Vault-13

NUVEEN FLOATING RATE INCOME JFR

COM · Closed-End Fund · CUSIP 67072T108

103 institutional holders +10 vs Q3 2022
18,471,56618.5m shares reported held*
$146.6mreported value*
16 new 27 added 28 reduced 6 sold out net bought ≈ $312.4k (+39.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $7.93.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 93Q4 22: 103103Q3 22Q4 22
Numbers
QuarterHolders
Q3 202293
Q4 2022103

Biggest buyers

MORGAN STANLEY Added +386,038+386.0k
1607 Capital Partners, LLC New +114,582+114.6k
Logan Stone Capital, LLC Added +83,565+83.6k
Advisors Asset Management, Inc. Added +66,082+66.1k
OAKTREE CAPITAL MANAGEMENT LP Added +60,000+60.0k
Almitas Capital LLC New +59,595+59.6k
Penserra Capital Management LLC Added +55,018+55.0k
COMMONWEALTH EQUITY SERVICES, LLC Added +53,116+53.1k
RFG Advisory, LLC Added +50,670+50.7k
Weiss Asset Management LP New +48,507+48.5k

Biggest sellers

WELLS FARGO & COMPANY/MN Reduced -205,806-205.8k
RAYMOND JAMES & ASSOCIATES Reduced -191,692-191.7k
UBS Group AG Reduced -173,213-173.2k
Janney Montgomery Scott LLC Reduced -125,580-125.6k
BANK OF AMERICA CORP /DE/ Reduced -125,222-125.2k
LPL Financial LLC Reduced -119,624-119.6k
Byrne Asset Management LLC Reduced -93,235-93.2k
GUGGENHEIM CAPITAL LLC Reduced -66,478-66.5k
MML INVESTORS SERVICES, LLC Sold out -33,834-33.8k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -30,763-30.8k

Insider purchases and sales in Q4 2022

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q4 2022.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 2,074,5172.1m $16.4m $16.4m 0.01% Reduced -119.6k -119,624
2 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,704,4391.7m $13.5m $13.5m 0.00% Reduced -205.8k -205,806
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,495,4001.5m $11.8m $11.8m 0.00% Added +386.0k +386,038
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,342,8711.3m $10.6m $10.6m 0.00% Reduced -125.2k -125,222
5 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 1,111,0731.1m $8.8m $8.8m 0.00% Added +29.6k +29,641
6 OAKTREE CAPITAL MANAGEMENT LP 0.09% of their portfolio LOS ANGELES, CA 1,096,2361.1m $8.7m $8.7m 0.09% Added +60.0k +60,000
7 GUGGENHEIM CAPITAL LLC 0.07% of their portfolio CHICAGO, IL 1,021,9431.0m $8.1m $8.1m 0.07% Reduced -66.5k -66,478
8 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 673,961674.0k $5.3m $5.3m 0.00% Added +31.5k +31,546
9 Penserra Capital Management LLC 0.11% of their portfolio ORINDA, CA 612,435612.4k $4.8m $4.8m 0.11% Added +55.0k +55,018
10 UBS Group AG 0.00% of their portfolio ZURICH, V8 581,742581.7k $4.6m $4.6m 0.00% Reduced -173.2k -173,213
11 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 504,947504.9k $4.0m $4.0m 0.00% Unchanged
12 Advisors Asset Management, Inc. 0.07% of their portfolio Monument, CO 451,430451.4k $3.6m $3.6m 0.07% Added +66.1k +66,082
13 Byrne Asset Management LLC 2.48% of their portfolio KINGSTON, NJ 431,397431.4k $3.4m $3.4m 2.48% Reduced -93.2k -93,235
14 COHEN & STEERS, INC. 0.01% of their portfolio NEW YORK, NY 430,000430.0k $3.4m $3.4m 0.01% Unchanged
15 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 382,667382.7k $3.0m $3.0m 0.01% Reduced -4.5k -4,461
16 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 361,238361.2k $2.9m $2.9m 0.00% Added +7.2k +7,164
17 RFG Advisory, LLC 0.11% of their portfolio BIRMINGHAM, AL 258,674258.7k $2.2m $2.2m 0.11% Added +50.7k +50,670
18 Capital Investment Advisors, LLC 0.06% of their portfolio ATLANTA, GA 239,618239.6k $1.9m $1.9m 0.06% Reduced -839 -839
19 Kades & Cheifetz LLC 1.32% of their portfolio Berwyn, PA 199,328199.3k $1.6m $1.6m 1.32% First filing
20 Shaker Financial Services, LLC 0.73% of their portfolio Arlington, VA 197,273197.3k $1.6m $1.6m 0.73% Reduced -4.3k -4,341
21 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 170,388170.4k $1.3m $1.3m 0.00% Added +53.1k +53,116
22 INVESTMENT MANAGEMENT ASSOCIATES INC /ADV 0.54% of their portfolio GREENWOOD VILLAGE, CO 163,466163.5k $1.3m $1.3m 0.54% Unchanged
23 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 155,994156.0k $1.2m $1.2m 0.00% Added +42.4k +42,437
24 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 129,797129.8k $1.0m $1.0m 0.00% Added +18.7k +18,662
25 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 125,875125.9k $997.0k $997.0k 0.00% Reduced -125.6k -125,580
26 1607 Capital Partners, LLC 0.06% of their portfolio Richmond, VA 114,582114.6k $907.5k $907.5k 0.06% New
27 MELFA WEALTH MANAGEMENT, INC. 0.93% of their portfolio WESTBOROUGH, MA 112,929112.9k $894.4k $894.4k 0.93% First filing
28 Logan Stone Capital, LLC 0.32% of their portfolio CHICAGO, IL 108,457108.5k $859.0k $859.0k 0.32% Added +83.6k +83,565
29 Gallagher Benefit Services, Inc. 0.17% of their portfolio ROLLING MEADOWS, IL 104,018104.0k $823.8k $823.8k 0.17% First filing
30 F3Logic, LLC 0.17% of their portfolio BURNSVILLE, MN 104,018104.0k $823.8k $823.8k 0.17% Added +29.9k +29,939
31 Seelaus Asset Management LLC 0.53% of their portfolio CHATHAM, NJ 90,05690.1k $713.0k $713.0k 0.53% Unchanged
32 Koshinski Asset Management, Inc. 0.07% of their portfolio DECATUR, IL 88,00288.0k $697.0k $697.0k 0.07% Reduced -22.7k -22,670
33 SIT INVESTMENT ASSOCIATES INC 0.02% of their portfolio Minneapolis, MN 77,53277.5k $614.0k $614.0k 0.02% Added +32.0k +31,983
34 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 75,73075.7k $599.8k $599.8k 0.00% Added +14.9k +14,864
35 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 75,72575.7k $600.0k $600.0k 0.00% Unchanged
36 Congress Park Capital LLC 0.38% of their portfolio SARATOGA SPRINGS, NY 75,00075.0k $594.0k $594.0k 0.38% Added +17.5k +17,500
37 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 71,01771.0k $562.0k $562.0k 0.00% Reduced -5.3k -5,329
38 Edgemoor Investment Advisors, Inc. 0.07% of their portfolio BETHESDA, MD 69,81969.8k $553.0k $553.0k 0.07% Unchanged
39 Lindbrook Capital, LLC 0.06% of their portfolio CALABASAS, CA 66,49666.5k $526.6k $526.6k 0.06% Unchanged
40 Samalin Investment Counsel, LLC 0.31% of their portfolio CHAPPAQUA, NY 61,51461.5k $487.2k $487.2k 0.31% Added +1.3k +1,264
41 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 59,87359.9k $463.5k $463.5k 0.01% Reduced -2.1k -2,055
42 Almitas Capital LLC 0.22% of their portfolio SANTA MONICA, CA 59,59559.6k $472.0k $472.0k 0.22% New
43 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 57,23857.2k $453.3k $453.3k 0.00% Reduced -191.7k -191,692
44 CONNING INC. 0.01% of their portfolio HARTFORD, CT 54,00054.0k $427.7k $427.7k 0.01% Unchanged
45 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 51,42551.4k $407.3k $407.3k 0.01% Added +11.6k +11,566
46 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 48,65548.7k $385.3k $385.3k 0.01% Reduced -6.0k -5,970
47 Weiss Asset Management LP 0.02% of their portfolio BOSTON, MA 48,50748.5k $384.2k $384.2k 0.02% New
48 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.05% of their portfolio Englewood, NJ 40,80440.8k $323.2k $323.2k 0.05% Reduced -29.0k -28,952
49 Glass Jacobson Investment Advisors llc 0.15% of their portfolio OWINGS MILLS, MD 39,31539.3k $311.4k $311.4k 0.15% First filing
50 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 39,28339.3k $310.9k $310.9k 0.00% Added +19.3k +19,283
51 VIRTUS ADVISERS, LLC 0.16% of their portfolio HARTFORD, CT 39,20039.2k $310.5k $310.5k 0.16% Reduced -4.5k -4,478
52 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 38,94238.9k $308.4k $308.4k 0.01% Reduced -2.0k -2,014
53 Lumature Wealth Partners, LLC 0.15% of their portfolio ALPHARETTA, GA 33,00033.0k $261.4k $261.4k 0.15% Unchanged
54 OTA Financial Group L.P. 0.26% of their portfolio PURCHASE, NY 32,94632.9k $260.0k $260.0k 0.26% Reduced -15.7k -15,673
55 CoreCap Advisors, LLC 0.02% of their portfolio SOUTHFIELD, MI 32,09632.1k $254.2k $254.2k 0.02% Unchanged
56 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 32,00032.0k $253.0k $253.0k 0.01% Reduced -3.0k -2,960
57 SHEETS SMITH WEALTH MANAGEMENT 0.04% of their portfolio WINSTON-SALEM, NC 32,00032.0k $253.4k $253.4k 0.04% Unchanged
58 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 28,48428.5k $225.6k $225.6k 0.01% Reduced -3.9k -3,913
59 Kovack Advisors, Inc. 0.03% of their portfolio FT. LAUDERDALE, FL 28,40028.4k $224.9k $224.9k 0.03% Reduced -10.2k -10,200
60 Gladstone Institutional Advisory LLC 0.02% of their portfolio Bedminster, NJ 27,82527.8k $220.4k $220.4k 0.02% New
61 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 25,97526.0k $207.0k $207.0k 0.00% Reduced -3.7k -3,665
62 Aviance Capital Partners, LLC 0.05% of their portfolio NAPLES, FL 24,89524.9k $197.2k $197.2k 0.05% Unchanged
63 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 23,81423.8k $188.6k $188.6k 0.00% Unchanged
64 Shulman DeMeo Asset Management LLC 0.06% of their portfolio LAKE SUCCESS, NY 22,75022.8k $180.2k $180.2k 0.06% Unchanged
65 GILL CAPITAL PARTNERS, LLC 0.08% of their portfolio DENVER, CO 21,46921.5k $170.0k $170.0k 0.08% Unchanged
