Vault-13

NEW ERA HELIUM INC NUAIW

*W EXP 12/06/202 · Equity WRT · CUSIP 64428N117

13 institutional holders -3 vs Q1 2026
2,045,0822.0m shares reported held*
$7.5mreported value*
0 new 4 added 1 reduced 3 sold out net bought ≈ $648.2k (+225.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $3.66. Options: 1 managers hold calls ($43.0k notional), 0 hold puts (—).

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

01020Q4 24: 20Q1 25: 20Q2 25: 18Q3 25: 17Q4 25: 17Q1 26: 16Q2 26: 1313Q4 24Q2 25Q4 25Q2 26
Numbers
QuarterHolders
Q4 202420
Q1 202520
Q2 202518
Q3 202517
Q4 202517
Q1 202616
Q2 202613

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q1 25: 2 bought or addedQ1 25: 6 cut or sold outQ1 25Q2 25: 5 bought or addedQ2 25: 7 cut or sold outQ2 25Q3 25: 3 bought or addedQ3 25: 7 cut or sold outQ3 25Q4 25: 7 bought or addedQ4 25: 8 cut or sold outQ4 25Q1 26: 6 bought or addedQ1 26: 6 cut or sold outQ1 26Q2 26: 4 bought or addedQ2 26: 4 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q1 202526
Q2 202557
Q3 202537
Q4 202578
Q1 202666
Q2 202644

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20k$40k$60kQ3 25 calls: $5.1kQ3 25 puts: $0Q3 25P/C 0.00Q4 25 calls: $12.3kQ4 25 puts: $0Q4 25P/C 0.00Q1 26 calls: $27.3kQ1 26 puts: $0Q1 26P/C 0.00Q2 26 calls: $43.0kQ2 26 puts: $0Q2 26P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2025$5.1k$00.00
Q4 2025$12.3k$00.00
Q1 2026$27.3k$00.00
Q2 2026$43.0k$00.00

Biggest buyers

BOOTHBAY FUND MANAGEMENT, LLC Added +310,000+310.0k
LMR Partners LLP Added +121,200+121.2k
WOLVERINE ASSET MANAGEMENT LLC Added +41,509+41.5k
T3 Companies, LLC Added +4,766+4.8k

Biggest sellers

OSAIC HOLDINGS, INC. Reduced -116,436-116.4k
Q Global Advisors, LLC Sold out -64,500-64.5k
Ionic Capital Management LLC Sold out -45,668-45.7k
SANDERS MORRIS HARRIS LLC Sold out -25,000-25.0k

Biggest calls

MILLENNIUM MANAGEMENT LLC Unchanged $43.0k15.0k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales since 1 Apr 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported since 1 Apr 2026.

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BOOTHBAY FUND MANAGEMENT, LLC 0.06% of their portfolio NEW YORK, NY 460,000460.0k $2.9m $2.9m 0.06% Added +310.0k +310,000
2 LMR Partners LLP 0.01% of their portfolio LONDON, X0 334,272334.3k $959.4k $959.4k 0.01% Added +121.2k +121,200
3 ARISTEIA CAPITAL, L.L.C. 0.01% of their portfolio GREENWICH, CT 331,116331.1k $947.0k $947.0k 0.01% Unchanged
4 T3 Companies, LLC 1.03% of their portfolio NEW YORK, NY 313,400313.4k $899.5k $899.5k 1.03% Added +4.8k +4,766
5 Calamos Advisors LLC 0.00% of their portfolio NAPERVILLE, IL 250,000250.0k $717.5k $717.5k 0.00% Unchanged
6 WOLVERINE ASSET MANAGEMENT LLC 0.01% of their portfolio CHICAGO, IL 149,576149.6k $429.3k $429.3k 0.01% Added +41.5k +41,509
7 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 77,55277.6k $222.6k $222.6k 0.00% Reduced -116.4k -116,436
8 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 49,99950.0k $143.5k $143.5k 0.00% Unchanged
9 WHITEBOX ADVISORS LLC 0.00% of their portfolio MINNEAPOLIS, MN 34,87534.9k $100.1k $100.1k 0.00% Unchanged
10 GABELLI FUNDS LLC 0.00% of their portfolio Rye, NY 12,82412.8k $36.8k $36.8k 0.00% Unchanged
11 Clear Street Group Inc. 0.00% of their portfolio NEW YORK, NY 10,91810.9k $31.3k $31.3k 0.00% Unchanged
12 GABELLI & Co INVESTMENT ADVISERS, INC. 0.00% of their portfolio Rye, NY 10,55010.6k $30.3k $30.3k 0.00% Unchanged
13 Mariner, LLC 0.00% of their portfolio Overland Park, KS 10,00010.0k $28.7k $28.7k 0.00% Unchanged