Vault-13

NORTHERN STAR INVEST CORP IV

*W EXP 02/25/202 · CUSIP 66575B119

11 institutional holders -41 vs Q2 2023
857,988858.0k shares reported held*
$142.3kreported value*
0 new 0 added 4 reduced 38 sold out net sold ≈ $211.3k (-3.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.17.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 55Q4 22: 62Q1 23: 51Q2 23: 52Q3 23: 1111Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202255
Q4 202262
Q1 202351
Q2 202352
Q3 202311

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 16 bought or addedQ4 22: 14 cut or sold outQ4 22Q1 23: 8 bought or addedQ1 23: 18 cut or sold outQ1 23Q2 23: 7 bought or addedQ2 23: 6 cut or sold outQ2 23Q3 23: 0 bought or addedQ3 23: 42 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221614
Q1 2023818
Q2 202376
Q3 2023042

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50k$100k$150k$200kQ4 22 calls: $7.6kQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $193.1kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $183.4kQ2 23 puts: $0Q2 23P/C 0.00Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —
Numbers
QuarterCallsPutsP/C
Q4 2022$7.6k$00.00
Q1 2023$193.1k$00.00
Q2 2023$183.4k$00.00
Q3 2023$0$0—

Biggest buyers

None

Biggest sellers

PEAK6 Investments LLC Sold out -499,700-499.7k
Spartan Fund Management Inc. Reduced -395,521-395.5k
Sandia Investment Management LP Sold out -372,224-372.2k
ARISTEIA CAPITAL, L.L.C. Sold out -321,918-321.9k
CADIAN CAPITAL MANAGEMENT, LP Sold out -250,000-250.0k
NOMURA HOLDINGS INC Sold out -233,333-233.3k
Periscope Capital Inc. Sold out -230,327-230.3k
HIGHBRIDGE CAPITAL MANAGEMENT LLC Sold out -219,511-219.5k
RP Investment Advisors LP Sold out -212,500-212.5k
Q Global Advisors, LLC Sold out -186,072-186.1k

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Diametric Capital, LP 0.01% of their portfolio BOSTON, MA 372,224372.2k $22.3k $22.3k 0.01% Unchanged
2 Altshuler Shaham Ltd 0.00% of their portfolio Tel Aviv, L3 217,617217.6k $23.9k $23.9k 0.00% Unchanged
3 Radcliffe Capital Management, L.P. 0.00% of their portfolio BALA CYNWYD, PA 124,224124.2k $2.5k $2.5k 0.00% Unchanged
4 CANTOR FITZGERALD, L. P. 0.00% of their portfolio NEW YORK, NY 83,33383.3k $5.0k $5.0k 0.00% Unchanged
5 Spartan Fund Management Inc. 0.00% of their portfolio TORONTO, ONTARIO, Z4 22,97623.0k $1.4k $1.4k 0.00% Reduced -395.5k -395,521
6 FLOW TRADERS U.S. LLC 0.00% of their portfolio NEW YORK, NY 12,10712.1k $0 $0 0.00% Reduced -3.6k -3,560
7 SECURITY BENEFIT LIFE INSURANCE CO /KS/ 0.00% of their portfolio TOPEKA, KS 8,3338.3k $167 $167 0.00% Unchanged
8 Segantii Capital Management Ltd 0.00% of their portfolio HONG KONG, K3 8,3338.3k $86.7k $86.7k 0.00% Unchanged
9 CLEAR STREET LLC 0.00% of their portfolio NEW YORK, NY 5,3555.4k $321 $321 0.00% Unchanged
10 Ancora Advisors LLC 0.00% of their portfolio Cleveland, OH 2,7002.7k $54 $54 0.00% Reduced -449 -449
11 ROBINSON CAPITAL MANAGEMENT, LLC 0.00% of their portfolio GROSSE POINTE FARMS, MI 786786 $16 $16 0.00% Reduced -869 -869