Vault-13

NUVEEN NASDAQ 100 DYNAMIC OV QQQX

COM SHS · Closed-End Fund · CUSIP 670699107

104 institutional holders +6 vs Q3 2022
10,081,55810.1m shares reported held*
$206.2mreported value*
20 new 33 added 26 reduced 13 sold out net sold ≈ $1.7m (-85.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $20.46.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 98Q4 22: 104104Q3 22Q4 22
Numbers
QuarterHolders
Q3 202298
Q4 2022104

Biggest buyers

AMERIPRISE FINANCIAL INC Added +61,694+61.7k
Atria Wealth Solutions, Inc. Added +59,613+59.6k
GUGGENHEIM CAPITAL LLC Added +54,467+54.5k
Baird Financial Group, Inc. New +45,997+46.0k
MILLENNIUM MANAGEMENT LLC New +43,380+43.4k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Added +27,710+27.7k
ROYAL BANK OF CANADA Added +26,557+26.6k
Alpine Global Management, LLC New +23,611+23.6k
Lindbrook Capital, LLC New +22,432+22.4k
LPL Financial LLC Added +21,546+21.5k

Biggest sellers

WELLS FARGO & COMPANY/MN Reduced -294,006-294.0k
RAYMOND JAMES & ASSOCIATES Reduced -123,804-123.8k
Invesco Ltd. Reduced -74,608-74.6k
Ameritas Advisory Services, LLC Sold out -19,478-19.5k
Ranch Capital Advisors Inc. Reduced -17,809-17.8k
Belpointe Asset Management LLC Reduced -16,513-16.5k
Western Wealth Management, LLC Sold out -16,466-16.5k
Aviance Capital Partners, LLC Reduced -16,221-16.2k
BANK OF AMERICA CORP /DE/ Reduced -16,072-16.1k
WEDBUSH SECURITIES INC Reduced -14,419-14.4k

Insider purchases and sales in Q4 2022

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q4 2022.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,747,5931.7m $35.7m $35.7m 0.00% Added +19.4k +19,419
2 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,044,1291.0m $21.3m $21.3m 0.01% Reduced -294.0k -294,006
3 Nan Shan Life Insurance Co., Ltd. 0.47% of their portfolio Taipei City, F5 847,545847.5k $17.3m $17.3m 0.47% Unchanged
4 UBS Group AG 0.01% of their portfolio ZURICH, V8 836,843836.8k $17.1m $17.1m 0.01% Reduced -13.6k -13,576
5 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 812,290812.3k $16.6m $16.6m 0.01% Added +26.6k +26,557
6 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 415,530415.5k $8.5m $8.5m 0.00% Reduced -16.1k -16,072
7 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 376,659376.7k $7.7m $7.7m 0.01% Added +21.5k +21,546
8 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 374,400374.4k $7.6m $7.6m 0.03% Added +19.1k +19,069
9 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 371,626371.6k $7.6m $7.6m 0.00% Reduced -74.6k -74,608
10 GUGGENHEIM CAPITAL LLC 0.05% of their portfolio CHICAGO, IL 262,721262.7k $5.4m $5.4m 0.05% Added +54.5k +54,467
11 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 242,377242.4k $4.9m $4.9m 0.00% Added +61.7k +61,694
12 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 238,961239.0k $4.9m $4.9m 0.01% Reduced -6.9k -6,910
13 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 233,441233.4k $4.8m $4.8m 0.01% Added +14.1k +14,071
14 Bridge Advisory, LLC 1.32% of their portfolio PASADENA, CA 154,893154.9k $3.2m $3.2m 1.32% Reduced -476 -476
15 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 138,912138.9k $2.8m $2.8m 0.00% Reduced -123.8k -123,804
16 Ausdal Financial Partners, Inc. 0.32% of their portfolio Davenport, IA 109,012109.0k $2.2m $2.2m 0.32% Added +2.3k +2,289
17 STEPHENS INC /AR/ 0.04% of their portfolio LITTLE ROCK, AR 99,02299.0k $2.0m $2.0m 0.04% Added +92 +92
18 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 94,66194.7k $1.9m $1.9m 0.00% Added +1.4k +1,404
19 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 92,05192.1k $1.9m $1.9m 0.00% Added +19.3k +19,332
20 MONECO ADVISORS, LLC 0.65% of their portfolio FAIRFIELD, CT 87,95988.0k $1.8m $1.8m 0.65% Reduced -785 -785
21 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 83,93083.9k $1.7m $1.7m 0.02% Reduced -2.5k -2,511
22 Atria Wealth Solutions, Inc. 0.03% of their portfolio NEW YORK, NY 81,40181.4k $1.7m $1.7m 0.03% Added +59.6k +59,613
23 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 75,79975.8k $1.5m $1.5m 0.00% Added +2.9k +2,892
24 Equitable Holdings, Inc. 0.03% of their portfolio NEW YORK, NY 73,79573.8k $1.5m $1.5m 0.03% Added +12.5k +12,495
25 SCHNIEDERS CAPITAL MANAGEMENT LLC 0.34% of their portfolio PASADENA, CA 73,02173.0k $1.5m $1.5m 0.34% Added +5.0k +5,000
26 Aviance Capital Partners, LLC 0.31% of their portfolio NAPLES, FL 65,83865.8k $1.3m $1.3m 0.31% Reduced -16.2k -16,221
27 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 45,99746.0k $940.0k $940.0k 0.00% New
28 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 44,25444.3k $904.1k $904.1k 0.00% Added +1.3k +1,293
29 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 43,38043.4k $886.0k $886.0k 0.00% New
30 FLAGSHIP HARBOR ADVISORS, LLC 0.09% of their portfolio BOSTON, MA 43,33943.3k $885.4k $885.4k 0.09% Reduced -500 -500
31 Mutual Advisors, LLC 0.04% of their portfolio OMAHA, NE 41,82041.8k $854.4k $854.4k 0.04% Reduced -2.8k -2,828
32 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.09% of their portfolio ORLANDO, FL 41,01441.0k $837.9k $837.9k 0.09% Added +27.7k +27,710
33 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 39,77639.8k $812.6k $812.6k 0.01% Reduced -8.9k -8,865
34 WEDBUSH SECURITIES INC 0.04% of their portfolio PASADENA, CA 39,42339.4k $805.0k $805.0k 0.04% Reduced -14.4k -14,419
35 Ranch Capital Advisors Inc. 0.62% of their portfolio SARASOTA, FL 38,51638.5k $786.9k $786.9k 0.62% Reduced -17.8k -17,809
36 GREAT VALLEY ADVISOR GROUP, INC. 0.04% of their portfolio WILMINGTON, DE 37,99338.0k $776.2k $776.2k 0.04% Added +5.0k +5,045
37 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 37,46037.5k $939.9k $939.9k 0.02% Reduced -2.7k -2,669
38 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 34,73834.7k $709.7k $709.7k 0.01% Added +13.7k +13,656
39 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 33,88633.9k $692.0k $692.0k 0.00% Added +2.3k +2,325
40 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 31,41731.4k $642.4k $642.4k 0.02% Added +19.9k +19,910
41 IFG Advisory, LLC 0.06% of their portfolio ATLANTA, GA 29,82129.8k $609.0k $609.0k 0.06% Added +2.0k +2,036
42 Cyndeo Wealth Partners, LLC 0.07% of their portfolio ST. PETERSBURG, FL 29,37929.4k $600.2k $600.2k 0.07% First filing
43 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 27,07727.1k $553.2k $553.2k 0.02% Added +794 +794
44 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 25,38325.4k $519.0k $519.0k 0.00% Added +1.8k +1,758
45 Alpine Global Management, LLC 0.16% of their portfolio NEW YORK, NY 23,61123.6k $482.0k $482.0k 0.16% New
46 Lindbrook Capital, LLC 0.06% of their portfolio CALABASAS, CA 22,43222.4k $458.3k $458.3k 0.06% New
47 Belpointe Asset Management LLC 0.03% of their portfolio RENO, NV 21,63721.6k $442.0k $442.0k 0.03% Reduced -16.5k -16,513
48 PATHSTONE FAMILY OFFICE, LLC 0.00% of their portfolio ENGLEWOOD, NJ 20,00020.0k $408.6k $408.6k 0.00% Unchanged
49 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 19,16919.2k $392.0k $392.0k 0.00% Reduced -2.7k -2,670
50 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 18,81618.8k $384.0k $384.0k 0.00% Reduced -3.7k -3,706
51 Avory & Company, LLC 0.28% of their portfolio MIAMI, FL 17,15717.2k $350.5k $350.5k 0.28% Unchanged
52 WealthShield Partners, LLC 0.06% of their portfolio CARY, NC 16,21916.2k $331.4k $331.4k 0.06% Reduced -5.0k -5,022
53 Diversified, LLC 0.12% of their portfolio Wilmington, DE 14,53514.5k $296.9k $296.9k 0.12% Reduced -2.5k -2,457
54 Arkadios Wealth Advisors 0.04% of their portfolio ATLANTA, GA 14,51914.5k $296.6k $296.6k 0.04% Reduced -1.8k -1,786
55 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 13,30713.3k $272.0k $272.0k 0.01% Reduced -3.5k -3,520
56 Capstone Financial Advisors, Inc. 0.02% of their portfolio DOWNERS GROVE, IL 13,14513.1k $268.6k $268.6k 0.02% Unchanged
57 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 12,98313.0k $265.2k $265.2k 0.00% New
58 Hilltop Holdings Inc. 0.03% of their portfolio DALLAS, TX 12,96113.0k $264.8k $264.8k 0.03% Added +2.0k +2,029
59 DFPG INVESTMENTS, LLC 0.04% of their portfolio SANDY, UT 12,12012.1k $270.6k $270.6k 0.04% New
60 Register Financial Advisors LLC 0.15% of their portfolio ATLANTA, GA 11,43511.4k $233.6k $233.6k 0.15% First filing
61 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 11,04911.0k $226.0k $226.0k 0.01% Reduced -489 -489
62 Cetera Advisors LLC 0.00% of their portfolio DENVER, CO 10,01310.0k $204.6k $204.6k 0.00% New
63 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 9,98410.0k $204.0k $204.0k 0.00% New
64 Financial Advocates Investment Management 0.02% of their portfolio OLYMPIA, WA 9,8499.8k $201.2k $201.2k 0.02% New
65 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 9,8079.8k $200.4k $200.4k 0.00% New
66 Merit Financial Group, LLC 0.01% of their portfolio ALPHARETTA, GA 9,8009.8k $200.2k $200.2k 0.01% Unchanged
67 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 9,0019.0k $248.0k $248.0k 0.01% Added +3.2k +3,210
68 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 5,6515.7k $115.5k $115.5k 0.00% Unchanged
69 Capital Analysts, LLC 0.01% of their portfolio FORT WASHINGTON, PA 5,4045.4k $110.0k $110.0k 0.01% Unchanged
70 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 5,1155.1k $104.5k $104.5k 0.00% Unchanged
71 Hexagon Capital Partners LLC 0.02% of their portfolio ROGERS, AR 2,7662.8k $56.5k $56.5k 0.02% Unchanged
72 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 2,7502.8k $56.2k $56.2k 0.00% Unchanged
73 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 2,7402.7k $56.0k $56.0k 0.00% Added +384 +384
74 PrairieView Partners, LLC 0.01% of their portfolio ST. PAUL, MN 2,3962.4k $48.0k $48.0k 0.01% New
75 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 2,3012.3k $47.0k $47.0k 0.00% Unchanged
76 Thomas J. Herzfeld Advisors, Inc. 0.02% of their portfolio MIAMI BEACH, FL 2,1602.2k $44.1k $44.1k 0.02% Added +51 +51
77 MONEY CONCEPTS CAPITAL CORP 0.00% of their portfolio PALM BEACH GARDENS, FL 1,7881.8k $36.5k $36.5k 0.00% New
78 CoreFirst Bank & Trust 0.03% of their portfolio TOPEKA, KS 1,7541.8k $35.8k $35.8k 0.03% Unchanged
79 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 1,7001.7k $34.7k $34.7k 0.00% New
80 HERITAGE WEALTH MANAGEMENT, LLC 0.00% of their portfolio PHOENIX, AZ 1,1541.2k $23.6k $23.6k 0.00% Added +577 +577
81 Key Financial Inc 0.01% of their portfolio WEST CHESTER, PA 1,1041.1k $22.6k $22.6k 0.01% Unchanged
82 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 1,1021.1k $22.5k $22.5k 0.00% Unchanged
83 TCI Wealth Advisors, Inc. 0.00% of their portfolio Tucson, AZ 1,0891.1k $22.2k $22.2k 0.00% Added +30 +30
84 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 1,0001.0k $20.0k $20.0k 0.00% New
85 U.S. Capital Wealth Advisors, LLC 0.00% of their portfolio AUSTIN, TX 908908 $18.5k $18.5k 0.00% New
86 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 876876 $17.9k $17.9k 0.00% Added +20 +20
87 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 829829 $16.9k $16.9k 0.00% New
88 ROMANO BROTHERS AND COMPANY 0.00% of their portfolio EVANSTON, IL 750750 $15.3k $15.3k 0.00% New
89 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 702702 $14.3k $14.3k 0.00% Unchanged
90 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 530530 $10.8k $10.8k 0.00% Reduced -2.0k -1,974
91 Financial Synergies Wealth Advisors, Inc. 0.00% of their portfolio HOUSTON, TX 460460 $9.4k $9.4k 0.00% Unchanged
92 Retirement Group, LLC 0.00% of their portfolio SAN DIEGO, CA 426426 $9.0k $9.0k 0.00% Added +11 +11
93 TimeScale Financial, Inc. 0.00% of their portfolio DANVERS, MA 400400 $8.2k $8.2k 0.00% Unchanged
94 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 352352 $7.0k $7.0k 0.00% Unchanged
95 M&R CAPITAL MANAGEMENT INC 0.00% of their portfolio SUMMIT, NJ 330330 $6.7k $6.7k 0.00% New
96 Coppell Advisory Solutions LLC 0.00% of their portfolio COPPELL, TX 225225 $4.6k $4.6k 0.00% First filing
97 Coppell Advisory Solutions Corp. 0.00% of their portfolio COPPELL, TX 225225 $4.6k $4.6k 0.00% First filing
98 CWM, LLC 0.00% of their portfolio OMAHA, NE 223223 $5.0k $5.0k 0.00% Added +73 +73
99 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 200200 $4.1k $4.1k 0.00% Unchanged
100 Destiny Wealth Partners, LLC 0.00% of their portfolio TAVARES, FL 150150 $3.1k $3.1k 0.00% New