Vault-13

NOMURA HLDGS INC NMR

SPONSORED ADR · ADR · CUSIP 65535H208

Financial holding company

300 institutional holders +24 vs Q1 2026
87,938,05387.9m shares reported held*
$772.2mreported value*
51 new 154 added 52 reduced 26 sold out net bought ≈ $32.7m (+3.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $8.78. Options: 1 managers hold calls ($4.4k notional), 2 hold puts ($4.4k).

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 114Q4 22: 123Q1 23: 123Q2 23: 121Q3 23: 131Q4 23: 152Q1 24: 184Q2 24: 205Q3 24: 212Q4 24: 208Q1 25: 205Q2 25: 208Q3 25: 223Q4 25: 256Q1 26: 276Q2 26: 300300Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 2022114
Q4 2022123
Q1 2023123
Q2 2023121
Q3 2023131
Q4 2023152
Q1 2024184
Q2 2024205
Q3 2024212
Q4 2024208
Q1 2025205
Q2 2025208
Q3 2025223
Q4 2025256
Q1 2026276
Q2 2026300

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q3 24: 111 bought or addedQ3 24: 98 cut or sold outQ4 24: 105 bought or addedQ4 24: 103 cut or sold outQ4 24Q1 25: 106 bought or addedQ1 25: 93 cut or sold outQ2 25: 103 bought or addedQ2 25: 106 cut or sold outQ2 25Q3 25: 148 bought or addedQ3 25: 60 cut or sold outQ4 25: 164 bought or addedQ4 25: 72 cut or sold outQ4 25Q1 26: 187 bought or addedQ1 26: 77 cut or sold outQ2 26: 205 bought or addedQ2 26: 78 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 202411198
Q4 2024105103
Q1 202510693
Q2 2025103106
Q3 202514860
Q4 202516472
Q1 202618777
Q2 202620578

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ3 25 calls: $159.1kQ3 25 puts: $308.9kQ3 25P/C 1.94Q4 25 calls: $537.0kQ4 25 puts: $474.0kQ4 25P/C 0.88Q1 26 calls: $411.1kQ1 26 puts: $2.4kQ1 26P/C 0.01Q2 26 calls: $4.4kQ2 26 puts: $4.4kQ2 26P/C 1.00
Numbers
QuarterCallsPutsP/C
Q3 2025$159.1k$308.9k1.94
Q4 2025$537.0k$474.0k0.88
Q1 2026$411.1k$2.4k0.01
Q2 2026$4.4k$4.4k1.00

Biggest buyers

BlackRock, Inc. Added +1,214,820+1.2m
Quantinno Capital Management LP Added +683,425+683.4k
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Added +619,115+619.1k
Qube Research & Technologies Ltd Added +429,832+429.8k
MILLENNIUM MANAGEMENT LLC Added +403,415+403.4k
AQR CAPITAL MANAGEMENT LLC Added +391,826+391.8k
MARSHALL WACE, LLP New +332,986+333.0k
O'SHAUGHNESSY ASSET MANAGEMENT, LLC Added +299,430+299.4k
TWO SIGMA INVESTMENTS, LP Added +261,395+261.4k
MORGAN STANLEY Added +233,172+233.2k

Biggest sellers

FMR LLC Reduced -1,090,455-1.1m
DONALD SMITH & CO., INC. Reduced -958,244-958.2k
Integrated Quantitative Investments LLC Sold out -495,744-495.7k
RENAISSANCE TECHNOLOGIES LLC Reduced -363,200-363.2k
JANE STREET GROUP, LLC Reduced -319,932-319.9k
NEW YORK STATE COMMON RETIREMENT FUND Sold out -247,872-247.9k
D. E. Shaw & Co., Inc. Sold out -190,679-190.7k
Sequoia Financial Advisors, LLC Reduced -97,951-98.0k
CITADEL ADVISORS LLC Reduced -86,798-86.8k
Ethic Inc. Reduced -80,764-80.8k

Biggest calls

SIMPLEX TRADING, LLC New $4.4k500 shares

Biggest puts

SIMPLEX TRADING, LLC Added $3.5k400 shares
GROUP ONE TRADING LLC New $878100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
BlackRock, Inc. 13G · institution -2.5 pts · filed 2025-04-23 7.2% -2.5 pts 227.9m 2025-04-23

Fell to 5% or below in the last year: Sumitomo Mitsui Trust Group, Inc. (4.9%, 2026-02-05)

Insider purchases and sales since 1 Apr 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
404Q4 24: 0 buyingQ4 24: 0 sellingQ1 25: 0 buyingQ1 25: 0 sellingQ1 25Q2 25: 0 buyingQ2 25: 0 sellingQ3 25: 0 buyingQ3 25: 0 sellingQ3 25Q4 25: 0 buyingQ4 25: 0 sellingQ1 26: 3 buyingQ1 26: 0 sellingQ1 26Q2 26: 0 buyingQ2 26: 0 sellingQ3 26: 0 buyingQ3 26: 0 sellingQ3 26
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20240—0——
Q1 20250—0——
Q2 20250—0——
Q3 20250—0——
Q4 20250—0——
Q1 20263$2.0k0——
Q2 20260—0——
Q3 20260—0——

None reported since 1 Apr 2026.

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Fisher Asset Management, LLC 0.03% of their portfolio PLANO, TX 13,163,41913.2m $115.6m $115.6m 0.03% Added +71.8k +71,799
2 DONALD SMITH & CO., INC. 1.90% of their portfolio NEW YORK, NY 12,211,24912.2m $107.2m $107.2m 1.90% Reduced -958.2k -958,244
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 10,810,62710.8m $94.9m $94.9m 0.01% Added +233.2k +233,172
4 BlackRock, Inc. 0.00% of their portfolio New York, NY 6,636,4866.6m $58.3m $58.3m 0.00% Added +1.2m +1,214,820
5 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 5,664,5855.7m $49.7m $49.7m 0.01% Added +117.0k +116,977
6 FMR LLC 0.00% of their portfolio BOSTON, MA 3,539,2543.5m $31.1m $31.1m 0.00% Reduced -1.1m -1,090,455
7 Quantinno Capital Management LP 0.03% of their portfolio NEW YORK, NY 3,230,6333.2m $28.4m $28.4m 0.03% Added +683.4k +683,425
8 DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio AUSTIN, TX 3,181,7263.2m $27.9m $27.9m 0.01% Added +31.1k +31,141
9 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 2,586,1492.6m $22.7m $22.7m 0.00% Reduced -8.0k -7,975
10 RENAISSANCE TECHNOLOGIES LLC 0.02% of their portfolio NEW YORK, NY 1,949,0371.9m $17.1m $17.1m 0.02% Reduced -363.2k -363,200
11 Qube Research & Technologies Ltd 0.02% of their portfolio LONDON, X0 1,787,4551.8m $15.7m $15.7m 0.02% Added +429.8k +429,832
12 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 1,264,1081.3m $11.1m $11.1m 0.01% Added +403.4k +403,415
13 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.00% of their portfolio BOSTON, MA 1,142,7311.1m $10.0m $10.0m 0.00% Added +619.1k +619,115
14 AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio Greenwich, CT 1,112,7701.1m $9.8m $9.8m 0.00% Added +391.8k +391,826
15 Ethic Inc. 0.11% of their portfolio NEW YORK, NY 1,042,3531.0m $9.2m $9.2m 0.11% Reduced -80.8k -80,764
16 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 945,860945.9k $8.3m $8.3m 0.00% Added +102.1k +102,134
17 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 827,999828.0k $7.3m $7.3m 0.00% Added +129.3k +129,294
18 Trexquant Investment LP 0.04% of their portfolio STAMFORD, CT 664,768664.8k $5.8m $5.8m 0.04% Reduced -67.8k -67,798
19 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 658,603658.6k $5.8m $5.8m 0.00% Reduced -319.9k -319,932
20 Gradient Investments LLC 0.08% of their portfolio ARDEN HILLS, MN 638,711638.7k $5.6m $5.6m 0.08% Added +43.8k +43,849
21 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 637,097637.1k $5.6m $5.6m 0.00% Added +176.2k +176,167
22 Carrera Capital Advisors 0.77% of their portfolio TROY, MI 592,904592.9k $5.2m $5.2m 0.77% Added +17.3k +17,345
23 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.02% of their portfolio Stamford, CT 555,917555.9k $4.9m $4.9m 0.02% Added +299.4k +299,430
24 Mariner, LLC 0.00% of their portfolio Overland Park, KS 461,801461.8k $4.1m $4.1m 0.00% Added +76.6k +76,632
25 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 383,806383.8k $3.4m $3.4m 0.00% Added +57.6k +57,567
26 Vanguard Personalized Indexing Management, LLC 0.03% of their portfolio OAKLAND, CA 374,709374.7k $3.3m $3.3m 0.03% Added +23.3k +23,252
27 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 344,267344.3k $3.0m $3.0m 0.00% Added +25.8k +25,830
28 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 332,986333.0k $2.9m $2.9m 0.00% New
29 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 319,803319.8k $2.8m $2.8m 0.00% Added +2.2k +2,207
30 Vident Advisory, LLC 0.02% of their portfolio Alpharetta, GA 302,931302.9k $2.7m $2.7m 0.02% Reduced -4.3k -4,337
31 NATIXIS ADVISORS, LLC 0.00% of their portfolio Boston, MA 291,304291.3k $2.6m $2.6m 0.00% Added +54.4k +54,426
32 QUADRANT CAPITAL GROUP LLC 0.07% of their portfolio CINCINNATI, OH 288,438288.4k $2.5m $2.5m 0.07% Reduced -4.3k -4,316
33 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 273,588273.6k $2.4m $2.4m 0.00% Reduced -63.7k -63,718
34 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 271,395271.4k $2.4m $2.4m 0.00% Added +261.4k +261,395
35 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 257,035257.0k $2.3m $2.3m 0.00% Added +4.3k +4,299
36 Pathstone Holdings, LLC 0.01% of their portfolio ENGLEWOOD, NJ 253,790253.8k $2.2m $2.2m 0.01% Added +12.1k +12,076
37 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 239,148239.1k $2.1m $2.1m 0.00% Added +55.3k +55,275
38 UBS Group AG 0.00% of their portfolio ZURICH, V8 223,606223.6k $2.0m $2.0m 0.00% Added +77.3k +77,266
39 XTX Topco Ltd 0.03% of their portfolio LONDON, X0 222,678222.7k $2.0m $2.0m 0.03% New
40 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 216,081216.1k $1.9m $1.9m 0.00% Added +3.6k +3,555
41 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 206,447206.4k $1.8m $1.8m 0.00% Added +72.2k +72,158
42 Laird Norton Wetherby Trust Company, LLC 0.03% of their portfolio Seattle, WA 191,619191.6k $1.7m $1.7m 0.03% Added +18.5k +18,542
43 Aquatic Capital Management LLC 0.06% of their portfolio CHICAGO, IL 184,875184.9k $1.6m $1.6m 0.06% Added +124.8k +124,797
44 Crossmark Global Holdings, Inc. 0.02% of their portfolio HOUSTON, TX 176,939176.9k $1.6m $1.6m 0.02% Reduced -102 -102
45 Callan Family Office, LLC 0.03% of their portfolio RADNOR, PA 173,593173.6k $1.5m $1.5m 0.03% Added +7.0k +7,017
46 IEQ CAPITAL, LLC 0.01% of their portfolio Foster City, CA 172,275172.3k $1.5m $1.5m 0.01% Added +43.9k +43,914
47 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 165,680165.7k $1.5m $1.5m 0.00% Reduced -53.5k -53,501
48 Vise Technologies, Inc. 0.02% of their portfolio NEW YORK, NY 153,947153.9k $1.4m $1.4m 0.02% Added +107.0k +106,974
49 EVERGREEN CAPITAL MANAGEMENT LLC 0.02% of their portfolio Bellevue, WA 139,680139.7k $1.2m $1.2m 0.02% Added +58.1k +58,067
50 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 137,127137.1k $1.2m $1.2m 0.00% Added +2.2k +2,197
51 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 136,771136.8k $1.2m $1.2m 0.00% Added +20.6k +20,583
52 SIGNATUREFD, LLC 0.02% of their portfolio ATLANTA, GA 130,195130.2k $1.1m $1.1m 0.02% Added +7.9k +7,938
53 Nuveen, LLC 0.00% of their portfolio CHARLOTTE, NC 125,423125.4k $1.1m $1.1m 0.00% New
54 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 121,198121.2k $1.1m $1.1m 0.00% Added +3.2k +3,177
55 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 114,118114.1k $1.0m $1.0m 0.00% Added +10.1k +10,088
56 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 113,433113.4k $995.9k $995.9k 0.00% Reduced -86.8k -86,798
57 Hennion & Walsh Asset Management, Inc. 0.03% of their portfolio Parsippany, NJ 109,995110.0k $965.8k $965.8k 0.03% Added +53.6k +53,554
58 MARIETTA INVESTMENT PARTNERS LLC 0.16% of their portfolio MILWAUKEE, WI 108,370108.4k $951.5k $951.5k 0.16% Reduced -382 -382
59 Aaron Wealth Advisors LLC 0.05% of their portfolio Chicago, IL 106,655106.7k $936.4k $936.4k 0.05% Added +13.5k +13,502
60 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 103,248103.2k $906.5k $906.5k 0.00% Added +27.4k +27,367
61 Graham Capital Management, L.P. 0.02% of their portfolio ROWAYTON, CT 101,682101.7k $892.8k $892.8k 0.02% Added +86.5k +86,454
62 Savant Capital, LLC 0.00% of their portfolio ROCKFORD, IL 99,87799.9k $836.1k $836.1k 0.00% Added +44.4k +44,389
63 Connor, Clark & Lunn Investment Management Ltd. 0.00% of their portfolio VANCOUVER, A1 95,26695.3k $836.4k $836.4k 0.00% New
64 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 95,17895.2k $835.7k $835.7k 0.00% Added +95.0k +95,042
65 Dynasty Wealth Management, LLC 0.01% of their portfolio ST. PETERSBURG, FL 93,79893.8k $823.5k $823.5k 0.01% Added +55.3k +55,288
66 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 93,59193.6k $821.7k $821.7k 0.00% Added +2.4k +2,366
67 Lester Murray Antman dba SimplyRich 0.18% of their portfolio CARLSBAD, CA 88,14688.1k $773.0k $773.0k 0.18% Unchanged
68 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 87,00487.0k $763.9k $763.9k 0.00% Added +21.1k +21,133
69 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 86,88786.9k $762.9k $762.9k 0.00% Added +2.1k +2,100
70 Venturi Wealth Management, LLC 0.03% of their portfolio AUSTIN, TX 86,68886.7k $761.1k $761.1k 0.03% Added +5.3k +5,278
71 BSW Wealth Partners 0.08% of their portfolio BOULDER, CO 84,74984.7k $744.1k $744.1k 0.08% Reduced -9.7k -9,725
72 Quantbot Technologies LP 0.03% of their portfolio NEW YORK, NY 84,45884.5k $741.5k $741.5k 0.03% Added +49.2k +49,190
73 Ellevest, Inc. 0.08% of their portfolio NEW YORK, NY 81,34881.3k $714.2k $714.2k 0.08% Reduced -14.2k -14,154
74 QRG CAPITAL MANAGEMENT, INC. 0.01% of their portfolio BERWYN, PA 75,98176.0k $667.1k $667.1k 0.01% Added +3.9k +3,910
75 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 75,22875.2k $660.5k $660.5k 0.01% Added +15.9k +15,900
76 Ballentine Partners, LLC 0.01% of their portfolio Waltham, MA 75,10475.1k $659.4k $659.4k 0.01% Added +3.8k +3,786
77 SYON CAPITAL LLC 0.03% of their portfolio SAN FRANCISCO, CA 73,04473.0k $641.3k $641.3k 0.03% Reduced -1.6k -1,623
78 Caprock Group, LLC 0.01% of their portfolio BOISE, ID 70,72470.7k $621.0k $621.0k 0.01% Added +4.3k +4,274
79 Sequoia Financial Advisors, LLC 0.00% of their portfolio Akron, OH 68,92268.9k $605.1k $605.1k 0.00% Reduced -98.0k -97,951
80 M&T Bank Corp 0.00% of their portfolio BUFFALO, NY 68,57668.6k $602.4k $602.4k 0.00% Added +31.7k +31,662
81 Allspring Global Investments Holdings, LLC 0.00% of their portfolio CHARLOTTE, NC 68,09268.1k $619.0k $619.0k 0.00% Added +5.7k +5,685
82 Versant Capital Management, Inc 0.05% of their portfolio PHOENIX, AZ 67,25867.3k $590.5k $590.5k 0.05% Added +4.4k +4,376
83 COLDSTREAM CAPITAL MANAGEMENT INC 0.01% of their portfolio BELLEVUE, WA 63,04363.0k $553.5k $553.5k 0.01% Reduced -45.6k -45,598
84 RNC CAPITAL MANAGEMENT LLC 0.02% of their portfolio LOS ANGELES, CA 61,30561.3k $538.3k $538.3k 0.02% Reduced -1.8k -1,825
85 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 60,52360.5k $531.0k $531.0k 0.00% Added +1.3k +1,316
86 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 59,27559.3k $520.4k $520.4k 0.00% Added +40.8k +40,774
87 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 58,14558.1k $510.5k $510.5k 0.00% Reduced -5.5k -5,524
88 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 58,04858.0k $509.7k $509.7k 0.00% Added +13.9k +13,898
89 HANTZ FINANCIAL SERVICES, INC. 0.01% of their portfolio SOUTHFIELD, MI 57,83157.8k $508.0k $508.0k 0.01% Reduced -8.6k -8,622
90 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 56,02956.0k $491.9k $491.9k 0.00% Added +51.1k +51,066
91 CHOREO, LLC 0.01% of their portfolio ROCKFORD, IL 55,69655.7k $489.0k $489.0k 0.01% Added +1.4k +1,387
92 KEYBANK NATIONAL ASSOCIATION/OH 0.00% of their portfolio BROOKLYN, OH 54,89454.9k $482.0k $482.0k 0.00% Added +19.4k +19,426
93 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.00% of their portfolio IRVING, TX 54,04154.0k $474.5k $474.5k 0.00% Added +1.3k +1,305
94 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 53,65353.7k $471.1k $471.1k 0.00% Added +7.4k +7,399
95 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 52,30852.3k $459.3k $459.3k 0.00% Added +8.1k +8,106
96 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 51,95952.0k $456.2k $456.2k 0.00% Unchanged
97 Qtron Investments LLC 0.06% of their portfolio Boston, MA 51,94251.9k $456.1k $456.1k 0.06% Added +22.7k +22,706
98 XPONANCE LLC 0.00% of their portfolio PHILADELPHIA, PA 51,51851.5k $452.3k $452.3k 0.00% Added +20.3k +20,321
99 Smartleaf Asset Management LLC 0.01% of their portfolio BOSTON, MA 50,78250.8k $445.4k $445.4k 0.01% Unchanged
100 State of Wyoming 0.04% of their portfolio CHEYENNE, WY 50,61050.6k $444.4k $444.4k 0.04% Added +33.3k +33,313