NUVEEN CORE PLUS IMPACT FUND NPCT
COM BEN INT · Closed-End Fund · CUSIP 67080D103
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $10.88.
Trends to Q2 2024
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 40 |
| Q4 2022 | 47 |
| Q1 2023 | 46 |
| Q2 2023 | 45 |
| Q3 2023 | 44 |
| Q4 2023 | 50 |
| Q1 2024 | 46 |
| Q2 2024 | 40 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 30 | 18 |
| Q1 2023 | 23 | 25 |
| Q2 2023 | 26 | 18 |
| Q3 2023 | 17 | 22 |
| Q4 2023 | 26 | 23 |
| Q1 2024 | 29 | 21 |
| Q2 2024 | 20 | 25 |
Biggest buyers
| Atlas Wealth LLC | New | +808.6k |
| Saba Capital Management, L.P. | Added | +217.4k |
| CAPTRUST FINANCIAL ADVISORS | Added | +209.2k |
| Allspring Global Investments Holdings, LLC | Added | +100.4k |
| SIT INVESTMENT ASSOCIATES INC | Added | +70.6k |
| GUGGENHEIM CAPITAL LLC | Added | +43.2k |
| Invesco Ltd. | New | +28.4k |
| Simplicity Wealth,LLC | New | +12.0k |
| RAYMOND JAMES & ASSOCIATES | New | +11.8k |
| Virtue Capital Management, LLC | New | +10.9k |
Biggest sellers
| MORGAN STANLEY | Reduced | -3.9m |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | Reduced | -254.8k |
| Alpine Global Management, LLC | Reduced | -159.0k |
| Almitas Capital LLC | Reduced | -130.9k |
| 1607 Capital Partners, LLC | Reduced | -116.1k |
| Shaker Financial Services, LLC | Sold out | -98.9k |
| ROYAL BANK OF CANADA | Reduced | -54.2k |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | Sold out | -41.6k |
| BANK OF AMERICA CORP /DE/ | Reduced | -27.1k |
| Catalina Capital Group, LLC | Sold out | -24.4k |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| MORGAN STANLEY 13G · institution -1.0 pts · filed 2026-02-12 | 8.0% |
| FIRST TRUST PORTFOLIOS LP 13G · institution new · filed 2026-07-30 | 5.9% |
Insider purchases and sales in Q2 2024
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
| Date | Insider | Trade | Value |
|---|---|---|---|
| 2024-05-09 | Saba Capital Management, L.P. +1 10% owner | Bought | $235.1k22.6k shares |
| 2024-05-06 | Saba Capital Management, L.P. +1 10% owner | Bought | $498.3k48.3k shares |
| 2024-04-29 | Saba Capital Management, L.P. +1 10% owner | Bought | $193.8k19.2k shares |
| 2024-04-25 | Saba Capital Management, L.P. +1 10% owner | Bought | $682.8k68.1k shares |
| 2024-04-03 | Saba Capital Management, L.P. +1 10% owner | Bought | $291.5k28.3k shares |
| 2024-04-02 | Saba Capital Management, L.P. +1 10% owner | Bought | $316.5k30.8k shares |
Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).
Holders, Q2 2024
| Manager | Shares | Change |
|---|---|---|
| Saba Capital Management, L.P. 0.82% of their portfolio | 3.4m $37.2m | Added +217.4k |
| MORGAN STANLEY 0.00% of their portfolio | 2.1m $22.8m | Reduced -3.9m |
| SIT INVESTMENT ASSOCIATES INC 0.39% of their portfolio | 1.6m $16.9m | Added +70.6k |
| Almitas Capital LLC 6.68% of their portfolio | 1.5m $16.1m | Reduced -130.9k |
| Atlas Wealth LLC 1.04% of their portfolio | 808.6k $8.9m | New |
| 1607 Capital Partners, LLC 0.64% of their portfolio | 653.6k $7.1m | Reduced -116.1k |
| Allspring Global Investments Holdings, LLC 0.01% of their portfolio | 628.5k $6.8m | Added +100.4k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 415.0k $4.5m | Reduced -18.9k |
| CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio | 392.8k $4.3m | Added +209.2k |
| GUGGENHEIM CAPITAL LLC 0.03% of their portfolio | 359.7k $3.9m | Added +43.2k |
| RIVERNORTH CAPITAL MANAGEMENT, LLC 0.17% of their portfolio | 325.9k $3.5m | Reduced -254.8k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 236.8k $2.6m | Reduced -27.1k |
| UBS Group AG 0.00% of their portfolio | 173.2k $1.9m | Added +9.0k |
| Alpine Global Management, LLC 0.30% of their portfolio | 159.0k $1.7m | Reduced -159.0k |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 137.3k $1.5m | Added +3.9k |
| Matisse Capital 0.70% of their portfolio | 130.0k $1.4m | Unchanged |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 106.0k $1.2m | Reduced -54.2k |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.14% of their portfolio | 62.2k $676.6k | Added +4.8k |
| All Season Financial Advisors, Inc. 0.55% of their portfolio | 55.3k $601.7k | Reduced -3.4k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 52.4k $571.3k | Reduced -5.3k |
| PFG Investments, LLC 0.03% of their portfolio | 39.1k $425.7k | Added +3.5k |
| FLAGSHIP HARBOR ADVISORS, LLC 0.02% of their portfolio | 37.1k $403.4k | Added +5.5k |
| LPL Financial LLC 0.00% of their portfolio | 34.9k $380.1k | Added +1.9k |
| HighTower Advisors, LLC 0.00% of their portfolio | 31.6k $346.0k | Reduced -354 |
| Invesco Ltd. 0.00% of their portfolio | 28.4k $309.2k | New |
| Onyx Bridge Wealth Group LLC 0.05% of their portfolio | 25.6k $278.6k | Unchanged |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 20.7k $225.0k | Reduced -1.1k |
| Sanctuary Advisors, LLC 0.00% of their portfolio | 19.1k $191.5k | First filing |
| SeaCrest Wealth Management, LLC 0.02% of their portfolio | 17.0k $185.2k | Added +2.6k |
| &PARTNERS 0.01% of their portfolio | 15.1k $163.9k | Unchanged |
| Simplicity Wealth,LLC 0.00% of their portfolio | 12.0k $131.1k | New |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 11.8k $128.5k | New |
| Virtue Capital Management, LLC 0.02% of their portfolio | 10.9k $122.0k | New |
| COMERICA BANK 0.00% of their portfolio | 6.7k $73.0k | Added +51 |
| Colonial Trust Co / SC 0.00% of their portfolio | 1.5k $16.3k | Unchanged |
| BESSEMER GROUP INC 0.00% of their portfolio | 891 $10.0k | Added +33 |
| Larson Financial Group LLC 0.00% of their portfolio | 839 $9.1k | Unchanged |
| HARBOUR INVESTMENTS, INC. 0.00% of their portfolio | 639 $6.9k | Added +17 |
| ASSETMARK, INC 0.00% of their portfolio | 58 $631 | Reduced -75 |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |