Vault-13

NUVEEN S&P 500 BUY-WRITE INC

COM · CUSIP 6706ER101

135 institutional holders +7 vs Q1 2023
27,334,99527.3m shares reported held*
$365.6mreported value*
16 new 43 added 35 reduced 12 sold out net bought ≈ $5.6m (+420.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $13.38.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 125Q4 22: 134Q1 23: 128Q2 23: 135135Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022125
Q4 2022134
Q1 2023128
Q2 2023135

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 66 bought or addedQ4 22: 45 cut or sold outQ4 22Q1 23: 44 bought or addedQ1 23: 55 cut or sold outQ1 23Q2 23: 59 bought or addedQ2 23: 47 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226645
Q1 20234455
Q2 20235947

Biggest buyers

Shaker Financial Services, LLC Added +179,730+179.7k
LPL Financial LLC Added +119,685+119.7k
WOLVERINE ASSET MANAGEMENT LLC New +110,415+110.4k
BANK OF AMERICA CORP /DE/ Added +82,606+82.6k
Raymond James Financial Services Advisors, Inc. Added +50,702+50.7k
RAYMOND JAMES & ASSOCIATES Added +47,539+47.5k
Cambridge Investment Research Advisors, Inc. Added +42,333+42.3k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. New +33,142+33.1k
Mariner, LLC New +33,127+33.1k
GUGGENHEIM CAPITAL LLC Added +30,466+30.5k

Biggest sellers

MORGAN STANLEY Reduced -211,604-211.6k
OSAIC HOLDINGS, INC. Reduced -96,434-96.4k
WELLS FARGO & COMPANY/MN Reduced -64,747-64.7k
COMMONS CAPITAL, LLC Reduced -39,340-39.3k
Dubuque Bank & Trust Co Reduced -26,800-26.8k
STEPHENS INC /AR/ Sold out -26,227-26.2k
ROYAL BANK OF CANADA Reduced -24,573-24.6k
Hilltop Holdings Inc. Sold out -20,706-20.7k
AVANTAX ADVISORY SERVICES, INC. Sold out -12,897-12.9k
JANE STREET GROUP, LLC Sold out -10,424-10.4k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: MORGAN STANLEY (0.0%, 2026-04-08)

