Vault-13

NATIONAL GRID PLC NGG

SPONSORED ADR NE · ADR · CUSIP 636274409 · ISIN US6362744095

British multinational electricity and gas utility company

394 institutional holders +35 vs Q3 2022
27,353,49527.4m shares reported held*
$1.7bnreported value*
51 new 130 added 114 reduced 30 sold out net sold ≈ $12.2m (-202.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($520.3k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $60.33. Options: 8 managers hold calls ($36.0m notional), 7 hold puts ($15.5m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 359Q4 22: 394394Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022359
Q4 2022394

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60mQ3 22 calls: $52.7mQ3 22 puts: $13.4mQ3 22P/C 0.25Q4 22 calls: $36.0mQ4 22 puts: $15.5mQ4 22P/C 0.43
Numbers
QuarterCallsPutsP/C
Q3 2022$52.7m$13.4m0.25
Q4 2022$36.0m$15.5m0.43

Biggest buyers

NATIXIS ADVISORS, LLC Added +292,984+293.0k
BANK OF AMERICA CORP /DE/ Added +239,938+239.9k
Optiver Holding B.V. Added +200,483+200.5k
GOLDMAN SACHS GROUP INC Added +197,289+197.3k
JPMORGAN CHASE & CO Added +131,545+131.5k
Invesco Ltd. Added +79,740+79.7k
JANE STREET GROUP, LLC Added +77,479+77.5k
AMERIPRISE FINANCIAL INC Added +71,835+71.8k
BlackRock Inc. Added +61,903+61.9k
LPL Financial LLC Added +51,305+51.3k

Biggest sellers

RENAISSANCE TECHNOLOGIES LLC Reduced -341,100-341.1k
Connor, Clark & Lunn Investment Management Ltd. Reduced -310,487-310.5k
MILLENNIUM MANAGEMENT LLC Reduced -297,033-297.0k
Beck Bode, LLC Sold out -171,228-171.2k
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Sold out -127,290-127.3k
PEAK6 Investments LLC Reduced -110,101-110.1k
Qube Research & Technologies Ltd Sold out -95,459-95.5k
MORGAN STANLEY Reduced -91,792-91.8k
BNP PARIBAS FINANCIAL MARKETS Reduced -83,721-83.7k
Nuveen Asset Management, LLC Reduced -39,738-39.7k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $14.8m245.0k shares
JANE STREET GROUP, LLC Reduced $11.3m187.9k shares
Optiver Holding B.V. Reduced $4.5m75.3k shares
CITADEL ADVISORS LLC Added $4.3m72.1k shares
SIMPLEX TRADING, LLC Reduced $922.0k15.3k shares
GROUP ONE TRADING LLC Added $54.3k900 shares
Walleye Trading LLC Reduced $6.0k100 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

Optiver Holding B.V. Added $7.1m117.5k shares
CITADEL ADVISORS LLC Added $5.3m88.2k shares
SIMPLEX TRADING, LLC Reduced $1.5m25.4k shares
Walleye Trading LLC Added $615.3k10.2k shares
PEAK6 Investments LLC Reduced $561.0k9.3k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $380.0k6.3k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q4 2022

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q4 2022.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 RENAISSANCE TECHNOLOGIES LLC 0.32% of their portfolio NEW YORK, NY 3,838,5543.8m $231.5m $231.5m 0.32% Reduced -341.1k -341,100
2 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 3,099,9783.1m $187.0m $187.0m 0.02% Added +239.9k +239,938
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,670,7541.7m $100.8m $100.8m 0.01% Reduced -91.8k -91,792
4 GOLDMAN SACHS GROUP INC 0.03% of their portfolio NEW YORK, NY 1,490,6181.5m $89.9m $89.9m 0.03% Added +197.3k +197,289
5 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 1,311,0551.3m $79.1m $79.1m 0.01% Added +131.5k +131,545
6 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 1,271,6251.3m $76.7m $76.7m 0.02% Added +2.1k +2,149
7 RAYMOND JAMES & ASSOCIATES 0.06% of their portfolio ST PETERSBURG, FL 1,093,4831.1m $66.0m $66.0m 0.06% Added +44.0k +43,952
8 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 992,830992.8k $59.9m $59.9m 0.02% Added +22.1k +22,081
9 FEDERATED HERMES, INC. 0.14% of their portfolio PITTSBURGH, PA 865,662865.7k $52.2m $52.2m 0.14% Reduced -7.0k -7,050
10 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 777,130777.1k $46.9m $46.9m 0.02% Added +22.1k +22,150
11 DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio AUSTIN, TX 639,221639.2k $38.6m $38.6m 0.01% Added +14.7k +14,683
12 Invesco Ltd. 0.01% of their portfolio ATLANTA, GA 538,940538.9k $32.5m $32.5m 0.01% Added +79.7k +79,740
13 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 503,582503.6k $30.4m $30.4m 0.03% Added +51.3k +51,305
14 NEUBERGER BERMAN GROUP LLC 0.03% of their portfolio NEW YORK, NY 483,515483.5k $29.2m $29.2m 0.03% Reduced -17.6k -17,587
15 BlackRock Inc. 0.00% of their portfolio New York, NY 473,448473.4k $28.6m $28.6m 0.00% Added +61.9k +61,903
16 Connor, Clark & Lunn Investment Management Ltd. 0.14% of their portfolio VANCOUVER, A1 403,135403.1k $24.3m $24.3m 0.14% Reduced -310.5k -310,487
17 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 371,667371.7k $22.4m $22.4m 0.00% Added +16.2k +16,236
18 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.01% of their portfolio Toronto, A6 365,749365.7k $22.1m $22.1m 0.01% Unchanged
19 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 326,646326.6k $19.7m $19.7m 0.03% Reduced -34.0k -34,033
20 NATIXIS ADVISORS, LLC 0.07% of their portfolio Boston, MA 321,301321.3k $19.4m $19.4m 0.07% Added +293.0k +292,984
21 Nuveen Asset Management, LLC 0.01% of their portfolio CHICAGO, IL 310,007310.0k $18.7m $18.7m 0.01% Reduced -39.7k -39,738
22 FMR LLC 0.00% of their portfolio BOSTON, MA 277,438277.4k $16.7m $16.7m 0.00% Added +22.5k +22,522
23 Optiver Holding B.V. 0.92% of their portfolio AMSTERDAM, P7 250,886250.9k $15.1m $15.1m 0.92% Added +200.5k +200,483
24 HENNESSY ADVISORS INC 0.96% of their portfolio NOVATO, CA 243,344243.3k $14.7m $14.7m 0.96% Reduced -19.4k -19,400
25 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 216,378216.4k $13.0m $13.0m 0.00% Added +71.8k +71,835
26 GUARDIAN CAPITAL ADVISORS LP 1.27% of their portfolio TORONTO, A6 177,021177.0k $11.2m $11.2m 1.27% Reduced -21 -21
27 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 167,401167.4k $10.1m $10.1m 0.02% Reduced -16.1k -16,116
28 GABELLI FUNDS LLC 0.07% of their portfolio Rye, NY 154,700154.7k $9.3m $9.3m 0.07% Reduced -3.2k -3,200
29 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 145,651145.7k $8.8m $8.8m 0.02% Added +9.5k +9,521
30 CIBC Asset Management Inc 0.04% of their portfolio TORONTO, Z4 138,029138.0k $8.3m $8.3m 0.04% Reduced -6.7k -6,729
31 UBS Group AG 0.00% of their portfolio ZURICH, V8 130,486130.5k $7.9m $7.9m 0.00% Reduced -3.4k -3,438
32 M. Kulyk & Associates, LLC 2.59% of their portfolio DECATUR, GA 128,577128.6k $7.8m $7.8m 2.59% Added +2.7k +2,677
33 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 126,638126.6k $7.6m $7.6m 0.00% Reduced -17.6k -17,589
34 Clearbridge Investments, LLC 0.01% of their portfolio NEW YORK, NY 104,164104.2k $6.3m $6.3m 0.01% Reduced -1.4k -1,420
35 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 99,89199.9k $6.0m $6.0m 0.01% Reduced -27.4k -27,373
36 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 97,39097.4k $5.9m $5.9m 0.00% Added +17.4k +17,384
37 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 88,41488.4k $5.3m $5.3m 0.01% Added +10.2k +10,224
38 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 85,73585.7k $5.2m $5.2m 0.01% Added +77.5k +77,479
39 Corient Private Wealth LP 0.02% of their portfolio MIAMI, FL 84,86684.9k $5.1m $5.1m 0.02% First filing
40 GOFEN & GLOSSBERG LLC /IL/ 0.13% of their portfolio CHICAGO, IL 83,47783.5k $5.0m $5.0m 0.13% Reduced -733 -733
41 AVANTAX ADVISORY SERVICES, INC. 0.06% of their portfolio DALLAS, TX 76,54776.5k $4.6m $4.6m 0.06% Added +4.8k +4,755
42 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 75,20975.2k $4.5m $4.5m 0.03% Added +7.2k +7,169
43 Zions Bancorporation, N.A. 0.34% of their portfolio SALT LAKE CITY, UT 71,08871.1k $4.3m $4.3m 0.34% Added +4.5k +4,458
44 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 67,61267.6k $4.1m $4.1m 0.01% Added +2.9k +2,882
45 Crossmark Global Holdings, Inc. 0.10% of their portfolio HOUSTON, TX 67,23867.2k $4.1m $4.1m 0.10% Reduced -6.5k -6,496
46 TD PRIVATE CLIENT WEALTH LLC 0.19% of their portfolio NEW YORK, NY 66,54566.5k $4.0m $4.0m 0.19% Added +942 +942
47 VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio JUPITER, FL 64,46264.5k $3.9m $3.9m 0.02% Reduced -34.3k -34,268
48 M&T Bank Corp 0.02% of their portfolio BUFFALO, NY 63,12263.1k $3.8m $3.8m 0.02% Added +4.9k +4,872
49 PITTENGER & ANDERSON INC 0.21% of their portfolio LINCOLN, NE 62,17062.2k $3.8m $3.8m 0.21% Unchanged
50 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 59,74959.7k $3.6m $3.6m 0.00% Reduced -10.2k -10,186
51 Old Port Advisors 1.28% of their portfolio PORTLAND, ME 56,18356.2k $3.4m $3.4m 1.28% Added +714 +714
52 BEACH INVESTMENT COUNSEL INC/PA 0.42% of their portfolio WEST CONSHOHOCKEN, PA 56,09156.1k $3.4m $3.4m 0.42% Reduced -3.4k -3,389
53 KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 0.01% of their portfolio LOS ANGELES, CA 53,32553.3k $3.2m $3.2m 0.01% Added +40.9k +40,881
54 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 53,19253.2k $3.2m $3.2m 0.00% Added +3.6k +3,571
55 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 48,14848.1k $2.9m $2.9m 0.02% Added +6.6k +6,558
56 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 48,10848.1k $2.9m $2.9m 0.01% Added +11.0k +10,996
57 NATIONAL BANK OF CANADA /FI/ 0.01% of their portfolio MONTREAL, A8 45,99446.0k $2.8m $2.8m 0.01% Added +3.9k +3,865
58 Aberdeen Group plc 0.01% of their portfolio EDINBURGH, X0 43,60043.6k $2.6m $2.6m 0.01% Unchanged
59 LOGAN CAPITAL MANAGEMENT INC 0.14% of their portfolio Newtown Square, PA 43,56743.6k $2.6m $2.6m 0.14% Added +1.7k +1,656
60 DAVENPORT & Co LLC 0.02% of their portfolio RICHMOND, VA 43,31243.3k $2.6m $2.6m 0.02% Added +2.5k +2,509
61 MARSHALL WACE, LLP 0.01% of their portfolio LONDON, X0 41,12141.1k $2.5m $2.5m 0.01% Added +7.6k +7,583
62 COMERICA BANK 0.02% of their portfolio DALLAS, TX 39,33339.3k $2.5m $2.5m 0.02% Added +3.5k +3,517
63 Atria Investments, Inc 0.05% of their portfolio Charlotte, NC 39,12339.1k $2.4m $2.4m 0.05% Reduced -2.2k -2,151
64 STRATEGY ASSET MANAGERS LLC 0.58% of their portfolio PASADENA, CA 38,02138.0k $2.3m $2.3m 0.58% Added +410 +410
65 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 36,79036.8k $2.2m $2.2m 0.00% Added +7.3k +7,310
66 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 33,42433.4k $2.0m $2.0m 0.02% Added +7.3k +7,291
67 First County Bank /CT/ 0.92% of their portfolio Stamford, CT 31,77831.8k $1.9m $1.9m 0.92% First filing
68 Fulton Bank, N.A. 0.11% of their portfolio Lancaster, PA 31,50331.5k $1.9m $1.9m 0.11% Reduced -1.9k -1,874
69 JARISLOWSKY, FRASER Ltd 0.01% of their portfolio MONTREAL, A8 31,21831.2k $1.9m $1.9m 0.01% Reduced -516 -516
70 MILLER HOWARD INVESTMENTS INC /NY 0.07% of their portfolio KINGSTON, NY 30,51730.5k $1.8m $1.8m 0.07% Added +346 +346
71 First Bank & Trust 0.50% of their portfolio BROOKINGS, SD 30,04030.0k $1.8m $1.8m 0.50% Reduced -3.5k -3,466
72 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 29,62429.6k $1.8m $1.8m 0.00% New
73 Ethic Inc. 0.09% of their portfolio NEW YORK, NY 28,35028.4k $1.7m $1.7m 0.09% Reduced -36 -36
74 Raleigh Capital Management Inc. 0.89% of their portfolio CARY, NC 28,26828.3k $1.7m $1.7m 0.89% Added +2.0k +2,030
75 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 27,11627.1k $1.6m $1.6m 0.01% Reduced -20.0k -20,047
76 Ategra Capital Management, LLC 0.86% of their portfolio VIENNA, VA 27,05027.1k $1.6m $1.6m 0.86% Added +1.0k +1,006
77 Gilman Hill Asset Management, LLC 0.33% of their portfolio NEW CANAAN, CT 26,46126.5k $1.6m $1.6m 0.33% Added +1.8k +1,826
78 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 26,27826.3k $1.6m $1.6m 0.00% Added +5.7k +5,682
79 Elevated Capital Advisors, LLC 0.59% of their portfolio SANDY, UT 25,47925.5k $1.5m $1.5m 0.59% Added +2.5k +2,475
80 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 24,87224.9k $1.5m $1.5m 0.00% Added +3.0k +2,980
81 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 23,98224.0k $1.4m $1.4m 0.00% Reduced -5.8k -5,767
82 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 23,80023.8k $1.4m $1.4m 0.00% First filing
83 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 23,54523.5k $1.4m $1.4m 0.00% Reduced -297.0k -297,033
84 CIBC WORLD MARKET INC. 0.01% of their portfolio TORONTO, A6 22,94022.9k $1.4m $1.4m 0.01% Reduced -7.3k -7,315
85 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 22,77022.8k $1.4m $1.4m 0.00% Reduced -8.4k -8,374
86 Retirement Planning Co of New England, Inc. 0.87% of their portfolio Warwick, RI 21,91621.9k $1.3m $1.3m 0.87% Added +865 +865
87 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 21,53821.5k $1.3m $1.3m 0.01% Reduced -211 -211
88 CANTOR FITZGERALD, L. P. 0.03% of their portfolio NEW YORK, NY 20,79020.8k $1.3m $1.3m 0.03% New
89 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 19,84419.8k $1.2m $1.2m 0.01% Added +13.6k +13,627
90 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 19,44919.4k $1.2m $1.2m 0.00% Added +3.7k +3,686
91 Wambolt & Associates, LLC 0.45% of their portfolio LITTLETON, CO 19,30719.3k $1.2m $1.2m 0.45% Added +1.6k +1,607
92 Mariner, LLC 0.00% of their portfolio Overland Park, KS 18,56118.6k $1.1m $1.1m 0.00% Added +2.9k +2,894
93 Orion Porfolio Solutions, LLC 0.02% of their portfolio OMAHA, NE 18,55618.6k $1.1m $1.1m 0.02% Added +6.7k +6,663
94 First Trust Direct Indexing L.P. 0.14% of their portfolio Boston, MA 18,04218.0k $1.1m $1.1m 0.14% Added +4.4k +4,439
95 Schonfeld Strategic Advisors LLC 0.01% of their portfolio NEW YORK, NY 18,00018.0k $1.1m $1.1m 0.01% Reduced -22.1k -22,100
96 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 0.00% of their portfolio Boston, MA 17,78417.8k $1.1m $1.1m 0.00% New
97 Calamos Advisors LLC 0.01% of their portfolio NAPERVILLE, IL 17,64517.6k $1.1m $1.1m 0.01% Unchanged
98 Cubist Systematic Strategies, LLC 0.01% of their portfolio STAMFORD, CT 17,38817.4k $1.0m $1.0m 0.01% Reduced -16.8k -16,806
99 Laird Norton Wetherby Wealth Management, LLC 0.07% of their portfolio Seattle, WA 17,33717.3k $1.0m $1.0m 0.07% Reduced -3.4k -3,380
100 ROMANO BROTHERS AND COMPANY 0.16% of their portfolio EVANSTON, IL 17,25917.3k $1.0m $1.0m 0.16% Unchanged