66 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 19,72019.7k $156.2k $156.2k 0.00% Added +313 +313
67 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 18,61418.6k $147.4k $147.4k 0.00% Added +1.4k +1,439
68 Elequin Capital, LP 0.04% of their portfolio NEW YORK, NY 18,48718.5k $146.4k $146.4k 0.04% New
69 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 18,26418.3k $144.7k $144.7k 0.00% New
70 Investment Advisory Group, LLC 0.09% of their portfolio HANOVER, MA 17,99718.0k $142.5k $142.5k 0.09% Reduced -1.5k -1,500
71 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 17,57117.6k $139.2k $139.2k 0.01% Added +5.9k +5,945
72 Western Wealth Management, LLC 0.01% of their portfolio GOLDEN, CO 15,71615.7k $124.5k $124.5k 0.01% Reduced -2.9k -2,874
73 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 15,40315.4k $122.0k $122.0k 0.00% New
74 MONEY CONCEPTS CAPITAL CORP 0.01% of their portfolio PALM BEACH GARDENS, FL 14,76214.8k $116.9k $116.9k 0.01% New
75 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 14,45014.4k $114.0k $114.0k 0.00% Unchanged
76 M Holdings Securities, Inc. 0.01% of their portfolio PORTLAND, OR 14,23414.2k $113.0k $113.0k 0.01% Added +114 +114
77 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 12,86112.9k $101.9k $101.9k 0.00% Added +1.0k +1,041
78 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 0.00% of their portfolio NORFOLK, VA 12,60012.6k $99.8k $99.8k 0.00% Unchanged
79 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 11,95712.0k $94.7k $94.7k 0.00% Added +1.5k +1,512
80 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 11,66511.7k $105.2k $105.2k 0.00% Unchanged
81 CTC Capital Management, LLC 0.10% of their portfolio Chicago, IL 10,70010.7k $84.7k $84.7k 0.10% Unchanged
82 IEQ CAPITAL, LLC 0.00% of their portfolio Foster City, CA 10,37810.4k $82.2k $82.2k 0.00% Unchanged
83 Fortitude Advisory Group L.L.C. 0.07% of their portfolio GIG HARBOR, WA 10,33610.3k $81.9k $81.9k 0.07% New
84 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 9,7909.8k $77.5k $77.5k 0.00% Reduced -30.8k -30,763
85 Glassy Mountain Advisors, Inc. 0.04% of their portfolio BETHESDA, MD 9,5839.6k $75.9k $75.9k 0.04% First filing
86 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 8,9428.9k $70.0k $70.0k 0.00% Unchanged
87 CoreFirst Bank & Trust 0.04% of their portfolio TOPEKA, KS 7,0487.0k $55.8k $55.8k 0.04% Unchanged
88 OPTIMUM INVESTMENT ADVISORS 0.02% of their portfolio Chicago, IL 5,2005.2k $41.2k $41.2k 0.02% Reduced -500 -500
89 Accurate Wealth Management, LLC 0.01% of their portfolio WESLEY CHAPEL, FL 3,8503.9k $31.8k $31.8k 0.01% New
90 WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio CHICAGO, IL 3,6503.6k $28.9k $28.9k 0.00% Reduced -74 -74
91 Belpointe Asset Management LLC 0.00% of their portfolio RENO, NV 2,5242.5k $20.0k $20.0k 0.00% New
92 HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio NEWPORT BEACH, CA 2,0702.1k $16.4k $16.4k 0.00% New
93 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.00% of their portfolio RICHMOND, VA 1,8001.8k $14.3k $14.3k 0.00% New
94 Pinnacle Financial Partners Inc 0.00% of their portfolio Nashville, TN 1,2801.3k $10.1k $10.1k 0.00% Unchanged
95 Focused Wealth Management, Inc 0.00% of their portfolio Newburgh, NY 1,2201.2k $9.7k $9.7k 0.00% Added +41 +41
96 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 1,2201.2k $9.7k $9.7k 0.00% Unchanged
97 SOA Wealth Advisors, LLC. 0.00% of their portfolio NEW YORK, NY 1,0201.0k $8.1k $8.1k 0.00% Added +26 +26
98 ROMANO BROTHERS AND COMPANY 0.00% of their portfolio EVANSTON, IL 1,0001.0k $7.9k $7.9k 0.00% New
99 BELLEVUE ASSET MANAGEMENT, LLC 0.00% of their portfolio BELLEVUE, WA 500500 $4.0k $4.0k 0.00% Unchanged
100 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 11 $8 $8 0.00% Unchanged