Vault-13

NV5 GLOBAL INC NVEE

COM · Common Stock · CUSIP 62945V109

214 institutional holders -13 vs Q4 2022
11,968,05312.0m shares reported held*
$1.2bnreported value*
27 new 82 added 75 reduced 37 sold out net bought ≈ $43.6m (+414.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($727.6k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $104.01. Options: 4 managers hold calls ($2.3m notional), 3 hold puts ($1.5m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 211Q4 22: 227Q1 23: 214214Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022211
Q4 2022227
Q1 2023214

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 91 bought or addedQ4 22: 101 cut or sold outQ4 22Q1 23: 109 bought or addedQ1 23: 112 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 202291101
Q1 2023109112

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ3 22 calls: $2.6mQ3 22 puts: $2.8mQ3 22P/C 1.09Q4 22 calls: $1.8mQ4 22 puts: $979.2kQ4 22P/C 0.54Q1 23 calls: $2.3mQ1 23 puts: $1.5mQ1 23P/C 0.63
Numbers
QuarterCallsPutsP/C
Q3 2022$2.6m$2.8m1.09
Q4 2022$1.8m$979.2k0.54
Q1 2023$2.3m$1.5m0.63

Biggest buyers

FMR LLC Added +579,143+579.1k
VOYA INVESTMENT MANAGEMENT LLC Added +85,121+85.1k
Grandeur Peak Global Advisors, LLC Added +73,864+73.9k
GENEVA CAPITAL MANAGEMENT LLC Added +62,398+62.4k
VANGUARD GROUP INC Added +47,106+47.1k
AXA S.A. New +36,000+36.0k
Integrated Wealth Concepts LLC New +29,528+29.5k
WELLINGTON MANAGEMENT GROUP LLP New +22,400+22.4k
NORDEA INVESTMENT MANAGEMENT AB New +22,028+22.0k
Fiera Capital Corp New +18,855+18.9k

Biggest sellers

LORD, ABBETT & CO. LLC Sold out -166,156-166.2k
Driehaus Capital Management LLC Reduced -94,046-94.0k
FIRST TRUST ADVISORS LP Reduced -56,813-56.8k
NEUMEIER POMA INVESTMENT COUNSEL LLC Reduced -55,191-55.2k
CASTLEARK MANAGEMENT LLC Sold out -49,474-49.5k
Russell Investments Group, Ltd. Reduced -48,579-48.6k
SANDLER CAPITAL MANAGEMENT Sold out -45,682-45.7k
MORGAN STANLEY Reduced -37,654-37.7k
Invesco Ltd. Reduced -31,927-31.9k
Calamos Advisors LLC Sold out -21,859-21.9k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.5m14.4k shares
CITADEL ADVISORS LLC Added $613.4k5.9k shares
SIMPLEX TRADING, LLC Unchanged $207.0k2.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $956.5k9.2k shares
CITADEL ADVISORS LLC Added $499.1k4.8k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Cercano Management LLC 13G · institution filed 2025-01-21 6.0% 3.9m 2025-01-21

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BlackRock Inc. 0.01% of their portfolio New York, NY 2,099,6652.1m $218.3m $218.3m 0.01% Added +3.3k +3,252
2 Cercano Management LLC 5.15% of their portfolio BELLEVUE, WA 1,239,8321.2m $128.9m $128.9m 5.15% Unchanged
3 FMR LLC 0.01% of their portfolio BOSTON, MA 1,192,7541.2m $124.0m $124.0m 0.01% Added +579.1k +579,143
4 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 915,953916.0k $95.2m $95.2m 0.00% Added +47.1k +47,106
5 DIMENSIONAL FUND ADVISORS LP 0.02% of their portfolio AUSTIN, TX 474,157474.2k $49.3m $49.3m 0.02% Added +12.5k +12,506
6 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 447,851447.9k $46.6m $46.6m 0.00% Added +18.6k +18,636
7 GENEVA CAPITAL MANAGEMENT LLC 0.94% of their portfolio MILWAUKEE, WI 442,374442.4k $46.0m $46.0m 0.94% Added +62.4k +62,398
8 NEUMEIER POMA INVESTMENT COUNSEL LLC 2.54% of their portfolio CARMEL, CA 262,086262.1k $27.2m $27.2m 2.54% Reduced -55.2k -55,191
9 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 256,854256.9k $26.7m $26.7m 0.00% Added +10.2k +10,199
10 EMERALD ADVISERS, LLC 1.27% of their portfolio LEOLA, PA 255,649255.6k $26.6m $26.6m 1.27% Reduced -2.6k -2,649
11 EMERALD MUTUAL FUND ADVISERS TRUST 1.30% of their portfolio LEOLA, PA 211,274211.3k $22.0m $22.0m 1.30% Added +8.7k +8,690
12 Invesco Ltd. 0.01% of their portfolio ATLANTA, GA 199,719199.7k $20.8m $20.8m 0.01% Reduced -31.9k -31,927
13 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 181,641181.6k $18.9m $18.9m 0.00% Added +7.0k +7,011
14 ASHFORD CAPITAL MANAGEMENT INC 2.56% of their portfolio WILMINGTON, DE 164,734164.7k $17.1m $17.1m 2.56% Added +795 +795
15 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 155,246155.2k $16.1m $16.1m 0.00% Added +1.0k +1,008
16 NEW SOUTH CAPITAL MANAGEMENT INC 0.69% of their portfolio MEMPHIS, TN 145,147145.1k $15.1m $15.1m 0.69% Reduced -21.8k -21,818
17 Summit Creek Advisors LLC 1.93% of their portfolio MINNEAPOLIS, MN 142,297142.3k $14.8m $14.8m 1.93% Added +1.1k +1,070
18 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 141,209141.2k $14.7m $14.7m 0.00% Reduced -37.7k -37,654
19 KORNITZER CAPITAL MANAGEMENT INC /KS 0.28% of their portfolio SHAWNEE MISSION, KS 134,255134.3k $14.0m $14.0m 0.28% Added +1.0k +1,000
20 Grandeur Peak Global Advisors, LLC 0.83% of their portfolio SALT LAKE CITY, UT 130,520130.5k $13.6m $13.6m 0.83% Added +73.9k +73,864
21 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 125,919125.9k $13.1m $13.1m 0.00% Added +2.0k +2,040
22 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 113,773113.8k $11.8m $11.8m 0.00% Reduced -3.7k -3,741
23 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 110,231110.2k $11.5m $11.5m 0.00% Added +5.3k +5,322
24 KENNEDY CAPITAL MANAGEMENT LLC 0.31% of their portfolio ST LOUIS, MO 101,224101.2k $10.5m $10.5m 0.31% Added +12.6k +12,608
25 VOYA INVESTMENT MANAGEMENT LLC 0.01% of their portfolio ATLANTA, GA 97,88097.9k $10.2m $10.2m 0.01% Added +85.1k +85,121
26 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 94,87194.9k $9.9m $9.9m 0.00% Added +2.3k +2,298
27 Swedbank AB 0.02% of their portfolio STOCKHOLM, V7 90,00090.0k $9.4m $9.4m 0.02% Added +10.0k +10,000
28 PRINCIPAL FINANCIAL GROUP INC 0.01% of their portfolio DES MOINES, IA 76,93076.9k $8.0m $8.0m 0.01% Reduced -7.8k -7,843
29 Driehaus Capital Management LLC 0.09% of their portfolio Chicago, IL 63,97864.0k $6.7m $6.7m 0.09% Reduced -94.0k -94,046
30 ROYCE & ASSOCIATES LP 0.06% of their portfolio New York, NY 59,37059.4k $6.2m $6.2m 0.06% Reduced -700 -700
31 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 52,73652.7k $5.5m $5.5m 0.00% Reduced -2.0k -1,986
32 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 47,80347.8k $5.0m $5.0m 0.00% Added +13.5k +13,500
33 Sara-Bay Financial 2.48% of their portfolio SARASOTA, FL 46,93046.9k $4.9m $4.9m 2.48% Reduced -3.2k -3,169
34 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 45,36645.4k $4.7m $4.7m 0.00% Reduced -10.5k -10,506
35 S SQUARED TECHNOLOGY, LLC 2.47% of their portfolio RYE, NY 40,05740.1k $4.2m $4.2m 2.47% Added +10.0k +10,000
36 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 0.02% of their portfolio COLUMBUS, OH 39,27539.3k $4.1m $4.1m 0.02% Added +25 +25
37 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 36,41636.4k $3.8m $3.8m 0.00% Added +1.7k +1,674
38 AXA S.A. 0.01% of their portfolio PARIS, I0 36,00036.0k $3.7m $3.7m 0.01% New
39 Russell Investments Group, Ltd. 0.01% of their portfolio Seattle, WA 34,95935.0k $3.6m $3.6m 0.01% Reduced -48.6k -48,579
40 Pembroke Management, LTD 0.39% of their portfolio Montreal, A8 34,20834.2k $3.6m $3.6m 0.39% Reduced -2.7k -2,727
41 OAK RIDGE INVESTMENTS LLC 0.47% of their portfolio Chicago, IL 33,55133.6k $3.5m $3.5m 0.47% Reduced -2.0k -1,959
42 Legal & General Group Plc 0.00% of their portfolio London, X0 32,06632.1k $3.3m $3.3m 0.00% Added +1.5k +1,483
43 WOODSTOCK CORP 0.40% of their portfolio BOSTON, MA 30,35230.4k $3.2m $3.2m 0.40% Unchanged
44 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 29,97130.0k $3.1m $3.1m 0.00% Added +7.4k +7,408
45 Integrated Wealth Concepts LLC 0.06% of their portfolio WALTHAM, MA 29,52829.5k $3.1m $3.1m 0.06% New
46 Reliant Investment Management, LLC 1.93% of their portfolio Memphis, TN 29,45029.4k $3.1m $3.1m 1.93% Reduced -2.3k -2,285
47 Swiss National Bank 0.00% of their portfolio ZURICH, V8 28,50028.5k $3.0m $3.0m 0.00% Reduced -3.4k -3,400
48 Cruiser Capital Advisors, LLC 2.58% of their portfolio Stamford, CT 28,39728.4k $3.0m $3.0m 2.58% Unchanged
49 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 28,37928.4k $3.0m $3.0m 0.00% Added +165 +165
50 AXIOM INVESTORS LLC /DE 0.05% of their portfolio GREENWICH, CT 28,10628.1k $2.9m $2.9m 0.05% Reduced -10.8k -10,766
51 CONNORS INVESTOR SERVICES INC 0.33% of their portfolio WYOMISSING, PA 26,73026.7k $2.8m $2.8m 0.33% Added +102 +102
52 ANCHOR CAPITAL ADVISORS LLC 0.07% of their portfolio Boston, MA 25,32825.3k $2.6m $2.6m 0.07% Reduced -1.1k -1,091
53 Taylor Frigon Capital Management LLC 1.43% of their portfolio SCOTTSDALE, AZ 25,18525.2k $2.6m $2.6m 1.43% Reduced -517 -517
54 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 25,03525.0k $2.6m $2.6m 0.00% Reduced -2.7k -2,665
55 COOPER INVESTORS PTY LTD 0.21% of their portfolio MELBOURNE, VICTORIA, C3 23,66623.7k $2.5m $2.5m 0.21% Reduced -16.0k -16,000
56 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 22,40022.4k $2.3m $2.3m 0.00% New
57 NORDEA INVESTMENT MANAGEMENT AB 0.00% of their portfolio STOCKHOLM, V7 22,02822.0k $2.3m $2.3m 0.00% New
58 Public Sector Pension Investment Board 0.02% of their portfolio MONTREAL, A8 21,89321.9k $2.3m $2.3m 0.02% Reduced -753 -753
59 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 21,82421.8k $2.3m $2.3m 0.00% Reduced -2.0k -1,970
60 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 21,50221.5k $2.2m $2.2m 0.00% Added +12.9k +12,902
61 KING LUTHER CAPITAL MANAGEMENT CORP 0.01% of their portfolio FORT WORTH, TX 21,39421.4k $2.2m $2.2m 0.01% Reduced -6.6k -6,551
62 Qube Research & Technologies Ltd 0.01% of their portfolio LONDON, X0 21,20421.2k $2.2m $2.2m 0.01% Reduced -1.4k -1,437
63 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 20,28720.3k $2.1m $2.1m 0.00% Reduced -56.8k -56,813
64 STRS OHIO 0.00% of their portfolio COLUMBUS, OH 19,50019.5k $2.0m $2.0m 0.00% Added +13.0k +13,000
65 FORMULA GROWTH LTD 0.65% of their portfolio MONTREAL, A8 19,50019.5k $2.0m $2.0m 0.65% Unchanged
66 Fiera Capital Corp 0.01% of their portfolio MONTREAL, A8 18,85518.9k $2.0m $2.0m 0.01% New
67 State of New Jersey Common Pension Fund D 0.01% of their portfolio TRENTON, NJ 18,71018.7k $1.9m $1.9m 0.01% Added +2.7k +2,715
68 Skylands Capital, LLC 0.28% of their portfolio Milwaukee, WI 18,33018.3k $1.9m $1.9m 0.28% Added +2.4k +2,400
69 Mawer Investment Management Ltd. 0.01% of their portfolio CALGARY, A0 17,77517.8k $1.8m $1.8m 0.01% Added +2.7k +2,672
70 CAMPBELL NEWMAN ASSET MANAGEMENT INC 0.18% of their portfolio MILWAUKEE, WI 17,58517.6k $1.8m $1.8m 0.18% Added +160 +160
71 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 16,74216.7k $1.7m $1.7m 0.00% Added +3.2k +3,165
72 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 16,64816.6k $1.7m $1.7m 0.00% Reduced -251 -251
73 Squarepoint Ops LLC 0.01% of their portfolio NEW YORK, NY 15,62515.6k $1.6m $1.6m 0.01% New
74 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 15,57915.6k $1.6m $1.6m 0.00% Reduced -1.8k -1,838
75 Alberta Investment Management Corp 0.02% of their portfolio EDMONTON, A0 15,16615.2k $1.6m $1.6m 0.02% Added +4.0k +4,039
76 Conestoga Capital Advisors, LLC 0.03% of their portfolio WAYNE, PA 15,02315.0k $1.6m $1.6m 0.03% Added +1.7k +1,666
77 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 14,57514.6k $1.5m $1.5m 0.00% Added +977 +977
78 Numerai GP LLC 0.50% of their portfolio SAN FRANCISCO, CA 14,38114.4k $1.5m $1.5m 0.50% New
79 Spouting Rock Asset Management, LLC 0.52% of their portfolio BRYN MAWR, PA 14,27114.3k $1.5m $1.5m 0.52% Reduced -5.1k -5,070
80 Advisors Asset Management, Inc. 0.03% of their portfolio Monument, CO 14,18414.2k $1.5m $1.5m 0.03% Added +2.0k +1,978
81 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 13,89013.9k $1.4m $1.4m 0.00% Added +10.6k +10,590
82 AVIVA PLC 0.01% of their portfolio LONDON, X0 13,76613.8k $1.4m $1.4m 0.01% Added +6.7k +6,726
83 COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 0.01% of their portfolio HARRISBURG, PA 13,18013.2k $1.4m $1.4m 0.01% Reduced -142 -142
84 RENAISSANCE GROUP LLC 0.06% of their portfolio Covington, KY 13,04113.0k $1.4m $1.4m 0.06% Added +954 +954
85 VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio San Antonio, TX 12,53512.5k $1.3m $1.3m 0.00% Added +1.7k +1,748
86 Allianz Asset Management GmbH 0.00% of their portfolio MUNICH, 2M 12,40012.4k $1.3m $1.3m 0.00% New
87 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 12,33612.3k $1.3m $1.3m 0.00% Reduced -433 -433
88 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 12,07112.1k $1.3m $1.3m 0.00% Reduced -400 -400
89 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 11,93011.9k $1.2m $1.2m 0.00% Added +6.0k +5,969
90 CANADA LIFE ASSURANCE Co 0.00% of their portfolio WINNIPEG, A2 11,92411.9k $1.2m $1.2m 0.00% Reduced -872 -872
91 UBS Group AG 0.00% of their portfolio ZURICH, V8 11,56811.6k $1.2m $1.2m 0.00% Added +6.6k +6,578
92 TEXAS PERMANENT SCHOOL FUND CORP 0.01% of their portfolio AUSTIN, TX 11,16311.2k $1.2m $1.2m 0.01% Added +2.8k +2,794
93 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 10,84010.8k $1.1m $1.1m 0.00% Added +54 +54
94 CWM, LLC 0.01% of their portfolio OMAHA, NE 10,81710.8k $1.1m $1.1m 0.01% Added +10.8k +10,782
95 Balyasny Asset Management L.P. 0.00% of their portfolio Chicago, IL 10,65810.7k $1.1m $1.1m 0.00% Added +5.0k +4,961
96 SEIZERT CAPITAL PARTNERS, LLC 0.06% of their portfolio BIRMINGHAM, MI 10,63210.6k $1.1m $1.1m 0.06% Reduced -1.8k -1,815
97 Yorktown Management & Research Co Inc 1.17% of their portfolio Forest, VA 10,40010.4k $1.1m $1.1m 1.17% Unchanged
98 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 10,03910.0k $1.0m $1.0m 0.00% New
99 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 9,98010.0k $1.0m $1.0m 0.00% Added +2.8k +2,786
100 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 9,5009.5k $987.7k $987.7k 0.00% New