Vault-13

NYLI MACKAY DEFINEDTERM MUNI MMD

COM · Closed-End Fund · CUSIP 56064K100

69 institutional holders -6 vs Q1 2024
7,487,4777.5m shares reported held*
$124.4mreported value*
3 new 25 added 25 reduced 8 sold out net sold ≈ $16.2m (-977.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $16.61.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 58Q4 22: 61Q1 23: 57Q2 23: 58Q3 23: 61Q4 23: 75Q1 24: 75Q2 24: 6969Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202258
Q4 202261
Q1 202357
Q2 202358
Q3 202361
Q4 202375
Q1 202475
Q2 202469

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 31 bought or addedQ4 22: 28 cut or sold outQ4 22Q1 23: 32 bought or addedQ1 23: 23 cut or sold outQ2 23: 32 bought or addedQ2 23: 21 cut or sold outQ2 23Q3 23: 32 bought or addedQ3 23: 24 cut or sold outQ4 23: 29 bought or addedQ4 23: 36 cut or sold outQ4 23Q1 24: 34 bought or addedQ1 24: 34 cut or sold outQ2 24: 28 bought or addedQ2 24: 33 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20223128
Q1 20233223
Q2 20233221
Q3 20233224
Q4 20232936
Q1 20243434
Q2 20242833

Biggest buyers

Atlas Wealth LLC New +323,207+323.2k
Almitas Capital LLC Added +275,786+275.8k
JANE STREET GROUP, LLC Added +249,215+249.2k
SIT INVESTMENT ASSOCIATES INC Added +118,386+118.4k
Kestra Advisory Services, LLC New +76,119+76.1k
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD Added +60,734+60.7k
NewEdge Advisors, LLC Added +53,767+53.8k
UBS Group AG Added +29,462+29.5k
ProVise Management Group, LLC Added +15,489+15.5k
LPL Financial LLC Added +11,009+11.0k

Biggest sellers

MORGAN STANLEY Reduced -1,750,504-1.8m
GUGGENHEIM CAPITAL LLC Reduced -76,845-76.8k
BANK OF AMERICA CORP /DE/ Reduced -60,527-60.5k
OSAIC HOLDINGS, INC. Reduced -58,557-58.6k
Advisors Asset Management, Inc. Reduced -36,557-36.6k
XML Financial, LLC Reduced -28,497-28.5k
Stonebrook Private Inc. Reduced -25,438-25.4k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Sold out -24,242-24.2k
RAYMOND JAMES & ASSOCIATES Reduced -21,747-21.7k
WOLVERINE ASSET MANAGEMENT LLC Sold out -19,327-19.3k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution -1.4 pts · filed 2026-10-14 9.1% -1.4 pts 1.7m≈ $26.4m 2026-10-14

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2024.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 864,209864.2k $14.3m $14.3m 0.00% Reduced -1.8m -1,750,504
2 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 843,221843.2k $14.0m $14.0m 0.00% Reduced -60.5k -60,527
3 SIT INVESTMENT ASSOCIATES INC 0.32% of their portfolio Minneapolis, MN 832,255832.3k $13.8m $13.8m 0.32% Added +118.4k +118,386
4 Almitas Capital LLC 3.45% of their portfolio SANTA MONICA, CA 500,407500.4k $8.3m $8.3m 3.45% Added +275.8k +275,786
5 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 421,847421.8k $7.0m $7.0m 0.01% Added +249.2k +249,215
6 Atlas Wealth LLC 0.63% of their portfolio CINCINNATI, OH 323,207323.2k $5.3m $5.3m 0.63% New
7 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 275,419275.4k $4.6m $4.6m 0.00% Added +7.2k +7,212
8 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 271,529271.5k $4.5m $4.5m 0.00% Added +3.4k +3,383
9 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 0.37% of their portfolio London, X0 260,985261.0k $4.3m $4.3m 0.37% Added +60.7k +60,734
10 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 257,731257.7k $4.3m $4.3m 0.00% Reduced -21.7k -21,747
11 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 187,139187.1k $3.1m $3.1m 0.00% Added +11.0k +11,009
12 Advisors Asset Management, Inc. 0.06% of their portfolio Monument, CO 182,733182.7k $3.0m $3.0m 0.06% Reduced -36.6k -36,557
13 GUGGENHEIM CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 170,805170.8k $2.8m $2.8m 0.02% Reduced -76.8k -76,845
14 UBS Group AG 0.00% of their portfolio ZURICH, V8 162,474162.5k $2.7m $2.7m 0.00% Added +29.5k +29,462
15 XML Financial, LLC 0.25% of their portfolio BETHESDA, MD 147,803147.8k $2.5m $2.5m 0.25% Reduced -28.5k -28,497
16 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 135,415135.4k $2.2m $2.2m 0.00% Reduced -9.2k -9,237
17 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 116,382116.4k $1.9m $1.9m 0.00% Reduced -13.6k -13,611
18 ArchPoint Investors 0.68% of their portfolio CORAL GABLES, FL 109,514109.5k $1.8m $1.8m 0.68% Unchanged
19 TRANSCEND CAPITAL ADVISORS, LLC 0.11% of their portfolio MADISON, NJ 91,78191.8k $1.5m $1.5m 0.11% Reduced -17.0k -16,968
20 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 88,86488.9k $1.5m $1.5m 0.01% Added +53.8k +53,767
21 Stonebrook Private Inc. 0.39% of their portfolio NORTHVILLE, MI 82,61682.6k $1.4m $1.4m 0.39% Reduced -25.4k -25,438
22 ProVise Management Group, LLC 0.11% of their portfolio CLEARWATER, FL 78,71978.7k $1.3m $1.3m 0.11% Added +15.5k +15,489
23 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 76,11976.1k $1.3m $1.3m 0.01% New
24 U.S. Capital Wealth Advisors, LLC 0.04% of their portfolio AUSTIN, TX 67,01067.0k $1.1m $1.1m 0.04% Reduced -2.0k -2,000
25 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 57,52757.5k $953.8k $953.8k 0.01% Reduced -1.0k -1,022
26 COHEN & STEERS, INC. 0.00% of their portfolio NEW YORK, NY 44,50144.5k $738.0k $738.0k 0.00% Added +5.0k +5,000
27 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 44,42644.4k $736.6k $736.6k 0.00% Reduced -3.1k -3,141
28 Summit Financial Wealth Advisors, LLC 0.15% of their portfolio Lafayette, LA 43,54643.5k $722.0k $722.0k 0.15% Reduced -8.4k -8,450
29 1607 Capital Partners, LLC 0.06% of their portfolio Richmond, VA 42,66042.7k $707.3k $707.3k 0.06% Reduced -2.6k -2,600
30 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 42,37542.4k $702.6k $702.6k 0.00% Reduced -3.2k -3,182
31 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 39,12939.1k $648.8k $648.8k 0.00% Reduced -58.6k -58,557
32 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 38,28338.3k $634.7k $634.7k 0.01% Reduced -3.4k -3,425
33 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 38,07738.1k $631.3k $631.3k 0.01% Unchanged
34 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 35,70735.7k $592.0k $592.0k 0.02% Unchanged
35 LPF Advisors LLC 0.49% of their portfolio SARASOTA, FL 32,13032.1k $532.7k $532.7k 0.49% Added +13 +13
36 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 31,21531.2k $517.5k $517.5k 0.00% Added +203 +203
37 Summit X, LLC 0.11% of their portfolio CHESTERFIELD, MO 30,57730.6k $506.9k $506.9k 0.11% Added +9.8k +9,822
38 NewEdge Wealth, LLC 0.01% of their portfolio STAMFORD, CT 28,33928.3k $469.9k $469.9k 0.01% Unchanged
39 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 27,95027.9k $463.4k $463.4k 0.00% Reduced -877 -877
40 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 27,30627.3k $452.7k $452.7k 0.01% Added +3.1k +3,079
41 ROVIN CAPITAL /UT/ /ADV 0.18% of their portfolio MESA, AZ 26,73626.7k $443.0k $443.0k 0.18% Added +79 +79
42 Gilliland Jeter Wealth Management LLC 0.14% of their portfolio LITTLE ROCK, AR 25,32225.3k $419.8k $419.8k 0.14% Reduced -3.7k -3,688
43 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 21,99522.0k $364.7k $364.7k 0.00% Reduced -10.5k -10,494
44 BRANDYWINE OAK PRIVATE WEALTH LLC 0.03% of their portfolio Kennett Square, PA 20,00020.0k $331.6k $331.6k 0.03% Added +6.0k +6,000
45 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 19,95320.0k $330.8k $330.8k 0.01% Added +7.6k +7,631
46 Western Wealth Management, LLC 0.02% of their portfolio GOLDEN, CO 19,79919.8k $328.3k $328.3k 0.02% Reduced -494 -494
47 Bison Wealth, LLC 0.05% of their portfolio Atlanta, GA 19,21819.2k $314.2k $314.2k 0.05% Unchanged
48 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 17,53017.5k $290.6k $290.6k 0.00% Reduced -362 -362
49 Legacy Financial Strategies, LLC 0.07% of their portfolio OVERLAND PARK, KS 17,44517.4k $287.6k $287.6k 0.07% Added +5.5k +5,540
50 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 16,89716.9k $280.2k $280.2k 0.01% Added +542 +542
51 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 16,19116.2k $268.4k $268.4k 0.00% Added +35 +35
52 Sovereign Financial Group, Inc. 0.07% of their portfolio STAMFORD, CT 15,75415.8k $261.2k $261.2k 0.07% Added +761 +761
53 NOMURA HOLDINGS INC 0.00% of their portfolio TOKYO, M0 15,14115.1k $251.0k $251.0k 0.00% Unchanged
54 Compass Financial Group, INC/SD 0.05% of their portfolio Sioux Falls, SD 14,01414.0k $232.4k $232.4k 0.05% Unchanged
55 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 13,04513.0k $216.0k $216.0k 0.00% Reduced -11.5k -11,502
56 Next Level Private LLC 0.09% of their portfolio HARRISON, NY 12,50012.5k $207.2k $207.2k 0.09% Unchanged
57 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 11,71411.7k $194.0k $194.0k 0.00% Reduced -5.0k -4,983
58 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 10,70010.7k $177.4k $177.4k 0.00% Added +69 +69
59 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 10,43410.4k $172.0k $172.0k 0.00% New
60 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 8,2728.3k $137.1k $137.1k 0.00% Added +36 +36
61 COMERICA BANK 0.00% of their portfolio DALLAS, TX 7,0007.0k $116.1k $116.1k 0.00% Unchanged
62 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 3,9103.9k $64.8k $64.8k 0.01% Unchanged
63 SIGNATUREFD, LLC 0.00% of their portfolio ATLANTA, GA 2,0302.0k $33.6k $33.6k 0.00% Added +23 +23
64 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 2,0002.0k $33.0k $33.0k 0.00% Unchanged
65 Center for Financial Planning, Inc. 0.00% of their portfolio SOUTHFIED, MI 2,0002.0k $33.2k $33.2k 0.00% Unchanged
66 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 1,8751.9k $30.7k $30.7k 0.00% Unchanged
67 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 1,0001.0k $16.6k $16.6k 0.00% Unchanged
68 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 600600 $10.0k $10.0k 0.00% Unchanged
69 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged