8548.9k $493.5k $493.5k 0.00% Reduced -972 -972
75 Dynamic Advisor Solutions LLC 0.03% of their portfolio PHOENIX, AZ 8,8138.8k $491.2k $491.2k 0.03% Reduced -557 -557
76 L & S Advisors Inc 0.07% of their portfolio Los Angeles, CA 8,6338.6k $481.2k $481.2k 0.07% New
77 SAGE FINANCIAL GROUP INC 0.05% of their portfolio W. CONSHOHOCKEN, PA 8,5738.6k $477.9k $477.9k 0.05% Added +1.5k +1,480
78 MARINO, STRAM & ASSOCIATES LLC 0.14% of their portfolio BRAINTREE, MA 8,3298.3k $464.3k $464.3k 0.14% Added +1.1k +1,095
79 DOHJ, LLC 0.23% of their portfolio SEATTLE, WA 8,2628.3k $460.5k $460.5k 0.23% New
80 Cresset Asset Management, LLC 0.01% of their portfolio Chicago, IL 7,8947.9k $440.0k $440.0k 0.01% Unchanged
81 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.03% of their portfolio BIRMINGHAM, AL 7,7897.8k $434.2k $434.2k 0.03% Added +1.6k +1,559
82 Focus Financial Network, Inc. 0.03% of their portfolio MINNEAPOLIS, MN 7,7507.8k $432.0k $432.0k 0.03% Added +1.0k +1,014
83 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 7,7187.7k $430.2k $430.2k 0.01% Reduced -1.4k -1,383
84 GREENUP STREET WEALTH MANAGEMENT LLC 0.15% of their portfolio OVERLAND PARK, KS 7,6747.7k $427.7k $427.7k 0.15% Reduced -118 -118
85 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 7,4577.5k $415.7k $415.7k 0.01% New
86 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 7,4577.5k $415.7k $415.7k 0.01% Added +15 +15
87 Beacon Bank & Trust 0.12% of their portfolio Boston, MA 7,0107.0k $390.7k $390.7k 0.12% Added +112 +112
88 Rede Wealth, LLC 0.20% of their portfolio CHARLOTTESVILLE, VA 6,9707.0k $388.5k $388.5k 0.20% Added +6 +6
89 Curtis Advisory Group, LLC 0.14% of their portfolio SANTA BARBARA, CA 6,7846.8k $378.1k $378.1k 0.14% Added +1.5k +1,516
90 Beaumont Financial Advisors, LLC 0.04% of their portfolio NEEDHAM, MA 6,7736.8k $377.5k $377.5k 0.04% Unchanged
91 White Lighthouse Investment Management Inc. 0.09% of their portfolio BEDFORD, MA 6,7396.7k $375.6k $375.6k 0.09% Added +569 +569
92 Wescott Financial Advisory Group, LLC 0.08% of their portfolio Philadelphia, PA 6,4356.4k $358.7k $358.7k 0.08% Reduced -1.8k -1,759
93 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 6,4216.4k $357.9k $357.9k 0.00% Reduced -1.5k -1,511
94 COZAD ASSET MANAGEMENT INC 0.05% of their portfolio CHAMPAIGN, IL 6,3756.4k $355.3k $355.3k 0.05% Unchanged
95 DDFG, Inc 0.14% of their portfolio THOUSAND OAKS, CA 6,3406.3k $353.4k $353.4k 0.14% Reduced -99 -99
96 Kelman-Lazarov, Inc. 0.09% of their portfolio MEMPHIS, TN 6,3396.3k $353.3k $353.3k 0.09% Added +125 +125
97 Focus Partners Advisor Solutions, LLC 0.02% of their portfolio SAINT LOUIS, MO 6,2606.3k $349.0k $349.0k 0.02% New
98 HARVEST GROUP WEALTH MANAGEMENT, LLC 0.21% of their portfolio WALTHAM, MA 6,1496.1k $342.7k $342.7k 0.21% Reduced -427 -427
99 Mariner, LLC 0.00% of their portfolio Overland Park, KS 5,9696.0k $333.0k $333.0k 0.00% Added +1.4k +1,386
100 Trust Co 0.05% of their portfolio MANHATTAN, KS 5,9175.9k $329.8k $329.8k 0.05% Reduced -185 -185