NOMURA HLDGS INC NMR
SPONSORED ADR · ADR · CUSIP 65535H208
Financial holding company
- SectorFinancials
- IndustrySecurity Brokers, Dealers & Flotation Companies
- HeadquartersTokyo, Japan
- Founded1925
- Websitenomura.com
- FilingsSEC EDGAR
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($584.3k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $6.81. Options: 4 managers hold calls ($264.5k notional), 2 hold puts ($2.3k).
Trends to Q2 2024
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 114 |
| Q4 2022 | 123 |
| Q1 2023 | 123 |
| Q2 2023 | 121 |
| Q3 2023 | 131 |
| Q4 2023 | 152 |
| Q1 2024 | 184 |
| Q2 2024 | 205 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 69 | 49 |
| Q1 2023 | 77 | 41 |
| Q2 2023 | 64 | 60 |
| Q3 2023 | 77 | 39 |
| Q4 2023 | 92 | 37 |
| Q1 2024 | 128 | 50 |
| Q2 2024 | 129 | 65 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2023 | $4.8k | $11.2k | 2.33 |
| Q4 2023 | $28.8k | $2.3k | 0.08 |
| Q1 2024 | $303.0k | $8.3k | 0.03 |
| Q2 2024 | $264.5k | $2.3k | 0.01 |
Biggest buyers
| MILLENNIUM MANAGEMENT LLC | New | +797.2k |
| LEUTHOLD GROUP, LLC | New | +751.5k |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | Added | +572.0k |
| Praetorian PR LLC | New | +375.0k |
| ENVESTNET ASSET MANAGEMENT INC | Added | +212.6k |
| BlackRock Inc. | Added | +203.8k |
| ACADIAN ASSET MANAGEMENT LLC | New | +197.3k |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC | New | +185.1k |
| MARSHALL WACE, LLP | New | +170.9k |
| Ethic Inc. | Added | +147.7k |
Biggest sellers
| MORGAN STANLEY | Reduced | -18.9m |
| D. E. Shaw & Co., Inc. | Reduced | -799.2k |
| BANK OF AMERICA CORP /DE/ | Reduced | -693.4k |
| RENAISSANCE TECHNOLOGIES LLC | Reduced | -362.3k |
| CAPSTONE INVESTMENT ADVISORS, LLC | Sold out | -136.4k |
| Vanguard Capital Wealth Advisors | Reduced | -112.4k |
| Quantinno Capital Management LP | Reduced | -110.9k |
| AXQ CAPITAL, LP | Sold out | -102.8k |
| Polymer Capital Management (HK) LTD | Sold out | -95.9k |
| CITADEL ADVISORS LLC | Reduced | -86.4k |
Biggest calls
| GROUP ONE TRADING LLC | Reduced | $177.4k30.7k shares |
| SIMPLEX TRADING, LLC | Reduced | $61.0k10.6k shares |
| CITADEL ADVISORS LLC | Added | $26.0k4.5k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| CITADEL ADVISORS LLC | Reduced | $2.3k400 shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| BlackRock, Inc. 13G · institution -2.5 pts · filed 2025-04-23 | 7.2% |
Fell to 5% or below in the last year: Sumitomo Mitsui Trust Group, Inc. (4.9%, 2026-02-05)
Insider purchases and sales in Q2 2024
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
None reported in Q2 2024.
Holders, Q2 2024
| Manager | Shares | Change |
|---|---|---|
| MORGAN STANLEY 0.00% of their portfolio | 9.6m $55.8m | Reduced -18.9m |
| Fisher Asset Management, LLC 0.02% of their portfolio | 8.5m $48.9m | Reduced -11.8k |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.03% of their portfolio | 5.8m $33.7m | Added +572.0k |
| GOLDMAN SACHS GROUP INC 0.01% of their portfolio | 4.6m $26.6m | Reduced -10.0k |
| BlackRock Inc. 0.00% of their portfolio | 4.3m $24.8m | Added +203.8k |
| DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio | 3.2m $18.3m | Reduced -51.8k |
| D. E. Shaw & Co., Inc. 0.01% of their portfolio | 1.8m $10.3m | Reduced -799.2k |
| RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio | 1.4m $8.2m | Reduced -362.3k |
| Ethic Inc. 0.19% of their portfolio | 1.4m $8.0m | Added +147.7k |
| FMR LLC 0.00% of their portfolio | 1.2m $7.2m | Added +15.0k |
| NORTHERN TRUST CORP 0.00% of their portfolio | 1.2m $7.0m | Added +1.5k |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 797.2k $4.6m | New |
| LEUTHOLD GROUP, LLC 0.50% of their portfolio | 751.5k $4.3m | New |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 617.4k $3.6m | Reduced -86.4k |
| Dorsey Wright & Associates 0.65% of their portfolio | 434.7k $2.5m | Reduced -5.7k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 427.9k $2.5m | Added +212.6k |
| Creative Planning 0.00% of their portfolio | 418.2k $2.4m | Added +28.6k |
| Praetorian PR LLC 0.79% of their portfolio | 375.0k $2.1m | New |
| QRG CAPITAL MANAGEMENT, INC. 0.02% of their portfolio | 339.9k $2.0m | Added +82.5k |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio | 327.2k $1.9m | Added +37.1k |
| Vanguard Personalized Indexing Management, LLC 0.03% of their portfolio | 301.9k $1.7m | Added +24.7k |
| Mariner, LLC 0.00% of their portfolio | 285.2k $1.6m | Added +9.7k |
| Cubist Systematic Strategies, LLC 0.03% of their portfolio | 277.6k $1.6m | Added +42.2k |
| Cerity Partners LLC 0.00% of their portfolio | 258.1k $1.5m | Reduced -69.7k |
| First Trust Direct Indexing L.P. 0.09% of their portfolio | 248.4k $1.4m | Added +15.0k |
| NATIXIS ADVISORS, LLC 0.00% of their portfolio | 240.8k $1.4m | Added +24.0k |
| Callan Capital, LLC 0.05% of their portfolio | 213.5k $1.2m | Added +27.3k |
| Crossmark Global Holdings, Inc. 0.02% of their portfolio | 208.3k $1.2m | Added +435 |
| Bank of New York Mellon Corp 0.00% of their portfolio | 206.7k $1.2m | Added +8.0k |
| MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio | 198.8k $1.1m | Added +84.0k |
| ACADIAN ASSET MANAGEMENT LLC 0.00% of their portfolio | 197.3k $1.1m | New |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 190.4k $1.1m | Reduced -693.4k |
| Vident Advisory, LLC 0.03% of their portfolio | 188.5k $1.1m | Added +42.9k |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio | 185.1k $1.1m | New |
| AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio | 178.1k $1.0m | Added +36.4k |
| Pathstone Holdings, LLC 0.00% of their portfolio | 173.0k $999.7k | Reduced -7.6k |
| MARSHALL WACE, LLP 0.00% of their portfolio | 170.9k $987.8k | New |
| BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio | 159.6k $922.4k | Added +46.9k |
| RHUMBLINE ADVISERS 0.00% of their portfolio | 153.8k $889.1k | Added +4.1k |
| US BANCORP \DE\ 0.00% of their portfolio | 151.2k $874.1k | Added +59.1k |
| Ellevest, Inc. 0.05% of their portfolio | 139.9k $808.5k | Added +101.5k |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 136.3k $787.5k | Reduced -2.7k |
| Laird Norton Wetherby Wealth Management, LLC 0.04% of their portfolio | 136.0k $785.9k | Added +1.8k |
| MARIETTA INVESTMENT PARTNERS LLC 0.17% of their portfolio | 134.2k $775.9k | Reduced -123 |
| UBS Group AG 0.00% of their portfolio | 125.0k $722.4k | Reduced -11.1k |
| EAGLE ASSET MANAGEMENT INC 0.00% of their portfolio | 108.9k $635.8k | New |
| DIVERSIFY WEALTH MANAGEMENT, LLC 0.07% of their portfolio | 105.0k $522.8k | First filing |
| AdvisorShares Investments LLC 0.11% of their portfolio | 104.6k $610.8k | Reduced -2.5k |
| SIGNATUREFD, LLC 0.01% of their portfolio | 103.1k $596.2k | Added +1.8k |
| TOWNSQUARE CAPITAL LLC 0.01% of their portfolio | 100.3k $579.5k | Reduced -3.5k |
| Atria Investments, Inc 0.01% of their portfolio | 93.9k $542.5k | New |
| DMC Group, LLC 0.44% of their portfolio | 89.2k $515.5k | Added +2.9k |
| BSW Wealth Partners 0.08% of their portfolio | 87.1k $503.3k | Added +4.4k |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 86.9k $502.2k | Reduced -4.7k |
| Aaron Wealth Advisors LLC 0.07% of their portfolio | 81.5k $471.0k | Added +7.4k |
| Corient Private Wealth LP 0.00% of their portfolio | 77.5k $447.9k | Reduced -5.7k |
| Cresset Asset Management, LLC 0.00% of their portfolio | 73.6k $425.3k | Reduced -10.7k |
| Lester Murray Antman dba SimplyRich 0.13% of their portfolio | 73.3k $423.0k | Added +1.8k |
| Graham Capital Management, L.P. 0.01% of their portfolio | 69.6k $402.3k | New |
| Cable Hill Partners, LLC 0.04% of their portfolio | 69.0k $399.1k | Added +6.2k |
| Morningstar Investment Services LLC 0.00% of their portfolio | 68.8k $395.0k | Reduced -1.5k |
| Forum Financial Management, LP 0.01% of their portfolio | 68.7k $396.8k | Unchanged |
| QUADRANT CAPITAL GROUP LLC 0.03% of their portfolio | 68.2k $394.0k | Added +2.1k |
| Gallacher Capital Management LLC 0.21% of their portfolio | 67.8k $392.1k | Added +11.5k |
| GROUPAMA ASSET MANAGMENT 0.80% of their portfolio | 64.3k $59.3m | New |
| Cetera Investment Advisers 0.00% of their portfolio | 62.9k $363.4k | Added +2.9k |
| LPL Financial LLC 0.00% of their portfolio | 61.8k $357.0k | New |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 60.8k $351.3k | New |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 60.6k $350.1k | Added +1.4k |
| Ballentine Partners, LLC 0.01% of their portfolio | 59.9k $346.2k | Reduced -10.3k |
| Pinnacle Wealth Planning Services, Inc. 0.05% of their portfolio | 58.5k $338.2k | Unchanged |
| Schonfeld Strategic Advisors LLC 0.00% of their portfolio | 58.3k $337.0k | Reduced -15.4k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 56.9k $329.1k | Added +37.7k |
| YOUSIF CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 54.0k $312.4k | Unchanged |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 51.7k $298.8k | Reduced -12.0k |
| Vanguard Capital Wealth Advisors 0.20% of their portfolio | 50.7k $293.2k | Reduced -112.4k |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio | 49.9k $288.5k | Added +14.2k |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.00% of their portfolio | 48.2k $278.3k | Added +2.1k |
| Caprock Group, LLC 0.01% of their portfolio | 47.6k $274.9k | Added +1.2k |
| FOX RUN MANAGEMENT, L.L.C. 0.05% of their portfolio | 46.5k $268.8k | New |
| Orion Porfolio Solutions, LLC 0.00% of their portfolio | 44.7k $258.4k | Added +98 |
| Orion Portfolio Solutions, LLC 0.00% of their portfolio | 44.7k $258.4k | Added +98 |
| MML INVESTORS SERVICES, LLC 0.00% of their portfolio | 43.6k $252.0k | Added +5.2k |
| CHOREO, LLC 0.00% of their portfolio | 42.1k $245.5k | New |
| Diversify Advisory Services, LLC 0.01% of their portfolio | 41.9k $250.0k | Reduced -71.1k |
| Sequoia Financial Advisors, LLC 0.00% of their portfolio | 41.8k $241.5k | Added +9.9k |
| BAILARD, INC. 0.01% of their portfolio | 40.9k $236.4k | Unchanged |
| Optas, LLC 0.06% of their portfolio | 40.8k $235.6k | Added +1.8k |
| Quantbot Technologies LP 0.01% of their portfolio | 40.0k $231.2k | Added +2.6k |
| Allspring Global Investments Holdings, LLC 0.00% of their portfolio | 39.9k $230.9k | Added +32.9k |
| BANK OF MONTREAL /CAN/ 0.00% of their portfolio | 36.4k $212.4k | Added +3.7k |
| Beverly Hills Private Wealth, LLC 0.04% of their portfolio | 35.8k $207.0k | Added +1.4k |
| PDS Planning, Inc 0.02% of their portfolio | 35.8k $206.8k | Added +716 |
| Claro Advisors Inc. 0.03% of their portfolio | 35.2k $203.3k | Added +783 |
| FRANKLIN RESOURCES INC 0.00% of their portfolio | 35.1k $202.8k | Reduced -730 |
| Russell Investments Group, Ltd. 0.00% of their portfolio | 34.0k $196.4k | Added +7.9k |
| RITHOLTZ WEALTH MANAGEMENT 0.01% of their portfolio | 33.9k $195.9k | New |
| Schechter Investment Advisors, LLC 0.01% of their portfolio | 33.5k $193.4k | Added +561 |
| HighTower Advisors, LLC 0.00% of their portfolio | 32.6k $186.0k | Added +1.2k |
| WRAPMANAGER INC 0.05% of their portfolio | 31.9k $184.2k | Reduced -5.8k |