Vault-13

NUVEEN S&P 500 DYNAMIC OVERW XSSPX

COM · Closed-End Fund · CUSIP 6706EW100

49 institutional holders +1 vs Q1 2023
4,012,8724.0m shares reported held*
$62.9mreported value*
5 new 17 added 15 reduced 4 sold out net bought ≈ $9.5m (+605.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $15.68.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 46Q4 22: 47Q1 23: 48Q2 23: 4949Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202246
Q4 202247
Q1 202348
Q2 202349

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 20 bought or addedQ4 22: 21 cut or sold outQ4 22Q1 23: 16 bought or addedQ1 23: 19 cut or sold outQ1 23Q2 23: 22 bought or addedQ2 23: 19 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20222021
Q1 20231619
Q2 20232219

Biggest buyers

Atria Wealth Solutions, Inc. New +229,861+229.9k
Houlihan Financial Resource Group, Ltd. New +159,464+159.5k
Shaker Financial Services, LLC Added +99,416+99.4k
GUGGENHEIM CAPITAL LLC Added +95,710+95.7k
WOLVERINE ASSET MANAGEMENT LLC Added +53,367+53.4k
UBS Group AG Added +25,330+25.3k
Cornerstone Advisors, LLC New +18,761+18.8k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. New +18,315+18.3k
ENVESTNET ASSET MANAGEMENT INC New +11,337+11.3k
Private Advisor Group, LLC Added +10,470+10.5k

Biggest sellers

MORGAN STANLEY Reduced -65,447-65.4k
Hilltop Holdings Inc. Sold out -15,506-15.5k
HOWARD WEALTH MANAGEMENT, LLC Reduced -14,915-14.9k
WELLS FARGO & COMPANY/MN Reduced -14,049-14.0k
Invesco Ltd. Reduced -10,959-11.0k
Sigma Planning Corp Sold out -10,500-10.5k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -2,316-2.3k
Raymond James Financial Services Advisors, Inc. Reduced -1,734-1.7k
RAYMOND JAMES & ASSOCIATES Reduced -1,398-1.4k
Elequin Capital, LP Reduced -1,303-1.3k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Raymond James Financial Services Advisors, Inc. 13G · institution new · filed 2026-04-07 8.2% new 1.4m≈ $26.0m 2026-04-07
MORGAN STANLEY 13G · institution new · filed 2026-05-12 7.8% new 10.8m≈ $200.7m 2026-05-12

Fell to 5% or below in the last year: FIRST TRUST PORTFOLIOS LP (2.4%, 2026-04-30)

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 583,967584.0k $9.2m $9.2m 0.00% Reduced -14.0k -14,049
2 UBS Group AG 0.00% of their portfolio ZURICH, V8 367,314367.3k $5.8m $5.8m 0.00% Added +25.3k +25,330
3 HOWARD WEALTH MANAGEMENT, LLC 3.80% of their portfolio Madison, CT 279,589279.6k $4.4m $4.4m 3.80% Reduced -14.9k -14,915
4 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 266,709266.7k $4.2m $4.2m 0.01% Reduced -1.7k -1,734
5 Atria Wealth Solutions, Inc. 0.05% of their portfolio NEW YORK, NY 229,861229.9k $3.6m $3.6m 0.05% New
6 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 221,613221.6k $3.5m $3.5m 0.00% Reduced -65.4k -65,447
7 Advisors Asset Management, Inc. 0.06% of their portfolio Monument, CO 179,918179.9k $2.8m $2.8m 0.06% Reduced -905 -905
8 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 179,873179.9k $2.8m $2.8m 0.00% Reduced -11.0k -10,959
9 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 161,673161.7k $2.5m $2.5m 0.00% Added +1.9k +1,851
10 Houlihan Financial Resource Group, Ltd. 0.08% of their portfolio ASHBURN, VA 159,464159.5k $2.5m $2.5m 0.08% New
11 GUGGENHEIM CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 159,427159.4k $2.5m $2.5m 0.02% Added +95.7k +95,710
12 Shaker Financial Services, LLC 1.05% of their portfolio Arlington, VA 151,233151.2k $2.4m $2.4m 1.05% Added +99.4k +99,416
13 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 127,690127.7k $2.0m $2.0m 0.01% Reduced -9 -9
14 Aviance Capital Partners, LLC 0.33% of their portfolio NAPLES, FL 98,74998.7k $1.5m $1.5m 0.33% Reduced -50 -50
15 WOLVERINE ASSET MANAGEMENT LLC 0.03% of their portfolio CHICAGO, IL 89,84989.8k $1.4m $1.4m 0.03% Added +53.4k +53,367
16 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 79,27279.3k $1.2m $1.2m 0.00% Added +1.4k +1,419
17 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 62,83462.8k $985.2k $985.2k 0.01% Added +1.6k +1,565
18 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 59,52059.5k $933.3k $933.3k 0.01% Added +267 +267
19 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 57,57157.6k $902.7k $902.7k 0.00% Added +2.7k +2,718
20 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 53,15353.2k $833.4k $833.4k 0.00% Added +7.8k +7,783
21 Shulman DeMeo Asset Management LLC 0.22% of their portfolio LAKE SUCCESS, NY 47,74447.7k $748.6k $748.6k 0.22% Reduced -294 -294
22 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 44,00944.0k $690.1k $690.1k 0.00% Added +7.3k +7,265
23 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 36,53136.5k $572.8k $572.8k 0.00% Added +10.5k +10,470
24 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 31,13731.1k $488.2k $488.2k 0.00% Reduced -1.4k -1,398
25 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 27,96128.0k $438.0k $438.0k 0.00% Reduced -2.3k -2,316
26 GPS Wealth Strategies Group, LLC 0.08% of their portfolio CENTENNIAL, CO 26,09026.1k $409.1k $409.1k 0.08% Unchanged
27 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 24,73424.7k $387.8k $387.8k 0.00% Added +16 +16
28 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 24,17524.2k $379.1k $379.1k 0.01% Added +400 +400
29 Cornerstone Advisors, LLC 0.01% of their portfolio ASHEVILLE, NC 18,76118.8k $294.2k $294.2k 0.01% New
30 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.04% of their portfolio Englewood, NJ 18,31518.3k $287.2k $287.2k 0.04% New
31 Sheaff Brock Investment Advisors, LLC 0.03% of their portfolio INDIANAPOLIS, IN 18,22318.2k $285.7k $285.7k 0.03% Unchanged
32 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 17,64717.6k $276.7k $276.7k 0.00% Reduced -154 -154
33 Western Wealth Management, LLC 0.02% of their portfolio GOLDEN, CO 16,60916.6k $260.4k $260.4k 0.02% Added +771 +771
34 DFPG INVESTMENTS, LLC 0.02% of their portfolio SANDY, UT 16,46916.5k $261.9k $261.9k 0.02% Unchanged
35 LVZ, Inc. 0.03% of their portfolio Holland, MI 14,75314.8k $231.3k $231.3k 0.03% Unchanged
36 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 13,13413.1k $206.0k $206.0k 0.00% Added +24 +24
37 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 11,33711.3k $177.8k $177.8k 0.00% New
38 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 7,3047.3k $114.5k $114.5k 0.00% Unchanged
39 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 6,7306.7k $105.5k $105.5k 0.00% Reduced -31 -31
40 Elequin Capital, LP 0.04% of their portfolio NEW YORK, NY 5,3875.4k $84.5k $84.5k 0.04% Reduced -1.3k -1,303
41 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 3,8433.8k $60.3k $60.3k 0.00% Added +583 +583
42 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 3,2503.2k $51.0k $51.0k 0.00% Reduced -1 -1
43 TILIA FIDUCIARY PARTNERS, INC. 0.03% of their portfolio WILMINGTON, NC 2,2502.2k $35.3k $35.3k 0.03% Unchanged
44 North Star Investment Management Corp. 0.00% of their portfolio CHICAGO, IL 2,0002.0k $31.4k $31.4k 0.00% Unchanged
45 FNY Investment Advisers, LLC 0.04% of their portfolio NEW YORK, NY 2,0002.0k $31.0k $31.0k 0.04% Unchanged
46 KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 0.00% of their portfolio LOS ANGELES, CA 1,6861.7k $26.4k $26.4k 0.00% Unchanged
47 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 1,3421.3k $21.0k $21.0k 0.00% Unchanged
48 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 172172 $2.7k $2.7k 0.00% Unchanged
49 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged