Vault-13

NUVEEN FLOATING RATE INCOME JFR

COM · Closed-End Fund · CUSIP 67072T108

165 institutional holders +3 vs Q3 2024
35,875,14435.9m shares reported held*
$320.0mreported value*
16 new 51 added 47 reduced 21 sold out net sold ≈ $1.2m (-2.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $8.92.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 93Q4 22: 103Q1 23: 101Q2 23: 102Q3 23: 172Q4 23: 180Q1 24: 176Q2 24: 173Q3 24: 162Q4 24: 165165Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 202293
Q4 2022103
Q1 2023101
Q2 2023102
Q3 2023172
Q4 2023180
Q1 2024176
Q2 2024173
Q3 2024162
Q4 2024165

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q1 23: 39 bought or addedQ1 23: 50 cut or sold outQ2 23: 48 bought or addedQ2 23: 44 cut or sold outQ2 23Q3 23: 150 bought or addedQ3 23: 17 cut or sold outQ4 23: 87 bought or addedQ4 23: 77 cut or sold outQ4 23Q1 24: 81 bought or addedQ1 24: 78 cut or sold outQ2 24: 77 bought or addedQ2 24: 70 cut or sold outQ2 24Q3 24: 69 bought or addedQ3 24: 75 cut or sold outQ4 24: 67 bought or addedQ4 24: 68 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20233950
Q2 20234844
Q3 202315017
Q4 20238777
Q1 20248178
Q2 20247770
Q3 20246975
Q4 20246768

Biggest buyers

GUGGENHEIM CAPITAL LLC Added +318,303+318.3k
MERCER GLOBAL ADVISORS INC /ADV New +214,696+214.7k
Penserra Capital Management LLC Added +132,860+132.9k
Rockefeller Capital Management L.P. Added +127,024+127.0k
OSAIC HOLDINGS, INC. Added +82,396+82.4k
Cetera Investment Advisers Added +67,963+68.0k
Andrew Hill Investment Advisors, Inc. Added +60,450+60.5k
Kestra Advisory Services, LLC Added +54,718+54.7k
Cerity Partners LLC New +52,826+52.8k
COMMONWEALTH EQUITY SERVICES, LLC Added +51,249+51.2k

Biggest sellers

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Reduced -1,867,417-1.9m
Pathstone Holdings, LLC Reduced -361,917-361.9k
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC Sold out -219,419-219.4k
Next Capital Management LLC Reduced -202,370-202.4k
Invesco Ltd. Reduced -186,648-186.6k
Cyndeo Wealth Partners, LLC Reduced -134,500-134.5k
Walleye Capital LLC Sold out -110,833-110.8k
1607 Capital Partners, LLC Sold out -87,497-87.5k
Sanctuary Advisors, LLC Reduced -70,120-70.1k
Shaker Financial Services, LLC Reduced -61,762-61.8k

Insider purchases and sales in Q4 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q1 23: 0 buyingQ1 23: 0 sellingQ2 23: 0 buyingQ2 23: 0 sellingQ2 23Q3 23: 0 buyingQ3 23: 0 sellingQ4 23: 0 buyingQ4 23: 1 sellingQ4 23Q1 24: 1 buyingQ1 24: 0 sellingQ2 24: 0 buyingQ2 24: 0 sellingQ2 24Q3 24: 0 buyingQ3 24: 0 sellingQ4 24: 0 buyingQ4 24: 0 sellingQ4 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q1 20230—0——
Q2 20230—0——
Q3 20230—0——
Q4 20230—1$10.8k—
Q1 20241$107.9k0——
Q2 20240—0——
Q3 20240—0——
Q4 20240—0——
DateInsiderTradeSharesPrice ValueTheir holding
2024-10-01 MOSCHNER ALBIN F Trustee Sold 20,000 $8.77 $175.4k20.0k shares -60%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 5,146,8185.1m $45.9m $45.9m 0.00% Reduced -17.3k -17,256
2 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 2,735,7152.7m $24.4m $24.4m 0.01% Reduced -39.5k -39,472
3 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 2,416,5692.4m $21.6m $21.6m 0.00% Reduced -11.5k -11,499
4 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 1,987,1002.0m $17.7m $17.7m 0.00% Reduced -186.6k -186,648
5 Penserra Capital Management LLC 0.32% of their portfolio ORINDA, CA 1,972,1082.0m $17.6m $17.6m 0.32% Added +132.9k +132,860
6 GUGGENHEIM CAPITAL LLC 0.13% of their portfolio CHICAGO, IL 1,798,8181.8m $16.0m $16.0m 0.13% Added +318.3k +318,303
7 Congress Park Capital LLC 5.00% of their portfolio SARATOGA SPRINGS, NY 1,544,2011.5m $13.8m $13.8m 5.00% Added +50.0k +49,963
8 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 1,364,8671.4m $12.2m $12.2m 0.00% First filing
9 Advisors Asset Management, Inc. 0.17% of their portfolio Monument, CO 1,061,0551.1m $9.5m $9.5m 0.17% Added +43.3k +43,259
10 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,050,3041.1m $9.4m $9.4m 0.00% Added +24.2k +24,225
11 UBS Group AG 0.00% of their portfolio ZURICH, V8 913,760913.8k $8.2m $8.2m 0.00% Reduced -3.7k -3,705
12 Rockefeller Capital Management L.P. 0.02% of their portfolio NEW YORK, NY 880,665880.7k $7.9m $7.9m 0.02% Added +127.0k +127,024
13 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 759,594759.6k $6.8m $6.8m 0.00% Added +47.4k +47,424
14 COHEN & STEERS, INC. 0.01% of their portfolio NEW YORK, NY 711,052711.1k $6.3m $6.3m 0.01% Unchanged
15 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 670,891670.9k $6.0m $6.0m 0.00% Added +46.0k +45,970
16 Thomas J. Herzfeld Advisors, Inc. 1.91% of their portfolio MIAMI BEACH, FL 668,591668.6k $6.0m $6.0m 1.91% Added +20.6k +20,566
17 Pathstone Holdings, LLC 0.02% of their portfolio ENGLEWOOD, NJ 549,904549.9k $4.9m $4.9m 0.02% Reduced -361.9k -361,917
18 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 521,296521.3k $4.6m $4.6m 0.01% Added +2.7k +2,680
19 Coastal Bridge Advisors, LLC 1.04% of their portfolio WESTPORT, CT 463,580463.6k $4.1m $4.1m 1.04% Reduced -14.4k -14,442
20 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 445,860445.9k $4.0m $4.0m 0.01% Added +82.4k +82,396
21 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 429,022429.0k $3.8m $3.8m 0.01% Added +51.2k +51,249
22 Cyndeo Wealth Partners, LLC 0.26% of their portfolio ST. PETERSBURG, FL 422,950422.9k $3.8m $3.8m 0.26% Reduced -134.5k -134,500
23 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 390,458390.5k $3.5m $3.5m 0.00% Added +7.2k +7,211
24 RFG Advisory, LLC 0.10% of their portfolio BIRMINGHAM, AL 381,000381.0k $3.4m $3.4m 0.10% Reduced -1.4k -1,375
25 Capital Investment Advisors, LLC 0.05% of their portfolio ATLANTA, GA 283,241283.2k $2.5m $2.5m 0.05% Reduced -7.3k -7,280
26 GraniteShares Advisors LLC 1.54% of their portfolio NEW YORK, NY 273,230273.2k $2.4m $2.4m 1.54% Reduced -10.1k -10,107
27 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.18% of their portfolio ORLANDO, FL 236,725236.7k $2.1m $2.1m 0.18% Reduced -1.9m -1,867,417
28 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 218,318218.3k $1.9m $1.9m 0.01% Reduced -10.2k -10,205
29 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 214,696214.7k $1.9m $1.9m 0.00% New
30 Kades & Cheifetz LLC 0.96% of their portfolio Berwyn, PA 209,283209.3k $1.9m $1.9m 0.96% Reduced -7.7k -7,677
31 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 185,076185.1k $1.7m $1.7m 0.00% Added +68.0k +67,963
32 Aviance Capital Partners, LLC 0.22% of their portfolio NAPLES, FL 177,201177.2k $1.6m $1.6m 0.22% Added +7.8k +7,785
33 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 173,267173.3k $1.5m $1.5m 0.00% Unchanged
34 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 156,751156.8k $1.4m $1.4m 0.01% Reduced -7.2k -7,181
35 Byrne Asset Management LLC 0.92% of their portfolio KINGSTON, NJ 147,225147.2k $1.3m $1.3m 0.92% Reduced -27.8k -27,775
36 HORIZON KINETICS ASSET MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 143,818143.8k $1.3m $1.3m 0.02% Reduced -300 -300
37 INDEPENDENT FINANCIAL GROUP, LLC 0.04% of their portfolio SAN DIEGO, CA 135,997136.0k $1.2m $1.2m 0.04% Added +19.2k +19,178
38 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 119,710119.7k $1.1m $1.1m 0.00% Reduced -13.7k -13,690
39 Andrew Hill Investment Advisors, Inc. 0.79% of their portfolio NAPLES, FL 119,504119.5k $1.1m $1.1m 0.79% Added +60.5k +60,450
40 NATIXIS 0.01% of their portfolio PARIS, I0 116,009116.0k $1.0m $1.0m 0.01% Unchanged
41 Shaker Financial Services, LLC 0.39% of their portfolio Arlington, VA 115,292115.3k $1.0m $1.0m 0.39% Reduced -61.8k -61,762
42 MELFA WEALTH MANAGEMENT, INC. 0.66% of their portfolio WESTBOROUGH, MA 111,326111.3k $993.0k $993.0k 0.66% Reduced -6.3k -6,273
43 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 105,732105.7k $943.1k $943.1k 0.01% Added +30.6k +30,629
44 CHOREO, LLC 0.01% of their portfolio ROCKFORD, IL 104,915104.9k $940.6k $940.6k 0.01% Added +18.6k +18,640
45 GILL CAPITAL PARTNERS, LLC 0.32% of their portfolio DENVER, CO 100,381100.4k $895.4k $895.4k 0.32% Unchanged
46 MISSION WEALTH MANAGEMENT, LP 0.02% of their portfolio Santa Barbara, CA 98,81998.8k $881.5k $881.5k 0.02% Reduced -18.5k -18,547
47 VIRTUS ADVISERS, LLC 0.34% of their portfolio HARTFORD, CT 93,87893.9k $837.4k $837.4k 0.34% Added +12.2k +12,189
48 Bramshill Investments, LLC 0.13% of their portfolio NAPLES, FL 92,51992.5k $825.3k $825.3k 0.13% Reduced -871 -871
49 Advisory Services Network, LLC 0.02% of their portfolio ATLANTA, GA 92,38892.4k $824.1k $824.1k 0.02% Added +17.8k +17,807
50 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 92,23192.2k $823.0k $823.0k 0.00% Added +5.4k +5,388
51 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 84,36084.4k $752.5k $752.5k 0.00% Reduced -1.8k -1,767
52 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 80,33780.3k $716.6k $716.6k 0.00% Added +54.7k +54,718
53 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 77,32777.3k $689.8k $689.8k 0.02% Reduced -551 -551
54 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 76,38776.4k $681.4k $681.4k 0.02% Added +602 +602
55 Gladstone Institutional Advisory LLC 0.03% of their portfolio Bedminster, NJ 76,08076.1k $678.6k $678.6k 0.03% Reduced -925 -925
56 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 72,81572.8k $649.5k $649.5k 0.01% Added +2.6k +2,572
57 WORLD EQUITY GROUP, INC. 0.14% of their portfolio SCHAUMBURG, IL 72,49272.5k $646.6k $646.6k 0.14% Added +39.4k +39,446
58 Collar Capital Management, LLC 0.53% of their portfolio Appleton, WI 71,96472.0k $641.9k $641.9k 0.53% First filing
59 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 66,19866.2k $590.5k $590.5k 0.00% Added +3.1k +3,089
60 Edgemoor Investment Advisors, Inc. 0.05% of their portfolio BETHESDA, MD 62,09762.1k $553.9k $553.9k 0.05% Reduced -2.5k -2,450
61 Seelaus Asset Management LLC 0.50% of their portfolio CHATHAM, NJ 61,50061.5k $548.6k $548.6k 0.50% Unchanged
62 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 57,51057.5k $513.0k $513.0k 0.00% Reduced -1.0k -1,003
63 Koshinski Asset Management, Inc. 0.04% of their portfolio DECATUR, IL 57,25757.3k $510.7k $510.7k 0.04% Unchanged
64 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 52,82652.8k $471.2k $471.2k 0.00% New
65 CoreCap Advisors, LLC 0.02% of their portfolio SOUTHFIELD, MI 51,04151.0k $455.3k $455.3k 0.02% Added +1.0k +1,000
66 KANE INVESTMENT MANAGEMENT, INC. 0.25% of their portfolio LOS GATOS, CA 50,81450.8k $453.3k $453.3k 0.25% First filing
67 Concurrent Investment Advisors, LLC 0.01% of their portfolio Tampa, FL 50,17850.2k $447.6k $447.6k 0.01% Unchanged
68 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 46,52146.5k $415.0k $415.0k 0.01% Reduced -22.4k -22,351
69 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 43,18643.2k $385.2k $385.2k 0.00% Added +23.7k +23,666
70 CONNING INC. 0.01% of their portfolio HARTFORD, CT 43,05043.0k $384.0k $384.0k 0.01% Reduced -10.9k -10,950
71 Fortitude Advisory Group L.L.C. 0.23% of their portfolio GIG HARBOR, WA 42,68742.7k $380.8k $380.8k 0.23% Added +1.7k +1,706
72 RVW Wealth, LLC 0.03% of their portfolio LOS ANGELES, CA 40,34940.3k $359.9k $359.9k 0.03% Added +11.3k +11,312
73 Western Wealth Management, LLC 0.02% of their portfolio GOLDEN, CO 39,70239.7k $354.1k $354.1k 0.02% Added +2.8k +2,774
74 E&G Advisors, LLC 0.09% of their portfolio HOUSTON, TX 38,89938.9k $347.0k $347.0k 0.09% Reduced -3.4k -3,400
75 COMERICA BANK 0.00% of their portfolio DALLAS, TX 37,83937.8k $337.5k $337.5k 0.00% Added +96 +96
76 Next Capital Management LLC 0.13% of their portfolio NEW YORK, NY 35,54135.5k $317.0k $317.0k 0.13% Reduced -202.4k -202,370
77 HBK Sorce Advisory LLC 0.01% of their portfolio ERIE, PA 35,19935.2k $314.0k $314.0k 0.01% Unchanged
78 CAROLINAS WEALTH CONSULTING LLC 0.06% of their portfolio CHARLOTTE, NC 34,42034.4k $307.0k $307.0k 0.06% Unchanged
79 PARR MCKNIGHT WEALTH MANAGEMENT GROUP, LLC 0.04% of their portfolio MINNEAPOLIS, MN 33,95634.0k $302.9k $302.9k 0.04% First filing
80 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 33,71733.7k $301.0k $301.0k 0.00% Added +5.6k +5,577
81 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 31,81631.8k $271.4k $271.4k 0.00% Reduced -70.1k -70,120
82 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 31,68931.7k $282.7k $282.7k 0.00% Added +1.3k +1,325
83 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 30,06330.1k $268.2k $268.2k 0.00% Added +2.1k +2,131
84 SHEETS SMITH WEALTH MANAGEMENT 0.03% of their portfolio WINSTON-SALEM, NC 30,00730.0k $267.7k $267.7k 0.03% Unchanged
85 Kovack Advisors, Inc. 0.03% of their portfolio FT. LAUDERDALE, FL 29,56829.6k $263.7k $263.7k 0.03% Reduced -3.6k -3,637
86 Laird Norton Wetherby Wealth Management, LLC 0.01% of their portfolio Seattle, WA 27,69627.7k $247.1k $247.1k 0.01% Added +531 +531
87 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 27,48027.5k $245.1k $245.1k 0.00% Added +14.0k +14,041
88 DIVERSIFY WEALTH MANAGEMENT, LLC 0.02% of their portfolio SANDY, UT 27,20027.2k $240.4k $240.4k 0.02% New
89 Glass Jacobson Investment Advisors llc 0.08% of their portfolio OWINGS MILLS, MD 26,41426.4k $235.6k $235.6k 0.08% Added +7.5k +7,539
90 Quadcap Wealth Management, LLC 0.03% of their portfolio Frisco, TX 25,66325.7k $228.9k $228.9k 0.03% Reduced -180 -180
91 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 25,38325.4k $226.4k $226.4k 0.00% Reduced -23.1k -23,113
92 Logan Stone Capital, LLC 0.07% of their portfolio CHICAGO, IL 24,86624.9k $221.8k $221.8k 0.07% New
93 Chicago Partners Investment Group LLC 0.01% of their portfolio CHICAGO, IL 24,72024.7k $223.2k $223.2k 0.01% Added +4.7k +4,738
94 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.02% of their portfolio CEDAR RAPIDS, IA 24,71524.7k $220.5k $220.5k 0.02% Added +145 +145
95 Centurion Wealth Management LLC 0.07% of their portfolio Mclean, VA 23,92423.9k $213.4k $213.4k 0.07% Unchanged
96 StoneX Group Inc. 0.01% of their portfolio NEW YORK, NY 23,86123.9k $212.8k $212.8k 0.01% New
97 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 23,60023.6k $210.5k $210.5k 0.00% Unchanged
98 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 23,32423.3k $208.1k $208.1k 0.00% Reduced -71 -71
99 Mariner, LLC 0.00% of their portfolio Overland Park, KS 22,50022.5k $200.7k $200.7k 0.00% Added +6.6k +6,634
100 JONES ROAD CAPITAL MANAGEMENT, L.P. 0.13% of their portfolio NEW YORK, NY 21,80421.8k $194.5k $194.5k 0.13% Unchanged