Vault-13

LUMINAR TECHNOLOGIES INC

COM CL A · CUSIP 550424105

258 institutional holders -1 vs Q4 2022
146,421,649146.4m shares reported held*
$949.6mreported value*
41 new 81 added 64 reduced 42 sold out net bought ≈ $79.3m (+12.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $6.49. Options: 26 managers hold calls ($101.9m notional), 31 hold puts ($127.1m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 244Q4 22: 259Q1 23: 258258Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022244
Q4 2022259
Q1 2023258

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 129 bought or addedQ4 22: 89 cut or sold outQ4 22Q1 23: 122 bought or addedQ1 23: 106 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 202212989
Q1 2023122106

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150mQ3 22 calls: $118.0mQ3 22 puts: $141.2mQ3 22P/C 1.20Q4 22 calls: $73.8mQ4 22 puts: $75.9mQ4 22P/C 1.03Q1 23 calls: $101.9mQ1 23 puts: $127.1mQ1 23P/C 1.25
Numbers
QuarterCallsPutsP/C
Q3 2022$118.0m$141.2m1.20
Q4 2022$73.8m$75.9m1.03
Q1 2023$101.9m$127.1m1.25

Biggest buyers

RENAISSANCE TECHNOLOGIES LLC New +3,498,300+3.5m
CITADEL ADVISORS LLC Added +3,171,056+3.2m
MOORE CAPITAL MANAGEMENT, LP Added +2,539,163+2.5m
D. E. Shaw & Co., Inc. Added +2,328,811+2.3m
BANK OF MONTREAL /CAN/ Added +1,879,479+1.9m
MORGAN STANLEY Added +1,686,123+1.7m
BARCLAYS PLC Added +1,195,775+1.2m
VANGUARD GROUP INC Added +1,100,679+1.1m
BANK OF AMERICA CORP /DE/ Added +1,049,303+1.0m
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +714,585+714.6k

Biggest sellers

VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. Reduced -4,984,642-5.0m
NATIXIS ADVISORS, LLC Reduced -1,216,948-1.2m
Natixis Investment Managers International Reduced -927,465-927.5k
MIZUHO MARKETS AMERICAS LLC Reduced -642,330-642.3k
TWINBEECH CAPITAL LP Sold out -517,436-517.4k
Weiss Multi-Strategy Advisers LLC Sold out -501,336-501.3k
JANE STREET GROUP, LLC Reduced -475,877-475.9k
DNB Asset Management AS Sold out -250,160-250.2k
Sculptor Capital LP Reduced -249,773-249.8k
FIRST TRUST ADVISORS LP Reduced -230,945-230.9k

Biggest calls

NATIONAL BANK OF CANADA /FI/ Added $22.2m34.2k shares
Antara Capital LP Reduced $16.2m2.5m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $13.3m2.1m shares
JANE STREET GROUP, LLC Added $10.4m1.6m shares
CITADEL ADVISORS LLC Added $8.3m1.3m shares
Chescapmanager LLC Unchanged $6.2m950.0k shares
CITIGROUP INC Reduced $6.2m949.3k shares
SIMPLEX TRADING, LLC Added $5.9m913.9k shares
IMC-Chicago, LLC Added $2.6m394.1k shares
D. E. Shaw & Co., Inc. Added $1.9m300.3k shares

Biggest puts

Antara Capital LP Reduced $26.0m4.0m shares
NATIONAL BANK OF CANADA /FI/ Added $16.8m25.9k shares
WOLVERINE ASSET MANAGEMENT LLC Added $11.2m1.7m shares
CITADEL ADVISORS LLC Added $10.4m1.6m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $9.9m1.5m shares
TWO SIGMA INVESTMENTS, LP Added $8.8m1.3m shares
BARCLAYS PLC Added $7.9m1.2m shares
Portman Square Capital LLP Added $7.1m1.1m shares
BANK OF AMERICA CORP /DE/ Added $5.8m900.0k shares
SIMPLEX TRADING, LLC Added $4.2m649.6k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 22,719,54122.7m $147.4m $147.4m 0.00% Added +1.1m +1,100,679
2 BlackRock Inc. 0.00% of their portfolio New York, NY 17,803,23717.8m $115.5m $115.5m 0.00% Reduced -10.9k -10,950
3 G2VP I Associates, LLC 100.00% of their portfolio Portola Valley, CA 10,598,86510.6m $68.8m $68.8m 100.00% Unchanged
4 MACQUARIE GROUP LTD 0.06% of their portfolio Sydney, NSW 2000, C3 7,745,0357.7m $50.3m $50.3m 0.06% Unchanged
5 MOORE CAPITAL MANAGEMENT, LP 1.40% of their portfolio NEW YORK, NY 6,939,0236.9m $45.0m $45.0m 1.40% Added +2.5m +2,539,163
6 CITADEL ADVISORS LLC 0.04% of their portfolio MIAMI, FL 6,288,9576.3m $40.8m $40.8m 0.04% Added +3.2m +3,171,056
7 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 5,351,5365.4m $34.7m $34.7m 0.00% Added +408.0k +408,019
8 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 4,827,9464.8m $31.3m $31.3m 0.00% Added +218.5k +218,505
9 Vantage Investment Partners, LLC 3.40% of their portfolio KANSAS CITY, MO 3,834,9943.8m $24.9m $24.9m 3.40% Unchanged
10 RENAISSANCE TECHNOLOGIES LLC 0.03% of their portfolio NEW YORK, NY 3,498,3003.5m $22.7m $22.7m 0.03% New
11 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3,486,8603.5m $22.6m $22.6m 0.00% Added +1.7m +1,686,123
12 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 2,848,2382.8m $18.5m $18.5m 0.00% Added +49.9k +49,877
13 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 2,681,6802.7m $17.6m $17.6m 0.01% Added +1.9m +1,879,479
14 Allianz Asset Management GmbH 0.04% of their portfolio MUNICH, 2M 2,620,5562.6m $17.0m $17.0m 0.04% Reduced -1.9k -1,858
15 PLATINUM EQUITY, LLC 9.13% of their portfolio Beverly Hills, CA 2,401,2532.4m $15.6m $15.6m 9.13% Unchanged
16 D. E. Shaw & Co., Inc. 0.02% of their portfolio New York, NY 2,343,7332.3m $15.2m $15.2m 0.02% Added +2.3m +2,328,811
17 BARCLAYS PLC 0.01% of their portfolio LONDON, X0 2,151,2852.2m $14.0m $14.0m 0.01% Added +1.2m +1,195,775
18 NORGES BANK 0.00% of their portfolio OSLO, Q8 2,097,1032.1m $13.6m $13.6m 0.00% Unchanged
19 Mirae Asset Global Investments Co., Ltd. 0.03% of their portfolio SEOUL, M5 1,870,6271.9m $12.1m $12.1m 0.03% Added +228.7k +228,746
20 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 1,782,0021.8m $11.6m $11.6m 0.00% Added +6.5k +6,470
21 EXCHANGE TRADED CONCEPTS, LLC 0.29% of their portfolio Oklahoma City, OK 1,650,9161.7m $10.7m $10.7m 0.29% Reduced -113.5k -113,519
22 Point72 Asset Management, L.P. 0.03% of their portfolio STAMFORD, CT 1,499,4021.5m $9.7m $9.7m 0.03% Added +147.0k +147,002
23 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,392,5981.4m $9.0m $9.0m 0.00% Added +1.0m +1,049,303
24 Legal & General Group Plc 0.00% of their portfolio London, X0 1,385,1531.4m $9.0m $9.0m 0.00% Reduced -85.2k -85,243
25 Lido Advisors, LLC 0.12% of their portfolio Los Angeles, CA 1,332,6921.3m $8.6m $8.6m 0.12% Added +72 +72
26 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 1,283,7971.3m $8.3m $8.3m 0.00% Added +344.5k +344,516
27 Chescapmanager LLC 2.18% of their portfolio BALTIMORE, MD 1,199,0361.2m $7.8m $7.8m 2.18% Added +291.8k +291,825
28 North Star Investment Management Corp. 0.63% of their portfolio CHICAGO, IL 1,168,7181.2m $7.6m $7.6m 0.63% Unchanged
29 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,043,9631.0m $6.8m $6.8m 0.00% Added +85.4k +85,394
30 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 1,000,4631.0m $6.5m $6.5m 0.00% Added +11.5k +11,540
31 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 973,726973.7k $6.3m $6.3m 0.01% Added +714.6k +714,585
32 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 948,575948.6k $6.2m $6.2m 0.00% Reduced -45.7k -45,666
33 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 907,315907.3k $5.9m $5.9m 0.00% Reduced -62.8k -62,799
34 HSBC HOLDINGS PLC 0.01% of their portfolio LONDON, X0 886,922886.9k $5.8m $5.8m 0.01% Added +22.0k +21,957
35 VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio JUPITER, FL 680,442680.4k $4.4m $4.4m 0.02% Added +489.8k +489,847
36 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 673,901673.9k $4.4m $4.4m 0.00% Added +40.5k +40,531
37 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 661,390661.4k $4.3m $4.3m 0.00% Added +255.5k +255,518
38 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 623,825623.8k $4.0m $4.0m 0.00% Added +22.7k +22,735
39 Squarepoint Ops LLC 0.03% of their portfolio NEW YORK, NY 605,066605.1k $3.9m $3.9m 0.03% Reduced -196.3k -196,316
40 IDG China Venture Capital Fund IV Associates L.P. 0.56% of their portfolio HONG KONG, K3 551,304551.3k $3.6m $3.6m 0.56% Unchanged
41 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 527,984528.0k $3.4m $3.4m 0.00% Reduced -230.9k -230,945
42 Dorsal Capital Management, LP 0.13% of their portfolio Redwood City, CA 500,000500.0k $3.2m $3.2m 0.13% New
43 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 476,600476.6k $3.1m $3.1m 0.01% Reduced -475.9k -475,877
44 BLAIR WILLIAM & CO/IL 0.01% of their portfolio CHICAGO, IL 470,322470.3k $3.1m $3.1m 0.01% Added +143.2k +143,182
45 Swiss National Bank 0.00% of their portfolio ZURICH, V8 458,700458.7k $3.0m $3.0m 0.00% Reduced -45.1k -45,100
46 Mitsubishi UFJ Asset Management Co., Ltd. 0.01% of their portfolio TOKYO, M0 419,676419.7k $2.7m $2.7m 0.01% Unchanged
47 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 324,625324.6k $2.1m $2.1m 0.00% Added +6.9k +6,915
48 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 302,620302.6k $2.0m $2.0m 0.00% Added +125.5k +125,533
49 State of New Jersey Common Pension Fund D 0.01% of their portfolio TRENTON, NJ 302,116302.1k $2.0m $2.0m 0.01% Unchanged
50 EP Wealth Advisors, LLC 0.00% of their portfolio TORRANCE, CA 300,000300.0k $0 $0 0.00% Added +199.7k +199,695
51 Jump Financial, LLC 0.08% of their portfolio Chicago, IL 293,276293.3k $1.9m $1.9m 0.08% Added +256.8k +256,841
52 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 280,167280.2k $1.8m $1.8m 0.00% Reduced -1.7k -1,659
53 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 277,883277.9k $1.8m $1.8m 0.00% Added +31.2k +31,200
54 Natixis Investment Managers International 0.13% of their portfolio Paris, I0 269,595269.6k $1.7m $1.7m 0.13% Reduced -927.5k -927,465
55 DEBUSSY CAPITAL MANAGEMENT LP 0.49% of their portfolio CHICAGO, IL 250,000250.0k $1.6m $1.6m 0.49% Unchanged
56 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 239,700239.7k $1.6m $1.6m 0.00% Unchanged
57 Caerus Investment Advisors, LLC 1.44% of their portfolio WEST LAKE HILLS, TX 192,858192.9k $1.3m $1.3m 1.44% New
58 Frank, Rimerman Advisors LLC 0.33% of their portfolio Palo Alto, CA 186,229186.2k $1.2m $1.2m 0.33% Unchanged
59 Vontobel Holding Ltd. 0.01% of their portfolio ZURICH, V8 185,275185.3k $1.2m $1.2m 0.01% Reduced -51.2k -51,230
60 Kula Investments, LLC 0.29% of their portfolio CHICAGO, IL 178,842178.8k $1.2m $1.2m 0.29% New
61 Sculptor Capital LP 0.03% of their portfolio New York, NY 172,800172.8k $1.1m $1.1m 0.03% Reduced -249.8k -249,773
62 Summit X, LLC 0.28% of their portfolio CHESTERFIELD, MO 169,678169.7k $1.1m $1.1m 0.28% Added +48.7k +48,670
63 STATE OF WISCONSIN INVESTMENT BOARD 0.00% of their portfolio MADISON, WI 159,978160.0k $1.0m $1.0m 0.00% Reduced -16.9k -16,935
64 SEVEN EIGHT CAPITAL, LP 0.21% of their portfolio New York, NY 154,837154.8k $1.0m $1.0m 0.21% Reduced -70.7k -70,653
65 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 147,528147.5k $957.5k $957.5k 0.00% New
66 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 147,411147.4k $956.7k $956.7k 0.00% Added +28.3k +28,326
67 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 145,320145.3k $943.1k $943.1k 0.00% Added +18.4k +18,433
68 Comprehensive Financial Management LLC 0.03% of their portfolio Los Gatos, CA 139,525139.5k $905.5k $905.5k 0.03% Unchanged
69 MetLife Investment Management, LLC 0.01% of their portfolio Whippany, NJ 133,119133.1k $863.9k $863.9k 0.01% Unchanged
70 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 132,670132.7k $861.0k $861.0k 0.00% Reduced -41.3k -41,284
71 AMERICAN INTERNATIONAL GROUP, INC. 0.01% of their portfolio New York, NY 121,232121.2k $786.8k $786.8k 0.01% Added +2.4k +2,412
72 BIT Capital GmbH 0.27% of their portfolio BERLIN, 2M 121,106121.1k $1.7m $1.7m 0.27% New
73 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 110,464110.5k $717.0k $717.0k 0.00% Added +4.5k +4,501
74 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 109,809109.8k $712.7k $712.7k 0.00% Reduced -23.7k -23,693
75 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 108,180108.2k $702.0k $702.0k 0.00% Added +24.3k +24,303
76 Ensign Peak Advisors, Inc 0.00% of their portfolio SALT LAKE CITY, UT 105,060105.1k $681.8k $681.8k 0.00% Unchanged
77 Virtu Financial LLC 0.07% of their portfolio New York, NY 103,468103.5k $672.0k $672.0k 0.07% New
78 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 102,634102.6k $649.0k $649.0k 0.00% Reduced -1.4k -1,416
79 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 100,648100.6k $653.2k $653.2k 0.00% Added +210 +210
80 True Capital Management 0.43% of their portfolio SAN FRANCISCO, CA 95,78295.8k $621.6k $621.6k 0.43% Reduced -4.7k -4,739
81 JANUS HENDERSON GROUP PLC 0.00% of their portfolio LONDON, X0 95,21695.2k $616.5k $616.5k 0.00% Added +50.1k +50,088
82 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 94,75694.8k $615.0k $615.0k 0.00% Added +1.2k +1,179
83 WOLVERINE TRADING, LLC 0.02% of their portfolio CHICAGO, IL 90,41790.4k $569.0k $569.0k 0.02% New
84 Holocene Advisors, LP 0.00% of their portfolio New York, NY 90,01290.0k $584.2k $584.2k 0.00% New
85 FMR LLC 0.00% of their portfolio BOSTON, MA 80,75280.8k $524.1k $524.1k 0.00% Added +42.5k +42,478
86 Gerber Kawasaki Wealth & Investment Management 0.04% of their portfolio SANTA MONICA, CA 79,20179.2k $514.0k $514.0k 0.04% Added +8.3k +8,304
87 TWO SIGMA SECURITIES, LLC 0.04% of their portfolio NEW YORK, NY 69,04169.0k $448.1k $448.1k 0.04% New
88 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 68,97769.0k $447.7k $447.7k 0.00% Reduced -10.6k -10,586
89 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 64,09764.1k $416.0k $416.0k 0.00% Reduced -28.9k -28,869
90 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 62,75862.8k $407.3k $407.3k 0.00% Added +62.7k +62,700
91 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 62,58262.6k $406.1k $406.1k 0.00% Reduced -3.4k -3,350
92 ARIZONA STATE RETIREMENT SYSTEM 0.00% of their portfolio PHOENIX, AZ 61,58361.6k $399.7k $399.7k 0.00% Added +2.7k +2,711
93 TCTC Holdings, LLC 0.02% of their portfolio DALLAS, TX 60,13560.1k $390.3k $390.3k 0.02% Unchanged
94 Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% of their portfolio ZURICH, V8 57,89057.9k $375.7k $375.7k 0.00% Added +19.2k +19,167
95 SVB WEALTH LLC 0.01% of their portfolio BOSTON, MA 56,26556.3k $365.2k $365.2k 0.01% Reduced -10.4k -10,376
96 NATIXIS ADVISORS, LLC 0.00% of their portfolio Boston, MA 54,54254.5k $354.0k $354.0k 0.00% Reduced -1.2m -1,216,948
97 FIRST FOUNDATION ADVISORS 0.02% of their portfolio Irvine, CA 50,46250.5k $327.5k $327.5k 0.02% Added +128 +128
98 Handelsbanken Fonder AB 0.00% of their portfolio STOCKHOLM, V7 50,00050.0k $324.0k $324.0k 0.00% Unchanged
99 Apollon Wealth Management, LLC 0.02% of their portfolio MOUNT PLEASANT, SC 43,59643.6k $282.9k $282.9k 0.02% Reduced -4.0k -4,000
100 EVOKE WEALTH, LLC 0.01% of their portfolio Los Angeles, CA 41,62041.6k $270.1k $270.1k 0.01% Reduced -5 -5