Vault-13

NUVEEN S&P 500 DYNAMIC OVERW XSSPX

COM · Closed-End Fund · CUSIP 6706EW100

51 institutional holders -1 vs Q1 2025
3,400,5473.4m shares reported held*
$60.3mreported value*
7 new 15 added 14 reduced 7 sold out net sold ≈ $1.3m (-75.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $17.74.

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 46Q4 22: 47Q1 23: 48Q2 23: 49Q3 23: 52Q4 23: 54Q1 24: 53Q2 24: 54Q3 24: 51Q4 24: 50Q1 25: 52Q2 25: 5151Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 202246
Q4 202247
Q1 202348
Q2 202349
Q3 202352
Q4 202354
Q1 202453
Q2 202454
Q3 202451
Q4 202450
Q1 202552
Q2 202551

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q3 23: 18 bought or addedQ3 23: 23 cut or sold outQ4 23: 23 bought or addedQ4 23: 19 cut or sold outQ4 23Q1 24: 21 bought or addedQ1 24: 24 cut or sold outQ2 24: 16 bought or addedQ2 24: 25 cut or sold outQ2 24Q3 24: 25 bought or addedQ3 24: 17 cut or sold outQ4 24: 16 bought or addedQ4 24: 23 cut or sold outQ4 24Q1 25: 18 bought or addedQ1 25: 19 cut or sold outQ2 25: 22 bought or addedQ2 25: 21 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 20231823
Q4 20232319
Q1 20242124
Q2 20241625
Q3 20242517
Q4 20241623
Q1 20251819
Q2 20252221

Biggest buyers

LPL Financial LLC Added +92,741+92.7k
Shaker Financial Services, LLC New +71,075+71.1k
ROYAL BANK OF CANADA Added +66,228+66.2k
OSAIC HOLDINGS, INC. Added +54,714+54.7k
Invesco Ltd. Added +25,257+25.3k
Allworth Financial LP Added +17,863+17.9k
BANK OF AMERICA CORP /DE/ Added +14,730+14.7k
Western Wealth Management, LLC New +14,368+14.4k
Bank of New York Mellon Corp New +10,772+10.8k
IFP Advisors, Inc Added +8,810+8.8k

Biggest sellers

Atria Wealth Solutions, Inc. Sold out -233,072-233.1k
Integrated Wealth Concepts LLC Sold out -85,034-85.0k
GUGGENHEIM CAPITAL LLC Reduced -50,288-50.3k
1607 Capital Partners, LLC Reduced -43,906-43.9k
UBS Group AG Reduced -14,093-14.1k
WELLS FARGO & COMPANY/MN Reduced -7,608-7.6k
RAYMOND JAMES FINANCIAL INC Reduced -6,924-6.9k
Cambridge Investment Research Advisors, Inc. Reduced -6,494-6.5k
DAVENPORT & Co LLC Reduced -3,750-3.8k
PRIVATE TRUST CO NA Sold out -3,240-3.2k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Raymond James Financial Services Advisors, Inc. 13G · institution new · filed 2026-04-07 8.2% new 1.4m≈ $26.0m 2026-04-07
MORGAN STANLEY 13G · institution new · filed 2026-05-12 7.8% new 10.8m≈ $200.7m 2026-05-12

Fell to 5% or below in the last year: FIRST TRUST PORTFOLIOS LP (2.4%, 2026-04-30)

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 558,025558.0k $9.9m $9.9m 0.00% Reduced -7.6k -7,608
2 UBS Group AG 0.00% of their portfolio ZURICH, V8 395,558395.6k $7.0m $7.0m 0.00% Reduced -14.1k -14,093
3 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 344,245344.2k $6.1m $6.1m 0.00% Reduced -6.9k -6,924
4 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 300,086300.1k $5.3m $5.3m 0.00% Added +25.3k +25,257
5 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 250,586250.6k $4.4m $4.4m 0.00% Added +92.7k +92,741
6 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 213,809213.8k $3.8m $3.8m 0.00% Added +1.8k +1,774
7 GUGGENHEIM CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 174,286174.3k $3.1m $3.1m 0.03% Reduced -50.3k -50,288
8 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 134,316134.3k $2.4m $2.4m 0.00% Added +66.2k +66,228
9 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 124,761124.8k $2.2m $2.2m 0.01% Reduced -6.5k -6,494
10 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 106,129106.1k $1.9m $1.9m 0.00% Added +54.7k +54,714
11 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 80,13580.1k $1.4m $1.4m 0.00% Added +14.7k +14,730
12 Shaker Financial Services, LLC 0.46% of their portfolio Arlington, VA 71,07571.1k $1.3m $1.3m 0.46% New
13 Advisors Asset Management, Inc. 0.02% of their portfolio Monument, CO 61,99362.0k $1.1m $1.1m 0.02% Reduced -384 -384
14 FORTEM FINANCIAL GROUP, LLC 0.33% of their portfolio PALM DESERT, CA 58,41958.4k $1.0m $1.0m 0.33% Added +3.9k +3,886
15 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 53,49753.5k $949.0k $949.0k 0.01% Reduced -3.8k -3,750
16 Shulman DeMeo Asset Management LLC 0.21% of their portfolio LAKE SUCCESS, NY 46,78446.8k $829.9k $829.9k 0.21% Reduced -75 -75
17 Tyche Wealth Partners LLC 0.16% of their portfolio PLANO, TX 44,68144.7k $792.6k $792.6k 0.16% Added +1.5k +1,508
18 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 39,27639.3k $696.8k $696.8k 0.00% Added +885 +885
19 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 38,82438.8k $688.7k $688.7k 0.00% Reduced -2.6k -2,583
20 1607 Capital Partners, LLC 0.05% of their portfolio Richmond, VA 34,53034.5k $612.6k $612.6k 0.05% Reduced -43.9k -43,906
21 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 29,74029.7k $527.6k $527.6k 0.02% Added +8.8k +8,810
22 GPS Wealth Strategies Group, LLC 0.05% of their portfolio CENTENNIAL, CO 26,09026.1k $462.8k $462.8k 0.05% Unchanged
23 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 25,09525.1k $445.0k $445.0k 0.00% Added +90 +90
24 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 20,19820.2k $358.3k $358.3k 0.00% Reduced -735 -735
25 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 19,20519.2k $340.7k $340.7k 0.00% Added +17.9k +17,863
26 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 19,04619.0k $337.9k $337.9k 0.00% Added +1.1k +1,061
27 Diversify Advisory Services, LLC 0.01% of their portfolio SANDY, UT 16,46916.5k $297.9k $297.9k 0.01% Unchanged
28 Prospera Financial Services Inc 0.00% of their portfolio Dallas, TX 14,40014.4k $255.5k $255.5k 0.00% Unchanged
29 Western Wealth Management, LLC 0.02% of their portfolio GOLDEN, CO 14,36814.4k $254.9k $254.9k 0.02% New
30 KINGSWOOD WEALTH ADVISORS, LLC 0.02% of their portfolio SAN DIEGO, CA 13,62513.6k $241.7k $241.7k 0.02% Unchanged
31 Aviance Capital Partners, LLC 0.03% of their portfolio NAPLES, FL 12,50412.5k $221.8k $221.8k 0.03% Added +93 +93
32 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 12,40012.4k $220.0k $220.0k 0.00% Unchanged
33 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 10,77210.8k $191.1k $191.1k 0.00% New
34 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 10,58510.6k $187.8k $187.8k 0.00% Unchanged
35 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 5,8355.8k $103.5k $103.5k 0.00% Reduced -26 -26
36 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 5,2255.2k $92.7k $92.7k 0.00% Reduced -250 -250
37 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 3,2003.2k $56.8k $56.8k 0.00% New
38 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 2,6432.6k $46.9k $46.9k 0.00% Unchanged
39 North Star Investment Management Corp. 0.00% of their portfolio CHICAGO, IL 2,0002.0k $35.5k $35.5k 0.00% Unchanged
40 FNY Investment Advisers, LLC 0.01% of their portfolio NEW YORK, NY 2,0002.0k $35.0k $35.0k 0.01% Unchanged
41 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 1,0001.0k $17.7k $17.7k 0.00% Unchanged
42 COMERICA BANK 0.00% of their portfolio DALLAS, TX 1,0001.0k $17.7k $17.7k 0.00% Unchanged
43 Smallwood Wealth Investment Management, LLC 0.01% of their portfolio RED BANK, NJ 772772 $13.7k $13.7k 0.01% Added +15 +15
44 ST GERMAIN D J CO INC 0.00% of their portfolio SPRINGFIELD, MA 375375 $6.7k $6.7k 0.00% Unchanged
45 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 318318 $5.6k $5.6k 0.00% New
46 Kentucky Trust Co 0.00% of their portfolio DANVILLE, KY 240240 $4.3k $4.3k 0.00% Unchanged
47 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 172172 $3.1k $3.1k 0.00% Reduced -172 -172
48 Park Square Financial Group, LLC 0.00% of their portfolio ROSWELL, GA 159159 $2.8k $2.8k 0.00% Unchanged
49 Ameritas Advisory Services, LLC 0.00% of their portfolio Lincoln, NE 9696 $1.7k $1.7k 0.00% New
50 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged
51 First Horizon Advisors, Inc. 0.00% of their portfolio MEMPHIS, TN 00 $0 $0 0.00% New