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 11,326,25911.3m $151.4m $151.4m 0.01% Reduced -211.6k -211,604
2 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,851,0651.9m $24.7m $24.7m 0.01% Added +16.4k +16,397
3 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,669,5701.7m $22.3m $22.3m 0.01% Reduced -64.7k -64,747
4 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 1,494,8411.5m $20.0m $20.0m 0.01% Added +119.7k +119,685
5 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 810,524810.5k $10.8m $10.8m 0.02% Added +50.7k +50,702
6 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 795,003795.0k $10.6m $10.6m 0.00% Added +5.7k +5,709
7 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 730,016730.0k $9.8m $9.8m 0.00% Reduced -24.6k -24,573
8 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 666,482666.5k $8.9m $8.9m 0.00% Added +82.6k +82,606
9 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 663,547663.5k $8.9m $8.9m 0.01% Added +47.5k +47,539
10 GUGGENHEIM CAPITAL LLC 0.06% of their portfolio CHICAGO, IL 613,115613.1k $8.2m $8.2m 0.06% Added +30.5k +30,466
11 Lindbrook Capital, LLC 0.72% of their portfolio CALABASAS, CA 503,410503.4k $6.7m $6.7m 0.72% Reduced -15 -15
12 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 473,223473.2k $6.3m $6.3m 0.01% Reduced -4.2k -4,153
13 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 430,400430.4k $5.8m $5.8m 0.03% Added +42.3k +42,333
14 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 342,709342.7k $4.6m $4.6m 0.01% Reduced -96.4k -96,434
15 MONECO ADVISORS, LLC 1.02% of their portfolio FAIRFIELD, CT 279,896279.9k $3.7m $3.7m 1.02% Reduced -5.7k -5,705
16 Focused Wealth Management, Inc 0.65% of their portfolio Newburgh, NY 270,837270.8k $3.6m $3.6m 0.65% Added +9.7k +9,662
17 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 266,487266.5k $3.6m $3.6m 0.00% Added +13.9k +13,949
18 Shaker Financial Services, LLC 1.43% of their portfolio Arlington, VA 242,230242.2k $3.3m $3.3m 1.43% Added +179.7k +179,730
19 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 241,335241.3k $3.2m $3.2m 0.00% Added +46 +46
20 Twelve Points Wealth Management LLC 1.69% of their portfolio CONCORD, MA 237,352237.4k $3.2m $3.2m 1.69% Added +15.3k +15,310
21 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 227,358227.4k $3.0m $3.0m 0.01% Reduced -3.9k -3,892
22 Atria Wealth Solutions, Inc. 0.03% of their portfolio NEW YORK, NY 187,621187.6k $2.5m $2.5m 0.03% Added +20.0k +19,979
23 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 121,805121.8k $1.6m $1.6m 0.00% Reduced -6.1k -6,075
24 Moors & Cabot, Inc. 0.11% of their portfolio BOSTON, MA 120,338120.3k $1.6m $1.6m 0.11% Added +17.8k +17,779
25 B. Riley Wealth Advisors, Inc. 0.04% of their portfolio MEMPHIS, TN 119,988120.0k $1.6m $1.6m 0.04% Reduced -202 -202
26 WOLVERINE ASSET MANAGEMENT LLC 0.03% of their portfolio CHICAGO, IL 110,415110.4k $1.5m $1.5m 0.03% New
27 Prosperity Wealth Management, Inc. 0.93% of their portfolio San Ramon, CA 106,648106.6k $1.4m $1.4m 0.93% Reduced -1.2k -1,215
28 Hennion & Walsh Asset Management, Inc. 0.08% of their portfolio Parsippany, NJ 98,74598.7k $1.3m $1.3m 0.08% Reduced -612 -612
29 Shulman DeMeo Asset Management LLC 0.39% of their portfolio LAKE SUCCESS, NY 98,33698.3k $1.3m $1.3m 0.39% Reduced -436 -436
30 ARBOR CAPITAL MANAGEMENT INC /ADV 0.96% of their portfolio ANCHORAGE, AK 91,62491.6k $1.2m $1.2m 0.96% Reduced -7.4k -7,357
31 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 91,52691.5k $1.2m $1.2m 0.01% Added +11.0k +11,032
32 ISLAY CAPITAL MANAGEMENT, LLC 1.01% of their portfolio Lubbock, TX 85,65085.7k $1.1m $1.1m 1.01% Added +1.3k +1,300
33 Prospera Financial Services Inc 0.04% of their portfolio Dallas, TX 80,32380.3k $1.1m $1.1m 0.04% Reduced -8.8k -8,804
