Vault-13

NUVEEN FLOATING RATE INCOME JFR

COM · Closed-End Fund · CUSIP 67072T108

102 institutional holders +1 vs Q1 2023
18,249,17018.2m shares reported held*
$144.0mreported value*
15 new 33 added 27 reduced 17 sold out net sold ≈ $4.1m (-520.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $7.89.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 93Q4 22: 103Q1 23: 101Q2 23: 102102Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202293
Q4 2022103
Q1 2023101
Q2 2023102

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 43 bought or addedQ4 22: 34 cut or sold outQ4 22Q1 23: 39 bought or addedQ1 23: 50 cut or sold outQ1 23Q2 23: 48 bought or addedQ2 23: 44 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224334
Q1 20233950
Q2 20234844

Biggest buyers

LPL Financial LLC Added +113,694+113.7k
Logan Stone Capital, LLC New +106,006+106.0k
MORGAN STANLEY Added +104,202+104.2k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Added +95,252+95.3k
Kestra Advisory Services, LLC New +89,261+89.3k
WOLVERINE ASSET MANAGEMENT LLC New +84,844+84.8k
Penserra Capital Management LLC Added +79,529+79.5k
NATIXIS Added +77,593+77.6k
Walleye Capital LLC New +74,726+74.7k
Saba Capital Management, L.P. New +69,962+70.0k

Biggest sellers

OAKTREE CAPITAL MANAGEMENT LP Sold out -991,759-991.8k
CIBC WORLD MARKET INC. Sold out -70,000-70.0k
SIT INVESTMENT ASSOCIATES INC Sold out -64,532-64.5k
Invesco Ltd. Reduced -60,120-60.1k
GUGGENHEIM CAPITAL LLC Reduced -59,335-59.3k
JPMORGAN CHASE & CO Sold out -57,147-57.1k
Advisors Asset Management, Inc. Reduced -53,830-53.8k
Lindbrook Capital, LLC Reduced -50,500-50.5k
1607 Capital Partners, LLC Sold out -40,382-40.4k
Koshinski Asset Management, Inc. Reduced -37,800-37.8k

Insider purchases and sales in Q2 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2023.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 2,355,8592.4m $18.6m $18.6m 0.01% Added +113.7k +113,694
2 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,688,0251.7m $13.3m $13.3m 0.00% Added +32.9k +32,892
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,292,3091.3m $10.2m $10.2m 0.00% Added +104.2k +104,202
4 Penserra Capital Management LLC 0.20% of their portfolio ORINDA, CA 1,275,8551.3m $10.1m $10.1m 0.20% Added +79.5k +79,529
5 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 1,052,1461.1m $8.3m $8.3m 0.00% Reduced -60.1k -60,120
6 GUGGENHEIM CAPITAL LLC 0.06% of their portfolio CHICAGO, IL 1,012,5481.0m $8.0m $8.0m 0.06% Reduced -59.3k -59,335
7 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 936,291936.3k $7.4m $7.4m 0.00% Reduced -10.3k -10,339
8 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 696,704696.7k $5.5m $5.5m 0.00% Added +12.4k +12,363
9 Rockefeller Capital Management L.P. 0.02% of their portfolio NEW YORK, NY 541,306541.3k $4.3m $4.3m 0.02% First filing
10 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 504,036504.0k $4.0m $4.0m 0.00% Unchanged
11 UBS Group AG 0.00% of their portfolio ZURICH, V8 499,015499.0k $3.9m $3.9m 0.00% Reduced -20.5k -20,518
12 COHEN & STEERS, INC. 0.01% of their portfolio NEW YORK, NY 450,000450.0k $3.6m $3.6m 0.01% Unchanged
13 Advisors Asset Management, Inc. 0.07% of their portfolio Monument, CO 416,551416.6k $3.3m $3.3m 0.07% Reduced -53.8k -53,830
14 NATIXIS 0.03% of their portfolio PARIS, I0 402,215402.2k $3.2m $3.2m 0.03% Added +77.6k +77,593
15 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 396,358396.4k $3.1m $3.1m 0.01% Added +2.0k +1,976
16 Byrne Asset Management LLC 2.01% of their portfolio KINGSTON, NJ 392,552392.6k $3.1m $3.1m 2.01% Reduced -2.1k -2,095
17 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 369,403369.4k $2.9m $2.9m 0.00% Added +12.9k +12,868
18 RFG Advisory, LLC 0.08% of their portfolio BIRMINGHAM, AL 241,776241.8k $1.9m $1.9m 0.08% Reduced -8.0k -8,012
19 Capital Investment Advisors, LLC 0.05% of their portfolio ATLANTA, GA 227,413227.4k $1.8m $1.8m 0.05% Reduced -3.0k -3,042
20 Kades & Cheifetz LLC 1.21% of their portfolio Berwyn, PA 200,264200.3k $1.6m $1.6m 1.21% Added +1.8k +1,807
21 INVESTMENT MANAGEMENT ASSOCIATES INC /ADV 0.47% of their portfolio GREENWOOD VILLAGE, CO 163,466163.5k $1.3m $1.3m 0.47% Unchanged
22 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 161,231161.2k $1.3m $1.3m 0.00% Added +47.8k +47,800
23 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 155,800155.8k $1.2m $1.2m 0.00% Added +5.9k +5,908
24 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 151,365151.4k $1.2m $1.2m 0.00% Reduced -21.9k -21,942
25 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 150,143150.1k $1.2m $1.2m 0.00% Added +7.2k +7,232
26 PARK AVENUE SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 135,554135.6k $1.1m $1.1m 0.02% Added +2.6k +2,588
27 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.12% of their portfolio Englewood, NJ 115,841115.8k $914.0k $914.0k 0.12% Added +95.3k +95,252
28 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 114,017114.0k $899.6k $899.6k 0.00% Added +30.1k +30,114
29 MELFA WEALTH MANAGEMENT, INC. 0.89% of their portfolio WESTBOROUGH, MA 110,754110.8k $873.8k $873.8k 0.89% Reduced -2.8k -2,780
30 Congress Park Capital LLC 0.49% of their portfolio SARATOGA SPRINGS, NY 110,000110.0k $867.9k $867.9k 0.49% Added +25.0k +25,000
31 Logan Stone Capital, LLC 0.28% of their portfolio CHICAGO, IL 106,006106.0k $836.4k $836.4k 0.28% New
32 Gallagher Fiduciary Advisors, LLC 0.06% of their portfolio ROLLING MEADOWS, IL 95,07395.1k $750.1k $750.1k 0.06% Reduced -5.5k -5,544
