Vault-13

NUVEEN S&P 500 DYNAMIC OVERW XSSPX

COM · Closed-End Fund · CUSIP 6706EW100

54 institutional holders +1 vs Q1 2024
4,090,2364.1m shares reported held*
$66.9mreported value*
5 new 11 added 21 reduced 4 sold out net sold ≈ $5.9m (-362.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $16.35.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 46Q4 22: 47Q1 23: 48Q2 23: 49Q3 23: 52Q4 23: 54Q1 24: 53Q2 24: 5454Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202246
Q4 202247
Q1 202348
Q2 202349
Q3 202352
Q4 202354
Q1 202453
Q2 202454

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 20 bought or addedQ4 22: 21 cut or sold outQ4 22Q1 23: 16 bought or addedQ1 23: 19 cut or sold outQ2 23: 22 bought or addedQ2 23: 19 cut or sold outQ2 23Q3 23: 18 bought or addedQ3 23: 23 cut or sold outQ4 23: 23 bought or addedQ4 23: 19 cut or sold outQ4 23Q1 24: 21 bought or addedQ1 24: 24 cut or sold outQ2 24: 16 bought or addedQ2 24: 25 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20222021
Q1 20231619
Q2 20232219
Q3 20231823
Q4 20232319
Q1 20242124
Q2 20241625

Biggest buyers

1607 Capital Partners, LLC Added +157,769+157.8k
GUGGENHEIM CAPITAL LLC Added +20,314+20.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +15,541+15.5k
Prospera Financial Services Inc New +14,712+14.7k
FORTEM FINANCIAL GROUP, LLC Added +8,213+8.2k
UBS Group AG Added +7,517+7.5k
BANK OF AMERICA CORP /DE/ Added +7,288+7.3k
AMERIPRISE FINANCIAL INC Added +4,542+4.5k
Fairman Group, LLC New +4,000+4.0k
Raymond James Financial Services Advisors, Inc. Added +1,351+1.4k

Biggest sellers

MORGAN STANLEY Reduced -413,611-413.6k
Shaker Financial Services, LLC Reduced -52,586-52.6k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Reduced -26,569-26.6k
Fisher Asset Management, LLC Sold out -21,122-21.1k
LPL Financial LLC Reduced -14,679-14.7k
Invesco Ltd. Reduced -13,744-13.7k
Janney Montgomery Scott LLC Sold out -12,712-12.7k
Advisors Asset Management, Inc. Reduced -9,415-9.4k
WOLVERINE ASSET MANAGEMENT LLC Reduced -8,220-8.2k
Atria Wealth Solutions, Inc. Reduced -7,393-7.4k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Raymond James Financial Services Advisors, Inc. 13G · institution new · filed 2026-04-07 8.2% new 1.4m≈ $26.0m 2026-04-07
MORGAN STANLEY 13G · institution new · filed 2026-05-12 7.8% new 10.8m≈ $200.7m 2026-05-12

Fell to 5% or below in the last year: FIRST TRUST PORTFOLIOS LP (2.4%, 2026-04-30)

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 551,027551.0k $9.0m $9.0m 0.00% Reduced -1.4k -1,393
2 UBS Group AG 0.00% of their portfolio ZURICH, V8 433,913433.9k $7.1m $7.1m 0.00% Added +7.5k +7,517
3 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 280,894280.9k $4.6m $4.6m 0.01% Added +1.4k +1,351
4 GUGGENHEIM CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 279,211279.2k $4.6m $4.6m 0.03% Added +20.3k +20,314
5 1607 Capital Partners, LLC 0.36% of their portfolio Richmond, VA 244,771244.8k $4.0m $4.0m 0.36% Added +157.8k +157,769
6 Atria Wealth Solutions, Inc. 0.04% of their portfolio NEW YORK, NY 236,970237.0k $3.9m $3.9m 0.04% Reduced -7.4k -7,393
7 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 230,040230.0k $3.8m $3.8m 0.00% Reduced -13.7k -13,744
8 Shaker Financial Services, LLC 1.50% of their portfolio Arlington, VA 223,364223.4k $3.7m $3.7m 1.50% Reduced -52.6k -52,586
9 Cornerstone Advisors, LLC 0.14% of their portfolio ASHEVILLE, NC 216,433216.4k $3.5m $3.5m 0.14% Unchanged
10 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 193,589193.6k $3.2m $3.2m 0.00% Reduced -413.6k -413,611
11 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 134,991135.0k $2.2m $2.2m 0.01% Reduced -10 -10
12 WOLVERINE ASSET MANAGEMENT LLC 0.04% of their portfolio CHICAGO, IL 117,617117.6k $1.9m $1.9m 0.04% Reduced -8.2k -8,220
13 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 115,504115.5k $1.9m $1.9m 0.00% Reduced -14.7k -14,679
14 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 64,80864.8k $1.1m $1.1m 0.00% Added +7.3k +7,288
15 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 64,57364.6k $1.1m $1.1m 0.00% Reduced -4.9k -4,882
16 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 60,24360.2k $983.8k $983.8k 0.01% Reduced -300 -300
17 Advisors Asset Management, Inc. 0.02% of their portfolio Monument, CO 57,75557.8k $943.1k $943.1k 0.02% Reduced -9.4k -9,415
18 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.07% of their portfolio Englewood, NJ 48,11148.1k $785.7k $785.7k 0.07% Reduced -26.6k -26,569
19 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 47,87047.9k $781.7k $781.7k 0.00% Added +47 +47
20 Shulman DeMeo Asset Management LLC 0.20% of their portfolio LAKE SUCCESS, NY 47,15947.2k $770.1k $770.1k 0.20% Reduced -55 -55
21 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 46,97647.0k $767.1k $767.1k 0.01% Reduced -765 -765
22 Tyche Wealth Partners LLC 0.17% of their portfolio PLANO, TX 41,90941.9k $684.4k $684.4k 0.17% Added +51 +51
23 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 40,33240.3k $658.6k $658.6k 0.00% Added +4.5k +4,542
24 FORTEM FINANCIAL GROUP, LLC 0.27% of their portfolio PALM DESERT, CA 38,00438.0k $620.6k $620.6k 0.27% Added +8.2k +8,213
25 GPS Wealth Strategies Group, LLC 0.06% of their portfolio CENTENNIAL, CO 26,09026.1k $426.0k $426.0k 0.06% Unchanged
26 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 25,39625.4k $414.7k $414.7k 0.00% Reduced -725 -725
27 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 25,37925.4k $414.0k $414.0k 0.00% Reduced -1.5k -1,528
28 Ionic Capital Management LLC 0.16% of their portfolio NEW YORK, NY 19,14219.1k $312.6k $312.6k 0.16% Unchanged
29 Sheaff Brock Investment Advisors, LLC 0.03% of their portfolio INDIANAPOLIS, IN 18,22618.2k $297.6k $297.6k 0.03% Unchanged
30 Diversify Advisory Services, LLC 0.01% of their portfolio SANDY, UT 16,46916.5k $272.2k $272.2k 0.01% Unchanged
31 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 16,25316.3k $265.4k $265.4k 0.00% Added +45 +45
32 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 15,92615.9k $260.1k $260.1k 0.00% Reduced -146 -146
33 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 15,54115.5k $253.8k $253.8k 0.00% New
34 LVZ, Inc. 0.03% of their portfolio Holland, MI 14,75314.8k $240.9k $240.9k 0.03% Unchanged
35 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 14,71214.7k $240.2k $240.2k 0.01% New
36 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 12,40012.4k $218.7k $218.7k 0.00% Unchanged
37 Aviance Capital Partners, LLC 0.03% of their portfolio NAPLES, FL 12,17012.2k $198.7k $198.7k 0.03% Added +80 +80
38 Western Wealth Management, LLC 0.01% of their portfolio GOLDEN, CO 10,23110.2k $167.1k $167.1k 0.01% Reduced -3.4k -3,366
39 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 5,9526.0k $97.2k $97.2k 0.00% Reduced -15 -15
40 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 5,4755.5k $89.4k $89.4k 0.00% Unchanged
41 Fairman Group, LLC 0.07% of their portfolio CHESTERBROOK, PA 4,0004.0k $66.5k $66.5k 0.07% New
42 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 3,8433.8k $62.8k $62.8k 0.00% Unchanged
43 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 3,2503.2k $53.0k $53.0k 0.00% Unchanged
44 North Star Investment Management Corp. 0.00% of their portfolio CHICAGO, IL 2,0002.0k $32.7k $32.7k 0.00% Unchanged
45 COMERICA BANK 0.00% of their portfolio DALLAS, TX 1,9301.9k $31.5k $31.5k 0.00% Unchanged
46 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 1,3421.3k $21.8k $21.8k 0.00% Unchanged
47 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 1,3041.3k $21.3k $21.3k 0.00% Reduced -6.0k -6,000
48 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 1,0001.0k $16.3k $16.3k 0.00% New
49 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 611611 $9.0k $9.0k 0.00% Unchanged
50 MATHER GROUP, LLC. 0.00% of their portfolio CHICAGO, IL 583583 $9.1k $9.1k 0.00% New
51 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 172172 $2.8k $2.8k 0.00% Unchanged
52 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1212 $196 $196 0.00% Unchanged
53 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 1010 $165 $165 0.00% Reduced -1.6k -1,575
54 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged