Vault-13

NEWMARK GROUP INC NMRK

CL A · Common Stock · CUSIP 65158N102

Multinational real estate service firm

211 institutional holders +0 vs Q4 2022
99,162,17799.2m shares reported held*
$702.9mreported value*
35 new 82 added 56 reduced 31 sold out net bought ≈ $43.8m (+6.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $7.09. Options: 5 managers hold calls ($961.3k notional), 3 hold puts ($162.1k).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 207Q4 22: 211Q1 23: 211211Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022207
Q4 2022211
Q1 2023211

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 96 bought or addedQ4 22: 101 cut or sold outQ4 22Q1 23: 117 bought or addedQ1 23: 87 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 202296101
Q1 202311787

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2.5m$5m$7.5m$10mQ3 22 calls: $9.0mQ3 22 puts: $579.0kQ3 22P/C 0.06Q4 22 calls: $113.3kQ4 22 puts: $545.5kQ4 22P/C 4.82Q1 23 calls: $961.3kQ1 23 puts: $162.1kQ1 23P/C 0.17
Numbers
QuarterCallsPutsP/C
Q3 2022$9.0m$579.0k0.06
Q4 2022$113.3k$545.5k4.82
Q1 2023$961.3k$162.1k0.17

Biggest buyers

FMR LLC Added +4,809,303+4.8m
FEDERATED HERMES, INC. Added +1,045,846+1.0m
DIMENSIONAL FUND ADVISORS LP Added +668,808+668.8k
BRIDGEWAY CAPITAL MANAGEMENT, LLC Added +566,113+566.1k
Foundry Partners, LLC New +546,268+546.3k
GOLDMAN SACHS GROUP INC Added +377,555+377.6k
Leeward Investments, LLC - MA Added +368,406+368.4k
CLARK ESTATES INC/NY New +325,000+325.0k
Portolan Capital Management, LLC New +280,996+281.0k
D. E. Shaw & Co., Inc. Added +248,388+248.4k

Biggest sellers

Southpoint Capital Advisors LP Sold out -1,000,000-1.0m
Balyasny Asset Management L.P. Reduced -799,395-799.4k
NORTHERN TRUST CORP Reduced -457,325-457.3k
Cubist Systematic Strategies, LLC Sold out -408,287-408.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -319,328-319.3k
CARDINAL CAPITAL MANAGEMENT LLC /CT Reduced -316,413-316.4k
Russell Investments Group, Ltd. Reduced -238,942-238.9k
PRUDENTIAL FINANCIAL INC Reduced -213,135-213.1k
KENNEDY CAPITAL MANAGEMENT LLC Reduced -212,154-212.2k
BlackRock Inc. Reduced -200,583-200.6k

Biggest calls

GROUP ONE TRADING LLC Added $681.1k96.2k shares
Walleye Trading LLC New $143.7k20.3k shares
CITADEL ADVISORS LLC Added $134.5k19.0k shares
SIMPLEX TRADING, LLC Reduced $2.0k300 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Reduced $161.4k22.8k shares
Walleye Trading LLC New $708100 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
CANTOR FITZGERALD, L. P. 13D · may seek influence -0.1 pts · filed 2025-10-06
Stated purposeItem 4 is hereby amended and supplemented with the following: Completion of Howard W. Lutnick Divestiture In accordance with the transactions detailed below, Mr. Howard W. Lutnick, the U.S. Secretary of Commerce and the Company's former Executive Chairman and former Chairman of the Board of Directors of the Company, has completed his previously announced divestiture of his holdings in the Company in connection with his appointment as the U.S. Secretary of Commerce. Mr. Howard W. Lutnick no longer has any voting or dispositive power over any of the securities of the Company and the Reporting Persons understand that he will file Amendment No. 5B as his final amendment to the Original 13D to reflect his zero ownership. Acquisition of CFGM Voting Shares by Trusts Controlled by Mr. Brandon G… Full filing
22.3% -0.1 pts 44.0m≈ $665.2m 2025-10-06
VANGUARD PORTFOLIO MANAGEMENT LLC 13G · institution new · filed 2026-04-29 8.5% new 13.9m≈ $210.0m 2026-04-29

Fell to 5% or below in the last year: VANGUARD GROUP INC (0.0%, 2026-03-27; now reported by VANGUARD PORTFOLIO MANAGEMENT LLC)

Insider purchases and sales in Q1 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q2 21: 0 buyingQ2 21: 0 sellingQ3 21: 0 buyingQ3 21: 0 sellingQ3 21Q4 21: 0 buyingQ4 21: 0 sellingQ1 22: 1 buyingQ1 22: 0 sellingQ1 22Q2 22: 1 buyingQ2 22: 0 sellingQ3 22: 0 buyingQ3 22: 0 sellingQ3 22Q4 22: 0 buyingQ4 22: 0 sellingQ1 23: 0 buyingQ1 23: 0 sellingQ1 23
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q2 20210—0——
Q3 20210—0——
Q4 20210—0——
Q1 20221$8.5m0——
Q2 20221$6.0m0——
Q3 20220—0——
Q4 20220—0——
Q1 20230—0——

None reported in Q1 2023.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 20,685,14620.7m $146.5m $146.5m 0.00% Reduced -83.4k -83,444
2 BlackRock Inc. 0.00% of their portfolio New York, NY 9,555,3629.6m $67.7m $67.7m 0.00% Reduced -200.6k -200,583
3 FMR LLC 0.00% of their portfolio BOSTON, MA 9,477,9789.5m $67.1m $67.1m 0.00% Added +4.8m +4,809,303
4 DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio AUSTIN, TX 4,675,8954.7m $33.1m $33.1m 0.01% Added +668.8k +668,808
5 CARDINAL CAPITAL MANAGEMENT LLC /CT 1.09% of their portfolio GREENWICH, CT 4,370,6224.4m $30.9m $30.9m 1.09% Reduced -316.4k -316,413
6 Empyrean Capital Partners, LP 1.25% of their portfolio LOS ANGELES, CA 4,360,1504.4m $30.9m $30.9m 1.25% Unchanged
7 River Road Asset Management, LLC 0.37% of their portfolio LOUISVILLE, KY 3,816,7013.8m $27.0m $27.0m 0.37% Added +82.0k +81,974
8 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 3,048,4653.0m $21.6m $21.6m 0.00% Added +9.6k +9,618
9 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 2,987,6573.0m $21.2m $21.2m 0.00% Added +129.5k +129,532
10 FULLER & THALER ASSET MANAGEMENT, INC. 0.10% of their portfolio SAN MATEO, CA 2,365,6622.4m $16.7m $16.7m 0.10% Reduced -6.7k -6,687
11 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,902,4861.9m $13.5m $13.5m 0.00% Added +159.5k +159,549
12 Leeward Investments, LLC - MA 0.54% of their portfolio BOSTON, MA 1,662,4291.7m $11.8m $11.8m 0.54% Added +368.4k +368,406
13 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 1,599,8731.6m $11.3m $11.3m 0.00% Added +129.3k +129,350
14 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 1,393,2531.4m $9.9m $9.9m 0.00% Added +13.7k +13,734
15 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 1,287,4461.3m $9.1m $9.1m 0.00% Reduced -457.3k -457,325
16 PAULSON & CO. INC. 0.76% of their portfolio JERSEY CITY, NJ 1,284,6251.3m $9.1m $9.1m 0.76% Unchanged
17 D. E. Shaw & Co., Inc. 0.01% of their portfolio New York, NY 1,221,2171.2m $8.6m $8.6m 0.01% Added +248.4k +248,388
18 FEDERATED HERMES, INC. 0.02% of their portfolio PITTSBURGH, PA 1,198,0781.2m $8.5m $8.5m 0.02% Added +1.0m +1,045,846
19 Ceredex Value Advisors LLC 0.13% of their portfolio WINTER PARK, FL 1,190,9221.2m $8.4m $8.4m 0.13% Reduced -96.2k -96,200
20 BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.21% of their portfolio HOUSTON, TX 1,137,0641.1m $8.1m $8.1m 0.21% Added +566.1k +566,113
21 NORGES BANK 0.00% of their portfolio OSLO, Q8 1,134,1621.1m $8.0m $8.0m 0.00% Reduced -189.2k -189,240
22 Balyasny Asset Management L.P. 0.02% of their portfolio Chicago, IL 1,074,1981.1m $7.6m $7.6m 0.02% Reduced -799.4k -799,395
23 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 1,071,4391.1m $7.6m $7.6m 0.00% Added +377.6k +377,555
24 SYSTEMATIC FINANCIAL MANAGEMENT LP 0.20% of their portfolio TEANECK, NJ 871,350871.4k $6.2m $6.2m 0.20% Reduced -10.9k -10,875
25 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 779,960780.0k $5.5m $5.5m 0.00% Added +60.6k +60,598
26 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 614,196614.2k $4.3m $4.3m 0.00% Reduced -141.6k -141,610
27 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 608,206608.2k $4.3m $4.3m 0.00% Reduced -9.1k -9,100
28 Foundry Partners, LLC 0.24% of their portfolio MINNEAPOLIS, MN 546,268546.3k $3.9m $3.9m 0.24% New
29 Russell Investments Group, Ltd. 0.01% of their portfolio Seattle, WA 536,062536.1k $3.8m $3.8m 0.01% Reduced -238.9k -238,942
30 DENALI ADVISORS LLC 1.48% of their portfolio SAN DIEGO, CA 501,384501.4k $3.5m $3.5m 1.48% Added +106.8k +106,823
31 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 499,685499.7k $3.5m $3.5m 0.00% Added +63.1k +63,099
32 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 414,038414.0k $2.9m $2.9m 0.00% Reduced -41.7k -41,679
33 MACQUARIE GROUP LTD 0.00% of their portfolio Sydney, NSW 2000, C3 403,174403.2k $2.9m $2.9m 0.00% Reduced -11.8k -11,764
34 VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio JUPITER, FL 401,250401.2k $2.8m $2.8m 0.01% Reduced -77.1k -77,080
35 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 380,997381.0k $2.7m $2.7m 0.00% Added +74.9k +74,871
36 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 373,771373.8k $2.6m $2.6m 0.00% Added +23.3k +23,285
37 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 355,700355.7k $2.5m $2.5m 0.00% Added +156.6k +156,632
38 CLARK ESTATES INC/NY 0.46% of their portfolio NEW YORK, NY 325,000325.0k $2.3m $2.3m 0.46% New
39 CM Management, LLC 2.73% of their portfolio GULF BREEZE, FL 325,000325.0k $2.3m $2.3m 2.73% Unchanged
40 Swiss National Bank 0.00% of their portfolio ZURICH, V8 324,907324.9k $2.3m $2.3m 0.00% Reduced -56.2k -56,200
41 PANAGORA ASSET MANAGEMENT INC 0.01% of their portfolio BOSTON, MA 302,586302.6k $2.1m $2.1m 0.01% Added +390 +390
42 Portolan Capital Management, LLC 0.19% of their portfolio BOSTON, MA 280,996281.0k $2.0m $2.0m 0.19% New
43 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 274,386274.4k $1.9m $1.9m 0.00% Reduced -51.6k -51,579
44 Boston Partners 0.00% of their portfolio BOSTON, MA 272,131272.1k $1.9m $1.9m 0.00% Unchanged
45 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 271,260271.3k $1.9m $1.9m 0.00% Added +6.8k +6,844
46 KENNEDY CAPITAL MANAGEMENT LLC 0.05% of their portfolio ST LOUIS, MO 252,893252.9k $1.8m $1.8m 0.05% Reduced -212.2k -212,154
47 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 243,488243.5k $2.4m $2.4m 0.00% Reduced -213.1k -213,135
48 Robertson Stephens Wealth Management, LLC 0.13% of their portfolio San Francisco, CA 233,456233.5k $1.7m $1.7m 0.13% Added +4.3k +4,266
49 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 223,444223.4k $1.6m $1.6m 0.00% Reduced -1.5k -1,491
50 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 212,921212.9k $1.5m $1.5m 0.00% Added +4.0k +3,954
51 ExodusPoint Capital Management, LP 0.02% of their portfolio NEW YORK, NY 198,028198.0k $1.4m $1.4m 0.02% New
52 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 182,509182.5k $1.3m $1.3m 0.00% Reduced -8.6k -8,607
53 Qube Research & Technologies Ltd 0.01% of their portfolio LONDON, X0 174,041174.0k $1.2m $1.2m 0.01% New
54 Edge Wealth Management LLC 0.27% of their portfolio NEW YORK, NY 164,023164.0k $1.2m $1.2m 0.27% Added +10 +10
55 MARTINGALE ASSET MANAGEMENT L P 0.02% of their portfolio BOSTON, MA 163,741163.7k $1.2m $1.2m 0.02% Added +122.8k +122,809
56 Quinn Opportunity Partners LLC 0.12% of their portfolio CHARLOTTESVILLE, VA 163,380163.4k $1.2m $1.2m 0.12% Unchanged
57 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 159,457159.5k $1.1m $1.1m 0.00% Added +8.6k +8,576
58 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 154,734154.7k $1.1m $1.1m 0.00% Reduced -319.3k -319,328
59 Graham Capital Management, L.P. 0.04% of their portfolio ROWAYTON, CT 144,763144.8k $1.0m $1.0m 0.04% Added +17.2k +17,230
60 Legal & General Group Plc 0.00% of their portfolio London, X0 137,098137.1k $970.7k $970.7k 0.00% Added +4.3k +4,268
61 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 135,797135.8k $887.3k $887.3k 0.00% New
62 TUDOR INVESTMENT CORP ET AL 0.02% of their portfolio STAMFORD, CT 134,665134.7k $953.0k $953.0k 0.02% Added +45.7k +45,743
63 Tranquility Partners, LLC 0.45% of their portfolio Brentwood, TN 131,972132.0k $934.4k $934.4k 0.45% Added +8.5k +8,470
64 Engineers Gate Manager LP 0.04% of their portfolio NEW YORK, NY 129,392129.4k $916.1k $916.1k 0.04% Added +86.2k +86,215
65 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 126,525126.5k $895.8k $895.8k 0.00% Added +85.7k +85,718
66 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 124,610124.6k $882.2k $882.2k 0.00% Added +40 +40
67 Squarepoint Ops LLC 0.01% of their portfolio NEW YORK, NY 121,361121.4k $859.2k $859.2k 0.01% Added +91.6k +91,573
68 Trexquant Investment LP 0.02% of their portfolio STAMFORD, CT 118,793118.8k $841.1k $841.1k 0.02% Added +66.9k +66,885
69 STATE OF WISCONSIN INVESTMENT BOARD 0.00% of their portfolio MADISON, WI 115,160115.2k $815.3k $815.3k 0.00% Reduced -151.5k -151,516
70 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 111,138111.1k $786.9k $786.9k 0.00% Reduced -76.6k -76,599
71 GSA CAPITAL PARTNERS LLP 0.07% of their portfolio LONDON, X0 102,000102.0k $722.0k $722.0k 0.07% Added +89.0k +88,991
72 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 98,02998.0k $695.0k $695.0k 0.00% Added +2.7k +2,664
73 SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC 0.02% of their portfolio BALA CYNWYD, PA 95,06895.1k $673.1k $673.1k 0.02% Reduced -40.2k -40,232
74 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 88,39888.4k $625.9k $625.9k 0.01% Added +1.9k +1,889
75 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 88,39888.4k $625.9k $625.9k 0.01% New
76 AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio Greenwich, CT 88,31188.3k $625.2k $625.2k 0.00% Added +67.8k +67,788
77 STRS OHIO 0.00% of their portfolio COLUMBUS, OH 86,10086.1k $609.0k $609.0k 0.00% Added +57.4k +57,400
78 Advisors Capital Management, LLC 0.02% of their portfolio RIDGEWOOD, NJ 84,92884.9k $601.0k $601.0k 0.02% Reduced -11.2k -11,151
79 SG Americas Securities, LLC 0.01% of their portfolio NEW YORK, NY 79,05579.1k $560.0k $560.0k 0.01% Added +7.4k +7,362
80 NISA INVESTMENT ADVISORS, LLC 0.00% of their portfolio ST. LOUIS, MO 77,33477.3k $548.0k $548.0k 0.00% Added +2.6k +2,630
81 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 77,19277.2k $546.5k $546.5k 0.00% Added +34.1k +34,056
82 UBS Group AG 0.00% of their portfolio ZURICH, V8 76,67476.7k $542.9k $542.9k 0.00% Added +34.5k +34,545
83 MetLife Investment Management, LLC 0.00% of their portfolio Whippany, NJ 71,61271.6k $507.0k $507.0k 0.00% Reduced -5.4k -5,425
84 JANUS HENDERSON GROUP PLC 0.00% of their portfolio LONDON, X0 70,48770.5k $498.7k $498.7k 0.00% Added +38.3k +38,263
85 Asset Management One Co., Ltd. 0.00% of their portfolio TOKYO, M0 69,95070.0k $495.2k $495.2k 0.00% Added +18.3k +18,293
86 DUALITY ADVISERS, LP 0.05% of their portfolio MIAMI, FL 68,57668.6k $485.5k $485.5k 0.05% New
87 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 66,61466.6k $471.6k $471.6k 0.00% Unchanged
88 Zebra Capital Management LLC 2.35% of their portfolio Stamford, CT 66,58266.6k $471.0k $471.0k 2.35% New
89 AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio New York, NY 65,23065.2k $461.8k $461.8k 0.00% Added +1.3k +1,298
90 Greenland Capital Management LP 0.05% of their portfolio NEW YORK, NY 65,00065.0k $460.2k $460.2k 0.05% Added +42.0k +42,000
91 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 62,17562.2k $440.2k $440.2k 0.00% Added +31 +31
92 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 61,19361.2k $433.2k $433.2k 0.00% Reduced -392 -392
93 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 57,99258.0k $410.6k $410.6k 0.00% Added +264 +264
94 AFFINITY INVESTMENT ADVISORS, LLC 0.21% of their portfolio NEWPORT BEACH, CA 55,50255.5k $393.0k $393.0k 0.21% Reduced -112 -112
95 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 54,78954.8k $387.9k $387.9k 0.00% Reduced -718 -718
96 Capital Impact Advisors, LLC 0.47% of their portfolio Boston, MA 54,19654.2k $383.7k $383.7k 0.47% Unchanged
97 GREAT LAKES ADVISORS, LLC 0.00% of their portfolio CHICAGO, IL 53,00053.0k $375.2k $375.2k 0.00% Reduced -6.8k -6,772
98 VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio San Antonio, TX 52,76552.8k $373.6k $373.6k 0.00% Added +2.6k +2,586
99 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 50,76650.8k $359.4k $359.4k 0.00% Added +2.8k +2,806
100 Jump Financial, LLC 0.01% of their portfolio Chicago, IL 46,43146.4k $328.7k $328.7k 0.01% New