Vault-13

NRG ENERGY INC NRG 2.75 06.01.48

DBCV 2.750% 6/0 · US DOMESTIC · CUSIP 629377CG5

56 institutional holders -7 vs Q1 2024
30,955,40831.0m shares reported held*
$457.7mreported value*
13 new 5 added 29 reduced 19 sold out net sold ≈ $502.8m (-64.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $14.79.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 48Q4 22: 50Q1 23: 56Q2 23: 60Q3 23: 61Q4 23: 63Q1 24: 63Q2 24: 5656Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202248
Q4 202250
Q1 202356
Q2 202360
Q3 202361
Q4 202363
Q1 202463
Q2 202456

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 19 bought or addedQ4 22: 22 cut or sold outQ4 22Q1 23: 29 bought or addedQ1 23: 19 cut or sold outQ2 23: 31 bought or addedQ2 23: 24 cut or sold outQ2 23Q3 23: 22 bought or addedQ3 23: 26 cut or sold outQ4 23: 23 bought or addedQ4 23: 28 cut or sold outQ4 23Q1 24: 22 bought or addedQ1 24: 40 cut or sold outQ2 24: 18 bought or addedQ2 24: 48 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20221922
Q1 20232919
Q2 20233124
Q3 20232226
Q4 20232328
Q1 20242240
Q2 20241848

Biggest buyers

Weiss Asset Management LP New +47,586,000+47.6m
LORD, ABBETT & CO. LLC Added +11,586,000+11.6m
SSI INVESTMENT MANAGEMENT LLC Added +1,083,000+1.1m
VOYA INVESTMENT MANAGEMENT LLC Added +1,000,000+1.0m
Skaana Management L.P. New +937,000+937.0k
BNP PARIBAS FINANCIAL MARKETS Added +902,000+902.0k
Periscope Capital Inc. Added +250,000+250.0k
Central Pacific Bank - Trust Division New +157,000+157.0k
WELLINGTON MANAGEMENT GROUP LLP New +110,000+110.0k
CITIGROUP INC New +109,000+109.0k

Biggest sellers

TENOR CAPITAL MANAGEMENT Co., L.P. Sold out -64,636,000-64.6m
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -43,647,000-43.6m
MacKay Shields LLC Reduced -28,800,000-28.8m
D. E. Shaw & Co., Inc. Reduced -26,597,000-26.6m
Sculptor Capital LP Reduced -20,850,000-20.9m
MORGAN STANLEY Reduced -19,782,000-19.8m
BlackRock Inc. Sold out -16,882,000-16.9m
Kohlberg Kravis Roberts & Co. L.P. Sold out -13,000,000-13.0m
CAMDEN ASSET MANAGEMENT L P /CA Sold out -11,717,000-11.7m
STATE STREET CORP Reduced -11,385,000-11.4m

