Vault-13

NUVEEN CR STRATEGIES INCOME XJQCX

COM SHS · Closed-End Fund · CUSIP 67073D102

144 institutional holders -1 vs Q2 2024
39,237,45439.2m shares reported held*
$224.5mreported value*
12 new 38 added 56 reduced 16 sold out net sold ≈ $21.7m (-3.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $5.72.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 149Q4 22: 151Q1 23: 153Q2 23: 151Q3 23: 157Q4 23: 162Q1 24: 151Q2 24: 145Q3 24: 144144Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022149
Q4 2022151
Q1 2023153
Q2 2023151
Q3 2023157
Q4 2023162
Q1 2024151
Q2 2024145
Q3 2024144

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 70 bought or addedQ4 22: 45 cut or sold outQ1 23: 68 bought or addedQ1 23: 64 cut or sold outQ1 23Q2 23: 57 bought or addedQ2 23: 59 cut or sold outQ3 23: 70 bought or addedQ3 23: 49 cut or sold outQ3 23Q4 23: 73 bought or addedQ4 23: 58 cut or sold outQ1 24: 69 bought or addedQ1 24: 78 cut or sold outQ1 24Q2 24: 66 bought or addedQ2 24: 60 cut or sold outQ3 24: 50 bought or addedQ3 24: 72 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20227045
Q1 20236864
Q2 20235759
Q3 20237049
Q4 20237358
Q1 20246978
Q2 20246660
Q3 20245072

Biggest buyers

Penserra Capital Management LLC Added +413,403+413.4k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Added +402,992+403.0k
WELLS FARGO & COMPANY/MN Added +345,383+345.4k
BANK OF AMERICA CORP /DE/ Added +181,116+181.1k
GUGGENHEIM CAPITAL LLC Added +156,313+156.3k
Invesco Ltd. Added +129,889+129.9k
Encompass More Asset Management New +122,335+122.3k
ORG Partners LLC New +115,765+115.8k
J.W. COLE ADVISORS, INC. Added +78,498+78.5k
GraniteShares Advisors LLC Added +71,858+71.9k

Biggest sellers

Pathstone Holdings, LLC Reduced -1,643,054-1.6m
PRIVATE MANAGEMENT GROUP INC Reduced -1,491,787-1.5m
MORGAN STANLEY Reduced -531,985-532.0k
Allspring Global Investments Holdings, LLC Reduced -288,983-289.0k
DEBUSSY CAPITAL MANAGEMENT LP Sold out -194,512-194.5k
RAYMOND JAMES & ASSOCIATES Reduced -169,850-169.8k
Capital Wealth Alliance, LLC Sold out -122,122-122.1k
Focus Partners Wealth Sold out -120,000-120.0k
Westchester Capital Management, LLC Sold out -114,973-115.0k
ENVESTNET ASSET MANAGEMENT INC Reduced -96,475-96.5k

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 10,712,47510.7m $62.0m $62.0m 0.00% Reduced -532.0k -531,985
2 OAK HILL ADVISORS LP 2.88% of their portfolio New York, NY 3,325,1263.3m $19.3m $19.3m 2.88% Unchanged
3 Penserra Capital Management LLC 0.36% of their portfolio ORINDA, CA 2,893,3832.9m $16.8m $16.8m 0.36% Added +413.4k +413,403
4 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 2,165,9262.2m $12.5m $12.5m 0.00% Added +345.4k +345,383
5 GUGGENHEIM CAPITAL LLC 0.08% of their portfolio CHICAGO, IL 1,893,1481.9m $11.0m $11.0m 0.08% Added +156.3k +156,313
6 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 1,659,7491.7m $9.6m $9.6m 0.00% Added +129.9k +129,889
7 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,304,1241.3m $7.6m $7.6m 0.00% Added +181.1k +181,116
8 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 1,209,9011.2m $7.0m $7.0m 0.01% Reduced -14.0k -14,029
9 Advisors Asset Management, Inc. 0.12% of their portfolio Monument, CO 1,147,0021.1m $6.6m $6.6m 0.12% Reduced -39.5k -39,518
10 Pathstone Holdings, LLC 0.03% of their portfolio ENGLEWOOD, NJ 1,113,0241.1m $6.4m $6.4m 0.03% Reduced -1.6m -1,643,054
11 COHEN & STEERS, INC. 0.01% of their portfolio NEW YORK, NY 734,738734.7k $4.3m $4.3m 0.01% Added +15.0k +15,000
12 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 580,159580.2k $3.4m $3.4m 0.00% Reduced -169.8k -169,850
13 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.23% of their portfolio ORLANDO, FL 487,124487.1k $84.1k $84.1k 0.23% Added +403.0k +402,992
14 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 449,201449.2k $2.6m $2.6m 0.00% Reduced -77.6k -77,556
15 GraniteShares Advisors LLC 1.73% of their portfolio NEW YORK, NY 442,271442.3k $2.6m $2.6m 1.73% Added +71.9k +71,858
16 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 434,249434.2k $2.5m $2.5m 0.00% Reduced -54.5k -54,521
17 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 431,087431.1k $2.5m $2.5m 0.00% Reduced -36.7k -36,700
18 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 420,546420.5k $2.4m $2.4m 0.00% Reduced -12.3k -12,336
19 Sowell Financial Services LLC 0.11% of their portfolio NORTH LITTLE ROCK, AR 390,836390.8k $2.3m $2.3m 0.11% Reduced -15.8k -15,800
20 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 389,361389.4k $2.3m $2.3m 0.00% Added +5.8k +5,834
21 DCF Advisers, LLC 1.15% of their portfolio MOUNT PLEASANT, SC 386,389386.4k $2.2m $2.2m 1.15% Reduced -35.6k -35,611
22 INDEPENDENT FINANCIAL GROUP, LLC 0.08% of their portfolio SAN DIEGO, CA 375,185375.2k $2.2m $2.2m 0.08% Reduced -6.3k -6,311
23 Venture Visionary Partners LLC 0.09% of their portfolio Sylvania, OH 367,362367.4k $2.1m $2.1m 0.09% Unchanged
24 PRIVATE MANAGEMENT GROUP INC 0.05% of their portfolio IRVINE, CA 240,351240.4k $1.4m $1.4m 0.05% Reduced -1.5m -1,491,787
25 Stolper Co 0.41% of their portfolio TULSA, OK 218,467218.5k $1.3m $1.3m 0.41% Reduced -4.9k -4,862
26 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 214,669214.7k $1.2m $1.2m 0.00% Unchanged
27 Allspring Global Investments Holdings, LLC 0.00% of their portfolio CHARLOTTE, NC 205,012205.0k $1.2m $1.2m 0.00% Reduced -289.0k -288,983
28 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 204,001204.0k $1.2m $1.2m 0.00% Reduced -90.2k -90,170
29 Fiera Capital Corp 0.00% of their portfolio MONTREAL, A8 192,100192.1k $1.1m $1.1m 0.00% Reduced -1.3k -1,330
30 Lido Advisors, LLC 0.01% of their portfolio Los Angeles, CA 184,967185.0k $1.1m $1.1m 0.01% Reduced -2.0k -2,000
31 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 181,759181.8k $1.1m $1.1m 0.00% Added +8.4k +8,418
32 UBS Group AG 0.00% of their portfolio ZURICH, V8 173,392173.4k $1.0m $1.0m 0.00% Reduced -3.6k -3,626
33 Boyce & Associates Wealth Consulting, Inc. 0.90% of their portfolio CEDAR PARK, TX 149,544149.5k $865.9k $865.9k 0.90% Added +9.7k +9,738
34 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 148,302148.3k $858.7k $858.7k 0.00% Reduced -96.5k -96,475
35 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 141,711141.7k $820.5k $820.5k 0.00% Added +1.5k +1,534
36 Ausdal Financial Partners, Inc. 0.09% of their portfolio Davenport, IA 141,342141.3k $818.4k $818.4k 0.09% Added +25.5k +25,456
37 Koshinski Asset Management, Inc. 0.07% of their portfolio DECATUR, IL 135,057135.1k $782.0k $782.0k 0.07% Reduced -1.8k -1,840
38 Bramshill Investments, LLC 0.08% of their portfolio NAPLES, FL 126,874126.9k $734.6k $734.6k 0.08% Reduced -62.7k -62,679
39 VIRTUS ADVISERS, LLC 0.34% of their portfolio HARTFORD, CT 124,422124.4k $720.4k $720.4k 0.34% Reduced -41.6k -41,565
40 Encompass More Asset Management 0.27% of their portfolio Danville, CA 122,335122.3k $708.3k $708.3k 0.27% New
41 FIRST NATIONAL BANK & TRUST CO OF NEWTOWN 0.13% of their portfolio NEWTOWN, PA 121,423121.4k $703.0k $703.0k 0.13% Reduced -1.2k -1,250
42 Family Firm, Inc. 0.15% of their portfolio BETHESDA, MD 119,310119.3k $690.8k $690.8k 0.15% Added +3.3k +3,306
43 ORG Partners LLC 0.11% of their portfolio ROANOKE, IN 115,765115.8k $670.3k $670.3k 0.11% New
44 Walleye Capital LLC 0.01% of their portfolio NEW YORK, NY 104,446104.4k $604.7k $604.7k 0.01% Added +54.9k +54,923
45 Mariner, LLC 0.00% of their portfolio Overland Park, KS 97,52197.5k $564.3k $564.3k 0.00% Reduced -10.2k -10,158
46 J.W. COLE ADVISORS, INC. 0.02% of their portfolio TAMPA, FL 90,61590.6k $524.7k $524.7k 0.02% Added +78.5k +78,498
47 Hennion & Walsh Asset Management, Inc. 0.02% of their portfolio Parsippany, NJ 83,99184.0k $486.3k $486.3k 0.02% Reduced -913 -913
48 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 82,92382.9k $480.1k $480.1k 0.00% Reduced -3.7k -3,663
49 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 80,87380.9k $468.0k $468.0k 0.00% Reduced -4.3k -4,265
50 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 79,65579.7k $461.0k $461.0k 0.00% Reduced -87 -87
51 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 69,60869.6k $403.0k $403.0k 0.00% Added +14.6k +14,567
52 Shaker Financial Services, LLC 0.15% of their portfolio Arlington, VA 69,30069.3k $401.2k $401.2k 0.15% Reduced -59.4k -59,394
53 COMERICA BANK 0.00% of their portfolio DALLAS, TX 68,89968.9k $398.9k $398.9k 0.00% Added +475 +475
54 Centurion Wealth Management LLC 0.13% of their portfolio Mclean, VA 67,86267.9k $392.9k $392.9k 0.13% First filing
55 CHOREO, LLC 0.01% of their portfolio ROCKFORD, IL 65,98966.0k $377.5k $377.5k 0.01% Reduced -19.5k -19,459
56 LANARK FINANCIAL, INC. 0.03% of their portfolio BIRMINGHAM, AL 61,35761.4k $355.0k $355.0k 0.03% Unchanged
57 SeaCrest Wealth Management, LLC 0.04% of their portfolio PURCHASE, NY 58,77758.8k $340.3k $340.3k 0.04% Added +2.8k +2,785
58 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 57,53657.5k $333.0k $333.0k 0.01% Added +12 +12
59 Gladstone Institutional Advisory LLC 0.02% of their portfolio Bedminster, NJ 56,47456.5k $327.0k $327.0k 0.02% Unchanged
60 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 52,81052.8k $305.8k $305.8k 0.00% Reduced -8.3k -8,334
61 NWF Advisory Services Inc. 0.04% of their portfolio Los Angeles, CA 49,80049.8k $288.3k $288.3k 0.04% Unchanged
62 Calamos Advisors LLC 0.00% of their portfolio NAPERVILLE, IL 49,42649.4k $286.2k $286.2k 0.00% Added +7.1k +7,062
63 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 47,58247.6k $275.5k $275.5k 0.00% Reduced -1.4k -1,380
64 PARK AVENUE SECURITIES LLC 0.00% of their portfolio NEW YORK, NY 46,81846.8k $271.0k $271.0k 0.00% Reduced -3.8k -3,763
65 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 46,36246.4k $268.4k $268.4k 0.00% Added +28.4k +28,400
66 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 46,31846.3k $268.2k $268.2k 0.00% Reduced -1.1k -1,148
67 Meridian Wealth Management, LLC 0.01% of their portfolio LEXINGTON, KY 44,17744.2k $255.8k $255.8k 0.01% Added +10.5k +10,463
68 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 38,45938.5k $222.7k $222.7k 0.00% Added +8.9k +8,933
69 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 38,11738.1k $222.7k $222.7k 0.01% Reduced -25.1k -25,108
70 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 35,00035.0k $202.7k $202.7k 0.00% Reduced -25.0k -25,000
71 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 34,06234.1k $199.1k $199.1k 0.00% New
72 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 32,30232.3k $187.0k $187.0k 0.00% Reduced -1.0k -1,000
73 Quad-Cities Investment Group, LLC 0.09% of their portfolio DAVENPORT, IA 32,04532.0k $185.5k $185.5k 0.09% Added +1.8k +1,756
74 EP Wealth Advisors, LLC 0.00% of their portfolio TORRANCE, CA 32,00032.0k $185.3k $185.3k 0.00% Reduced -1 -1
75 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 31,63431.6k $183.2k $183.2k 0.00% Added +5.5k +5,484
76 ALEXANDER LABRUNERIE & CO., INC. 0.08% of their portfolio COLUMBIA, MO 30,51930.5k $176.7k $176.7k 0.08% Added +7.6k +7,559
77 LEVEL FOUR ADVISORY SERVICES, LLC 0.01% of their portfolio DALLAS, TX 29,59329.6k $169.0k $169.0k 0.01% Added +270 +270
78 SFI Advisors, LLC 0.12% of their portfolio Montclair, NJ 28,00628.0k $162.2k $162.2k 0.12% Reduced -2.0k -2,004
79 SAX WEALTH ADVISORS, LLC 0.01% of their portfolio PARSIPPANY, NJ 27,17527.2k $157.3k $157.3k 0.01% New
80 Cornerstone Advisors, LLC 0.01% of their portfolio ASHEVILLE, NC 26,40026.4k $152.9k $152.9k 0.01% New
81 Pinnacle Wealth Planning Services, Inc. 0.02% of their portfolio MANSFIELD, OH 25,48425.5k $147.6k $147.6k 0.02% Reduced -5.3k -5,273
82 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 24,93824.9k $144.0k $144.0k 0.00% Reduced -235 -235
83 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 24,15724.2k $139.9k $139.9k 0.00% Reduced -17.5k -17,540
84 Concurrent Investment Advisors, LLC 0.00% of their portfolio Tampa, FL 23,47523.5k $135.9k $135.9k 0.00% Reduced -33.3k -33,301
85 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 21,81621.8k $126.0k $126.0k 0.00% Reduced -50.2k -50,231
86 Kovack Advisors, Inc. 0.01% of their portfolio FT. LAUDERDALE, FL 21,60021.6k $125.1k $125.1k 0.01% Added +1.7k +1,700
87 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 21,15121.2k $122.5k $122.5k 0.00% Reduced -128 -128
88 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 21,11521.1k $122.3k $122.3k 0.01% Reduced -1.5k -1,505
89 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 20,10020.1k $116.4k $116.4k 0.00% Reduced -1.2k -1,200
90 HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio NEWPORT BEACH, CA 19,78019.8k $114.5k $114.5k 0.00% Unchanged
91 Formidable Asset Management, LLC 0.02% of their portfolio CINCINNATI, OH 19,30019.3k $111.7k $111.7k 0.02% Reduced -3.5k -3,510
92 TCFG WEALTH MANAGEMENT, LLC 0.06% of their portfolio LAGUNA NIGUEL, CA 19,09319.1k $110.5k $110.5k 0.06% First filing
93 SMITH, MOORE & CO. 0.01% of their portfolio CLAYTON, MO 18,95519.0k $109.7k $109.7k 0.01% Added +250 +250
94 Avior Wealth Management, LLC 0.00% of their portfolio OMAHA, NE 18,77618.8k $108.7k $108.7k 0.00% Reduced -15.1k -15,082
95 Annex Advisory Services, LLC 0.00% of their portfolio BROOKFIELD, WI 16,72916.7k $96.9k $96.9k 0.00% New
96 MGO ONE SEVEN LLC 0.00% of their portfolio Beachwood, OH 16,62516.6k $96.3k $96.3k 0.00% Reduced -3.1k -3,094
97 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 16,10916.1k $93.3k $93.3k 0.00% Unchanged
98 Occidental Asset Management, LLC 0.01% of their portfolio Burlingame, CA 15,49815.5k $89.7k $89.7k 0.01% Reduced -1.6k -1,602
99 WT Wealth Management 0.03% of their portfolio SCOTTSDALE, AZ 15,48815.5k $88.9k $88.9k 0.03% Unchanged
100 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 14,93314.9k $82.9k $82.9k 0.00% Unchanged