NYLI MACKAY DEFINEDTERM MUNI MMD
COM · Closed-End Fund · CUSIP 56064K100
58
institutional holders
+1 vs Q1 2023
6.2m
shares reported held*
$105.6mreported value*
7 new
25 added
14 reduced
7 sold out
net sold ≈ $137.2k (-8.0k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $17.07.
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 58 |
| Q4 2022 | 61 |
| Q1 2023 | 57 |
| Q2 2023 | 58 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 31 | 28 |
| Q1 2023 | 32 | 23 |
| Q2 2023 | 32 | 21 |
Biggest buyers
| Advisors Asset Management, Inc. | Added | +58.0k |
| Cerity Partners LLC | New | +34.8k |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | Added | +34.5k |
| BANK OF AMERICA CORP /DE/ | Added | +23.0k |
| AMERIPRISE FINANCIAL INC | Added | +22.8k |
| Sigma Planning Corp | New | +16.4k |
| WELLS FARGO & COMPANY/MN | Added | +16.3k |
| LPL Financial LLC | Added | +13.2k |
| XML Financial, LLC | Added | +13.2k |
| Bison Wealth, LLC | New | +11.7k |
Biggest sellers
| MORGAN STANLEY | Reduced | -102.5k |
| COHEN & STEERS, INC. | Reduced | -49.4k |
| GUGGENHEIM CAPITAL LLC | Reduced | -43.9k |
| Bank of New York Mellon Corp | Sold out | -24.6k |
| UBS Group AG | Reduced | -18.9k |
| JANE STREET GROUP, LLC | Sold out | -18.7k |
| AlphaCentric Advisors LLC | Sold out | -11.2k |
| Parallel Advisors, LLC | Sold out | -9.1k |
| Advisory Services Network, LLC | Sold out | -8.4k |
| Syverson Strege & Co | Sold out | -6.3k |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| FIRST TRUST PORTFOLIOS LP 13G · institution -1.4 pts · filed 2026-10-14 | 9.1% |
Insider purchases and sales in Q2 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
None reported in Q2 2023.
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| MORGAN STANLEY 0.00% of their portfolio | 1.1m $19.6m | Reduced -102.5k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 1.0m $17.1m | Added +23.0k |
| RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio | 495.7k $8.5m | Added +1.6k |
| GUGGENHEIM CAPITAL LLC 0.05% of their portfolio | 372.3k $6.4m | Reduced -43.9k |
| XML Financial, LLC 0.69% of their portfolio | 351.9k $6.0m | Added +13.2k |
| Advisors Asset Management, Inc. 0.12% of their portfolio | 337.1k $5.8m | Added +58.0k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 219.2k $3.7m | Added +22.8k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 185.9k $3.2m | Added +16.3k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 169.7k $2.9m | Reduced -156 |
| UBS Group AG 0.00% of their portfolio | 167.4k $2.9m | Reduced -18.9k |
| LPL Financial LLC 0.00% of their portfolio | 155.8k $2.7m | Added +13.2k |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 152.4k $2.6m | Added +4.4k |
| TRANSCEND CAPITAL ADVISORS, LLC 0.22% of their portfolio | 134.0k $2.3m | Reduced -5.2k |
| Equitable Holdings, Inc. 0.02% of their portfolio | 96.1k $1.6m | Added +7.4k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 77.6k $1.3m | Added +4.0k |
| ProVise Management Group, LLC 0.12% of their portfolio | 74.4k $1.3m | Reduced -650 |
| U.S. Capital Wealth Advisors, LLC 0.06% of their portfolio | 69.5k $1.2m | Unchanged |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 63.7k $1.1m | Added +34.5k |
| Summit Financial Wealth Advisors, LLC 0.24% of their portfolio | 59.9k $1.0m | Reduced -3.6k |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 53.3k $909.1k | Reduced -700 |
| Invesco Ltd. 0.00% of their portfolio | 50.2k $857.6k | Reduced -2.4k |
| Kingsview Wealth Management, LLC 0.03% of their portfolio | 45.9k $783.5k | Added +3.4k |
| GOODWIN DANIEL L 0.37% of their portfolio | 45.6k $778.6k | Added +10.6k |
| ArchPoint Investors 0.29% of their portfolio | 44.2k $753.8k | Unchanged |
| Legacy Financial Strategies, LLC 0.25% of their portfolio | 43.0k $734.0k | Added +459 |
| Steward Partners Investment Advisory, LLC 0.01% of their portfolio | 41.5k $709.1k | Reduced -416 |
| Cetera Advisor Networks LLC 0.00% of their portfolio | 41.0k $699.8k | Added +369 |
| Cerity Partners LLC 0.00% of their portfolio | 34.8k $593.5k | New |
| Snowden Capital Advisors LLC 0.02% of their portfolio | 31.1k $530.1k | Added +349 |
| Private Wealth Strategies, L.L.C. 0.13% of their portfolio | 30.6k $521.5k | Added +396 |
| NewEdge Wealth, LLC 0.02% of their portfolio | 29.5k $503.3k | Unchanged |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 28.5k $487.0k | Added +672 |
| KESTRA PRIVATE WEALTH SERVICES, LLC 0.02% of their portfolio | 28.4k $484.6k | Added +9.5k |
| Western Wealth Management, LLC 0.04% of their portfolio | 27.3k $465.9k | Added +18 |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 26.9k $459.0k | Reduced -3.5k |
| GREAT VALLEY ADVISOR GROUP, INC. 0.02% of their portfolio | 26.8k $457.1k | Added +550 |
| Rockefeller Capital Management L.P. 0.00% of their portfolio | 25.9k $441.4k | First filing |
| COHEN & STEERS, INC. 0.00% of their portfolio | 20.0k $341.0k | Reduced -49.4k |
| NewEdge Advisors, LLC 0.00% of their portfolio | 18.1k $308.6k | Reduced -2.9k |
| Sigma Planning Corp 0.01% of their portfolio | 16.4k $280.0k | New |
| TRUIST FINANCIAL CORP 0.00% of their portfolio | 16.0k $273.9k | Added +5.0k |
| Cetera Advisors LLC 0.00% of their portfolio | 15.2k $259.6k | Unchanged |
| BRANDYWINE OAK PRIVATE WEALTH LLC 0.03% of their portfolio | 14.4k $245.8k | Added +1.5k |
| Summit X, LLC 0.06% of their portfolio | 14.3k $243.8k | Reduced -1 |
| Compass Financial Group, INC/SD 0.07% of their portfolio | 14.0k $239.2k | Unchanged |
| WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV 0.08% of their portfolio | 13.0k $221.9k | Unchanged |
| Next Level Private LLC 0.14% of their portfolio | 12.5k $211.9k | Unchanged |
| Bison Wealth, LLC 0.04% of their portfolio | 11.7k $199.8k | New |
| Paragon Wealth Strategies, LLC 0.06% of their portfolio | 11.1k $190.1k | Added +67 |
| Sovereign Financial Group, Inc. 0.06% of their portfolio | 10.7k $181.9k | New |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 5.2k $88.6k | Unchanged |
| Farmers & Merchants Trust Co of Chambersburg PA 0.02% of their portfolio | 1.6k $27.0k | New |
| CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.00% of their portfolio | 1.0k $17.1k | New |
| BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio | 600 $10.0k | Unchanged |
| IFP Advisors, Inc 0.00% of their portfolio | 400 $7.3k | New |
| CWM, LLC 0.00% of their portfolio | 377 $6.0k | Added +5 |
| HUNTINGTON NATIONAL BANK 0.00% of their portfolio | 362 $6.2k | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |