NUVEEN CALIFORNIA AMT QLT MU XNCMX
COM · Closed-End Fund · CUSIP 670651108
65
institutional holders
-4 vs Q1 2023
7.2m
shares reported held*
$83.3mreported value*
4 new
23 added
19 reduced
10 sold out
net bought ≈ $2.5m (+218.7k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $11.54.
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 57 |
| Q4 2022 | 64 |
| Q1 2023 | 69 |
| Q2 2023 | 65 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 33 | 21 |
| Q1 2023 | 36 | 28 |
| Q2 2023 | 27 | 29 |
Biggest buyers
| Logan Stone Capital, LLC | Added | +130.2k |
| AQR Arbitrage LLC | Added | +89.4k |
| GUGGENHEIM CAPITAL LLC | Added | +79.3k |
| MORGAN STANLEY | Added | +49.3k |
| WOLVERINE ASSET MANAGEMENT LLC | Added | +29.9k |
| Leisure Capital Management | Added | +22.9k |
| Janney Montgomery Scott LLC | New | +15.0k |
| Saba Capital Management, L.P. | New | +14.9k |
| Mutual Advisors, LLC | New | +14.0k |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | Added | +12.7k |
Biggest sellers
| UBS Group AG | Reduced | -38.5k |
| Walleye Capital LLC | Sold out | -37.5k |
| Hennion & Walsh Asset Management, Inc. | Reduced | -28.3k |
| Mariner, LLC | Reduced | -18.3k |
| WELLS FARGO & COMPANY/MN | Reduced | -16.5k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Sold out | -15.7k |
| KENNICOTT CAPITAL MANAGEMENT LLC | Sold out | -13.5k |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | Sold out | -12.0k |
| RB Capital Management, LLC | Sold out | -11.3k |
| Composition Wealth, LLC | Sold out | -11.3k |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| MORGAN STANLEY 13G · institution new · filed 2025-05-06 | 5.1% |
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| MORGAN STANLEY 0.00% of their portfolio | 1.7m $20.1m | Added +49.3k |
| GUGGENHEIM CAPITAL LLC 0.07% of their portfolio | 740.7k $8.5m | Added +79.3k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 551.7k $6.4m | Reduced -16.5k |
| Hennion & Walsh Asset Management, Inc. 0.37% of their portfolio | 536.2k $6.2m | Reduced -28.3k |
| UBS Group AG 0.00% of their portfolio | 482.4k $5.6m | Reduced -38.5k |
| Advisors Asset Management, Inc. 0.08% of their portfolio | 344.8k $4.0m | Reduced -6.1k |
| REGATTA CAPITAL GROUP, LLC 0.80% of their portfolio | 219.0k $2.5m | Added +3.1k |
| Leisure Capital Management 1.29% of their portfolio | 203.3k $2.3m | Added +22.9k |
| Blue Zone Wealth Advisors, LLC 1.04% of their portfolio | 195.0k $2.3m | Added +9.1k |
| Mariner, LLC 0.01% of their portfolio | 186.6k $2.2m | Reduced -18.3k |
| Logan Stone Capital, LLC 0.72% of their portfolio | 184.3k $2.1m | Added +130.2k |
| EVOKE WEALTH, LLC 0.07% of their portfolio | 176.7k $2.0m | Added +5.0k |
| AQR Arbitrage LLC 0.07% of their portfolio | 142.2k $1.6m | Added +89.4k |
| MYECFO, LLC 0.77% of their portfolio | 91.4k $1.1m | Added +4.0k |
| WEDBUSH SECURITIES INC 0.05% of their portfolio | 82.6k $953.0k | Added +629 |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 72.7k $839.2k | Reduced -6.6k |
| MKT Advisors LLC 0.59% of their portfolio | 72.5k $834.7k | Unchanged |
| Snowden Capital Advisors LLC 0.03% of their portfolio | 65.4k $754.9k | Reduced -1.6k |
| LPL Financial LLC 0.00% of their portfolio | 65.4k $754.3k | Reduced -7.3k |
| Apriem Advisors 0.11% of their portfolio | 65.0k $749.7k | Added +500 |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 60.1k $694.0k | Added +909 |
| Claybrook Capital, LLC 0.36% of their portfolio | 58.8k $678.7k | Unchanged |
| Pacific Wealth Strategies Group, Inc. 0.69% of their portfolio | 58.7k $677.4k | Unchanged |
| WOLVERINE ASSET MANAGEMENT LLC 0.01% of their portfolio | 55.1k $635.3k | Added +29.9k |
| Diligent Investors, LLC 0.18% of their portfolio | 54.2k $625.4k | Added +558 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.07% of their portfolio | 46.1k $532.2k | Added +12.7k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 44.6k $514.0k | Reduced -6.1k |
| Kestra Advisory Services, LLC 0.00% of their portfolio | 40.9k $471.6k | Added +307 |
| D.A. DAVIDSON & CO. 0.00% of their portfolio | 38.6k $445.5k | Reduced -747 |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 37.3k $430.4k | Reduced -1.6k |
| Integrated Wealth Concepts LLC 0.01% of their portfolio | 35.8k $413.3k | Added +5.7k |
| LAZARI CAPITAL MANAGEMENT, INC. 0.19% of their portfolio | 28.8k $331.9k | First filing |
| Cetera Investment Advisers 0.00% of their portfolio | 27.5k $317.1k | Reduced -1.1k |
| Perigon Wealth Management, LLC 0.01% of their portfolio | 24.8k $285.6k | Unchanged |
| Ignite Planners, LLC 0.11% of their portfolio | 24.5k $276.7k | Added +63 |
| Strait & Sound Wealth Management LLC 0.28% of their portfolio | 24.4k $282.0k | Reduced -6.5k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 23.9k $275.6k | Reduced -10.0k |
| Van Hulzen Asset Management, LLC 0.02% of their portfolio | 23.6k $273.0k | Reduced -43 |
| Virtu Financial LLC 0.02% of their portfolio | 23.4k $270.0k | Added +9.4k |
| Western Wealth Management, LLC 0.02% of their portfolio | 22.2k $256.1k | Added +19 |
| Cerity Partners LLC 0.00% of their portfolio | 22.0k $254.4k | Unchanged |
| Creative Planning 0.00% of their portfolio | 20.6k $238.2k | Added +45 |
| Stratos Wealth Partners, LTD. 0.01% of their portfolio | 20.5k $236.8k | Unchanged |
| Castle Rock Wealth Management, LLC 0.07% of their portfolio | 19.3k $216.7k | Reduced -5.9k |
| Core Wealth Partners LLC 0.20% of their portfolio | 18.4k $212.6k | Unchanged |
| Pure Financial Advisors, LLC 0.01% of their portfolio | 17.1k $197.3k | Unchanged |
| Atria Wealth Solutions, Inc. 0.00% of their portfolio | 16.0k $185.5k | Reduced -3.8k |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 15.0k $173.0k | New |
| Saba Capital Management, L.P. 0.01% of their portfolio | 14.9k $172.0k | New |
| Gradient Capital Advisors, LLC 0.07% of their portfolio | 14.4k $165.6k | Unchanged |
| Mutual Advisors, LLC 0.01% of their portfolio | 14.0k $161.4k | New |
| World Investment Advisors 0.03% of their portfolio | 12.8k $147.7k | Unchanged |
| NOMURA HOLDINGS INC 0.00% of their portfolio | 12.2k $140.8k | Added +2.2k |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 10.2k $117.1k | Unchanged |
| BDO Wealth Advisors, LLC 0.01% of their portfolio | 5.5k $63.9k | Unchanged |
| Allworth Financial LP 0.00% of their portfolio | 3.0k $34.6k | Unchanged |
| Rockefeller Capital Management L.P. 0.00% of their portfolio | 1.4k $15.9k | First filing |
| Blume Capital Management, Inc. 0.00% of their portfolio | 1.2k $13.8k | Unchanged |
| FNY Investment Advisers, LLC 0.01% of their portfolio | 900 $10.0k | Unchanged |
| Silicon Valley Capital Partners 0.00% of their portfolio | 394 $4.5k | Added +4 |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 220 $2.5k | Reduced -2.5k |
| WHITTIER TRUST CO 0.00% of their portfolio | 200 $2.3k | Reduced -152 |
| CITIGROUP INC 0.00% of their portfolio | 3 $35 | Unchanged |
| FMR LLC 0.00% of their portfolio | 1 $12 | New |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |