Vault-13

NOKIA CORP NOK

SPONSORED ADR · ADR · CUSIP 654902204 · ISIN US6549022043

Finnish multinational telecommunications and information technology company

485 institutional holders -16 vs Q4 2022
370,373,684370.4m shares reported held*
$1.8bnreported value*
49 new 146 added 143 reduced 66 sold out net sold ≈ $152.2m (-28.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($903.9k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $4.89. Options: 16 managers hold calls ($85.9m notional), 13 hold puts ($58.1m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 498Q4 22: 501Q1 23: 485485Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022498
Q4 2022501
Q1 2023485

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 163 bought or addedQ4 22: 236 cut or sold outQ4 22Q1 23: 195 bought or addedQ1 23: 209 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022163236
Q1 2023195209

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150m$200mQ3 22 calls: $197.9mQ3 22 puts: $47.3mQ3 22P/C 0.24Q4 22 calls: $191.3mQ4 22 puts: $72.6mQ4 22P/C 0.38Q1 23 calls: $85.9mQ1 23 puts: $58.1mQ1 23P/C 0.68
Numbers
QuarterCallsPutsP/C
Q3 2022$197.9m$47.3m0.24
Q4 2022$191.3m$72.6m0.38
Q1 2023$85.9m$58.1m0.68

Biggest buyers

RENAISSANCE TECHNOLOGIES LLC Added +7,419,900+7.4m
BlackRock Inc. Added +5,321,714+5.3m
Artisan Partners Limited Partnership Added +5,296,106+5.3m
Balyasny Asset Management L.P. Added +4,206,922+4.2m
ENVESTNET ASSET MANAGEMENT INC Added +2,284,677+2.3m
FMR LLC Added +2,274,992+2.3m
TWO SIGMA INVESTMENTS, LP Added +1,578,430+1.6m
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND New +1,246,900+1.2m
MORGAN STANLEY Added +1,093,808+1.1m
Optiver Holding B.V. Added +1,002,504+1.0m

Biggest sellers

NEUBERGER BERMAN GROUP LLC Reduced -15,303,043-15.3m
Bank of New York Mellon Corp Reduced -8,435,234-8.4m
Susquehanna International Securities, Ltd. Reduced -7,720,637-7.7m
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Reduced -7,517,900-7.5m
MILLENNIUM MANAGEMENT LLC Reduced -4,167,574-4.2m
Woodline Partners LP Reduced -3,078,729-3.1m
CITADEL ADVISORS LLC Reduced -2,996,806-3.0m
LMR Partners LLP Reduced -2,637,383-2.6m
WELLINGTON MANAGEMENT GROUP LLP Reduced -1,793,632-1.8m
BANK OF AMERICA CORP /DE/ Reduced -1,490,862-1.5m

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $26.9m5.5m shares
Optiver Holding B.V. Reduced $18.7m3.8m shares
GROUP ONE TRADING LLC Reduced $18.0m3.7m shares
JANE STREET GROUP, LLC Added $6.8m1.4m shares
CITADEL ADVISORS LLC Reduced $6.7m1.4m shares
SIMPLEX TRADING, LLC Reduced $4.2m848.1k shares
Walleye Trading LLC Reduced $1.9m377.0k shares
WOLVERINE TRADING, LLC New $1.4m280.0k shares
IMC-Chicago, LLC Reduced $457.6k93.2k shares
Capital Markets Trading UK LLP Reduced $454.0k92.4k shares

Biggest puts

Optiver Holding B.V. Reduced $33.7m6.9m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $17.5m3.6m shares
CITADEL ADVISORS LLC Added $3.6m729.4k shares
JANE STREET GROUP, LLC Reduced $733.1k149.3k shares
SIMPLEX TRADING, LLC Reduced $719.0k146.5k shares
WOLVERINE TRADING, LLC New $643.0k132.8k shares
IMC-Chicago, LLC Reduced $430.6k87.7k shares
GROUP ONE TRADING LLC Reduced $347.6k70.8k shares
Walleye Trading LLC Reduced $268.1k54.6k shares
Capital Markets Trading UK LLP Reduced $167.0k34.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q1 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q1 2023.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Artisan Partners Limited Partnership 0.71% of their portfolio Milwaukee, WI 87,523,12487.5m $429.7m $429.7m 0.71% Added +5.3m +5,296,106
2 RENAISSANCE TECHNOLOGIES LLC 0.19% of their portfolio NEW YORK, NY 28,586,18028.6m $140.4m $140.4m 0.19% Added +7.4m +7,419,900
3 MILLENNIUM MANAGEMENT LLC 0.13% of their portfolio NEW YORK, NY 23,575,36023.6m $115.8m $115.8m 0.13% Reduced -4.2m -4,167,574
4 FOLKETRYGDFONDET 1.95% of their portfolio OSLO, Q8 16,773,64216.8m $82.4m $82.4m 1.95% Added +135.0k +135,005
5 NEUBERGER BERMAN GROUP LLC 0.07% of their portfolio NEW YORK, NY 14,490,41814.5m $70.2m $70.2m 0.07% Reduced -15.3m -15,303,043
6 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.08% of their portfolio BOSTON, MA 11,813,98511.8m $58.0m $58.0m 0.08% Reduced -7.5m -7,517,900
7 BlackRock Inc. 0.00% of their portfolio New York, NY 11,039,38211.0m $54.2m $54.2m 0.00% Added +5.3m +5,321,714
8 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 10,524,72110.5m $51.7m $51.7m 0.01% Added +1.1m +1,093,808
9 DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio AUSTIN, TX 8,548,2728.5m $42.0m $42.0m 0.01% Added +149.1k +149,134
10 Capital International Investors 0.01% of their portfolio Los Angeles, CA 8,435,8848.4m $40.8m $40.8m 0.01% Added +316.3k +316,301
11 LMR Partners LLP 0.69% of their portfolio LONDON, X0 7,676,7137.7m $37.7m $37.7m 0.69% Reduced -2.6m -2,637,383
12 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 7,147,3007.1m $35.1m $35.1m 0.01% Reduced -8.4m -8,435,234
13 Optiver Holding B.V. 1.61% of their portfolio AMSTERDAM, P7 7,063,1667.1m $34.7m $34.7m 1.61% Added +1.0m +1,002,504
14 SAL Trading, LLC 48.60% of their portfolio Wilmington, DE 6,424,4196.4m $31.5m $31.5m 48.60% Reduced -676.9k -676,900
15 Penserra Capital Management LLC 0.65% of their portfolio ORINDA, CA 6,390,0246.4m $31.4m $31.4m 0.65% Reduced -365.2k -365,165
16 Balyasny Asset Management L.P. 0.09% of their portfolio Chicago, IL 5,876,8655.9m $28.9m $28.9m 0.09% Added +4.2m +4,206,922
17 Advisors Capital Management, LLC 0.69% of their portfolio RIDGEWOOD, NJ 5,407,9015.4m $26.6m $26.6m 0.69% Added +138.3k +138,263
18 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 4,712,3374.7m $23.1m $23.1m 0.01% Added +458.4k +458,350
19 Stonegate Investment Group, LLC 0.87% of their portfolio BIRMINGHAM, AL 4,699,5334.7m $23.1m $23.1m 0.87% Reduced -1.2m -1,237,662
20 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 4,649,0634.6m $22.8m $22.8m 0.00% Reduced -1.8m -1,793,632
21 D. E. Shaw & Co., Inc. 0.04% of their portfolio New York, NY 4,572,5484.6m $22.5m $22.5m 0.04% Added +302.4k +302,401
22 FMR LLC 0.00% of their portfolio BOSTON, MA 4,453,3984.5m $21.9m $21.9m 0.00% Added +2.3m +2,274,992
23 UBS Group AG 0.01% of their portfolio ZURICH, V8 4,352,3734.4m $21.4m $21.4m 0.01% Reduced -138.2k -138,219
24 MANAGED ASSET PORTFOLIOS, LLC 2.91% of their portfolio ROCHESTER, MI 3,905,8073.9m $19.2m $19.2m 2.91% Added +107.1k +107,082
25 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 3,386,2633.4m $5.9m $5.9m 0.00% Added +2.3m +2,284,677
26 ARIEL INVESTMENTS, LLC 0.16% of their portfolio CHICAGO, IL 3,292,8243.3m $16.2m $16.2m 0.16% Reduced -52.0k -52,008
27 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 3,082,9353.1m $15.1m $15.1m 0.00% Reduced -1.5m -1,490,862
28 CITADEL ADVISORS LLC 0.02% of their portfolio MIAMI, FL 2,899,0132.9m $14.2m $14.2m 0.02% Reduced -3.0m -2,996,806
29 FIRST TRUST ADVISORS LP 0.02% of their portfolio Wheaton, IL 2,749,4842.7m $13.5m $13.5m 0.02% Added +285.9k +285,950
30 TSP Capital Management Group, LLC 3.92% of their portfolio Summit, NJ 2,212,3772.2m $10.9m $10.9m 3.92% Reduced -2.0k -2,000
31 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 2,162,8792.2m $10.6m $10.6m 0.00% Added +39.9k +39,924
32 Susquehanna International Securities, Ltd. 6.35% of their portfolio DUBLIN, L2 2,104,7142.1m $10.3m $10.3m 6.35% Reduced -7.7m -7,720,637
33 TWO SIGMA INVESTMENTS, LP 0.03% of their portfolio NEW YORK, NY 1,768,3301.8m $8.7m $8.7m 0.03% Added +1.6m +1,578,430
34 CREDIT SUISSE AG/ 0.01% of their portfolio ZURICH, V8 1,724,1741.7m $8.5m $8.5m 0.01% Reduced -596.3k -596,349
35 MARSHALL WACE, LLP 0.02% of their portfolio LONDON, X0 1,704,5041.7m $8.4m $8.4m 0.02% Added +183.1k +183,110
36 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,558,8321.6m $7.7m $7.7m 0.00% Added +278.9k +278,939
37 LAZARD ASSET MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 1,524,9661.5m $7.5m $7.5m 0.01% Added +187.7k +187,737
38 Calamos Advisors LLC 0.04% of their portfolio NAPERVILLE, IL 1,520,0001.5m $7.5m $7.5m 0.04% Unchanged
39 Cubist Systematic Strategies, LLC 0.06% of their portfolio STAMFORD, CT 1,334,2291.3m $6.6m $6.6m 0.06% Reduced -849.4k -849,440
40 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,294,4541.3m $6.4m $6.4m 0.00% Reduced -14.6k -14,574
41 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.03% of their portfolio TORONTO, A6 1,246,9001.2m $6.1m $6.1m 0.03% New
42 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 1,199,6211.2m $5.9m $5.9m 0.00% Reduced -151.3k -151,314
43 Henry James International Management Inc. 2.29% of their portfolio NEW YORK, NY 1,099,4981.1m $5.4m $5.4m 2.29% Added +35.2k +35,225
44 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 969,267969.3k $4.8m $4.8m 0.00% Added +42.0k +42,001
45 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 954,885954.9k $4.7m $4.7m 0.01% Reduced -153.4k -153,368
46 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 904,544904.5k $4.4m $4.4m 0.01% Reduced -69.4k -69,357
47 OVERSEA-CHINESE BANKING Corp Ltd 0.21% of their portfolio SINGAPORE, U0 858,154858.2k $4.2m $4.2m 0.21% Added +33.6k +33,614
48 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 851,769851.8k $4.2m $4.2m 0.01% Added +744.8k +744,800
49 CAPITAL FUND MANAGEMENT S.A. 0.08% of their portfolio PARIS, I0 830,461830.5k $4.1m $4.1m 0.08% Reduced -26.8k -26,775
50 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 800,706800.7k $3.9m $3.9m 0.00% Added +143.7k +143,705
51 NATIXIS ADVISORS, LLC 0.01% of their portfolio Boston, MA 717,350717.4k $3.5m $3.5m 0.01% Reduced -162.2k -162,237
52 Capricorn Fund Managers Ltd 1.03% of their portfolio LONDON, X0 687,155687.2k $3.4m $3.4m 1.03% Added +512.5k +512,497
53 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 684,666684.7k $3.4m $3.4m 0.00% Reduced -954.7k -954,739
54 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 633,687633.7k $3.1m $3.1m 0.00% Added +25.7k +25,718
55 XY Capital Ltd 2.39% of their portfolio CENTRAL, K3 577,330577.3k $2.8m $2.8m 2.39% Added +418.4k +418,355
56 Qube Research & Technologies Ltd 0.02% of their portfolio LONDON, X0 555,816555.8k $2.7m $2.7m 0.02% Reduced -112.2k -112,189
57 AMG National Trust Bank 0.09% of their portfolio GREENWOOD VILLAGE, CO 548,058548.1k $2.7m $2.7m 0.09% Added +35.5k +35,535
58 Murphy Pohlad Asset Management LLC 1.05% of their portfolio EDEN PRAIRIE, MN 516,495516.5k $2.5m $2.5m 1.05% Added +10.1k +10,100
59 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 503,242503.2k $2.5m $2.5m 0.01% Added +247.6k +247,642
60 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 499,278499.3k $2.5m $2.5m 0.00% Added +78 +78
61 Simplicity Solutions, LLC 0.06% of their portfolio MINNEAPOLIS, MN 493,695493.7k $2.4m $2.4m 0.06% Added +74.0k +74,001
62 EVERGREEN CAPITAL MANAGEMENT LLC 0.11% of their portfolio Bellevue, WA 488,132488.1k $2.4m $2.4m 0.11% Added +2.3k +2,340
63 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 487,348487.3k $2.4m $2.4m 0.00% Reduced -53.9k -53,948
64 Bleakley Financial Group, LLC 0.08% of their portfolio PARSIPPANY, NJ 480,137480.1k $2.4m $2.4m 0.08% Added +43.7k +43,654
65 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 473,230473.2k $2.3m $2.3m 0.00% Reduced -8.0k -8,042
66 Hall Private Wealth Advisors 1.15% of their portfolio SAN DIEGO, CA 447,935447.9k $2.2m $2.2m 1.15% Reduced -77.9k -77,945
67 Catalyst Capital Advisors LLC 0.06% of their portfolio San Juan, PR 428,550428.6k $2.1m $2.1m 0.06% Added +42.5k +42,500
68 AGUR PROVIDENT & TRAINING FUNDS MANAGEMENT LTD 0.68% of their portfolio TEL AVIV, L3 428,068428.1k $1.8m $1.8m 0.68% Unchanged
69 Lesa Sroufe & Co 2.08% of their portfolio SEATTLE, WA 419,878419.9k $2.1m $2.1m 2.08% Added +3.3k +3,275
70 FLPUTNAM INVESTMENT MANAGEMENT CO 0.06% of their portfolio PORTLAND, ME 398,826398.8k $2.0m $2.0m 0.06% New
71 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 371,066371.1k $1.8m $1.8m 0.00% Reduced -526.0k -525,973
72 Crossmark Global Holdings, Inc. 0.04% of their portfolio HOUSTON, TX 369,429369.4k $1.8m $1.8m 0.04% Added +441 +441
73 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 355,055355.1k $1.7m $1.7m 0.00% Added +134.3k +134,332
74 Freedom Investment Management, Inc. 0.19% of their portfolio SOUTH WINDSOR, CT 339,026339.0k $1.7m $1.7m 0.19% Reduced -26.0k -25,996
75 Federation des caisses Desjardins du Quebec 0.02% of their portfolio LEVIS, A8 320,699320.7k $1.6m $1.6m 0.02% Added +9.1k +9,075
76 Kovack Advisors, Inc. 0.21% of their portfolio FT. LAUDERDALE, FL 319,982320.0k $1.6m $1.6m 0.21% Added +30.7k +30,720
77 PZENA INVESTMENT MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 287,966288.0k $1.4m $1.4m 0.01% Reduced -5.0k -4,984
78 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 283,784283.8k $1.4m $1.4m 0.00% Reduced -40.4k -40,428
79 Waterfront Wealth Inc. 0.45% of their portfolio OVERLAND PARK, KS 283,064283.1k $1.4m $1.4m 0.45% Reduced -1.3k -1,320
80 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 282,361282.4k $1.4m $1.4m 0.00% Added +19.9k +19,881
81 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 273,486273.5k $1.3m $1.3m 0.00% Added +148.5k +148,486
82 LeJeune Puetz Investment Counsel LLC 0.48% of their portfolio TRAVERSE CITY, MI 270,950270.9k $1.3m $1.3m 0.48% Added +9.0k +9,000
83 OPPENHEIMER & CO INC 0.03% of their portfolio NEW YORK, NY 269,929269.9k $1.3m $1.3m 0.03% Reduced -73.9k -73,946
84 Sequoia Financial Advisors, LLC 0.03% of their portfolio Akron, OH 263,224263.2k $1.3m $1.3m 0.03% Added +48.7k +48,656
85 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 260,782260.8k $1.3m $1.3m 0.00% Reduced -90.0k -89,996
86 PANAGORA ASSET MANAGEMENT INC 0.01% of their portfolio BOSTON, MA 259,032259.0k $1.3m $1.3m 0.01% New
87 PUTNAM INVESTMENTS LLC 0.00% of their portfolio BOSTON, MA 255,169255.2k $1.3m $1.3m 0.00% New
88 TWO SIGMA SECURITIES, LLC 0.10% of their portfolio NEW YORK, NY 254,093254.1k $1.2m $1.2m 0.10% Reduced -38.8k -38,758
89 Clean Yield Group 0.48% of their portfolio NORWICH, VT 229,420229.4k $1.1m $1.1m 0.48% Added +23.9k +23,925
90 Woodline Partners LP 0.02% of their portfolio San Francisco, CA 222,325222.3k $1.1m $1.1m 0.02% Reduced -3.1m -3,078,729
91 Mariner, LLC 0.00% of their portfolio Overland Park, KS 203,736203.7k $1.0m $1.0m 0.00% Added +6.0k +5,970
92 Ulysses Management LLC 0.30% of their portfolio New York, NY 200,000200.0k $982.0k $982.0k 0.30% New
93 PATHSTONE FAMILY OFFICE, LLC 0.02% of their portfolio ENGLEWOOD, NJ 199,741199.7k $985.0k $985.0k 0.02% Reduced -37.9k -37,899
94 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 187,209187.2k $919.2k $919.2k 0.00% Added +171.5k +171,537
95 VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio San Antonio, TX 184,648184.6k $906.6k $906.6k 0.00% New
96 Focus Financial Network, Inc. 0.06% of their portfolio MINNEAPOLIS, MN 182,073182.1k $894.0k $894.0k 0.06% Reduced -1.2k -1,211
97 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 179,024179.0k $873.0k $873.0k 0.00% Reduced -18.5k -18,503
98 LCM Capital Management Inc 0.76% of their portfolio CHICAGO, IL 176,446176.4k $866.4k $866.4k 0.76% Added +1.4k +1,358
99 WealthTrust Axiom LLC 0.29% of their portfolio WAYNE, PA 174,423174.4k $856.4k $856.4k 0.29% Reduced -988 -988
100 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 168,011168.0k $824.9k $824.9k 0.00% Added +69.6k +69,646