Vault-13

LUMENTUM HLDGS INC LITE 1.5 12.15.29

NOTE 1.500%12/1 · US DOMESTIC · CUSIP 55024UAH2

17 institutional holders -17 vs Q1 2026
2,0002.0k shares reported held*
$559.2mreported value*
2 new 2 added 9 reduced 20 sold out net sold ≈ $5.4bn (-7.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $279617.84.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0204060Q2 24: 52Q3 24: 53Q4 24: 44Q1 25: 53Q2 25: 58Q3 25: 43Q4 25: 38Q1 26: 34Q2 26: 1717Q2 24Q4 24Q2 25Q4 25Q2 26
Numbers
QuarterHolders
Q2 202452
Q3 202453
Q4 202444
Q1 202553
Q2 202558
Q3 202543
Q4 202538
Q1 202634
Q2 202617

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q3 24: 25 bought or addedQ3 24: 29 cut or sold outQ4 24: 15 bought or addedQ4 24: 30 cut or sold outQ4 24Q1 25: 32 bought or addedQ1 25: 22 cut or sold outQ2 25: 31 bought or addedQ2 25: 18 cut or sold outQ2 25Q3 25: 18 bought or addedQ3 25: 41 cut or sold outQ4 25: 14 bought or addedQ4 25: 31 cut or sold outQ4 25Q1 26: 17 bought or addedQ1 26: 21 cut or sold outQ2 26: 4 bought or addedQ2 26: 29 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20242529
Q4 20241530
Q1 20253222
Q2 20253118
Q3 20251841
Q4 20251431
Q1 20261721
Q2 2026429

Biggest buyers

Elequin Capital, LP Added +3,364,000+3.4m
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC New +2,800,000+2.8m
BNP PARIBAS ASSET MANAGEMENT Holding S.A. New +1,550,000+1.6m
TWO SIGMA INVESTMENTS, LP Added +637,000+637.0k

Biggest sellers

Linden Advisors LP Reduced -92,648,000-92.6m
CAPSTONE INVESTMENT ADVISORS, LLC Sold out -74,347,000-74.3m
D. E. Shaw & Co., Inc. Reduced -74,256,000-74.3m
WHITEBOX ADVISORS LLC Reduced -70,785,000-70.8m
Sculptor Capital LP Sold out -57,900,000-57.9m
BANK OF MONTREAL /CAN/ Reduced -15,000,000-15.0m
STATE STREET CORP Sold out -12,145,000-12.1m
Calamos Advisors LLC Reduced -11,289,000-11.3m
BlackRock, Inc. Sold out -9,845,000-9.8m
SUSQUEHANNA ADVISORS GROUP, INC. Sold out -8,160,000-8.2m

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF MONTREAL /CAN/ 0.06% of their portfolio TORONTO, A6 14,292,00014.3m $176.4m $176.4m 0.06% Reduced -15.0m -15,000,000
2 TWO SIGMA INVESTMENTS, LP 0.13% of their portfolio NEW YORK, NY 13,852,00013.9m $170.3m $170.3m 0.13% Added +637.0k +637,000
3 D. E. Shaw & Co., Inc. 0.04% of their portfolio New York, NY 5,620,0005.6m $69.2m $69.2m 0.04% Reduced -74.3m -74,256,000
4 Elequin Capital, LP 1.70% of their portfolio NEW YORK, NY 4,143,0004.1m $51.0m $51.0m 1.70% Added +3.4m +3,364,000
5 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.01% of their portfolio NEW YORK, NY 2,800,0002.8m $34.4m $34.4m 0.01% New
6 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 1,550,0001.6m $18.9m $18.9m 0.01% Reduced -225.0k -225,000
7 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.02% of their portfolio Paris, I0 1,550,0001.6m $19.1m $19.1m 0.02% New
8 Linden Advisors LP 0.06% of their portfolio New York, NY 1,000,0001.0m $12.3m $12.3m 0.06% Reduced -92.6m -92,648,000
9 WHITEBOX ADVISORS LLC 0.05% of their portfolio MINNEAPOLIS, MN 240,000240.0k $3.0m $3.0m 0.05% Reduced -70.8m -70,785,000
10 Calamos Advisors LLC 0.00% of their portfolio NAPERVILLE, IL 98,00098.0k $1.2m $1.2m 0.00% Reduced -11.3m -11,289,000
11 ADVENT CAPITAL MANAGEMENT /DE/ 0.02% of their portfolio NEW YORK, NY 88,00088.0k $1.1m $1.1m 0.02% Reduced -1.0m -1,011,000
12 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 76,00076.0k $934.2k $934.2k 0.00% Unchanged
13 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 67,00067.0k $823.6k $823.6k 0.00% Unchanged
14 GAMCO INVESTORS, INC. ET AL 0.00% of their portfolio GREENWICH, CT 20,00020.0k $246.3k $246.3k 0.00% Reduced -10.0k -10,000
15 Axxion S.A. 0.02% of their portfolio GREVENMACHER, N4 20,00020.0k $262.6k $262.6k 0.02% First filing
16 Calamos Wealth Management LLC 0.01% of their portfolio NAPERVILLE, IL 14,00014.0k $172.4k $172.4k 0.01% Reduced -3.0k -3,000
17 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 2,0002.0k $24.6k $24.6k 0.00% Unchanged