NOMURA HLDGS INC NMR
SPONSORED ADR · ADR · CUSIP 65535H208
Financial holding company
- SectorFinancials
- IndustrySecurity Brokers, Dealers & Flotation Companies
- HeadquartersTokyo, Japan
- Founded1925
- Websitenomura.com
- FilingsSEC EDGAR
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $8.78. Options: 1 managers hold calls ($4.4k notional), 2 hold puts ($4.4k).
Trends to Q2 2026
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 114 |
| Q4 2022 | 123 |
| Q1 2023 | 123 |
| Q2 2023 | 121 |
| Q3 2023 | 131 |
| Q4 2023 | 152 |
| Q1 2024 | 184 |
| Q2 2024 | 205 |
| Q3 2024 | 212 |
| Q4 2024 | 208 |
| Q1 2025 | 205 |
| Q2 2025 | 208 |
| Q3 2025 | 223 |
| Q4 2025 | 256 |
| Q1 2026 | 276 |
| Q2 2026 | 300 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q3 2024 | 111 | 98 |
| Q4 2024 | 105 | 103 |
| Q1 2025 | 106 | 93 |
| Q2 2025 | 103 | 106 |
| Q3 2025 | 148 | 60 |
| Q4 2025 | 164 | 72 |
| Q1 2026 | 187 | 77 |
| Q2 2026 | 205 | 78 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2025 | $159.1k | $308.9k | 1.94 |
| Q4 2025 | $537.0k | $474.0k | 0.88 |
| Q1 2026 | $411.1k | $2.4k | 0.01 |
| Q2 2026 | $4.4k | $4.4k | 1.00 |
Biggest buyers
| BlackRock, Inc. | Added | +1.2m |
| Quantinno Capital Management LP | Added | +683.4k |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | Added | +619.1k |
| Qube Research & Technologies Ltd | Added | +429.8k |
| MILLENNIUM MANAGEMENT LLC | Added | +403.4k |
| AQR CAPITAL MANAGEMENT LLC | Added | +391.8k |
| MARSHALL WACE, LLP | New | +333.0k |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | Added | +299.4k |
| TWO SIGMA INVESTMENTS, LP | Added | +261.4k |
| MORGAN STANLEY | Added | +233.2k |
Biggest sellers
| FMR LLC | Reduced | -1.1m |
| DONALD SMITH & CO., INC. | Reduced | -958.2k |
| Integrated Quantitative Investments LLC | Sold out | -495.7k |
| RENAISSANCE TECHNOLOGIES LLC | Reduced | -363.2k |
| JANE STREET GROUP, LLC | Reduced | -319.9k |
| NEW YORK STATE COMMON RETIREMENT FUND | Sold out | -247.9k |
| D. E. Shaw & Co., Inc. | Sold out | -190.7k |
| Sequoia Financial Advisors, LLC | Reduced | -98.0k |
| CITADEL ADVISORS LLC | Reduced | -86.8k |
| Ethic Inc. | Reduced | -80.8k |
Biggest calls
| SIMPLEX TRADING, LLC | New | $4.4k500 shares |
Biggest puts
| SIMPLEX TRADING, LLC | Added | $3.5k400 shares |
| GROUP ONE TRADING LLC | New | $878100 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| BlackRock, Inc. 13G · institution -2.5 pts · filed 2025-04-23 | 7.2% |
Fell to 5% or below in the last year: Sumitomo Mitsui Trust Group, Inc. (4.9%, 2026-02-05)
Insider purchases and sales since 1 Apr 2026
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q4 2024 | 0 | — | 0 | — | — |
| Q1 2025 | 0 | — | 0 | — | — |
| Q2 2025 | 0 | — | 0 | — | — |
| Q3 2025 | 0 | — | 0 | — | — |
| Q4 2025 | 0 | — | 0 | — | — |
| Q1 2026 | 3 | $2.0k | 0 | — | — |
| Q2 2026 | 0 | — | 0 | — | — |
| Q3 2026 | 0 | — | 0 | — | — |
None reported since 1 Apr 2026.
Holders, Q2 2026
| Manager | Shares | Change |
|---|---|---|
| Fisher Asset Management, LLC 0.03% of their portfolio | 13.2m $115.6m | Added +71.8k |
| DONALD SMITH & CO., INC. 1.90% of their portfolio | 12.2m $107.2m | Reduced -958.2k |
| MORGAN STANLEY 0.01% of their portfolio | 10.8m $94.9m | Added +233.2k |
| BlackRock, Inc. 0.00% of their portfolio | 6.6m $58.3m | Added +1.2m |
| GOLDMAN SACHS GROUP INC 0.01% of their portfolio | 5.7m $49.7m | Added +117.0k |
| FMR LLC 0.00% of their portfolio | 3.5m $31.1m | Reduced -1.1m |
| Quantinno Capital Management LP 0.03% of their portfolio | 3.2m $28.4m | Added +683.4k |
| DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio | 3.2m $27.9m | Added +31.1k |
| NORTHERN TRUST CORP 0.00% of their portfolio | 2.6m $22.7m | Reduced -8.0k |
| RENAISSANCE TECHNOLOGIES LLC 0.02% of their portfolio | 1.9m $17.1m | Reduced -363.2k |
| Qube Research & Technologies Ltd 0.02% of their portfolio | 1.8m $15.7m | Added +429.8k |
| MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio | 1.3m $11.1m | Added +403.4k |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.00% of their portfolio | 1.1m $10.0m | Added +619.1k |
| AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio | 1.1m $9.8m | Added +391.8k |
| Ethic Inc. 0.11% of their portfolio | 1.0m $9.2m | Reduced -80.8k |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio | 945.9k $8.3m | Added +102.1k |
| Creative Planning 0.00% of their portfolio | 828.0k $7.3m | Added +129.3k |
| Trexquant Investment LP 0.04% of their portfolio | 664.8k $5.8m | Reduced -67.8k |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 658.6k $5.8m | Reduced -319.9k |
| Gradient Investments LLC 0.08% of their portfolio | 638.7k $5.6m | Added +43.8k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 637.1k $5.6m | Added +176.2k |
| Carrera Capital Advisors 0.77% of their portfolio | 592.9k $5.2m | Added +17.3k |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.02% of their portfolio | 555.9k $4.9m | Added +299.4k |
| Mariner, LLC 0.00% of their portfolio | 461.8k $4.1m | Added +76.6k |
| RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio | 383.8k $3.4m | Added +57.6k |
| Vanguard Personalized Indexing Management, LLC 0.03% of their portfolio | 374.7k $3.3m | Added +23.3k |
| Russell Investments Group, Ltd. 0.00% of their portfolio | 344.3k $3.0m | Added +25.8k |
| MARSHALL WACE, LLP 0.00% of their portfolio | 333.0k $2.9m | New |
| Cerity Partners LLC 0.00% of their portfolio | 319.8k $2.8m | Added +2.2k |
| Vident Advisory, LLC 0.02% of their portfolio | 302.9k $2.7m | Reduced -4.3k |
| NATIXIS ADVISORS, LLC 0.00% of their portfolio | 291.3k $2.6m | Added +54.4k |
| QUADRANT CAPITAL GROUP LLC 0.07% of their portfolio | 288.4k $2.5m | Reduced -4.3k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 273.6k $2.4m | Reduced -63.7k |
| TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio | 271.4k $2.4m | Added +261.4k |
| Bank of New York Mellon Corp 0.00% of their portfolio | 257.0k $2.3m | Added +4.3k |
| Pathstone Holdings, LLC 0.01% of their portfolio | 253.8k $2.2m | Added +12.1k |
| ASSETMARK, INC 0.00% of their portfolio | 239.1k $2.1m | Added +55.3k |
| UBS Group AG 0.00% of their portfolio | 223.6k $2.0m | Added +77.3k |
| XTX Topco Ltd 0.03% of their portfolio | 222.7k $2.0m | New |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 216.1k $1.9m | Added +3.6k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 206.4k $1.8m | Added +72.2k |
| Laird Norton Wetherby Trust Company, LLC 0.03% of their portfolio | 191.6k $1.7m | Added +18.5k |
| Aquatic Capital Management LLC 0.06% of their portfolio | 184.9k $1.6m | Added +124.8k |
| Crossmark Global Holdings, Inc. 0.02% of their portfolio | 176.9k $1.6m | Reduced -102 |
| Callan Family Office, LLC 0.03% of their portfolio | 173.6k $1.5m | Added +7.0k |
| IEQ CAPITAL, LLC 0.01% of their portfolio | 172.3k $1.5m | Added +43.9k |
| MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio | 165.7k $1.5m | Reduced -53.5k |
| Vise Technologies, Inc. 0.02% of their portfolio | 153.9k $1.4m | Added +107.0k |
| EVERGREEN CAPITAL MANAGEMENT LLC 0.02% of their portfolio | 139.7k $1.2m | Added +58.1k |
| US BANCORP \DE\ 0.00% of their portfolio | 137.1k $1.2m | Added +2.2k |
| Focus Partners Wealth 0.00% of their portfolio | 136.8k $1.2m | Added +20.6k |
| SIGNATUREFD, LLC 0.02% of their portfolio | 130.2k $1.1m | Added +7.9k |
| Nuveen, LLC 0.00% of their portfolio | 125.4k $1.1m | New |
| RHUMBLINE ADVISERS 0.00% of their portfolio | 121.2k $1.1m | Added +3.2k |
| Corient Private Wealth LP 0.00% of their portfolio | 114.1k $1.0m | Added +10.1k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 113.4k $995.9k | Reduced -86.8k |
| Hennion & Walsh Asset Management, Inc. 0.03% of their portfolio | 110.0k $965.8k | Added +53.6k |
| MARIETTA INVESTMENT PARTNERS LLC 0.16% of their portfolio | 108.4k $951.5k | Reduced -382 |
| Aaron Wealth Advisors LLC 0.05% of their portfolio | 106.7k $936.4k | Added +13.5k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 103.2k $906.5k | Added +27.4k |
| Graham Capital Management, L.P. 0.02% of their portfolio | 101.7k $892.8k | Added +86.5k |
| Savant Capital, LLC 0.00% of their portfolio | 99.9k $836.1k | Added +44.4k |
| Connor, Clark & Lunn Investment Management Ltd. 0.00% of their portfolio | 95.3k $836.4k | New |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 95.2k $835.7k | Added +95.0k |
| Dynasty Wealth Management, LLC 0.01% of their portfolio | 93.8k $823.5k | Added +55.3k |
| FIRST TRUST ADVISORS LP 0.00% of their portfolio | 93.6k $821.7k | Added +2.4k |
| Lester Murray Antman dba SimplyRich 0.18% of their portfolio | 88.1k $773.0k | Unchanged |
| MML INVESTORS SERVICES, LLC 0.00% of their portfolio | 87.0k $763.9k | Added +21.1k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 86.9k $762.9k | Added +2.1k |
| Venturi Wealth Management, LLC 0.03% of their portfolio | 86.7k $761.1k | Added +5.3k |
| BSW Wealth Partners 0.08% of their portfolio | 84.7k $744.1k | Reduced -9.7k |
| Quantbot Technologies LP 0.03% of their portfolio | 84.5k $741.5k | Added +49.2k |
| Ellevest, Inc. 0.08% of their portfolio | 81.3k $714.2k | Reduced -14.2k |
| QRG CAPITAL MANAGEMENT, INC. 0.01% of their portfolio | 76.0k $667.1k | Added +3.9k |
| Orion Porfolio Solutions, LLC 0.01% of their portfolio | 75.2k $660.5k | Added +15.9k |
| Ballentine Partners, LLC 0.01% of their portfolio | 75.1k $659.4k | Added +3.8k |
| SYON CAPITAL LLC 0.03% of their portfolio | 73.0k $641.3k | Reduced -1.6k |
| Caprock Group, LLC 0.01% of their portfolio | 70.7k $621.0k | Added +4.3k |
| Sequoia Financial Advisors, LLC 0.00% of their portfolio | 68.9k $605.1k | Reduced -98.0k |
| M&T Bank Corp 0.00% of their portfolio | 68.6k $602.4k | Added +31.7k |
| Allspring Global Investments Holdings, LLC 0.00% of their portfolio | 68.1k $619.0k | Added +5.7k |
| Versant Capital Management, Inc 0.05% of their portfolio | 67.3k $590.5k | Added +4.4k |
| COLDSTREAM CAPITAL MANAGEMENT INC 0.01% of their portfolio | 63.0k $553.5k | Reduced -45.6k |
| RNC CAPITAL MANAGEMENT LLC 0.02% of their portfolio | 61.3k $538.3k | Reduced -1.8k |
| HRT FINANCIAL LP 0.00% of their portfolio | 60.5k $531.0k | Added +1.3k |
| Sanctuary Advisors, LLC 0.00% of their portfolio | 59.3k $520.4k | Added +40.8k |
| HighTower Advisors, LLC 0.00% of their portfolio | 58.1k $510.5k | Reduced -5.5k |
| NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio | 58.0k $509.7k | Added +13.9k |
| HANTZ FINANCIAL SERVICES, INC. 0.01% of their portfolio | 57.8k $508.0k | Reduced -8.6k |
| Arax Advisory Partners 0.00% of their portfolio | 56.0k $491.9k | Added +51.1k |
| CHOREO, LLC 0.01% of their portfolio | 55.7k $489.0k | Added +1.4k |
| KEYBANK NATIONAL ASSOCIATION/OH 0.00% of their portfolio | 54.9k $482.0k | Added +19.4k |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.00% of their portfolio | 54.0k $474.5k | Added +1.3k |
| Cetera Investment Advisers 0.00% of their portfolio | 53.7k $471.1k | Added +7.4k |
| FRANKLIN RESOURCES INC 0.00% of their portfolio | 52.3k $459.3k | Added +8.1k |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio | 52.0k $456.2k | Unchanged |
| Qtron Investments LLC 0.06% of their portfolio | 51.9k $456.1k | Added +22.7k |
| XPONANCE LLC 0.00% of their portfolio | 51.5k $452.3k | Added +20.3k |
| Smartleaf Asset Management LLC 0.01% of their portfolio | 50.8k $445.4k | Unchanged |
| State of Wyoming 0.04% of their portfolio | 50.6k $444.4k | Added +33.3k |