Vault-13

NUVEEN NASDAQ 100 DYNAMIC OV QQQX

COM SHS · Closed-End Fund · CUSIP 670699107

121 institutional holders +7 vs Q3 2023
13,736,48013.7m shares reported held*
$318.0mreported value*
15 new 41 added 30 reduced 14 sold out net bought ≈ $48.0m (+2.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $23.15.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 98Q4 22: 104Q1 23: 107Q2 23: 107Q3 23: 114Q4 23: 121121Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202298
Q4 2022104
Q1 2023107
Q2 2023107
Q3 2023114
Q4 2023121

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 53 bought or addedQ4 22: 39 cut or sold outQ4 22Q1 23: 48 bought or addedQ1 23: 44 cut or sold outQ1 23Q2 23: 47 bought or addedQ2 23: 42 cut or sold outQ2 23Q3 23: 50 bought or addedQ3 23: 46 cut or sold outQ3 23Q4 23: 56 bought or addedQ4 23: 44 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20225339
Q1 20234844
Q2 20234742
Q3 20235046
Q4 20235644

Biggest buyers

MORGAN STANLEY Added +1,814,145+1.8m
Cornerstone Advisors, LLC Added +536,490+536.5k
Karpus Management, Inc. New +233,280+233.3k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Added +149,681+149.7k
1607 Capital Partners, LLC Added +94,675+94.7k
AXXCESS WEALTH MANAGEMENT, LLC Added +87,163+87.2k
Shaker Financial Services, LLC Added +86,730+86.7k
Invesco Ltd. Added +74,133+74.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +38,323+38.3k
ROYAL BANK OF CANADA Added +30,451+30.5k

Biggest sellers

WELLS FARGO & COMPANY/MN Reduced -522,544-522.5k
Bridge Advisory, LLC Reduced -146,158-146.2k
Cetera Investment Advisers Reduced -105,235-105.2k
GTS SECURITIES LLC Sold out -65,210-65.2k
Baird Financial Group, Inc. Sold out -51,221-51.2k
WOLVERINE ASSET MANAGEMENT LLC Reduced -44,635-44.6k
Western Wealth Management, LLC Sold out -44,193-44.2k
LPL Financial LLC Reduced -41,984-42.0k
Aviance Capital Partners, LLC Reduced -40,858-40.9k
Walleye Capital LLC Sold out -37,682-37.7k

Insider purchases and sales in Q4 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q4 2023.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3,744,6023.7m $86.7m $86.7m 0.00% Added +1.8m +1,814,145
2 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 933,761933.8k $21.6m $21.6m 0.01% Reduced -522.5k -522,544
3 Nan Shan Life Insurance Co., Ltd. 0.47% of their portfolio Taipei City, F5 847,545847.5k $19.6m $19.6m 0.47% Unchanged
4 UBS Group AG 0.01% of their portfolio ZURICH, V8 839,695839.7k $19.4m $19.4m 0.01% Reduced -10.1k -10,141
5 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 784,126784.1k $18.2m $18.2m 0.00% Added +30.5k +30,451
6 Cornerstone Advisors, LLC 0.77% of their portfolio ASHEVILLE, NC 760,141760.1k $17.6m $17.6m 0.77% Added +536.5k +536,490
7 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 532,080532.1k $12.3m $12.3m 0.00% Added +74.1k +74,133
8 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 470,396470.4k $10.9m $10.9m 0.00% Reduced -5.1k -5,065
9 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 406,102406.1k $9.4m $9.4m 0.01% Reduced -42.0k -41,984
10 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 346,137346.1k $8.0m $8.0m 0.03% Added +28.5k +28,469
11 GUGGENHEIM CAPITAL LLC 0.06% of their portfolio CHICAGO, IL 335,853335.9k $7.8m $7.8m 0.06% Reduced -8.0k -7,965
12 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 242,165242.2k $5.6m $5.6m 0.01% Reduced -7.5k -7,450
13 Karpus Management, Inc. 0.16% of their portfolio Pittsford, NY 233,280233.3k $5.4m $5.4m 0.16% New
14 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 227,786227.8k $5.3m $5.3m 0.01% Reduced -19.2k -19,240
15 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 223,711223.7k $5.2m $5.2m 0.00% Reduced -1.4k -1,396
16 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.44% of their portfolio Englewood, NJ 214,398214.4k $5.0m $5.0m 0.44% Added +149.7k +149,681
17 FLAGSHIP HARBOR ADVISORS, LLC 0.32% of their portfolio BOSTON, MA 190,581190.6k $4.4m $4.4m 0.32% Reduced -1.8k -1,753
18 WOLVERINE ASSET MANAGEMENT LLC 0.06% of their portfolio CHICAGO, IL 156,010156.0k $3.6m $3.6m 0.06% Reduced -44.6k -44,635
19 Ionic Capital Management LLC 1.59% of their portfolio NEW YORK, NY 144,499144.5k $3.3m $3.3m 1.59% Added +537 +537
20 AXXCESS WEALTH MANAGEMENT, LLC 0.09% of their portfolio CARLSBAD, CA 125,239125.2k $2.9m $2.9m 0.09% Added +87.2k +87,163
21 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 121,466121.5k $2.8m $2.8m 0.00% Added +8.2k +8,201
22 Shaker Financial Services, LLC 1.15% of their portfolio Arlington, VA 120,804120.8k $2.8m $2.8m 1.15% Added +86.7k +86,730
23 1607 Capital Partners, LLC 0.19% of their portfolio Richmond, VA 119,105119.1k $2.8m $2.8m 0.19% Added +94.7k +94,675
24 Arete Wealth Advisors, LLC 0.21% of their portfolio CHICAGO, IL 116,840116.8k $2.7m $2.7m 0.21% Reduced -995 -995
25 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 92,82392.8k $2.1m $2.1m 0.00% Added +3.6k +3,634
26 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 91,39291.4k $2.1m $2.1m 0.02% Reduced -5.5k -5,509
27 MONECO ADVISORS, LLC 0.35% of their portfolio FAIRFIELD, CT 78,72678.7k $1.8m $1.8m 0.35% Added +1.8k +1,756
28 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 78,72078.7k $1.8m $1.8m 0.02% Added +26.6k +26,641
29 SCHNIEDERS CAPITAL MANAGEMENT LLC 0.37% of their portfolio PASADENA, CA 72,92172.9k $1.7m $1.7m 0.37% Added +8.5k +8,525
30 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 70,33770.3k $1.6m $1.6m 0.02% Reduced -30.7k -30,747
31 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 38,32338.3k $887.2k $887.2k 0.00% New
32 Ranch Capital Advisors Inc. 0.52% of their portfolio SARASOTA, FL 35,79335.8k $828.6k $828.6k 0.52% Reduced -1.3k -1,297
33 WEDBUSH SECURITIES INC 0.04% of their portfolio PASADENA, CA 34,85634.9k $807.0k $807.0k 0.04% Added +3.1k +3,142
34 Elequin Capital, LP 0.24% of their portfolio NEW YORK, NY 33,63533.6k $778.6k $778.6k 0.24% Reduced -5.7k -5,692
35 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 33,18733.2k $768.3k $768.3k 0.00% Added +4.9k +4,879
36 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 32,17732.2k $744.9k $744.9k 0.01% Added +2.5k +2,473
37 Lindbrook Capital, LLC 0.07% of their portfolio CALABASAS, CA 29,93229.9k $692.9k $692.9k 0.07% Added +3.0k +3,000
38 GREAT VALLEY ADVISOR GROUP, INC. 0.02% of their portfolio WILMINGTON, DE 29,58329.6k $684.8k $684.8k 0.02% Reduced -14.6k -14,560
39 Cyndeo Wealth Partners, LLC 0.06% of their portfolio ST. PETERSBURG, FL 29,37929.4k $680.1k $680.1k 0.06% Unchanged
40 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 28,76628.8k $665.9k $665.9k 0.00% Added +23.2k +23,231
41 LANARK FINANCIAL, INC. 0.06% of their portfolio BIRMINGHAM, AL 25,51825.5k $590.0k $590.0k 0.06% Added +578 +578
42 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 25,41925.4k $588.4k $588.4k 0.00% Reduced -7.6k -7,622
43 SAPIENT CAPITAL LLC 0.01% of their portfolio INDIANAPOLIS, IN 23,40023.4k $541.7k $541.7k 0.01% First filing
44 Mutual Advisors, LLC 0.02% of their portfolio OMAHA, NE 20,78420.8k $481.1k $481.1k 0.02% Added +142 +142
45 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 19,70319.7k $456.0k $456.0k 0.00% Added +57 +57
46 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 19,59019.6k $453.5k $453.5k 0.00% Reduced -7.8k -7,766
47 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 19,13019.1k $442.9k $442.9k 0.01% Reduced -1.6k -1,596
48 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 18,55118.6k $429.0k $429.0k 0.00% Added +202 +202
49 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 18,50518.5k $428.4k $428.4k 0.00% Added +8.5k +8,517
50 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 17,50017.5k $405.1k $405.1k 0.00% Added +5.5k +5,500
51 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 17,44917.4k $404.0k $404.0k 0.00% Added +281 +281
52 Avory & Company, LLC 0.28% of their portfolio MIAMI, FL 17,15717.2k $397.2k $397.2k 0.28% Unchanged
53 Moors & Cabot, Inc. 0.02% of their portfolio BOSTON, MA 16,55516.6k $383.2k $383.2k 0.02% Reduced -555 -555
54 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 15,64615.6k $362.2k $362.2k 0.00% Added +2.3k +2,299
55 Capstone Financial Advisors, Inc. 0.03% of their portfolio DOWNERS GROVE, IL 15,38615.4k $356.2k $356.2k 0.03% Added +2.2k +2,241
56 KINGSWOOD WEALTH ADVISORS, LLC 0.04% of their portfolio SAN DIEGO, CA 15,04315.0k $348.2k $348.2k 0.04% New
57 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 14,86714.9k $346.7k $346.7k 0.00% Added +2.9k +2,869
58 COMERICA BANK 0.00% of their portfolio DALLAS, TX 14,64114.6k $338.9k $338.9k 0.00% Reduced -3.2k -3,211
59 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.04% of their portfolio ORLANDO, FL 13,34013.3k $308.8k $308.8k 0.04% Added +1.3k +1,283
60 Diversified, LLC 0.07% of their portfolio Wilmington, DE 13,19413.2k $305.4k $305.4k 0.07% Added +27 +27
61 Weiss Asset Management LP 0.02% of their portfolio BOSTON, MA 12,94912.9k $299.8k $299.8k 0.02% New
62 Aviance Capital Partners, LLC 0.06% of their portfolio NAPLES, FL 12,92312.9k $299.2k $299.2k 0.06% Reduced -40.9k -40,858
63 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 12,82812.8k $297.0k $297.0k 0.00% Reduced -105.2k -105,235
64 DFPG INVESTMENTS, LLC 0.02% of their portfolio SANDY, UT 12,77012.8k $287.1k $287.1k 0.02% Reduced -500 -500
65 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 12,51212.5k $289.7k $289.7k 0.01% Reduced -805 -805
66 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 12,43512.4k $287.9k $287.9k 0.00% Reduced -2.9k -2,927
67 Pathstone Holdings, LLC 0.00% of their portfolio ENGLEWOOD, NJ 12,41412.4k $287.4k $287.4k 0.00% First filing
68 Bridge Advisory, LLC 0.14% of their portfolio PASADENA, CA 12,22112.2k $282.9k $282.9k 0.14% Reduced -146.2k -146,158
69 Financial Advocates Investment Management 0.02% of their portfolio OLYMPIA, WA 11,92911.9k $276.2k $276.2k 0.02% Added +480 +480
70 J.W. COLE ADVISORS, INC. 0.02% of their portfolio TAMPA, FL 11,82211.8k $273.7k $273.7k 0.02% Added +477 +477
71 WORLD EQUITY GROUP, INC. 0.05% of their portfolio SCHAUMBURG, IL 11,69011.7k $270.6k $270.6k 0.05% New
72 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 11,25411.3k $260.6k $260.6k 0.00% Added +572 +572
73 MGB Wealth Management, LLC 0.13% of their portfolio ADDISON, TX 11,00011.0k $254.7k $254.7k 0.13% First filing
74 TriaGen Wealth Management LLC 0.12% of their portfolio Calabasas, CA 10,95111.0k $253.5k $253.5k 0.12% Unchanged
75 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 10,92810.9k $253.0k $253.0k 0.00% Added +6.4k +6,434
76 Cypress Wealth Services, LLC 0.06% of their portfolio PALM DESERT, CA 10,45410.5k $242.0k $242.0k 0.06% New
77 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 10,21310.2k $236.4k $236.4k 0.00% New
78 WealthShield Partners, LLC 0.04% of their portfolio CARY, NC 9,7169.7k $224.9k $224.9k 0.04% Added +114 +114
79 Capital CS Group, LLC 0.24% of their portfolio IRVINE, CA 9,2569.3k $214.3k $214.3k 0.24% New
80 Arkadios Wealth Advisors 0.02% of their portfolio ATLANTA, GA 9,1329.1k $211.4k $211.4k 0.02% Unchanged
81 Merit Financial Group, LLC 0.01% of their portfolio ALPHARETTA, GA 8,9849.0k $208.0k $208.0k 0.01% Unchanged
82 Stratos Wealth Partners, LTD. 0.00% of their portfolio BEACHWOOD, OH 8,9008.9k $206.1k $206.1k 0.00% New
83 Jacobi Capital Management LLC 0.02% of their portfolio PITTSTON, PA 8,7258.7k $202.0k $202.0k 0.02% New
84 Compound Planning, Inc. 0.03% of their portfolio NEW YORK, NY 8,6998.7k $201.4k $201.4k 0.03% Reduced -604 -604
85 Aspen Investment Management Inc 0.11% of their portfolio GRAND RAPIDS, MI 8,6508.7k $200.0k $200.0k 0.11% New
86 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 7,2107.2k $166.9k $166.9k 0.00% Added +6.7k +6,680
87 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 6,9757.0k $161.5k $161.5k 0.00% Added +4.2k +4,225
88 Capital Analysts, LLC 0.01% of their portfolio FORT WASHINGTON, PA 5,4045.4k $125.0k $125.0k 0.01% Unchanged
89 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 5,3035.3k $122.8k $122.8k 0.00% Unchanged
90 Caitlin John, LLC 0.07% of their portfolio BRIGHTON, MI 3,7163.7k $86.0k $86.0k 0.07% First filing
91 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 3,3603.4k $77.8k $77.8k 0.00% Unchanged
92 Hexagon Capital Partners LLC 0.02% of their portfolio ROGERS, AR 2,7662.8k $64.0k $64.0k 0.02% Unchanged
93 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 2,3012.3k $53.0k $53.0k 0.00% Unchanged
94 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 2,2902.3k $52.8k $52.8k 0.00% Unchanged
95 Sunbelt Securities, Inc. 0.01% of their portfolio HOUSTON, TX 1,8341.8k $42.5k $42.5k 0.01% Reduced -1.8k -1,800
96 CoreFirst Bank & Trust 0.03% of their portfolio TOPEKA, KS 1,7541.8k $40.6k $40.6k 0.03% Unchanged
97 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 1,6551.7k $38.3k $38.3k 0.00% New
98 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 1,5001.5k $34.7k $34.7k 0.00% Unchanged
99 Key Financial Inc 0.01% of their portfolio WEST CHESTER, PA 1,1041.1k $25.6k $25.6k 0.01% Unchanged
100 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 946946 $21.9k $21.9k 0.00% Added +17 +17