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Weiss Asset Management LP 4.38% of their portfolio BOSTON, MA 47,586,00047.6m $91.3m $91.3m 4.38% New
2 MacKay Shields LLC 1.96% of their portfolio New York, NY 33,565,00033.6m $64.4m $64.4m 1.96% Reduced -28.8m -28,800,000
3 Sculptor Capital LP 1.18% of their portfolio New York, NY 29,639,00029.6m $56.9m $56.9m 1.18% Reduced -20.9m -20,850,000
4 LORD, ABBETT & CO. LLC 0.05% of their portfolio JERSEY CITY, NJ 16,314,00016.3m $31.3m $31.3m 0.05% Added +11.6m +11,586,000
5 VICTORY CAPITAL MANAGEMENT INC 0.03% of their portfolio San Antonio, TX 13,520,00013.5m $25.9m $25.9m 0.03% Reduced -7.9m -7,868,000
6 VOYA INVESTMENT MANAGEMENT LLC 0.02% of their portfolio ATLANTA, GA 13,000,00013.0m $25.0m $25.0m 0.02% Added +1.0m +1,000,000
7 D. E. Shaw & Co., Inc. 0.03% of their portfolio New York, NY 10,580,00010.6m $20.3m $20.3m 0.03% Reduced -26.6m -26,597,000
8 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 8,947,9008.9m $17.2m $17.2m 0.00% Reduced -843.1k -843,100
9 Thrivent Financial for Lutherans 0.03% of their portfolio Minneapolis, MN 7,555,0007.6m $14.5m $14.5m 0.03% Reduced -10.0m -10,020,000
10 SHENKMAN CAPITAL MANAGEMENT INC 0.99% of their portfolio NEW YORK, NY 5,981,0006.0m $11.5m $11.5m 0.99% Reduced -1.1m -1,080,000
11 Warberg Asset Management LLC 2.93% of their portfolio WINNETKA, IL 5,750,0005.8m $11.0m $11.0m 2.93% Reduced -1.9m -1,890,000
12 FMR LLC 0.00% of their portfolio BOSTON, MA 5,674,0005.7m $10.9m $10.9m 0.00% Reduced -6.9m -6,895,000
13 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 4,677,0004.7m $9.0m $9.0m 0.00% Reduced -4.5m -4,496,000
14 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 3,861,0003.9m $7.5m $7.5m 0.00% Reduced -5.0m -4,954,000
15 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3,351,0003.4m $6.4m $6.4m 0.00% Reduced -19.8m -19,782,000
16 SSI INVESTMENT MANAGEMENT LLC 0.42% of their portfolio Los Angeles, CA 2,833,0002.8m $5.4m $5.4m 0.42% Added +1.1m +1,083,000
17 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,878,0001.9m $3.6m $3.6m 0.00% Reduced -1.9m -1,904,000
18 Periscope Capital Inc. 1.22% of their portfolio Toronto, A6 1,750,0001.8m $3.4m $3.4m 1.22% Added +250.0k +250,000
19 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 1,300,0001.3m $2.5m $2.5m 0.00% Reduced -11.4m -11,385,000
20 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 1,104,0001.1m $2.1m $2.1m 0.00% Added +902.0k +902,000
21 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 1,011,0001.0m $1.9m $1.9m 0.00% Reduced -1.1m -1,114,000
22 Skaana Management L.P. 0.68% of their portfolio BROOKLYN, NY 937,000937.0k $1.8m $1.8m 0.68% New
23 MACQUARIE GROUP LTD 0.00% of their portfolio Sydney, NSW 2000, C3 936,000936.0k $1.8m $1.8m 0.00% Reduced -1.5m -1,526,000
24 Cutler Capital Management, LLC 0.34% of their portfolio WORCESTER, MA 450,000450.0k $862.9k $862.9k 0.34% Reduced -925.0k -925,000
25 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 320,000320.0k $617.9k $617.9k 0.00% Reduced -505.0k -505,000
26 LOOMIS SAYLES & CO L P 0.03% of their portfolio BOSTON, MA 290,156290.2k $22.6m $22.6m 0.03% Reduced -31.3k -31,311
27 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 252,000252.0k $483.2k $483.2k 0.00% Reduced -229.0k -229,000
28 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 250,000250.0k $482.8k $482.8k 0.00% Unchanged
29 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.00% of their portfolio FRANKFURT AM MAIN, 2M 250,000250.0k $482.8k $482.8k 0.00% Reduced -2.2m -2,250,000
30 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 180,000180.0k $345.6k $345.6k 0.00% Reduced -110.0k -110,000
31 Central Pacific Bank - Trust Division 0.04% of their portfolio HONOLULU, HI 157,000157.0k $301.0k $301.0k 0.04% New
32 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 110,000110.0k $211.2k $211.2k 0.00% New
33 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 109,000109.0k $209.0k $209.0k 0.00% New
34 OPPENHEIMER ASSET MANAGEMENT INC. 0.00% of their portfolio NEW YORK, NY 99,00099.0k $189.8k $189.8k 0.00% Reduced -3.0k -3,000
35 &PARTNERS 0.01% of their portfolio NASHVILLE, TN 95,00095.0k $182.2k $182.2k 0.01% New
36 STEPHENS INC /AR/ 0.00% of their portfolio LITTLE ROCK, AR 55,00055.0k $105.5k $105.5k 0.00% Reduced -45.0k -45,000
37 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 53,00053.0k $101.6k $101.6k 0.00% Unchanged
38 FIRST HAWAIIAN BANK 0.00% of their portfolio HONOLULU, HI 51,00051.0k $97.8k $97.8k 0.00% New
39 LAKE STREET ADVISORS GROUP, LLC 0.00% of their portfolio PORTSMOUTH, NH 47,00047.0k $90.1k $90.1k 0.00% Unchanged
40 Colonial Trust Advisors 0.01% of their portfolio SPARTANBURG, SC 37,00037.0k $70.9k $70.9k 0.01% Unchanged
41 Virtus Investment Advisers, LLC 0.03% of their portfolio HARTFORD, CT 21,00021.0k $40.3k $40.3k 0.03% New
42 Balboa Wealth Partners 0.01% of their portfolio SCOTTSDALE, AZ 21,00021.0k $40.8k $40.8k 0.01% Reduced -14.0k -14,000
43 HB Wealth Management, LLC 0.00% of their portfolio Atlanta, GA 17,00017.0k $33.0k $33.0k 0.00% New
44 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 15,00015.0k $28.8k $28.8k 0.00% New
45 Goldstein Advisors, LLC 0.00% of their portfolio Madison, WI 15,00015.0k $29.1k $29.1k 0.00% Reduced -6.0k -6,000
46 Jefferies Financial Group Inc. 0.00% of their portfolio NEW YORK, NY 14,00014.0k $26.8k $26.8k 0.00% Unchanged
47 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 14,00014.0k $26.0k $26.0k 0.00% Unchanged
48 Arkadios Wealth Advisors 0.00% of their portfolio ATLANTA, GA 10,00010.0k $19.2k $19.2k 0.00% Unchanged
49 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 6,0006.0k $11.5k $11.5k 0.00% New
50 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 6,0006.0k $12.0k $12.0k 0.00% Reduced -12.0k -12,000
51 LAFFER TENGLER INVESTMENTS, INC. 0.93% of their portfolio Scottsdale, AZ 2,2522.3k $4.3m $4.3m 0.93% Reduced -167 -167
52 ROTHSCHILD INVESTMENT LLC 0.00% of their portfolio CHICAGO, IL 1,0001.0k $1.9k $1.9k 0.00% New
53 COMERICA BANK 0.00% of their portfolio DALLAS, TX 1,0001.0k $1.9k $1.9k 0.00% Reduced -1.0k -1,000
54 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,0001.0k $1.9k $1.9k 0.00% New
55 Alken Asset Management Ltd 0.02% of their portfolio LONDON, X0 600600 $1.2k $1.2k 0.02% Unchanged
56 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged