Vault-13

NUVEEN S&P 500 BUY-WRITE INC

COM · CUSIP 6706ER101

134 institutional holders +9 vs Q3 2022
26,550,42626.6m shares reported held*
$335.9mreported value*
19 new 47 added 32 reduced 13 sold out net bought ≈ $7.1m (+568.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $12.65.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 125Q4 22: 134134Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022125
Q4 2022134

Biggest buyers

UBS Group AG Added +171,295+171.3k
Lindbrook Capital, LLC Added +102,800+102.8k
WELLS FARGO & COMPANY/MN Added +97,621+97.6k
OSAIC HOLDINGS, INC. Added +78,103+78.1k
Dubuque Bank & Trust Co Added +75,120+75.1k
MORGAN STANLEY Added +73,225+73.2k
Twelve Points Wealth Management LLC Added +63,539+63.5k
Cambridge Investment Research Advisors, Inc. Added +38,610+38.6k
Alpine Global Management, LLC New +38,373+38.4k
Atria Wealth Solutions, Inc. Added +35,944+35.9k

Biggest sellers

LPL Financial LLC Reduced -156,898-156.9k
BANK OF AMERICA CORP /DE/ Reduced -129,207-129.2k
Invesco Ltd. Reduced -63,211-63.2k
BLUEFIN CAPITAL MANAGEMENT, LLC Sold out -24,295-24.3k
Sheaff Brock Investment Advisors, LLC Sold out -19,396-19.4k
Shaker Financial Services, LLC Sold out -16,740-16.7k
KESTRA PRIVATE WEALTH SERVICES, LLC Reduced -14,757-14.8k
Claraphi Advisory Network, LLC Reduced -14,624-14.6k
Advisors Asset Management, Inc. Reduced -13,922-13.9k
Summit Financial, LLC Sold out -12,203-12.2k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: MORGAN STANLEY (0.0%, 2026-04-08)

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 11,145,55211.1m $141.0m $141.0m 0.02% Added +73.2k +73,225
2 UBS Group AG 0.01% of their portfolio ZURICH, V8 2,007,0472.0m $25.4m $25.4m 0.01% Added +171.3k +171,295
3 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,597,2731.6m $20.2m $20.2m 0.01% Added +97.6k +97,621
4 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 1,387,7201.4m $17.6m $17.6m 0.02% Reduced -156.9k -156,898
5 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 805,670805.7k $10.2m $10.2m 0.00% Reduced -63.2k -63,211
6 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 751,686751.7k $9.5m $9.5m 0.02% Added +26.6k +26,622
7 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 721,888721.9k $9.1m $9.1m 0.00% Reduced -4.7k -4,698
8 GUGGENHEIM CAPITAL LLC 0.07% of their portfolio CHICAGO, IL 656,104656.1k $8.3m $8.3m 0.07% Reduced -8.8k -8,767
9 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 580,908580.9k $7.3m $7.3m 0.01% Added +2.1k +2,140
10 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 557,996558.0k $7.1m $7.1m 0.00% Reduced -129.2k -129,207
11 Lindbrook Capital, LLC 0.78% of their portfolio CALABASAS, CA 503,690503.7k $6.4m $6.4m 0.78% Added +102.8k +102,800
12 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 481,580481.6k $6.1m $6.1m 0.01% Added +25.1k +25,083
13 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 437,641437.6k $5.5m $5.5m 0.01% Added +78.1k +78,103
14 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 369,181369.2k $4.7m $4.7m 0.02% Added +38.6k +38,610
15 MONECO ADVISORS, LLC 1.33% of their portfolio FAIRFIELD, CT 290,489290.5k $3.7m $3.7m 1.33% Reduced -2.2k -2,153
16 Focused Wealth Management, Inc 0.74% of their portfolio Newburgh, NY 286,225286.2k $3.6m $3.6m 0.74% Reduced -173 -173
17 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 242,910242.9k $3.1m $3.1m 0.00% Added +25.7k +25,686
18 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 226,646226.6k $2.9m $2.9m 0.01% Reduced -1.7k -1,735
19 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 209,290209.3k $2.7m $2.7m 0.00% Added +3.2k +3,220
20 Twelve Points Wealth Management LLC 1.68% of their portfolio CONCORD, MA 195,512195.5k $2.5m $2.5m 1.68% Added +63.5k +63,539
21 Advisors Asset Management, Inc. 0.04% of their portfolio Monument, CO 151,924151.9k $1.9m $1.9m 0.04% Reduced -13.9k -13,922
22 Atria Wealth Solutions, Inc. 0.03% of their portfolio NEW YORK, NY 132,829132.8k $1.7m $1.7m 0.03% Added +35.9k +35,944
23 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 130,355130.4k $1.6m $1.6m 0.00% Added +4.9k +4,892
24 Prosperity Wealth Management, Inc. 1.31% of their portfolio San Ramon, CA 104,711104.7k $1.3m $1.3m 1.31% First filing
25 Shulman DeMeo Asset Management LLC 0.42% of their portfolio LAKE SUCCESS, NY 99,43099.4k $1.3m $1.3m 0.42% Reduced -1.0k -1,023
26 ARBOR CAPITAL MANAGEMENT INC /ADV 1.10% of their portfolio ANCHORAGE, AK 97,73497.7k $1.2m $1.2m 1.10% Added +419 +419
27 Dubuque Bank & Trust Co 0.16% of their portfolio Dubuque, IA 96,14496.1k $1.2m $1.2m 0.16% Added +75.1k +75,120
28 Hennion & Walsh Asset Management, Inc. 0.07% of their portfolio Parsippany, NJ 94,66594.7k $1.2m $1.2m 0.07% Added +19.1k +19,109
29 Prospera Financial Services Inc 0.06% of their portfolio Dallas, TX 91,55391.6k $1.2m $1.2m 0.06% Added +1.8k +1,765
30 B. Riley Wealth Advisors, Inc. 0.03% of their portfolio MEMPHIS, TN 90,43990.4k $1.1m $1.1m 0.03% Added +21.0k +20,957
31 Moors & Cabot, Inc. 0.07% of their portfolio BOSTON, MA 81,62181.6k $1.0m $1.0m 0.07% Reduced -2.7k -2,728
32 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 77,47477.5k $980.0k $980.0k 0.01% Added +8.9k +8,885
33 ISLAY CAPITAL MANAGEMENT, LLC 1.11% of their portfolio Lubbock, TX 76,64776.6k $969.6k $969.6k 1.11% Reduced -1.0k -1,000
34 Patten Group, Inc. 0.28% of their portfolio CHATTANOOGA, TN 71,69671.7k $907.0k $907.0k 0.28% Added +17.4k +17,371
35 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 70,03870.0k $886.0k $886.0k 0.01% Reduced -3.6k -3,602
36 COMMONS CAPITAL, LLC 1.46% of their portfolio NEEDHAM, MA 69,89269.9k $884.1k $884.1k 1.46% Reduced -1.3k -1,277
37 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 63,78363.8k $806.9k $806.9k 0.00% Added +3.1k +3,059
38 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.08% of their portfolio ORLANDO, FL 62,37962.4k $789.1k $789.1k 0.08% Added +34.2k +34,215
39 StoneX Group Inc. 0.09% of their portfolio NEW YORK, NY 57,31957.3k $725.1k $725.1k 0.09% Reduced -3.7k -3,731
40 Claraphi Advisory Network, LLC 0.24% of their portfolio ALISO VIEJO, X1 48,03048.0k $607.6k $607.6k 0.24% Reduced -14.6k -14,624
41 Glen Eagle Advisors, LLC 0.16% of their portfolio KINGSTON, NJ 47,34447.3k $598.9k $598.9k 0.16% Added +1.1k +1,050
42 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 44,50644.5k $563.0k $563.0k 0.01% Added +1.5k +1,505
43 Centurion Wealth Management LLC 0.30% of their portfolio Mclean, VA 42,27142.3k $534.7k $534.7k 0.30% First filing
44 Armor Investment Advisors, LLC 0.32% of their portfolio RALEIGH, NC 41,65441.7k $526.9k $526.9k 0.32% Reduced -8.0k -8,003
45 Alpine Global Management, LLC 0.16% of their portfolio NEW YORK, NY 38,37338.4k $485.0k $485.0k 0.16% New
46 Pflug Koory, LLC 0.27% of their portfolio OMAHA, NE 38,21738.2k $483.0k $483.0k 0.27% Added +1.5k +1,500
47 HOWARD WEALTH MANAGEMENT, LLC 0.39% of their portfolio Madison, CT 37,84637.8k $478.8k $478.8k 0.39% Reduced -1.1k -1,058
48 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 37,20937.2k $526.0k $526.0k 0.01% Added +2.9k +2,906
49 Venture Visionary Partners LLC 0.03% of their portfolio Sylvania, OH 33,97234.0k $429.7k $429.7k 0.03% Reduced -3.8k -3,805
50 Patriot Financial Group Insurance Agency, LLC 0.08% of their portfolio Westborough, MA 29,16829.2k $369.0k $369.0k 0.08% Added +435 +435
51 Palogic Value Management, L.P. 0.19% of their portfolio DALLAS, TX 28,87128.9k $365.2k $365.2k 0.19% First filing
52 Weiss Asset Management LP 0.02% of their portfolio BOSTON, MA 28,40128.4k $359.3k $359.3k 0.02% New
53 Jackson, Grant Investment Advisers, Inc. 0.17% of their portfolio STAMFORD, CT 27,11027.1k $342.9k $342.9k 0.17% Added +362 +362
54 Capstone Financial Advisors, Inc. 0.03% of their portfolio DOWNERS GROVE, IL 26,42326.4k $334.3k $334.3k 0.03% Unchanged
55 GREAT VALLEY ADVISOR GROUP, INC. 0.02% of their portfolio WILMINGTON, DE 25,75325.8k $325.8k $325.8k 0.02% Reduced -3.8k -3,800
56 KESTRA PRIVATE WEALTH SERVICES, LLC 0.02% of their portfolio AUSTIN, TX 24,60024.6k $311.2k $311.2k 0.02% Reduced -14.8k -14,757
57 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 24,44624.4k $312.4k $312.4k 0.00% Reduced -3.0k -3,043
58 Regal Investment Advisors LLC 0.03% of their portfolio KENTWOOD, MI 23,02623.0k $291.3k $291.3k 0.03% Added +863 +863
59 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 22,88022.9k $289.4k $289.4k 0.00% Added +2.7k +2,669
60 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 22,65822.7k $286.6k $286.6k 0.00% Reduced -1.5k -1,476
61 Hilltop Holdings Inc. 0.04% of their portfolio DALLAS, TX 21,76221.8k $275.3k $275.3k 0.04% Unchanged
62 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 21,73221.7k $274.9k $274.9k 0.01% Unchanged
63 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 21,67821.7k $274.0k $274.0k 0.00% Added +1.0k +1,001
64 ENCOMPASS WEALTH ADVISORS, LLC 0.10% of their portfolio PORTLAND, OR 21,48821.5k $271.8k $271.8k 0.10% Added +273 +273
65 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 20,88020.9k $264.1k $264.1k 0.01% Added +729 +729
66 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 20,60520.6k $260.7k $260.7k 0.00% Reduced -118 -118
67 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.03% of their portfolio CEDAR RAPIDS, IA 20,51520.5k $259.5k $259.5k 0.03% Added +3.8k +3,771
68 MARCO INVESTMENT MANAGEMENT LLC 0.03% of their portfolio ATLANTA, GA 20,30020.3k $256.8k $256.8k 0.03% Unchanged
69 Apriem Advisors 0.04% of their portfolio IRVINE, CA 19,67519.7k $248.9k $248.9k 0.04% Unchanged
70 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 19,28419.3k $243.9k $243.9k 0.00% Reduced -486 -486
71 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 17,64117.6k $223.0k $223.0k 0.00% Added +3.9k +3,873
72 Veritable, L.P. 0.00% of their portfolio Newtown Square, PA 17,53717.5k $221.8k $221.8k 0.00% New
73 Maltin Wealth Management, Inc. 0.16% of their portfolio RIDGEWOOD, NJ 17,48117.5k $221.1k $221.1k 0.16% Added +656 +656
74 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 17,10017.1k $216.3k $216.3k 0.00% Added +2.0k +2,032
75 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 16,80216.8k $212.5k $212.5k 0.00% Added +2.7k +2,745
76 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 15,95716.0k $156.9k $156.9k 0.00% New
77 Mariner, LLC 0.00% of their portfolio Overland Park, KS 15,77015.8k $199.0k $199.0k 0.00% New
78 COMMERCE BANK 0.00% of their portfolio KANSAS CITY, MO 15,54015.5k $196.6k $196.6k 0.00% Unchanged
79 Founders Financial Alliance, LLC 0.09% of their portfolio RALEIGH, NC 14,86914.9k $188.1k $188.1k 0.09% Added +651 +651
80 Apella Capital, LLC 0.02% of their portfolio WEST HARTFORD, CT 14,50314.5k $183.5k $183.5k 0.02% Added +266 +266
81 Cetera Advisors LLC 0.00% of their portfolio DENVER, CO 14,03014.0k $177.5k $177.5k 0.00% Added +157 +157
82 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 13,92713.9k $176.0k $176.0k 0.00% Unchanged
83 Wealth Dimensions Group, Ltd. 0.07% of their portfolio CINCINNATI, OH 13,57313.6k $171.7k $171.7k 0.07% Unchanged
84 Occidental Asset Management, LLC 0.05% of their portfolio Burlingame, CA 13,39413.4k $169.4k $169.4k 0.05% Reduced -80 -80
85 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 13,31013.3k $168.4k $168.4k 0.00% Reduced -706 -706
86 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 13,31013.3k $168.4k $168.4k 0.01% Unchanged
87 Eudaimonia Partners, LLC 0.04% of their portfolio Winchester, TN 12,57512.6k $159.1k $159.1k 0.04% Added +287 +287
88 CENTAURUS FINANCIAL, INC. 0.01% of their portfolio ANAHEIM, CA 12,31112.3k $156.0k $156.0k 0.01% Added +3.7k +3,690
89 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 11,77811.8k $149.0k $149.0k 0.00% New
90 Ameliora Wealth Management Ltd. 0.08% of their portfolio ZURICH, V8 11,48211.5k $145.2k $145.2k 0.08% New
91 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 11,41911.4k $144.4k $144.4k 0.00% New
92 SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLC 0.05% of their portfolio COLUMBIA, SC 11,16511.2k $141.2k $141.2k 0.05% Unchanged
93 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 10,91910.9k $138.0k $138.0k 0.00% Reduced -2.8k -2,756
94 Horizon Wealth Management, LLC 0.11% of their portfolio LA GRANGE, IL 10,47710.5k $132.5k $132.5k 0.11% Added +392 +392
95 Pointe Capital Management LLC 0.10% of their portfolio GROSSE POINTE FARMS, MI 10,05910.1k $127.0k $127.0k 0.10% Unchanged
96 CARRET ASSET MANAGEMENT, LLC 0.02% of their portfolio NEW YORK, NY 10,00010.0k $126.0k $126.0k 0.02% Unchanged
97 Global Endowment Management, LP 0.01% of their portfolio CHARLOTTE, NC 10,00010.0k $126.5k $126.5k 0.01% Unchanged
98 Running Point Capital Advisors, LLC 0.08% of their portfolio EL SEGUNDO, CA 10,00010.0k $126.5k $126.5k 0.08% Unchanged
99 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 9,0089.0k $113.9k $113.9k 0.00% Reduced -330 -330
100 HOLLENCREST CAPITAL MANAGEMENT 0.01% of their portfolio NEWPORT BEACH, CA 8,6098.6k $108.9k $108.9k 0.01% New