Vault-13

NORTHERN DYNASTY MINERALS LT NAK

COM NEW · Common Stock · CUSIP 66510M204 · ISIN CA66510M2040

90 institutional holders +2 vs Q1 2023
49,016,11849.0m shares reported held*
$11.7mreported value*
12 new 10 added 19 reduced 10 sold out net sold ≈ $3.1m (-13.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.24. Options: 7 managers hold calls ($234.9k notional), 6 hold puts ($86.4k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 82Q4 22: 87Q1 23: 88Q2 23: 9090Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202282
Q4 202287
Q1 202388
Q2 202390

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 27 bought or addedQ4 22: 21 cut or sold outQ4 22Q1 23: 26 bought or addedQ1 23: 24 cut or sold outQ1 23Q2 23: 22 bought or addedQ2 23: 29 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20222721
Q1 20232624
Q2 20232229

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600k$800kQ3 22 calls: $703.0kQ3 22 puts: $373.0kQ3 22P/C 0.53Q4 22 calls: $476.3kQ4 22 puts: $260.3kQ4 22P/C 0.55Q1 23 calls: $270.3kQ1 23 puts: $99.6kQ1 23P/C 0.37Q2 23 calls: $234.9kQ2 23 puts: $86.4kQ2 23P/C 0.37
Numbers
QuarterCallsPutsP/C
Q3 2022$703.0k$373.0k0.53
Q4 2022$476.3k$260.3k0.55
Q1 2023$270.3k$99.6k0.37
Q2 2023$234.9k$86.4k0.37

Biggest buyers

RENAISSANCE TECHNOLOGIES LLC Added +1,015,421+1.0m
HRT FINANCIAL LP New +937,269+937.3k
WELLS FARGO & COMPANY/MN Added +200,000+200.0k
Sequoia Financial Advisors, LLC Added +155,625+155.6k
BANK OF MONTREAL /CAN/ Added +100,000+100.0k
ROYAL BANK OF CANADA Added +92,351+92.4k
SIMPLEX TRADING, LLC New +64,000+64.0k
ALPS ADVISORS INC Added +61,781+61.8k
TWO SIGMA SECURITIES, LLC Added +60,248+60.2k
FOUNDERS FINANCIAL SECURITIES LLC New +34,520+34.5k

Biggest sellers

Mirae Asset Global Investments Co., Ltd. Sold out -13,253,421-13.3m
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -1,523,151-1.5m
Quintet Private Bank (Europe) S.A. Sold out -245,929-245.9k
MILLENNIUM MANAGEMENT LLC Reduced -202,425-202.4k
CITADEL ADVISORS LLC Reduced -156,412-156.4k
Virtu Financial LLC Sold out -104,758-104.8k
Russell Investments Group, Ltd. Reduced -89,548-89.5k
UBS Group AG Reduced -60,553-60.6k
Baader Bank Aktiengesellschaft Sold out -46,042-46.0k
IHT Wealth Management, LLC Sold out -40,975-41.0k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $122.0k508.3k shares
CITADEL ADVISORS LLC Reduced $42.3k176.1k shares
SIMPLEX TRADING, LLC Reduced $36.0k153.7k shares
WOLVERINE TRADING, LLC Reduced $18.1k81.6k shares
GROUP ONE TRADING LLC Reduced $16.4k68.2k shares
HAP Trading, LLC Reduced $24411.1k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Reduced $34.8k145.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $31.4k130.8k shares
SIMPLEX TRADING, LLC Added $14.0k62.1k shares
GROUP ONE TRADING LLC Unchanged $3.2k13.5k shares
WOLVERINE TRADING, LLC Added $3.0k13.5k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Kopernik Global Investors, LLC 13D · may seek influence +1.3 pts · filed 2026-04-07
Stated purposeThe Reporting Persons purchased the Issuer's securities based on the Reporting Persons' belief that such securities, when purchased, were undervalued and represented an attractive investment opportunity. Depending upon overall market conditions, other investment opportunities available to the Reporting Persons, and the availability of Common Shares at prices that would make the purchase or sale of Common Shares desirable, the Reporting Persons intend to continue to review their investment in the Issuer on an ongoing basis and may, from time to time and at any time, acquire additional Common Shares in the open market or otherwise, dispose of any or all of the Common Shares in the open market or otherwise, and/or engage in hedging or similar transactions with respect to the Common Shares. O… Full filing
14.0% +1.3 pts 83.6m≈ $160.6m 2026-04-07

Insider purchases and sales in Q2 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2023.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Kopernik Global Investors, LLC 0.79% of their portfolio TAMPA, FL 32,070,69132.1m $7.7m $7.7m 0.79% Unchanged
2 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 7,770,2247.8m $1.8m $1.8m 0.00% Reduced -89.5k -89,548
3 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 1,840,3951.8m $441.7k $441.7k 0.00% Unchanged
4 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 1,300,7701.3m $312.0k $312.0k 0.00% Added +1.0m +1,015,421
5 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 937,269937.3k $224.0k $224.0k 0.00% New
6 Valeo Financial Advisors, LLC 0.01% of their portfolio CARMEL, IN 553,450553.5k $132.8k $132.8k 0.01% Unchanged
7 CADINHA & CO LLC 0.02% of their portfolio HONOLULU, HI 500,000500.0k $120.0k $120.0k 0.02% Unchanged
8 LCM Capital Management Inc 0.07% of their portfolio CHICAGO, IL 371,800371.8k $89.2k $89.2k 0.07% Unchanged
9 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 364,164364.2k $87.4k $87.4k 0.00% Added +200.0k +200,000
10 GRIMES & Co WEALTH MANAGEMENT, LLC 0.00% of their portfolio WESTBOROUGH, MA 318,950318.9k $76.5k $76.5k 0.00% Unchanged
11 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 212,350212.3k $48.1k $48.1k 0.00% Unchanged
12 Sequoia Financial Advisors, LLC 0.00% of their portfolio Akron, OH 205,150205.2k $49.2k $49.2k 0.00% Added +155.6k +155,625
13 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 189,763189.8k $45.0k $45.0k 0.00% Added +92.4k +92,351
14 ALPS ADVISORS INC 0.00% of their portfolio Denver, CO 175,112175.1k $42.0k $42.0k 0.00% Added +61.8k +61,781
15 Crewe Advisors LLC 0.01% of their portfolio SALT LAKE CITY, UT 152,003152.0k $36.5k $36.5k 0.01% Reduced -14.8k -14,754
16 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 132,450132.4k $31.5k $31.5k 0.00% Added +100.0k +100,000
17 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 116,873116.9k $28.0k $28.0k 0.00% Added +3.3k +3,300
18 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 114,958115.0k $27.6k $27.6k 0.00% Reduced -156.4k -156,412
19 BRADY FAMILY WEALTH, LLC 0.01% of their portfolio SAINT LOUIS, MO 110,000110.0k $26.4k $26.4k 0.01% Unchanged
20 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 108,679108.7k $26.1k $26.1k 0.00% Reduced -1.5m -1,523,151
21 UBS Group AG 0.00% of their portfolio ZURICH, V8 105,389105.4k $25.3k $25.3k 0.00% Reduced -60.6k -60,553
22 TWO SIGMA SECURITIES, LLC 0.00% of their portfolio NEW YORK, NY 99,03199.0k $23.8k $23.8k 0.00% Added +60.2k +60,248
23 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 98,16098.2k $24.0k $24.0k 0.00% Added +1.0k +1,000
24 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 89,94789.9k $21.6k $21.6k 0.00% Reduced -202.4k -202,425
25 True North Advisors, LLC 0.01% of their portfolio Dallas, TX 81,50081.5k $19.6k $19.6k 0.01% Unchanged
26 Smith Anglin Financial, LLC 0.00% of their portfolio DALLAS, TX 65,00065.0k $15.6k $15.6k 0.00% Unchanged
27 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 64,00064.0k $15.0k $15.0k 0.00% New
28 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 54,05054.0k $13.0k $13.0k 0.00% Reduced -1.7k -1,700
29 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 49,30649.3k $12.0k $12.0k 0.00% Reduced -1.0k -1,000
30 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 47,08147.1k $11.3k $11.3k 0.00% Added +27.2k +27,190
31 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 46,95047.0k $11.3k $11.3k 0.00% Reduced -1.8k -1,750
32 626 Financial, LLC 0.01% of their portfolio PORTAGE, MI 34,91634.9k $8.4k $8.4k 0.01% Unchanged
33 FOUNDERS FINANCIAL SECURITIES LLC 0.00% of their portfolio TOWSON, MD 34,52034.5k $8.3k $8.3k 0.00% New
34 Versant Capital Management, Inc 0.00% of their portfolio PHOENIX, AZ 32,30332.3k $7.8k $7.8k 0.00% Unchanged
35 SevenBridge Financial Group, LLC 0.00% of their portfolio HARRISBURG, PA 31,42131.4k $7.5k $7.5k 0.00% Unchanged
36 Patriot Financial Group Insurance Agency, LLC 0.00% of their portfolio Westborough, MA 30,95030.9k $7.4k $7.4k 0.00% Unchanged
37 WEALTH ALLIANCE, LLC 0.00% of their portfolio MELLVILLE, NY 30,72530.7k $7.4k $7.4k 0.00% Reduced -1.2k -1,200
38 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 30,60030.6k $7.3k $7.3k 0.00% Unchanged
39 Fiduciary Alliance LLC 0.00% of their portfolio GREENVILLE, SC 27,32127.3k $6.6k $6.6k 0.00% Unchanged
40 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 25,50025.5k $6.1k $6.1k 0.00% Unchanged
41 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 22,80022.8k $5.5k $5.5k 0.00% Unchanged
42 Keystone Wealth Services, LLC 0.00% of their portfolio PALM DESERT, CA 21,25021.2k $5.1k $5.1k 0.00% Unchanged
43 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 21,10021.1k $5.1k $5.1k 0.00% New
44 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 19,73419.7k $4.7k $4.7k 0.00% Reduced -415 -415
45 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio ORLANDO, FL 18,50018.5k $4.4k $4.4k 0.00% Unchanged
46 Independent Wealth Network Inc. 0.00% of their portfolio URBANDALE, IA 16,05016.1k $3.9k $3.9k 0.00% Unchanged
47 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 15,85015.8k $4.0k $4.0k 0.00% New
48 Ellsworth Advisors, LLC 0.00% of their portfolio HUDSON, OH 15,22515.2k $3.7k $3.7k 0.00% Unchanged
49 WOLVERINE TRADING, LLC 0.00% of their portfolio CHICAGO, IL 14,82614.8k $3.3k $3.3k 0.00% Reduced -3.2k -3,182
50 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 13,80013.8k $3.3k $3.3k 0.00% Unchanged
51 Sage Investment Advisers LLC 0.00% of their portfolio WAPPINGERS FALLS, NY 13,00013.0k $3.1k $3.1k 0.00% Unchanged
52 EQUITABLE TRUST CO 0.00% of their portfolio NASHVILLE, TN 11,87311.9k $2.9k $2.9k 0.00% Unchanged
53 GPS Wealth Strategies Group, LLC 0.00% of their portfolio CENTENNIAL, CO 11,52911.5k $2.8k $2.8k 0.00% Unchanged
54 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 11,37911.4k $2.7k $2.7k 0.00% Reduced -500 -500
55 Roundview Capital LLC 0.00% of their portfolio PRINCETON, NJ 11,00011.0k $2.6k $2.6k 0.00% New
56 Integrated Advisors Network LLC 0.00% of their portfolio DALLAS, TX 11,00011.0k $2.6k $2.6k 0.00% New
57 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 10,90010.9k $2.6k $2.6k 0.00% Unchanged
58 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 10,78510.8k $2.6k $2.6k 0.00% Reduced -21.0k -21,000
59 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 10,52210.5k $2.5k $2.5k 0.00% Reduced -9.5k -9,510
60 Welch Group, LLC 0.00% of their portfolio BIRMINGHAM, AL 10,00010.0k $2.4k $2.4k 0.00% Unchanged
61 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 10,00010.0k $2.4k $2.4k 0.00% Unchanged
62 Faithward Advisors, LLC 0.00% of their portfolio LANCASTER, PA 10,00010.0k $2.6k $2.6k 0.00% Unchanged
63 Wealth Alliance Advisory Group, LLC 0.00% of their portfolio Wichita, KS 10,00010.0k $2.4k $2.4k 0.00% Unchanged
64 OneAscent Financial Services LLC 0.00% of their portfolio BIRMINGHAM, AL 10,00010.0k $2.0k $2.0k 0.00% Unchanged
65 Arkadios Wealth Advisors 0.00% of their portfolio ATLANTA, GA 10,00010.0k $2.4k $2.4k 0.00% Unchanged
66 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 9,1009.1k $2.0k $2.0k 0.00% Unchanged
67 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 7,6007.6k $1.7k $1.7k 0.00% Unchanged
68 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 4,8084.8k $1.2k $1.2k 0.00% Unchanged
69 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 4,1504.2k $996 $996 0.00% Unchanged
70 Retirement Group, LLC 0.00% of their portfolio SAN DIEGO, CA 3,7503.8k $900 $900 0.00% Unchanged
71 Safeguard Financial, LLC 0.00% of their portfolio MINOCQUA, WI 3,5003.5k $1.0k $1.0k 0.00% New
72 LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 0.00% of their portfolio BOSTON, MA 3,0003.0k $720 $720 0.00% Unchanged
73 SIGNATUREFD, LLC 0.00% of their portfolio ATLANTA, GA 2,5002.5k $600 $600 0.00% Unchanged
74 PSI Advisors, LLC 0.00% of their portfolio TAMPA, FL 2,3002.3k $552 $552 0.00% New
75 ICA Group Wealth Management, LLC 0.00% of their portfolio DENVER, CO 1,8001.8k $432 $432 0.00% Unchanged
76 Sugarloaf Wealth Management, LLC 0.00% of their portfolio DULUTH, GA 1,7501.8k $420 $420 0.00% Unchanged
77 TORONTO DOMINION BANK 0.00% of their portfolio TORONTO, ONTARIO, A6 1,1861.2k $0 $0 0.00% Reduced -1.6k -1,594
78 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 1,1001.1k $264 $264 0.00% Unchanged
79 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 1,0001.0k $240 $240 0.00% Unchanged
80 Coppell Advisory Solutions LLC 0.00% of their portfolio COPPELL, TX 1,0001.0k $228 $228 0.00% New
81 ORG Partners LLC 0.00% of their portfolio ROANOKE, IN 1,0001.0k $0 $0 0.00% New
82 Cape Investment Advisory, Inc. 0.00% of their portfolio MCDONOUGH, GA 500500 $120 $120 0.00% Unchanged
83 NewSquare Capital LLC 0.00% of their portfolio NEWTOWN SQUARE, PA 400400 $96 $96 0.00% Unchanged
84 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 400400 $122 $122 0.00% Reduced -9.0k -9,000
85 Credential Qtrade Securities Inc. 0.00% of their portfolio VANCOUVER, A1 190190 $43 $43 0.00% Unchanged
86 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 184184 $44 $44 0.00% New
87 RE Dickinson Investment Advisors, LLC 0.00% of their portfolio COUNCIL BLUFFS, IA 175175 $0 $0 0.00% Unchanged
88 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 172172 $41 $41 0.00% Unchanged
89 Cutler Group LLC / CA 0.00% of their portfolio SAN FRANCISCO, CA 109109 $0 $0 0.00% Reduced -22 -22
90 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Reduced -2.0k -2,000