Vault-13

NUVEEN CORE PLUS IMPACT FUND NPCT

COM BEN INT · Closed-End Fund · CUSIP 67080D103

40 institutional holders -6 vs Q1 2024
13,561,68013.6m shares reported held*
$147.6mreported value*
5 new 15 added 13 reduced 12 sold out net sold ≈ $36.8m (-3.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $10.88.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 40Q4 22: 47Q1 23: 46Q2 23: 45Q3 23: 44Q4 23: 50Q1 24: 46Q2 24: 4040Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202240
Q4 202247
Q1 202346
Q2 202345
Q3 202344
Q4 202350
Q1 202446
Q2 202440

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 30 bought or addedQ4 22: 18 cut or sold outQ4 22Q1 23: 23 bought or addedQ1 23: 25 cut or sold outQ2 23: 26 bought or addedQ2 23: 18 cut or sold outQ2 23Q3 23: 17 bought or addedQ3 23: 22 cut or sold outQ4 23: 26 bought or addedQ4 23: 23 cut or sold outQ4 23Q1 24: 29 bought or addedQ1 24: 21 cut or sold outQ2 24: 20 bought or addedQ2 24: 25 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20223018
Q1 20232325
Q2 20232618
Q3 20231722
Q4 20232623
Q1 20242921
Q2 20242025

Biggest buyers

Atlas Wealth LLC New +808,637+808.6k
Saba Capital Management, L.P. Added +217,388+217.4k
CAPTRUST FINANCIAL ADVISORS Added +209,202+209.2k
Allspring Global Investments Holdings, LLC Added +100,449+100.4k
SIT INVESTMENT ASSOCIATES INC Added +70,580+70.6k
GUGGENHEIM CAPITAL LLC Added +43,199+43.2k
Invesco Ltd. New +28,416+28.4k
Simplicity Wealth,LLC New +12,048+12.0k
RAYMOND JAMES & ASSOCIATES New +11,811+11.8k
Virtue Capital Management, LLC New +10,872+10.9k

Biggest sellers

MORGAN STANLEY Reduced -3,900,272-3.9m
RIVERNORTH CAPITAL MANAGEMENT, LLC Reduced -254,841-254.8k
Alpine Global Management, LLC Reduced -159,000-159.0k
Almitas Capital LLC Reduced -130,890-130.9k
1607 Capital Partners, LLC Reduced -116,054-116.1k
Shaker Financial Services, LLC Sold out -98,884-98.9k
ROYAL BANK OF CANADA Reduced -54,163-54.2k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Sold out -41,590-41.6k
BANK OF AMERICA CORP /DE/ Reduced -27,097-27.1k
Catalina Capital Group, LLC Sold out -24,387-24.4k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
MORGAN STANLEY 13G · institution -1.0 pts · filed 2026-02-12 8.0% -1.0 pts 2.3m≈ $23.2m 2026-02-12
FIRST TRUST PORTFOLIOS LP 13G · institution new · filed 2026-07-30 5.9% new 1.7m≈ $17.1m 2026-07-30

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

DateInsiderTradeSharesPrice ValueTheir holding
2024-05-09 Saba Capital Management, L.P. +1 10% owner Bought 22,623 $10.39 $235.1k22.6k shares +1%
2024-05-06 Saba Capital Management, L.P. +1 10% owner Bought 48,288 $10.32 $498.3k48.3k shares +1%
2024-04-29 Saba Capital Management, L.P. +1 10% owner Bought 19,191 $10.10 $193.8k19.2k shares +1%
2024-04-25 Saba Capital Management, L.P. +1 10% owner Bought 68,072 $10.03 $682.8k68.1k shares +2%
2024-04-03 Saba Capital Management, L.P. +1 10% owner Bought 28,324 $10.29 $291.5k28.3k shares +1%
2024-04-02 Saba Capital Management, L.P. +1 10% owner Bought 30,848 $10.26 $316.5k30.8k shares +1%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Saba Capital Management, L.P. 0.82% of their portfolio NEW YORK, NY 3,423,3313.4m $37.2m $37.2m 0.82% Added +217.4k +217,388
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,094,5352.1m $22.8m $22.8m 0.00% Reduced -3.9m -3,900,272
3 SIT INVESTMENT ASSOCIATES INC 0.39% of their portfolio Minneapolis, MN 1,557,9301.6m $16.9m $16.9m 0.39% Added +70.6k +70,580
4 Almitas Capital LLC 6.68% of their portfolio SANTA MONICA, CA 1,475,8121.5m $16.1m $16.1m 6.68% Reduced -130.9k -130,890
5 Atlas Wealth LLC 1.04% of their portfolio CINCINNATI, OH 808,637808.6k $8.9m $8.9m 1.04% New
6 1607 Capital Partners, LLC 0.64% of their portfolio Richmond, VA 653,553653.6k $7.1m $7.1m 0.64% Reduced -116.1k -116,054
7 Allspring Global Investments Holdings, LLC 0.01% of their portfolio CHARLOTTE, NC 628,461628.5k $6.8m $6.8m 0.01% Added +100.4k +100,449
8 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 414,991415.0k $4.5m $4.5m 0.00% Reduced -18.9k -18,910
9 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 392,763392.8k $4.3m $4.3m 0.01% Added +209.2k +209,202
10 GUGGENHEIM CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 359,727359.7k $3.9m $3.9m 0.03% Added +43.2k +43,199
11 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.17% of their portfolio WEST PALM BEACH, FL 325,872325.9k $3.5m $3.5m 0.17% Reduced -254.8k -254,841
12 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 236,824236.8k $2.6m $2.6m 0.00% Reduced -27.1k -27,097
13 UBS Group AG 0.00% of their portfolio ZURICH, V8 173,238173.2k $1.9m $1.9m 0.00% Added +9.0k +8,990
14 Alpine Global Management, LLC 0.30% of their portfolio NEW YORK, NY 159,000159.0k $1.7m $1.7m 0.30% Reduced -159.0k -159,000
15 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 137,252137.3k $1.5m $1.5m 0.00% Added +3.9k +3,895
16 Matisse Capital 0.70% of their portfolio PORTLAND, OR 130,000130.0k $1.4m $1.4m 0.70% Unchanged
17 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 105,956106.0k $1.2m $1.2m 0.00% Reduced -54.2k -54,163
18 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.14% of their portfolio BLUE BELL, PA 62,18762.2k $676.6k $676.6k 0.14% Added +4.8k +4,750
19 All Season Financial Advisors, Inc. 0.55% of their portfolio DENVER, CO 55,30055.3k $601.7k $601.7k 0.55% Reduced -3.4k -3,394
20 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 52,37752.4k $571.3k $571.3k 0.00% Reduced -5.3k -5,297
21 PFG Investments, LLC 0.03% of their portfolio WOODBURY, NY 39,12739.1k $425.7k $425.7k 0.03% Added +3.5k +3,543
22 FLAGSHIP HARBOR ADVISORS, LLC 0.02% of their portfolio BOSTON, MA 37,07537.1k $403.4k $403.4k 0.02% Added +5.5k +5,456
23 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 34,93334.9k $380.1k $380.1k 0.00% Added +1.9k +1,915
24 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 31,55531.6k $346.0k $346.0k 0.00% Reduced -354 -354
25 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 28,41628.4k $309.2k $309.2k 0.00% New
26 Onyx Bridge Wealth Group LLC 0.05% of their portfolio TARRYTOWN, NY 25,60525.6k $278.6k $278.6k 0.05% Unchanged
27 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 20,68820.7k $225.0k $225.0k 0.00% Reduced -1.1k -1,093
28 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 19,08019.1k $191.5k $191.5k 0.00% First filing
29 SeaCrest Wealth Management, LLC 0.02% of their portfolio PURCHASE, NY 17,02117.0k $185.2k $185.2k 0.02% Added +2.6k +2,582
30 &PARTNERS 0.01% of their portfolio NASHVILLE, TN 15,06815.1k $163.9k $163.9k 0.01% Unchanged
31 Simplicity Wealth,LLC 0.00% of their portfolio SUMMIT, NJ 12,04812.0k $131.1k $131.1k 0.00% New
32 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 11,81111.8k $128.5k $128.5k 0.00% New
33 Virtue Capital Management, LLC 0.02% of their portfolio BRENTWOOD, TN 10,87210.9k $122.0k $122.0k 0.02% New
34 COMERICA BANK 0.00% of their portfolio DALLAS, TX 6,7086.7k $73.0k $73.0k 0.00% Added +51 +51
35 Colonial Trust Co / SC 0.00% of their portfolio SPARTANBURG, SC 1,5001.5k $16.3k $16.3k 0.00% Unchanged
36 BESSEMER GROUP INC 0.00% of their portfolio WOODBRIDGE, NJ 891891 $10.0k $10.0k 0.00% Added +33 +33
37 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 839839 $9.1k $9.1k 0.00% Unchanged
38 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 639639 $6.9k $6.9k 0.00% Added +17 +17
39 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 5858 $631 $631 0.00% Reduced -75 -75
40 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged