Vault-13

NOMURA HLDGS INC NMR

SPONSORED ADR · ADR · CUSIP 65535H208

Financial holding company

205 institutional holders +21 vs Q1 2024
56,884,53656.9m shares reported held*
$387.6mreported value*
34 new 95 added 51 reduced 14 sold out net sold ≈ $96.4m (-16.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($584.3k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $6.81. Options: 4 managers hold calls ($264.5k notional), 2 hold puts ($2.3k).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 114Q4 22: 123Q1 23: 123Q2 23: 121Q3 23: 131Q4 23: 152Q1 24: 184Q2 24: 205205Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022114
Q4 2022123
Q1 2023123
Q2 2023121
Q3 2023131
Q4 2023152
Q1 2024184
Q2 2024205

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 69 bought or addedQ4 22: 49 cut or sold outQ4 22Q1 23: 77 bought or addedQ1 23: 41 cut or sold outQ2 23: 64 bought or addedQ2 23: 60 cut or sold outQ2 23Q3 23: 77 bought or addedQ3 23: 39 cut or sold outQ4 23: 92 bought or addedQ4 23: 37 cut or sold outQ4 23Q1 24: 128 bought or addedQ1 24: 50 cut or sold outQ2 24: 129 bought or addedQ2 24: 65 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20226949
Q1 20237741
Q2 20236460
Q3 20237739
Q4 20239237
Q1 202412850
Q2 202412965

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300k$400kQ3 23 calls: $4.8kQ3 23 puts: $11.2kQ3 23P/C 2.33Q4 23 calls: $28.8kQ4 23 puts: $2.3kQ4 23P/C 0.08Q1 24 calls: $303.0kQ1 24 puts: $8.3kQ1 24P/C 0.03Q2 24 calls: $264.5kQ2 24 puts: $2.3kQ2 24P/C 0.01
Numbers
QuarterCallsPutsP/C
Q3 2023$4.8k$11.2k2.33
Q4 2023$28.8k$2.3k0.08
Q1 2024$303.0k$8.3k0.03
Q2 2024$264.5k$2.3k0.01

Biggest buyers

MILLENNIUM MANAGEMENT LLC New +797,153+797.2k
LEUTHOLD GROUP, LLC New +751,536+751.5k
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Added +571,973+572.0k
Praetorian PR LLC New +375,000+375.0k
ENVESTNET ASSET MANAGEMENT INC Added +212,599+212.6k
BlackRock Inc. Added +203,780+203.8k
ACADIAN ASSET MANAGEMENT LLC New +197,342+197.3k
VOLORIDGE INVESTMENT MANAGEMENT, LLC New +185,094+185.1k
MARSHALL WACE, LLP New +170,907+170.9k
Ethic Inc. Added +147,732+147.7k

Biggest sellers

MORGAN STANLEY Reduced -18,863,808-18.9m
D. E. Shaw & Co., Inc. Reduced -799,246-799.2k
BANK OF AMERICA CORP /DE/ Reduced -693,422-693.4k
RENAISSANCE TECHNOLOGIES LLC Reduced -362,300-362.3k
CAPSTONE INVESTMENT ADVISORS, LLC Sold out -136,356-136.4k
Vanguard Capital Wealth Advisors Reduced -112,417-112.4k
Quantinno Capital Management LP Reduced -110,946-110.9k
AXQ CAPITAL, LP Sold out -102,830-102.8k
Polymer Capital Management (HK) LTD Sold out -95,900-95.9k
CITADEL ADVISORS LLC Reduced -86,385-86.4k

Biggest calls

GROUP ONE TRADING LLC Reduced $177.4k30.7k shares
SIMPLEX TRADING, LLC Reduced $61.0k10.6k shares
CITADEL ADVISORS LLC Added $26.0k4.5k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Reduced $2.3k400 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
BlackRock, Inc. 13G · institution -2.5 pts · filed 2025-04-23 7.2% -2.5 pts 227.9m 2025-04-23

Fell to 5% or below in the last year: Sumitomo Mitsui Trust Group, Inc. (4.9%, 2026-02-05)

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2024.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 9,648,4179.6m $55.8m $55.8m 0.00% Reduced -18.9m -18,863,808
2 Fisher Asset Management, LLC 0.02% of their portfolio PLANO, TX 8,466,4898.5m $48.9m $48.9m 0.02% Reduced -11.8k -11,849
3 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.03% of their portfolio BOSTON, MA 5,826,5305.8m $33.7m $33.7m 0.03% Added +572.0k +571,973
4 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 4,603,9094.6m $26.6m $26.6m 0.01% Reduced -10.0k -9,987
5 BlackRock Inc. 0.00% of their portfolio New York, NY 4,286,0394.3m $24.8m $24.8m 0.00% Added +203.8k +203,780
6 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 3,163,9353.2m $18.3m $18.3m 0.00% Reduced -51.8k -51,820
7 D. E. Shaw & Co., Inc. 0.01% of their portfolio New York, NY 1,783,8581.8m $10.3m $10.3m 0.01% Reduced -799.2k -799,246
8 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 1,427,0191.4m $8.2m $8.2m 0.01% Reduced -362.3k -362,300
9 Ethic Inc. 0.19% of their portfolio NEW YORK, NY 1,386,2421.4m $8.0m $8.0m 0.19% Added +147.7k +147,732
10 FMR LLC 0.00% of their portfolio BOSTON, MA 1,247,3381.2m $7.2m $7.2m 0.00% Added +15.0k +15,038
11 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 1,212,7661.2m $7.0m $7.0m 0.00% Added +1.5k +1,468
12 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 797,153797.2k $4.6m $4.6m 0.00% New
13 LEUTHOLD GROUP, LLC 0.50% of their portfolio MINNEAPOLIS, MN 751,536751.5k $4.3m $4.3m 0.50% New
14 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 617,358617.4k $3.6m $3.6m 0.00% Reduced -86.4k -86,385
15 Dorsey Wright & Associates 0.65% of their portfolio PASADENA, CA 434,673434.7k $2.5m $2.5m 0.65% Reduced -5.7k -5,733
16 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 427,944427.9k $2.5m $2.5m 0.00% Added +212.6k +212,599
17 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 418,202418.2k $2.4m $2.4m 0.00% Added +28.6k +28,585
18 Praetorian PR LLC 0.79% of their portfolio RINCON, PR 375,000375.0k $2.1m $2.1m 0.79% New
19 QRG CAPITAL MANAGEMENT, INC. 0.02% of their portfolio BERWYN, PA 339,913339.9k $2.0m $2.0m 0.02% Added +82.5k +82,467
20 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 327,173327.2k $1.9m $1.9m 0.00% Added +37.1k +37,093
21 Vanguard Personalized Indexing Management, LLC 0.03% of their portfolio OAKLAND, CA 301,913301.9k $1.7m $1.7m 0.03% Added +24.7k +24,734
22 Mariner, LLC 0.00% of their portfolio Overland Park, KS 285,225285.2k $1.6m $1.6m 0.00% Added +9.7k +9,682
23 Cubist Systematic Strategies, LLC 0.03% of their portfolio STAMFORD, CT 277,605277.6k $1.6m $1.6m 0.03% Added +42.2k +42,177
24 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 258,110258.1k $1.5m $1.5m 0.00% Reduced -69.7k -69,688
25 First Trust Direct Indexing L.P. 0.09% of their portfolio Boston, MA 248,370248.4k $1.4m $1.4m 0.09% Added +15.0k +14,982
26 NATIXIS ADVISORS, LLC 0.00% of their portfolio Boston, MA 240,769240.8k $1.4m $1.4m 0.00% Added +24.0k +23,967
27 Callan Capital, LLC 0.05% of their portfolio LA JOLLA, CA 213,546213.5k $1.2m $1.2m 0.05% Added +27.3k +27,308
28 Crossmark Global Holdings, Inc. 0.02% of their portfolio HOUSTON, TX 208,321208.3k $1.2m $1.2m 0.02% Added +435 +435
29 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 206,724206.7k $1.2m $1.2m 0.00% Added +8.0k +8,005
30 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 198,777198.8k $1.1m $1.1m 0.00% Added +84.0k +83,998
31 ACADIAN ASSET MANAGEMENT LLC 0.00% of their portfolio Boston, MA 197,342197.3k $1.1m $1.1m 0.00% New
32 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 190,373190.4k $1.1m $1.1m 0.00% Reduced -693.4k -693,422
33 Vident Advisory, LLC 0.03% of their portfolio Alpharetta, GA 188,486188.5k $1.1m $1.1m 0.03% Added +42.9k +42,854
34 VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio JUPITER, FL 185,094185.1k $1.1m $1.1m 0.00% New
35 AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio Greenwich, CT 178,140178.1k $1.0m $1.0m 0.00% Added +36.4k +36,404
36 Pathstone Holdings, LLC 0.00% of their portfolio ENGLEWOOD, NJ 172,963173.0k $999.7k $999.7k 0.00% Reduced -7.6k -7,561
37 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 170,907170.9k $987.8k $987.8k 0.00% New
38 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 159,590159.6k $922.4k $922.4k 0.00% Added +46.9k +46,870
39 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 153,828153.8k $889.1k $889.1k 0.00% Added +4.1k +4,134
40 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 151,221151.2k $874.1k $874.1k 0.00% Added +59.1k +59,147
41 Ellevest, Inc. 0.05% of their portfolio NEW YORK, NY 139,884139.9k $808.5k $808.5k 0.05% Added +101.5k +101,516
42 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 136,251136.3k $787.5k $787.5k 0.00% Reduced -2.7k -2,740
43 Laird Norton Wetherby Wealth Management, LLC 0.04% of their portfolio Seattle, WA 135,962136.0k $785.9k $785.9k 0.04% Added +1.8k +1,794
44 MARIETTA INVESTMENT PARTNERS LLC 0.17% of their portfolio MILWAUKEE, WI 134,231134.2k $775.9k $775.9k 0.17% Reduced -123 -123
45 UBS Group AG 0.00% of their portfolio ZURICH, V8 124,988125.0k $722.4k $722.4k 0.00% Reduced -11.1k -11,100
46 EAGLE ASSET MANAGEMENT INC 0.00% of their portfolio ST PETERSBURG, FL 108,877108.9k $635.8k $635.8k 0.00% New
47 DIVERSIFY WEALTH MANAGEMENT, LLC 0.07% of their portfolio SANDY, UT 104,976105.0k $522.8k $522.8k 0.07% First filing
48 AdvisorShares Investments LLC 0.11% of their portfolio BETHESDA, MD 104,591104.6k $610.8k $610.8k 0.11% Reduced -2.5k -2,514
49 SIGNATUREFD, LLC 0.01% of their portfolio ATLANTA, GA 103,146103.1k $596.2k $596.2k 0.01% Added +1.8k +1,772
50 TOWNSQUARE CAPITAL LLC 0.01% of their portfolio Lehi, UT 100,253100.3k $579.5k $579.5k 0.01% Reduced -3.5k -3,511
51 Atria Investments, Inc 0.01% of their portfolio Charlotte, NC 93,85293.9k $542.5k $542.5k 0.01% New
52 DMC Group, LLC 0.44% of their portfolio BIRMINGHAM, AL 89,18389.2k $515.5k $515.5k 0.44% Added +2.9k +2,932
53 BSW Wealth Partners 0.08% of their portfolio BOULDER, CO 87,06887.1k $503.3k $503.3k 0.08% Added +4.4k +4,374
54 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 86,88686.9k $502.2k $502.2k 0.00% Reduced -4.7k -4,707
55 Aaron Wealth Advisors LLC 0.07% of their portfolio Chicago, IL 81,48881.5k $471.0k $471.0k 0.07% Added +7.4k +7,383
56 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 77,49677.5k $447.9k $447.9k 0.00% Reduced -5.7k -5,711
57 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 73,58073.6k $425.3k $425.3k 0.00% Reduced -10.7k -10,703
58 Lester Murray Antman dba SimplyRich 0.13% of their portfolio CARLSBAD, CA 73,33273.3k $423.0k $423.0k 0.13% Added +1.8k +1,754
59 Graham Capital Management, L.P. 0.01% of their portfolio ROWAYTON, CT 69,60169.6k $402.3k $402.3k 0.01% New
60 Cable Hill Partners, LLC 0.04% of their portfolio PORTLAND, OR 69,04869.0k $399.1k $399.1k 0.04% Added +6.2k +6,196
61 Morningstar Investment Services LLC 0.00% of their portfolio CHICAGO, IL 68,79968.8k $395.0k $395.0k 0.00% Reduced -1.5k -1,473
62 Forum Financial Management, LP 0.01% of their portfolio LOMBARD, IL 68,65168.7k $396.8k $396.8k 0.01% Unchanged
63 QUADRANT CAPITAL GROUP LLC 0.03% of their portfolio CINCINNATI, OH 68,17368.2k $394.0k $394.0k 0.03% Added +2.1k +2,114
64 Gallacher Capital Management LLC 0.21% of their portfolio LONE TREE, CO 67,82967.8k $392.1k $392.1k 0.21% Added +11.5k +11,458
65 GROUPAMA ASSET MANAGMENT 0.80% of their portfolio PARIS, I0 64,30064.3k $59.3m $59.3m 0.80% New
66 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 62,87262.9k $363.4k $363.4k 0.00% Added +2.9k +2,918
67 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 61,75961.8k $357.0k $357.0k 0.00% New
68 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 60,77160.8k $351.3k $351.3k 0.00% New
69 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 60,57060.6k $350.1k $350.1k 0.00% Added +1.4k +1,350
70 Ballentine Partners, LLC 0.01% of their portfolio Waltham, MA 59,89759.9k $346.2k $346.2k 0.01% Reduced -10.3k -10,280
71 Pinnacle Wealth Planning Services, Inc. 0.05% of their portfolio MANSFIELD, OH 58,50558.5k $338.2k $338.2k 0.05% Unchanged
72 Schonfeld Strategic Advisors LLC 0.00% of their portfolio NEW YORK, NY 58,30058.3k $337.0k $337.0k 0.00% Reduced -15.4k -15,436
73 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 56,93856.9k $329.1k $329.1k 0.00% Added +37.7k +37,708
74 YOUSIF CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BLOOMFIELD HILLS, MI 54,05054.0k $312.4k $312.4k 0.00% Unchanged
75 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 51,69351.7k $298.8k $298.8k 0.00% Reduced -12.0k -11,958
76 Vanguard Capital Wealth Advisors 0.20% of their portfolio DENVER, CO 50,72850.7k $293.2k $293.2k 0.20% Reduced -112.4k -112,417
77 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio Stamford, CT 49,91249.9k $288.5k $288.5k 0.00% Added +14.2k +14,245
78 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.00% of their portfolio IRVING, TX 48,15748.2k $278.3k $278.3k 0.00% Added +2.1k +2,140
79 Caprock Group, LLC 0.01% of their portfolio BOISE, ID 47,56747.6k $274.9k $274.9k 0.01% Added +1.2k +1,249
80 FOX RUN MANAGEMENT, L.L.C. 0.05% of their portfolio GREENWICH, CT 46,51046.5k $268.8k $268.8k 0.05% New
81 Orion Porfolio Solutions, LLC 0.00% of their portfolio OMAHA, NE 44,71044.7k $258.4k $258.4k 0.00% Added +98 +98
82 Orion Portfolio Solutions, LLC 0.00% of their portfolio Omaha, NE 44,71044.7k $258.4k $258.4k 0.00% Added +98 +98
83 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 43,57843.6k $252.0k $252.0k 0.00% Added +5.2k +5,237
84 CHOREO, LLC 0.00% of their portfolio ROCKFORD, IL 42,09942.1k $245.5k $245.5k 0.00% New
85 Diversify Advisory Services, LLC 0.01% of their portfolio SANDY, UT 41,88141.9k $250.0k $250.0k 0.01% Reduced -71.1k -71,129
86 Sequoia Financial Advisors, LLC 0.00% of their portfolio Akron, OH 41,78441.8k $241.5k $241.5k 0.00% Added +9.9k +9,896
87 BAILARD, INC. 0.01% of their portfolio Foster City, CA 40,89440.9k $236.4k $236.4k 0.01% Unchanged
88 Optas, LLC 0.06% of their portfolio DRIPPING SPRINGS, TX 40,76440.8k $235.6k $235.6k 0.06% Added +1.8k +1,819
89 Quantbot Technologies LP 0.01% of their portfolio NEW YORK, NY 39,99740.0k $231.2k $231.2k 0.01% Added +2.6k +2,608
90 Allspring Global Investments Holdings, LLC 0.00% of their portfolio CHARLOTTE, NC 39,94139.9k $230.9k $230.9k 0.00% Added +32.9k +32,859
91 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 36,36436.4k $212.4k $212.4k 0.00% Added +3.7k +3,682
92 Beverly Hills Private Wealth, LLC 0.04% of their portfolio BEVERLY HILLS, CA 35,80735.8k $207.0k $207.0k 0.04% Added +1.4k +1,374
93 PDS Planning, Inc 0.02% of their portfolio DUBLIN, OH 35,77035.8k $206.8k $206.8k 0.02% Added +716 +716
94 Claro Advisors Inc. 0.03% of their portfolio BOSTON, MA 35,16835.2k $203.3k $203.3k 0.03% Added +783 +783
95 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 35,08735.1k $202.8k $202.8k 0.00% Reduced -730 -730
96 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 33,97434.0k $196.4k $196.4k 0.00% Added +7.9k +7,867
97 RITHOLTZ WEALTH MANAGEMENT 0.01% of their portfolio NEW YORK, NY 33,90133.9k $195.9k $195.9k 0.01% New
98 Schechter Investment Advisors, LLC 0.01% of their portfolio BIRMINGHAM, MI 33,46533.5k $193.4k $193.4k 0.01% Added +561 +561
99 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 32,62032.6k $186.0k $186.0k 0.00% Added +1.2k +1,177
100 WRAPMANAGER INC 0.05% of their portfolio MILL VALLEY, CA 31,86431.9k $184.2k $184.2k 0.05% Reduced -5.8k -5,845