NUVEEN FLOATING RATE INCOME JFR
COM · Closed-End Fund · CUSIP 67072T108
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $8.21.
Trends to Q3 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 93 |
| Q4 2022 | 103 |
| Q1 2023 | 101 |
| Q2 2023 | 102 |
| Q3 2023 | 172 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 43 | 34 |
| Q1 2023 | 39 | 50 |
| Q2 2023 | 48 | 44 |
| Q3 2023 | 150 | 17 |
Biggest buyers
| MORGAN STANLEY | Added | +2.9m |
| Invesco Ltd. | Added | +1.5m |
| BANK OF AMERICA CORP /DE/ | Added | +1.3m |
| GUGGENHEIM CAPITAL LLC | Added | +1.2m |
| OAKTREE CAPITAL MANAGEMENT LP | New | +1.2m |
| SIT INVESTMENT ASSOCIATES INC | New | +1.1m |
| Saba Capital Management, L.P. | Added | +1.0m |
| Advisors Asset Management, Inc. | Added | +727.4k |
| Alpine Global Management, LLC | New | +680.0k |
| Thomas J. Herzfeld Advisors, Inc. | New | +601.4k |
Biggest sellers
| Logan Stone Capital, LLC | Sold out | -106.0k |
| Gallagher Fiduciary Advisors, LLC | Sold out | -95.1k |
| Kestra Advisory Services, LLC | Sold out | -89.3k |
| WOLVERINE ASSET MANAGEMENT LLC | Sold out | -84.8k |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | Reduced | -49.3k |
| Walleye Capital LLC | Reduced | -33.9k |
| Cerity Partners LLC | Sold out | -29.3k |
| Elequin Capital, LP | Reduced | -15.0k |
| Byrne Asset Management LLC | Reduced | -14.5k |
| Samalin Investment Counsel, LLC | Reduced | -12.8k |
Insider purchases and sales in Q3 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
| Date | Insider | Trade | Value |
|---|---|---|---|
| 2023-09-27 | Caraher Scott C. Portfolio Manager | Sold | $283.9k35.0k shares |
| 2023-09-26 | Caraher Scott C. Portfolio Manager | Sold | $203.3k25.0k shares |
| 2023-09-06 | MOSCHNER ALBIN F Trustee | Bought | $18.0k2.2k shares |
Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).
Holders, Q3 2023
| Manager | Shares | Change |
|---|---|---|
| MORGAN STANLEY 0.00% of their portfolio | 4.2m $34.7m | Added +2.9m |
| LPL Financial LLC 0.02% of their portfolio | 2.7m $22.5m | Added +386.2k |
| Invesco Ltd. 0.01% of their portfolio | 2.5m $20.9m | Added +1.5m |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 2.2m $18.4m | Added +1.3m |
| GUGGENHEIM CAPITAL LLC 0.16% of their portfolio | 2.2m $18.2m | Added +1.2m |
| WELLS FARGO & COMPANY/MN 0.01% of their portfolio | 2.1m $17.2m | Added +409.0k |
| Penserra Capital Management LLC 0.23% of their portfolio | 1.4m $11.2m | Added +93.4k |
| OAKTREE CAPITAL MANAGEMENT LP 0.15% of their portfolio | 1.2m $9.8m | New |
| Advisors Asset Management, Inc. 0.20% of their portfolio | 1.1m $9.4m | Added +727.4k |
| Saba Capital Management, L.P. 0.29% of their portfolio | 1.1m $9.0m | Added +1.0m |
| SIT INVESTMENT ASSOCIATES INC 0.24% of their portfolio | 1.1m $8.8m | New |
| UBS Group AG 0.00% of their portfolio | 1.0m $8.6m | Added +543.1k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 1.0m $8.3m | Added +314.6k |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 930.9k $7.6m | Added +426.8k |
| Alpine Global Management, LLC 0.67% of their portfolio | 680.0k $5.6m | New |
| COHEN & STEERS, INC. 0.01% of their portfolio | 646.1k $5.3m | Added +196.1k |
| Rockefeller Capital Management L.P. 0.02% of their portfolio | 612.8k $5.0m | Added +71.5k |
| Thomas J. Herzfeld Advisors, Inc. 1.91% of their portfolio | 601.4k $4.9m | New |
| Baird Financial Group, Inc. 0.01% of their portfolio | 601.2k $4.9m | Added +204.8k |
| Next Capital Management LLC 2.20% of their portfolio | 590.3k $4.9m | New |
| OSAIC HOLDINGS, INC. 0.01% of their portfolio | 538.6k $4.4m | Added +377.4k |
| AQR Arbitrage LLC 0.20% of their portfolio | 535.8k $4.4m | New |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 0.38% of their portfolio | 531.8k $4.4m | New |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 516.9k $4.2m | Added +147.5k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 508.8k $4.2m | Added +353.0k |
| Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio | 506.7k $4.2m | Added +493.6k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 431.7k $3.5m | Added +317.7k |
| RFG Advisory, LLC 0.15% of their portfolio | 419.7k $3.4m | Added +177.9k |
| Shaker Financial Services, LLC 1.59% of their portfolio | 411.3k $3.4m | Added +360.9k |
| NATIXIS 0.03% of their portfolio | 392.3k $3.2m | Reduced -9.9k |
| Byrne Asset Management LLC 2.57% of their portfolio | 378.1k $3.1m | Reduced -14.5k |
| Congress Park Capital LLC 1.73% of their portfolio | 365.0k $3.0m | Added +255.0k |
| Capital Investment Advisors, LLC 0.07% of their portfolio | 326.1k $2.7m | Added +98.7k |
| 1607 Capital Partners, LLC 0.19% of their portfolio | 313.0k $2.6m | New |
| RIVERNORTH CAPITAL MANAGEMENT, LLC 0.12% of their portfolio | 275.8k $2.3m | New |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 261.1k $2.1m | Added +109.8k |
| Bulldog Investors, LLP 0.73% of their portfolio | 257.2k $2.1m | New |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.25% of their portfolio | 221.9k $1.8m | New |
| Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio | 214.1k $1.8m | Added +145.7k |
| NewEdge Advisors, LLC 0.02% of their portfolio | 212.9k $1.7m | Added +154.7k |
| Kades & Cheifetz LLC 1.38% of their portfolio | 211.6k $1.7m | Added +11.3k |
| Thrivent Financial for Lutherans 0.00% of their portfolio | 195.5k $1.6m | Added +45.4k |
| Aviance Capital Partners, LLC 0.35% of their portfolio | 187.2k $1.5m | Added +162.3k |
| PARK AVENUE SECURITIES LLC 0.02% of their portfolio | 183.7k $1.5m | Added +48.1k |
| INVESTMENT MANAGEMENT ASSOCIATES INC /ADV 0.56% of their portfolio | 163.5k $1.3m | Unchanged |
| HighTower Advisors, LLC 0.00% of their portfolio | 144.7k $1.2m | Added +118.8k |
| INDEPENDENT FINANCIAL GROUP, LLC 0.07% of their portfolio | 133.4k $1.1m | Added +68.7k |
| MISSION WEALTH MANAGEMENT, LP 0.04% of their portfolio | 132.4k $1.1m | New |
| MELFA WEALTH MANAGEMENT, INC. 1.16% of their portfolio | 130.2k $1.1m | Added +19.5k |
| Coastal Bridge Advisors, LLC 0.27% of their portfolio | 124.5k $1.0m | New |
| HORIZON KINETICS ASSET MANAGEMENT LLC 0.02% of their portfolio | 120.8k $992.0k | New |
| ADVISOR PARTNERS II, LLC 0.04% of their portfolio | 111.3k $913.9k | New |
| GILL CAPITAL PARTNERS, LLC 0.40% of their portfolio | 109.3k $897.6k | Added +87.9k |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 102.2k $839.0k | Added +61.6k |
| Sigma Planning Corp 0.02% of their portfolio | 81.2k $666.6k | Added +53.5k |
| FIRST TRUST ADVISORS LP 0.00% of their portfolio | 77.5k $636.6k | Added +207 |
| VIRTUS ADVISERS, LLC 0.38% of their portfolio | 76.7k $629.4k | Added +39.6k |
| RIVERBRIDGE PARTNERS LLC 0.01% of their portfolio | 73.3k $601.8k | New |
| Seelaus Asset Management LLC 0.67% of their portfolio | 71.4k $586.3k | Added +11.6k |
| Edgemoor Investment Advisors, Inc. 0.07% of their portfolio | 69.8k $573.2k | Unchanged |
| HARBOUR INVESTMENTS, INC. 0.03% of their portfolio | 68.7k $564.4k | New |
| Integrated Wealth Concepts LLC 0.01% of their portfolio | 68.5k $562.6k | Added +54.3k |
| OPPENHEIMER & CO INC 0.01% of their portfolio | 68.4k $561.3k | Added +52.8k |
| Gladstone Institutional Advisory LLC 0.04% of their portfolio | 66.6k $546.9k | Added +55.3k |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.07% of their portfolio | 66.6k $546.5k | Reduced -49.3k |
| Koshinski Asset Management, Inc. 0.06% of their portfolio | 65.0k $533.5k | Added +14.8k |
| Kovack Advisors, Inc. 0.07% of their portfolio | 63.7k $522.8k | Added +30.4k |
| Advisory Services Network, LLC 0.01% of their portfolio | 62.1k $509.4k | Added +18.7k |
| WEDBUSH SECURITIES INC 0.02% of their portfolio | 60.9k $500.0k | Added +38.5k |
| BANK OF MONTREAL /CAN/ 0.00% of their portfolio | 60.8k $559.4k | New |
| CoreCap Advisors, LLC 0.03% of their portfolio | 57.5k $472.3k | Added +27.5k |
| Steward Partners Investment Advisory, LLC 0.01% of their portfolio | 56.0k $459.7k | Added +29.0k |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 55.0k $451.7k | Added +41.6k |
| CONNING INC. 0.02% of their portfolio | 54.0k $443.3k | Unchanged |
| B. Riley Wealth Advisors, Inc. 0.01% of their portfolio | 53.4k $443.2k | Added +22.4k |
| Cetera Advisors LLC 0.01% of their portfolio | 46.9k $385.4k | Added +418 |
| E&G Advisors, LLC 0.14% of their portfolio | 46.3k $380.5k | New |
| D.A. DAVIDSON & CO. 0.00% of their portfolio | 42.7k $350.5k | New |
| Private Advisor Group, LLC 0.00% of their portfolio | 42.5k $349.2k | New |
| Walleye Capital LLC 0.00% of their portfolio | 40.8k $335.0k | Reduced -33.9k |
| Fortitude Advisory Group L.L.C. 0.22% of their portfolio | 39.5k $324.2k | Added +26.4k |
| AXXCESS WEALTH MANAGEMENT, LLC 0.01% of their portfolio | 37.6k $308.5k | New |
| Glass Jacobson Investment Advisors llc 0.13% of their portfolio | 35.3k $289.5k | Unchanged |
| Farther Finance Advisors, LLC 0.04% of their portfolio | 34.7k $284.9k | New |
| Western Wealth Management, LLC 0.02% of their portfolio | 33.5k $275.1k | Added +17.1k |
| Ameritas Advisory Services, LLC 0.01% of their portfolio | 31.2k $243.6k | New |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 30.9k $253.3k | New |
| Future Financial Wealth Managment LLC 0.28% of their portfolio | 30.3k $248.6k | New |
| SHEETS SMITH WEALTH MANAGEMENT 0.04% of their portfolio | 30.0k $246.4k | Added +14.2k |
| RVW Wealth, LLC 0.03% of their portfolio | 29.0k $238.4k | New |
| Samalin Investment Counsel, LLC 0.13% of their portfolio | 27.8k $228.4k | Reduced -12.8k |
| Matisse Capital 0.15% of their portfolio | 26.6k $218.8k | New |
| CALTON & ASSOCIATES, INC. 0.32% of their portfolio | 26.4k $217.2k | New |
| COMERICA BANK 0.00% of their portfolio | 26.1k $214.7k | New |
| INTEGRATED CAPITAL MANAGEMENT, INC. 0.19% of their portfolio | 26.1k $214.4k | Added +4.2k |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.02% of their portfolio | 26.0k $213.5k | New |
| MML INVESTORS SERVICES, LLC 0.00% of their portfolio | 25.7k $211.0k | New |
| CTC Alternative Strategies, Ltd. 0.40% of their portfolio | 25.7k $210.7k | Added +15.0k |
| Charles Schwab Investment Advisory, Inc. 0.00% of their portfolio | 24.3k $199.5k | New |
| Cetera Advisor Networks LLC 0.00% of their portfolio | 24.0k $197.3k | Added +9.1k |