33 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 89,26189.3k $704.3k $704.3k 0.01% New
34 WOLVERINE ASSET MANAGEMENT LLC 0.01% of their portfolio CHICAGO, IL 84,84484.8k $669.4k $669.4k 0.01% New
35 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 77,33577.3k $610.2k $610.2k 0.00% Added +2.6k +2,555
36 Walleye Capital LLC 0.01% of their portfolio NEW YORK, NY 74,72674.7k $589.6k $589.6k 0.01% New
37 Saba Capital Management, L.P. 0.02% of their portfolio NEW YORK, NY 69,96270.0k $552.0k $552.0k 0.02% New
38 Edgemoor Investment Advisors, Inc. 0.06% of their portfolio BETHESDA, MD 69,81969.8k $550.9k $550.9k 0.06% Unchanged
39 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 68,47168.5k $540.0k $540.0k 0.00% Reduced -419 -419
40 INDEPENDENT FINANCIAL GROUP, LLC 0.04% of their portfolio SAN DIEGO, CA 64,71164.7k $510.6k $510.6k 0.04% Added +26.5k +26,454
41 Seelaus Asset Management LLC 0.37% of their portfolio CHATHAM, NJ 59,78159.8k $472.0k $472.0k 0.37% Reduced -25.6k -25,600
42 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 58,18558.2k $459.1k $459.1k 0.01% Added +638 +638
43 CONNING INC. 0.01% of their portfolio HARTFORD, CT 54,00054.0k $426.1k $426.1k 0.01% Unchanged
44 Shaker Financial Services, LLC 0.18% of their portfolio Arlington, VA 50,40150.4k $401.1k $401.1k 0.18% Added +31.9k +31,928
45 Koshinski Asset Management, Inc. 0.04% of their portfolio DECATUR, IL 50,20250.2k $396.1k $396.1k 0.04% Reduced -37.8k -37,800
46 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 46,52346.5k $367.1k $367.1k 0.01% Reduced -1.0k -1,000
47 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 43,32843.3k $341.9k $341.9k 0.01% Reduced -1.3k -1,321
48 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 40,66740.7k $321.0k $321.0k 0.00% Reduced -7.8k -7,764
49 Samalin Investment Counsel, LLC 0.17% of their portfolio CHAPPAQUA, NY 40,63840.6k $320.6k $320.6k 0.17% Reduced -9.7k -9,703
50 VIRTUS ADVISERS, LLC 0.17% of their portfolio HARTFORD, CT 37,08737.1k $292.6k $292.6k 0.17% Added +481 +481
51 Glass Jacobson Investment Advisors llc 0.13% of their portfolio OWINGS MILLS, MD 35,26035.3k $278.2k $278.2k 0.13% First filing
52 Elequin Capital, LP 0.13% of their portfolio NEW YORK, NY 33,31533.3k $262.9k $262.9k 0.13% Added +30.6k +30,625
53 Kovack Advisors, Inc. 0.03% of their portfolio FT. LAUDERDALE, FL 33,30033.3k $262.7k $262.7k 0.03% Added +5.9k +5,900
54 Lumature Wealth Partners, LLC 0.15% of their portfolio ALPHARETTA, GA 33,00033.0k $260.4k $260.4k 0.15% Unchanged
55 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 31,01131.0k $246.3k $246.3k 0.01% Added +547 +547
56 CoreCap Advisors, LLC 0.02% of their portfolio SOUTHFIELD, MI 30,04630.0k $237.1k $237.1k 0.02% First filing
57 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 29,28329.3k $231.0k $231.0k 0.00% Reduced -15.0k -15,000
58 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 27,73727.7k $218.9k $218.9k 0.01% Added +130 +130
59 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 26,99427.0k $213.0k $213.0k 0.00% Added +3.2k +3,180
60 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 25,97526.0k $204.0k $204.0k 0.00% Unchanged
61 Aviance Capital Partners, LLC 0.04% of their portfolio NAPLES, FL 24,89524.9k $196.4k $196.4k 0.04% Unchanged
62 Shulman DeMeo Asset Management LLC 0.05% of their portfolio LAKE SUCCESS, NY 22,57022.6k $178.1k $178.1k 0.05% Reduced -180 -180
63 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 22,40822.4k $177.0k $177.0k 0.01% Reduced -10.6k -10,592
64 INTEGRATED CAPITAL MANAGEMENT, INC. 0.15% of their portfolio JESSUP, PA 21,89121.9k $172.7k $172.7k 0.15% Added +8.2k +8,213
65 GILL CAPITAL PARTNERS, LLC 0.07% of their portfolio DENVER, CO 21,46921.5k $169.4k $169.4k 0.07% Unchanged
66 Investment Advisory Group, LLC 0.07% of their portfolio HANOVER, MA 17,99718.0k $142.0k $142.0k 0.07% Unchanged
67 Western Wealth Management, LLC 0.01% of their portfolio GOLDEN, CO 16,41216.4k $129.5k $129.5k 0.01% Added +407 +407
68 SHEETS SMITH WEALTH MANAGEMENT 0.02% of their portfolio WINSTON-SALEM, NC 15,80015.8k $124.7k $124.7k 0.02% Reduced -16.2k -16,200
69 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 15,52115.5k $122.5k $122.5k 0.00% New
70 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 14,95715.0k $118.0k $118.0k 0.00% Added +2.6k +2,572
71 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 14,20014.2k $112.0k $112.0k 0.00% Reduced -250 -250
72 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 13,45513.5k $106.2k $106.2k 0.00% Reduced -670 -670
73 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 13,12613.1k $103.6k $103.6k 0.00% Reduced -3.8k -3,823
74 Fortitude Advisory Group L.L.C. 0.08% of their portfolio GIG HARBOR, WA 13,07213.1k $103.1k $103.1k 0.08% Added +2.2k +2,222
75 Gladstone Institutional Advisory LLC 0.01% of their portfolio Bedminster, NJ 11,31011.3k $89.2k $89.2k 0.01% New
76 Almitas Capital LLC 0.04% of their portfolio SANTA MONICA, CA 10,94110.9k $88.4k $88.4k 0.04% New
77 CTC Alternative Strategies, Ltd. 0.11% of their portfolio CHICAGO, IL 10,70010.7k $84.4k $84.4k 0.11% First filing
78 IEQ CAPITAL, LLC 0.00% of their portfolio Foster City, CA 10,37810.4k $81.9k $81.9k 0.00% Unchanged
79 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 7,3507.3k $58.0k $58.0k 0.00% Reduced -400 -400
80 CoreFirst Bank & Trust 0.04% of their portfolio TOPEKA, KS 7,0487.0k $55.6k $55.6k 0.04% Unchanged
81 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 6,1406.1k $48.4k $48.4k 0.00% Unchanged
82 OPTIMUM INVESTMENT ADVISORS 0.02% of their portfolio Chicago, IL 5,2005.2k $41.0k $41.0k 0.02% Unchanged
83 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 5,0005.0k $39.0k $39.0k 0.00% New
84 CarsonAllaria Wealth Management, Ltd. 0.03% of their portfolio GLEN CARBON, IL 4,2734.3k $33.7k $33.7k 0.03% New
85 CALDWELL SUTTER CAPITAL, INC. 0.01% of their portfolio SAUSALITO, CA 2,5582.6k $20.2k $20.2k 0.01% New
86 Venturi Wealth Management, LLC 0.00% of their portfolio AUSTIN, TX 2,4002.4k $18.9k $18.9k 0.00% Unchanged
87 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.00% of their portfolio RICHMOND, VA 1,8001.8k $14.2k $14.2k 0.00% Unchanged
88 CWM, LLC 0.00% of their portfolio OMAHA, NE 1,5501.6k $12.0k $12.0k 0.00% New
89 Pinnacle Financial Partners Inc 0.00% of their portfolio Nashville, TN 1,2801.3k $10.1k $10.1k 0.00% Unchanged
90 Focused Wealth Management, Inc 0.00% of their portfolio Newburgh, NY 1,2761.3k $10.1k $10.1k 0.00% Added +34 +34
91 Raleigh Capital Management Inc. 0.00% of their portfolio CARY, NC 1,2251.2k $9.7k $9.7k 0.00% Added +125 +125
92 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 1,2201.2k $9.6k $9.6k 0.00% Unchanged
93 FNY Investment Advisers, LLC 0.01% of their portfolio NEW YORK, NY 1,2001.2k $9.0k $9.0k 0.01% Unchanged
94 HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio NEWPORT BEACH, CA 1,1701.2k $9.2k $9.2k 0.00% Unchanged
95 SOA Wealth Advisors, LLC. 0.00% of their portfolio NEW YORK, NY 1,0761.1k $8.5k $8.5k 0.00% Added +28 +28
96 BELLEVUE ASSET MANAGEMENT, LLC 0.00% of their portfolio BELLEVUE, WA 500500 $3.9k $3.9k 0.00% Unchanged
97 Lindbrook Capital, LLC 0.00% of their portfolio CALABASAS, CA 5454 $426 $426 0.00% Reduced -50.5k -50,500
98 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 66 $47 $47 0.00% New
99 HARBOR INVESTMENT ADVISORY, LLC 0.00% of their portfolio LUTHERVILLE, MD 33 $24 $24 0.00% New
100 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 11 $8 $8 0.00% Unchanged