34 Patten Group, Inc. 0.30% of their portfolio CHATTANOOGA, TN 79,92779.9k $1.1m $1.1m 0.30% Added +3.3k +3,287
35 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 79,89479.9k $1.1m $1.1m 0.01% Added +3.4k +3,406
36 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 78,88278.9k $1.1m $1.1m 0.00% Added +7.2k +7,237
37 Compound Planning, Inc. 0.37% of their portfolio NEW YORK, NY 61,03961.0k $816.1k $816.1k 0.37% Added +4.6k +4,637
38 StoneX Group Inc. 0.08% of their portfolio NEW YORK, NY 58,69058.7k $798.6k $798.6k 0.08% Added +462 +462
39 Dubuque Bank & Trust Co 0.10% of their portfolio Dubuque, IA 55,21355.2k $738.2k $738.2k 0.10% Reduced -26.8k -26,800
40 Spire Wealth Management 0.02% of their portfolio MCLEAN, VA 49,76849.8k $665.4k $665.4k 0.02% Reduced -500 -500
41 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 47,77247.8k $638.7k $638.7k 0.01% Added +6.1k +6,148
42 Glen Eagle Advisors, LLC 0.14% of their portfolio KINGSTON, NJ 46,96947.0k $628.0k $628.0k 0.14% Reduced -375 -375
43 Centurion Wealth Management LLC 0.29% of their portfolio Mclean, VA 44,76844.8k $598.5k $598.5k 0.29% Unchanged
44 Advisors Asset Management, Inc. 0.01% of their portfolio Monument, CO 39,30039.3k $525.4k $525.4k 0.01% Reduced -1.1k -1,127
45 Pflug Koory, LLC 0.26% of their portfolio OMAHA, NE 37,61737.6k $502.9k $502.9k 0.26% Unchanged
46 HOWARD WEALTH MANAGEMENT, LLC 0.43% of their portfolio Madison, CT 37,07137.1k $495.6k $495.6k 0.43% Reduced -232 -232
47 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 36,10036.1k $482.7k $482.7k 0.00% Added +17.2k +17,246
48 Armor Investment Advisors, LLC 0.29% of their portfolio RALEIGH, NC 35,23835.2k $471.1k $471.1k 0.29% Reduced -2.1k -2,126
49 LEO BROKERAGE, LLC 0.05% of their portfolio HURST, TX 34,99135.0k $467.8k $467.8k 0.05% Unchanged
50 Venture Visionary Partners LLC 0.03% of their portfolio Sylvania, OH 34,17734.2k $457.0k $457.0k 0.03% Added +126 +126
51 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.06% of their portfolio Englewood, NJ 33,14233.1k $443.1k $443.1k 0.06% New
52 Mariner, LLC 0.00% of their portfolio Overland Park, KS 33,12733.1k $442.9k $442.9k 0.00% New
53 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.06% of their portfolio ORLANDO, FL 32,40332.4k $433.2k $433.2k 0.06% Added +1.1k +1,087
54 Patriot Financial Group Insurance Agency, LLC 0.07% of their portfolio Westborough, MA 29,27729.3k $391.4k $391.4k 0.07% Added +209 +209
55 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 28,20928.2k $377.1k $377.1k 0.00% Added +4.8k +4,794
56 Naviter Wealth, LLC 0.10% of their portfolio LITTLE ROCK, AR 28,20828.2k $383.8k $383.8k 0.10% New
57 Jackson, Grant Investment Advisers, Inc. 0.17% of their portfolio STAMFORD, CT 27,82527.8k $372.0k $372.0k 0.17% Added +358 +358
58 GREAT VALLEY ADVISOR GROUP, INC. 0.02% of their portfolio WILMINGTON, DE 27,25327.3k $364.4k $364.4k 0.02% Added +2.0k +2,000
59 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 26,57726.6k $355.3k $355.3k 0.00% Added +1.5k +1,500
60 Capstone Financial Advisors, Inc. 0.03% of their portfolio DOWNERS GROVE, IL 26,42326.4k $353.3k $353.3k 0.03% Unchanged
61 Palogic Value Management, L.P. 0.16% of their portfolio DALLAS, TX 25,37125.4k $339.2k $339.2k 0.16% Reduced -1.0k -1,000
62 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 24,72224.7k $330.5k $330.5k 0.01% Added +122 +122
63 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 24,30224.3k $324.9k $324.9k 0.00% Reduced -291 -291
64 COMMONS CAPITAL, LLC 0.47% of their portfolio NEEDHAM, MA 23,39023.4k $312.7k $312.7k 0.47% Reduced -39.3k -39,340
65 Walleye Capital LLC 0.01% of their portfolio NEW YORK, NY 23,37123.4k $312.5k $312.5k 0.01% New
66 Regal Investment Advisors LLC 0.03% of their portfolio KENTWOOD, MI 22,65422.7k $302.9k $302.9k 0.03% Added +406 +406
67 INSTRUMENTAL WEALTH, LLC 0.36% of their portfolio TAMPA, FL 21,80621.8k $296.3k $296.3k 0.36% Added +996 +996
68 ENCOMPASS WEALTH ADVISORS, LLC 0.09% of their portfolio PORTLAND, OR 21,62121.6k $289.1k $289.1k 0.09% Added +133 +133
69 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 21,32821.3k $285.2k $285.2k 0.00% Added +723 +723
70 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.03% of their portfolio CEDAR RAPIDS, IA 20,51520.5k $274.3k $274.3k 0.03% Unchanged
71 MARCO INVESTMENT MANAGEMENT LLC 0.03% of their portfolio ATLANTA, GA 20,30020.3k $271.4k $271.4k 0.03% Unchanged
72 Apriem Advisors 0.04% of their portfolio IRVINE, CA 19,67519.7k $263.1k $263.1k 0.04% Unchanged
73 Maltin Wealth Management, Inc. 0.17% of their portfolio RIDGEWOOD, NJ 17,74117.7k $237.2k $237.2k 0.17% Added +260 +260
74 Veritable, L.P. 0.00% of their portfolio Newtown Square, PA 17,53717.5k $234.5k $234.5k 0.00% Unchanged
75 Triumph Capital Management 0.11% of their portfolio DENVER, CO 17,03217.0k $231.7k $231.7k 0.11% New
76 Integrated Advisors Network LLC 0.01% of their portfolio DALLAS, TX 16,20116.2k $216.6k $216.6k 0.01% New
77 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 15,95716.0k $213.3k $213.3k 0.00% Unchanged
78 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 15,17015.2k $203.0k $203.0k 0.00% Reduced -1.1k -1,140
79 Apella Capital, LLC 0.01% of their portfolio WEST HARTFORD, CT 15,03515.0k $201.0k $201.0k 0.01% First filing
80 COMMERCE BANK 0.00% of their portfolio KANSAS CITY, MO 14,81914.8k $198.1k $198.1k 0.00% Reduced -721 -721
81 Cetera Advisors LLC 0.00% of their portfolio DENVER, CO 14,39514.4k $192.5k $192.5k 0.00% Added +179 +179
82 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 13,92713.9k $186.2k $186.2k 0.00% Unchanged
83 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 13,62513.6k $182.2k $182.2k 0.00% First filing
84 Wealth Dimensions Group, Ltd. 0.07% of their portfolio CINCINNATI, OH 13,57313.6k $181.5k $181.5k 0.07% Unchanged
85 Occidental Asset Management, LLC 0.04% of their portfolio Burlingame, CA 13,39413.4k $179.1k $179.1k 0.04% Unchanged
86 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 13,31013.3k $178.0k $178.0k 0.01% First filing
87 Founders Financial Alliance, LLC 0.07% of their portfolio RALEIGH, NC 13,07913.1k $174.9k $174.9k 0.07% Reduced -1.1k -1,059
88 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 12,72512.7k $170.1k $170.1k 0.00% Unchanged
89 Western Wealth Management, LLC 0.01% of their portfolio GOLDEN, CO 12,70012.7k $169.8k $169.8k 0.01% New
90 Summit Financial, LLC 0.01% of their portfolio PARSIPPANY, NJ 12,20312.2k $166.0k $166.0k 0.01% New
91 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 12,04312.0k $161.0k $161.0k 0.00% Added +1.7k +1,702
92 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 11,96612.0k $160.0k $160.0k 0.00% Reduced -1.2k -1,183
93 CENTAURUS FINANCIAL, INC. 0.01% of their portfolio ANAHEIM, CA 11,74311.7k $157.0k $157.0k 0.01% Reduced -2.7k -2,699
94 Eudaimonia Partners, LLC 0.03% of their portfolio Winchester, TN 10,99311.0k $147.0k $147.0k 0.03% Reduced -1.6k -1,582
95 Elequin Capital, LP 0.08% of their portfolio NEW YORK, NY 10,98011.0k $146.8k $146.8k 0.08% Added +1.8k +1,762
96 Horizon Wealth Management, LLC 0.06% of their portfolio LA GRANGE, IL 10,66610.7k $142.6k $142.6k 0.06% Added +189 +189
97 Kovack Advisors, Inc. 0.02% of their portfolio FT. LAUDERDALE, FL 10,53410.5k $140.8k $140.8k 0.02% Unchanged
98 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 10,32210.3k $138.0k $138.0k 0.00% New
99 Stratos Wealth Partners, LTD. 0.00% of their portfolio BEACHWOOD, OH 10,31310.3k $137.9k $137.9k 0.00% Reduced -3.1k -3,114
100 CARRET ASSET MANAGEMENT, LLC 0.02% of their portfolio NEW YORK, NY 10,00010.0k $133.7k $133.7k 0.02% Unchanged