Vault-13

LUMINAR TECHNOLOGIES INC

COM CL A · CUSIP 550424105

254 institutional holders -5 vs Q1 2024
125,343,842125.3m shares reported held*
$186.8mreported value*
36 new 85 added 53 reduced 41 sold out net sold ≈ $4.7m (-3.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($610.9k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $1.49. Options: 20 managers hold calls ($11.2m notional), 16 hold puts ($13.3m).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 244Q4 22: 259Q1 23: 258Q2 23: 256Q3 23: 251Q4 23: 257Q1 24: 259Q2 24: 254254Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022244
Q4 2022259
Q1 2023258
Q2 2023256
Q3 2023251
Q4 2023257
Q1 2024259
Q2 2024254

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 129 bought or addedQ4 22: 89 cut or sold outQ4 22Q1 23: 122 bought or addedQ1 23: 106 cut or sold outQ2 23: 122 bought or addedQ2 23: 95 cut or sold outQ2 23Q3 23: 109 bought or addedQ3 23: 89 cut or sold outQ4 23: 120 bought or addedQ4 23: 99 cut or sold outQ4 23Q1 24: 119 bought or addedQ1 24: 105 cut or sold outQ2 24: 121 bought or addedQ2 24: 94 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 202212989
Q1 2023122106
Q2 202312295
Q3 202310989
Q4 202312099
Q1 2024119105
Q2 202412194

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60mQ3 23 calls: $50.4mQ3 23 puts: $42.9mQ3 23P/C 0.85Q4 23 calls: $28.9mQ4 23 puts: $36.4mQ4 23P/C 1.26Q1 24 calls: $13.9mQ1 24 puts: $17.1mQ1 24P/C 1.23Q2 24 calls: $11.2mQ2 24 puts: $13.3mQ2 24P/C 1.19
Numbers
QuarterCallsPutsP/C
Q3 2023$50.4m$42.9m0.85
Q4 2023$28.9m$36.4m1.26
Q1 2024$13.9m$17.1m1.23
Q2 2024$11.2m$13.3m1.19

Biggest buyers

VANGUARD GROUP INC Added +5,641,109+5.6m
BlackRock Inc. Added +2,546,755+2.5m
FIRST TRUST ADVISORS LP Added +1,684,228+1.7m
STATE STREET CORP Added +1,018,630+1.0m
JANE STREET GROUP, LLC Added +961,820+961.8k
GEODE CAPITAL MANAGEMENT, LLC Added +882,871+882.9k
Mitsubishi UFJ Asset Management Co., Ltd. Added +819,563+819.6k
D. E. Shaw & Co., Inc. Added +571,389+571.4k
Baader Bank Aktiengesellschaft New +406,500+406.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +395,944+395.9k

Biggest sellers

MACQUARIE GROUP LTD Reduced -7,733,582-7.7m
MORGAN STANLEY Reduced -3,080,367-3.1m
Cubist Systematic Strategies, LLC Sold out -2,130,892-2.1m
Mirae Asset Global Investments Co., Ltd. Reduced -1,511,823-1.5m
RAYMOND JAMES & ASSOCIATES Reduced -1,092,371-1.1m
JPMORGAN CHASE & CO Reduced -874,726-874.7k
BOULDER HILL CAPITAL MANAGEMENT LP Sold out -698,024-698.0k
Bank of New York Mellon Corp Reduced -432,329-432.3k
Baird Financial Group, Inc. Reduced -367,452-367.5k
Balyasny Asset Management L.P. Sold out -215,720-215.7k

Biggest calls

JPMORGAN CHASE & CO Added $2.8m1.9m shares
GROUP ONE TRADING LLC Reduced $1.5m1.0m shares
SIMPLEX TRADING, LLC Reduced $1.2m832.9k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.2m825.2k shares
NATIONAL BANK OF CANADA /FI/ Reduced $1.1m7.6k shares
CITADEL ADVISORS LLC Added $861.2k578.0k shares
HSBC HOLDINGS PLC Unchanged $458.1k297.5k shares
GTS SECURITIES LLC Added $377.4k253.3k shares
Chescapmanager LLC Unchanged $372.5k250.0k shares
Walleye Trading LLC Reduced $284.3k190.8k shares

Biggest puts

Man Group plc Reduced $3.9m2.6m shares
WOLVERINE ASSET MANAGEMENT LLC Added $3.6m2.4m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.8m1.2m shares
NATIONAL BANK OF CANADA /FI/ Reduced $1.3m8.9k shares
SIMPLEX TRADING, LLC Added $822.0k552.0k shares
GROUP ONE TRADING LLC Reduced $467.4k313.7k shares
CITADEL ADVISORS LLC Added $358.5k240.6k shares
MIRAE ASSET SECURITIES (USA) INC. First filing $298.0k200.0k shares
Walleye Trading LLC Added $247.2k165.9k shares
Sculptor Capital LP Reduced $170.5k114.4k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 32,665,95232.7m $48.7m $48.7m 0.00% Added +5.6m +5,641,109
2 BlackRock Inc. 0.00% of their portfolio New York, NY 25,184,89325.2m $37.5m $37.5m 0.00% Added +2.5m +2,546,755
3 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 8,300,1518.3m $12.4m $12.4m 0.00% Added +1.0m +1,018,630
4 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 7,443,8677.4m $11.1m $11.1m 0.00% Added +882.9k +882,871
5 FIRST TRUST ADVISORS LP 0.01% of their portfolio Wheaton, IL 5,715,7565.7m $8.5m $8.5m 0.01% Added +1.7m +1,684,228
6 Vantage Investment Partners, LLC 0.52% of their portfolio KANSAS CITY, MO 3,834,9943.8m $5.7m $5.7m 0.52% Unchanged
7 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 2,651,0122.7m $4.0m $4.0m 0.00% Reduced -85.1k -85,130
8 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 2,566,0742.6m $3.8m $3.8m 0.00% Added +296.1k +296,114
9 PLATINUM EQUITY, LLC 2.24% of their portfolio Beverly Hills, CA 2,401,2532.4m $3.6m $3.6m 2.24% Unchanged
10 MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.01% of their portfolio CAUSEWAY BAY, K3 2,211,4212.2m $3.3m $3.3m 0.01% First filing
11 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,145,6092.1m $3.2m $3.2m 0.00% Reduced -3.1m -3,080,367
12 Chescapmanager LLC 0.39% of their portfolio BALTIMORE, MD 1,642,9721.6m $2.4m $2.4m 0.39% Unchanged
13 Mitsubishi UFJ Asset Management Co., Ltd. 0.00% of their portfolio TOKYO, M0 1,467,4291.5m $2.2m $2.2m 0.00% Added +819.6k +819,563
14 Lido Advisors, LLC 0.02% of their portfolio Los Angeles, CA 1,337,6921.3m $2.0m $2.0m 0.02% Reduced -10 -10
15 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 1,267,8211.3m $1.9m $1.9m 0.00% Added +366.0k +366,017
16 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 1,155,6631.2m $1.7m $1.7m 0.00% Added +119.5k +119,519
17 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 1,152,2281.2m $1.7m $1.7m 0.00% Added +961.8k +961,820
18 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 1,137,5051.1m $1.7m $1.7m 0.00% Reduced -432.3k -432,329
19 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 858,744858.7k $1.3m $1.3m 0.00% Added +62.3k +62,262
20 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 820,845820.8k $1.2m $1.2m 0.00% Added +395.9k +395,944
21 North Star Investment Management Corp. 0.09% of their portfolio CHICAGO, IL 782,983783.0k $1.2m $1.2m 0.09% Reduced -1.0k -1,000
22 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 782,792782.8k $1.2m $1.2m 0.00% Reduced -874.7k -874,726
23 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 762,459762.5k $1.1m $1.1m 0.00% Added +571.4k +571,389
24 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 640,649640.6k $954.6k $954.6k 0.00% Added +241.9k +241,929
25 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 605,735605.7k $902.5k $902.5k 0.00% Added +206.5k +206,512
26 Swiss National Bank 0.00% of their portfolio ZURICH, V8 543,000543.0k $809.1k $809.1k 0.00% Added +31.4k +31,400
27 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 525,750525.8k $783.4k $783.4k 0.00% Reduced -58.5k -58,500
28 UBS Group AG 0.00% of their portfolio ZURICH, V8 466,322466.3k $694.8k $694.8k 0.00% Reduced -193.5k -193,484
29 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 452,014452.0k $673.5k $673.5k 0.00% Reduced -367.5k -367,452
30 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 446,929446.9k $665.9k $665.9k 0.00% Added +13.9k +13,909
31 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 439,149439.1k $671.9k $671.9k 0.00% Reduced -75.7k -75,724
32 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 431,874431.9k $643.5k $643.5k 0.00% Reduced -179.2k -179,235
33 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 426,654426.7k $635.7k $635.7k 0.00% Added +55.0k +54,958
34 Rafferty Asset Management, LLC 0.00% of their portfolio New York, NY 410,028410.0k $610.9k $610.9k 0.00% Added +151.5k +151,518
35 Baader Bank Aktiengesellschaft 0.05% of their portfolio Unterschleissheim, 2M 406,500406.5k $603.9k $603.9k 0.05% New
36 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 399,089399.1k $594.6k $594.6k 0.00% Added +57.0k +56,958
37 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 396,742396.7k $591.1k $591.1k 0.00% Reduced -7.1k -7,134
38 Amundi 0.00% of their portfolio Paris, I0 386,768386.8k $564.7k $564.7k 0.00% Added +98.6k +98,592
39 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 354,134354.1k $527.7k $527.7k 0.00% Reduced -4.1k -4,064
40 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 353,755353.8k $575.9k $575.9k 0.00% Reduced -1.5m -1,511,823
41 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 317,395317.4k $472.9k $472.9k 0.00% Added +4.0k +3,975
42 IDG China Venture Capital Fund IV Associates L.P. 0.10% of their portfolio HONG KONG, K3 299,059299.1k $445.6k $445.6k 0.10% Reduced -210.1k -210,101
43 Legal & General Group Plc 0.00% of their portfolio London, X0 292,647292.6k $436.0k $436.0k 0.00% Added +6.8k +6,787
44 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 273,507273.5k $407.5k $407.5k 0.00% Added +11.2k +11,220
45 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 271,940271.9k $405.2k $405.2k 0.00% Added +6.2k +6,150
46 Marex Group Ltd 0.01% of their portfolio London, X0 250,178250.2k $372.8k $372.8k 0.01% Unchanged
47 Summit X, LLC 0.08% of their portfolio CHESTERFIELD, MO 244,442244.4k $365.4k $365.4k 0.08% Added +71.8k +71,837
48 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 223,580223.6k $332.7k $332.7k 0.00% Added +10.1k +10,120
49 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 223,029223.0k $332.3k $332.3k 0.00% Added +53.0k +53,047
50 MIRAE ASSET SECURITIES (USA) INC. 0.02% of their portfolio NEW YORK, NY 200,000200.0k $298.0k $298.0k 0.02% First filing
51 MetLife Investment Management, LLC 0.00% of their portfolio Whippany, NJ 197,938197.9k $294.9k $294.9k 0.00% Added +53.5k +53,457
52 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 195,897195.9k $292.0k $292.0k 0.00% Added +46.9k +46,867
53 STATE OF WISCONSIN INVESTMENT BOARD 0.00% of their portfolio MADISON, WI 188,761188.8k $281.3k $281.3k 0.00% Added +88.6k +88,643
54 Frank, Rimerman Advisors LLC 0.02% of their portfolio Palo Alto, CA 186,919186.9k $278.5k $278.5k 0.02% Added +690 +690
55 Caerus Investment Advisors, LLC 0.27% of their portfolio WEST LAKE HILLS, TX 181,940181.9k $271.1k $271.1k 0.27% Unchanged
56 Corebridge Financial, Inc. 0.00% of their portfolio HOUSTON, TX 180,380180.4k $268.8k $268.8k 0.00% First filing
57 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 167,632167.6k $250.0k $250.0k 0.00% Added +1.5k +1,462
58 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 163,932163.9k $252.5k $252.5k 0.00% Reduced -7.4k -7,434
59 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 158,545158.5k $196.0k $196.0k 0.00% Added +2.8k +2,776
60 CAZ INVESTMENTS LP 0.33% of their portfolio HOUSTON, TX 150,000150.0k $224.0k $224.0k 0.33% Unchanged
61 Malaga Cove Capital, LLC 0.09% of their portfolio PV ESTATES, CA 148,584148.6k $221.4k $221.4k 0.09% Added +14.3k +14,300
62 Comprehensive Financial Management LLC 0.01% of their portfolio Los Gatos, CA 148,414148.4k $221.1k $221.1k 0.01% Unchanged
63 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 147,973148.0k $220.5k $220.5k 0.00% Reduced -201.0k -200,956
64 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 140,000140.0k $197.4k $197.4k 0.00% Added +91.4k +91,400
65 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 131,015131.0k $195.2k $195.2k 0.00% Added +25.9k +25,939
66 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 126,625126.6k $188.7k $188.7k 0.00% Reduced -24.6k -24,618
67 DEBUSSY CAPITAL MANAGEMENT LP 0.05% of their portfolio CHICAGO, IL 125,965126.0k $187.7k $187.7k 0.05% Added +397 +397
68 CAPSTONE INVESTMENT ADVISORS, LLC 0.00% of their portfolio NEW YORK, NY 118,254118.3k $176.2k $176.2k 0.00% Reduced -40.9k -40,911
69 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 112,755112.8k $168.0k $168.0k 0.00% Added +118 +118
70 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 111,935111.9k $166.8k $166.8k 0.00% Added +22.9k +22,865
71 SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC 0.00% of their portfolio BALA CYNWYD, PA 108,410108.4k $161.5k $161.5k 0.00% Unchanged
72 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 102,057102.1k $152.1k $152.1k 0.00% Added +72.4k +72,400
73 EP Wealth Advisors, LLC 0.00% of their portfolio TORRANCE, CA 100,705100.7k $150.1k $150.1k 0.00% Unchanged
74 JANUS HENDERSON GROUP PLC 0.00% of their portfolio LONDON, X0 93,79593.8k $141.2k $141.2k 0.00% Reduced -1.4k -1,379
75 Advisors Asset Management, Inc. 0.00% of their portfolio Monument, CO 92,39192.4k $137.7k $137.7k 0.00% Reduced -2.1k -2,128
76 PFG Investments, LLC 0.01% of their portfolio WOODBURY, NY 81,89481.9k $122.0k $122.0k 0.01% Added +10.0k +10,000
77 Wedmont Private Capital 0.01% of their portfolio WEST CHESTER, PA 81,60981.6k $156.3k $156.3k 0.01% Added +20.0k +20,000
78 Wealth Management Associates, Inc. 0.06% of their portfolio Cherry Hill, NJ 80,00080.0k $119.2k $119.2k 0.06% Unchanged
79 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 79,49779.5k $118.5k $118.5k 0.00% Added +30.5k +30,453
80 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.00% of their portfolio TALLAHASSEE, FL 77,75077.8k $115.8k $115.8k 0.00% Added +41.0k +41,010
81 ARIZONA STATE RETIREMENT SYSTEM 0.00% of their portfolio PHOENIX, AZ 77,28977.3k $115.2k $115.2k 0.00% Added +6.1k +6,072
82 Gotham Asset Management, LLC 0.00% of their portfolio NEW YORK, NY 73,43673.4k $109.4k $109.4k 0.00% New
83 XTX Topco Ltd 0.01% of their portfolio LONDON, X0 70,59370.6k $105.2k $105.2k 0.01% New
84 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 70,31970.3k $104.8k $104.8k 0.00% Reduced -1.1m -1,092,371
85 TWO SIGMA SECURITIES, LLC 0.00% of their portfolio NEW YORK, NY 70,03870.0k $104.4k $104.4k 0.00% Reduced -44.8k -44,842
86 Engineers Gate Manager LP 0.00% of their portfolio NEW YORK, NY 64,92364.9k $96.7k $96.7k 0.00% Reduced -8.8k -8,787
87 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 64,53564.5k $96.1k $96.1k 0.00% Added +5.0k +5,013
88 Granite Group Advisors, LLC 0.07% of their portfolio Stamford, CT 63,44163.4k $94.5k $94.5k 0.07% Reduced -2.6k -2,600
89 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 60,58860.6k $85.4k $85.4k 0.00% Added +60.1k +60,121
90 KESTRA PRIVATE WEALTH SERVICES, LLC 0.00% of their portfolio AUSTIN, TX 60,15060.1k $89.6k $89.6k 0.00% Added +7.0k +7,000
91 HOWARD FINANCIAL SERVICES, LTD. 0.01% of their portfolio DALLAS, TX 58,42558.4k $87.1k $87.1k 0.01% Added +8.4k +8,425
92 Vontobel Holding Ltd. 0.00% of their portfolio ZURICH, V8 51,95452.0k $77.4k $77.4k 0.00% Reduced -9.8k -9,754
93 FIRST FOUNDATION ADVISORS 0.00% of their portfolio Irvine, CA 50,00050.0k $74.5k $74.5k 0.00% Unchanged
94 National Philanthropic Trust 0.00% of their portfolio Jenkintown, PA 49,21849.2k $73.3k $73.3k 0.00% Unchanged
95 NISA INVESTMENT ADVISORS, LLC 0.00% of their portfolio ST. LOUIS, MO 49,04649.0k $73.1k $73.1k 0.00% Added +30.8k +30,796
96 Daiwa Securities Group Inc. 0.00% of their portfolio CHIYODA-KU,TOKYO, M0 45,77245.8k $68.0k $68.0k 0.00% Added +16.1k +16,116
97 MOTCO 0.00% of their portfolio SAN ANTONIO, TX 45,17145.2k $67.3k $67.3k 0.00% Unchanged
98 Fore Capital, LLC 0.10% of their portfolio New York, NY 45,00045.0k $67.0k $67.0k 0.10% Added +15.0k +15,000
99 MGO ONE SEVEN LLC 0.00% of their portfolio Beachwood, OH 44,46744.5k $66.3k $66.3k 0.00% Unchanged
100 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 44,42444.4k $66.2k $66.2k 0.00% Added +17.4k +17,361