Vault-13

LUCID GROUP INC CCIV

COM · Common Stock · CUSIP 549498103

471 institutional holders +5 vs Q4 2022
1,322,870,5661.3bn shares reported held*
$10.6bnreported value*
62 new 172 added 102 reduced 56 sold out net sold ≈ $11.1m (-1.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $8.05. Options: 34 managers hold calls ($151.4m notional), 45 hold puts ($243.2m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 434Q4 22: 466Q1 23: 471471Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022434
Q4 2022466
Q1 2023471

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 232 bought or addedQ4 22: 184 cut or sold outQ4 22Q1 23: 234 bought or addedQ1 23: 158 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022232184
Q1 2023234158

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200m$400m$600mQ3 22 calls: $459.8mQ3 22 puts: $470.5mQ3 22P/C 1.02Q4 22 calls: $217.7mQ4 22 puts: $277.2mQ4 22P/C 1.27Q1 23 calls: $151.4mQ1 23 puts: $243.2mQ1 23P/C 1.61
Numbers
QuarterCallsPutsP/C
Q3 2022$459.8m$470.5m1.02
Q4 2022$217.7m$277.2m1.27
Q1 2023$151.4m$243.2m1.61

Biggest buyers

VANGUARD GROUP INC Added +5,587,481+5.6m
BlackRock Inc. Added +2,884,157+2.9m
BANK OF AMERICA CORP /DE/ Added +1,905,319+1.9m
Nuveen Asset Management, LLC Added +1,768,579+1.8m
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +1,725,030+1.7m
COATUE MANAGEMENT LLC New +1,372,656+1.4m
GEODE CAPITAL MANAGEMENT, LLC Added +1,136,342+1.1m
STATE STREET CORP Added +1,029,142+1.0m
FMR LLC Added +746,442+746.4k
Invesco Ltd. Added +741,143+741.1k

Biggest sellers

TWO SIGMA INVESTMENTS, LP Reduced -5,788,169-5.8m
GOLDMAN SACHS GROUP INC Reduced -4,664,037-4.7m
TWINBEECH CAPITAL LP Reduced -2,332,594-2.3m
VOLORIDGE INVESTMENT MANAGEMENT, LLC Reduced -2,188,164-2.2m
MILLENNIUM MANAGEMENT LLC Reduced -1,531,116-1.5m
Anson Funds Management LP Sold out -1,420,000-1.4m
JANE STREET GROUP, LLC Reduced -1,318,517-1.3m
Squarepoint Ops LLC Sold out -1,015,634-1.0m
Quadrature Capital Ltd Sold out -901,451-901.5k
SG Americas Securities, LLC Reduced -808,853-808.9k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $43.5m5.4m shares
CITADEL ADVISORS LLC Reduced $18.1m2.2m shares
SIMPLEX TRADING, LLC Reduced $13.2m1.6m shares
NATIONAL BANK OF CANADA /FI/ Reduced $12.0m15.0k shares
IMC-Chicago, LLC Reduced $10.3m1.3m shares
GROUP ONE TRADING LLC Reduced $9.0m1.1m shares
GOLDMAN SACHS GROUP INC Reduced $8.0m1.0m shares
CITIGROUP INC Added $8.0m1.0m shares
JANE STREET GROUP, LLC Reduced $6.3m778.3k shares
D. E. Shaw & Co., Inc. Added $6.2m770.4k shares

Biggest puts

WOLVERINE ASSET MANAGEMENT LLC Added $63.9m8.0m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $23.3m2.9m shares
GROUP ONE TRADING LLC Added $19.5m2.4m shares
NATIONAL BANK OF CANADA /FI/ Reduced $14.8m18.3k shares
Parallax Volatility Advisers, L.P. Added $13.7m1.7m shares
Weiss Asset Management LP New $12.1m1.5m shares
SIMPLEX TRADING, LLC Added $11.5m1.4m shares
WHITEBOX ADVISORS LLC Added $10.5m1.3m shares
CITADEL ADVISORS LLC Reduced $9.3m1.2m shares
IMC-Chicago, LLC Reduced $8.1m1.0m shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Ayar Third Investment Co 13D · may seek influence -3.1 pts · filed 2025-11-28
Stated purposePrepaid Forward Purchase Transaction On November 17, 2025, Lucid Group, Inc. (the "Issuer") announced it had closed an offering of $975,000,000 aggregate principal amount of 7.00% convertible senior notes due 2031 (the "notes"). In connection with the pricing of the notes, Ayar entered into a privately negotiated prepaid forward share purchase transaction (the "prepaid forward transaction") with Citibank N.A. (the "forward counterparty"), pursuant to which Ayar will purchase 37,477,050 shares of Class A common stock, par value $0.0001 per share ("Common Stock") of the Issuer for $636,735,079.50 with delivery of those shares to occur no later than November 1, 2031, subject to the forward counterparty's right to settle its delivery obligations prior to that date and subject to the optional … Full filing
 60.8% -3.1 pts 227.8m 2025-11-28

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 PUBLIC INVESTMENT FUND 25.10% of their portfolio AL AQIQ DISTRICT, RIYADH, T0 1,109,006,5951.1bn $8.9bn $8.9bn 25.10% Unchanged
2 VANGUARD GROUP INC 0.01% of their portfolio Valley Forge, PA 58,132,14958.1m $467.4m $467.4m 0.01% Added +5.6m +5,587,481
3 BlackRock Inc. 0.01% of their portfolio New York, NY 34,339,05634.3m $276.1m $276.1m 0.01% Added +2.9m +2,884,157
4 STATE STREET CORP 0.01% of their portfolio BOSTON, MA 11,876,46611.9m $95.5m $95.5m 0.01% Added +1.0m +1,029,142
5 GEODE CAPITAL MANAGEMENT, LLC 0.01% of their portfolio BOSTON, MA 9,968,64610.0m $80.1m $80.1m 0.01% Added +1.1m +1,136,342
6 FIRST TRUST ADVISORS LP 0.09% of their portfolio Wheaton, IL 9,773,0559.8m $78.6m $78.6m 0.09% Added +36.9k +36,939
7 Mirae Asset Global Investments Co., Ltd. 0.17% of their portfolio SEOUL, M5 9,296,4059.3m $74.7m $74.7m 0.17% Added +356.3k +356,291
8 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 4,374,0004.4m $35.2m $35.2m 0.00% Added +520.7k +520,723
9 NORGES BANK 0.01% of their portfolio OSLO, Q8 4,215,2664.2m $33.9m $33.9m 0.01% Reduced -81.5k -81,548
10 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 3,586,7183.6m $28.8m $28.8m 0.01% Added +537.0k +536,996
11 Invesco Ltd. 0.01% of their portfolio ATLANTA, GA 3,414,0273.4m $27.4m $27.4m 0.01% Added +741.1k +741,143
12 Nuveen Asset Management, LLC 0.01% of their portfolio CHICAGO, IL 3,337,4363.3m $26.8m $26.8m 0.01% Added +1.8m +1,768,579
13 Legal & General Group Plc 0.01% of their portfolio London, X0 2,871,9522.9m $23.1m $23.1m 0.01% Added +325.9k +325,850
14 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 2,838,9062.8m $22.8m $22.8m 0.01% Added +119.1k +119,121
15 ALPS ADVISORS INC 0.20% of their portfolio Denver, CO 2,797,7132.8m $22.5m $22.5m 0.20% Reduced -429.1k -429,113
16 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 2,411,7572.4m $19.4m $19.4m 0.00% Added +1.9m +1,905,319
17 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.03% of their portfolio BALA CYNWYD, PA 2,154,8922.2m $17.3m $17.3m 0.03% Added +1.7m +1,725,030
18 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 1,942,6721.9m $15.6m $15.6m 0.00% Reduced -4.7m -4,664,037
19 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 1,897,8641.9m $15.3m $15.3m 0.00% Added +201.1k +201,083
20 TWO SIGMA INVESTMENTS, LP 0.04% of their portfolio NEW YORK, NY 1,665,1741.7m $13.4m $13.4m 0.04% Reduced -5.8m -5,788,169
21 Swiss National Bank 0.01% of their portfolio ZURICH, V8 1,662,9001.7m $13.4m $13.4m 0.01% Reduced -36.8k -36,800
22 ProShare Advisors LLC 0.04% of their portfolio BETHESDA, MD 1,525,1891.5m $12.3m $12.3m 0.04% Added +256.8k +256,792
23 FMR LLC 0.00% of their portfolio BOSTON, MA 1,460,1821.5m $11.7m $11.7m 0.00% Added +746.4k +746,442
24 BARCLAYS PLC 0.01% of their portfolio LONDON, X0 1,456,8381.5m $11.7m $11.7m 0.01% Added +366.2k +366,211
25 COATUE MANAGEMENT LLC 0.07% of their portfolio New York, NY 1,372,6561.4m $11.0m $11.0m 0.07% New
26 Sumitomo Mitsui Trust Group, Inc. 0.01% of their portfolio CHIYODA-KU, TOKYO, M0 1,310,8421.3m $10.5m $10.5m 0.01% Added +23.0k +23,022
27 TOBAM 0.64% of their portfolio PARIS, I0 1,212,8401.2m $9.8m $9.8m 0.64% Added +562.1k +562,074
28 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 1,123,1621.1m $9.0m $9.0m 0.00% Reduced -85.9k -85,852
29 Amundi 0.00% of their portfolio Paris, I0 1,104,0231.1m $8.5m $8.5m 0.00% Reduced -189.2k -189,207
30 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,011,6701.0m $8.1m $8.1m 0.00% Added +590.1k +590,117
31 AVIVA PLC 0.04% of their portfolio LONDON, X0 992,905992.9k $8.0m $8.0m 0.04% Reduced -325.3k -325,329
32 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.04% of their portfolio TORONTO, A6 910,665910.7k $7.3m $7.3m 0.04% Reduced -42.4k -42,365
33 California Public Employees Retirement System 0.01% of their portfolio Sacramento, CA 851,967852.0k $6.8m $6.8m 0.01% Reduced -118.3k -118,262
34 SG Americas Securities, LLC 0.09% of their portfolio NEW YORK, NY 808,317808.3k $6.5m $6.5m 0.09% Reduced -808.9k -808,853
35 VICTORY CAPITAL MANAGEMENT INC 0.01% of their portfolio San Antonio, TX 803,228803.2k $6.5m $6.5m 0.01% Added +45.6k +45,583
36 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.01% of their portfolio WEST SACRAMENTO, CA 754,275754.3k $6.1m $6.1m 0.01% Added +10.8k +10,780
37 RHUMBLINE ADVISERS 0.01% of their portfolio BOSTON, MA 706,384706.4k $5.7m $5.7m 0.01% Added +95.8k +95,750
38 Rafferty Asset Management, LLC 0.04% of their portfolio New York, NY 705,830705.8k $5.7m $5.7m 0.04% Added +55.4k +55,425
39 CREDIT SUISSE AG/ 0.01% of their portfolio ZURICH, V8 705,221705.2k $5.7m $5.7m 0.01% Added +157.7k +157,672
40 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 594,009594.0k $4.8m $4.8m 0.01% Reduced -1.3m -1,318,517
41 NEW YORK STATE COMMON RETIREMENT FUND 0.01% of their portfolio ALBANY, NY 584,647584.6k $4.7m $4.7m 0.01% Added +35.3k +35,300
42 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 530,319530.3k $4.3m $4.3m 0.00% Added +35.5k +35,456
43 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.01% of their portfolio TALLAHASSEE, FL 481,779481.8k $3.9m $3.9m 0.01% Added +29.4k +29,450
44 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 478,412478.4k $3.8m $3.8m 0.01% Reduced -19.9k -19,915
45 CADIAN CAPITAL MANAGEMENT, LP 0.24% of their portfolio NEW YORK, NY 475,000475.0k $3.8m $3.8m 0.24% New
46 STOREBRAND ASSET MANAGEMENT AS 0.02% of their portfolio LYSAKER, Q8 470,287470.3k $3.8m $3.8m 0.02% Added +57.6k +57,579
47 VAN ECK ASSOCIATES CORP 0.01% of their portfolio NEW YORK, NY 424,467424.5k $3.4m $3.4m 0.01% Reduced -10.7k -10,659
48 Mitsubishi UFJ Asset Management Co., Ltd. 0.01% of their portfolio TOKYO, M0 415,599415.6k $3.3m $3.3m 0.01% Added +13.0k +13,035
49 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 377,159377.2k $3.0m $3.0m 0.00% Added +53.7k +53,718
50 Krane Funds Advisors LLC 0.14% of their portfolio NEW YORK, NY 360,912360.9k $3.1m $3.1m 0.14% Reduced -69.2k -69,229
51 GUGGENHEIM CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 332,386332.4k $2.7m $2.7m 0.02% Added +51.3k +51,347
52 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 322,787322.8k $2.6m $2.6m 0.00% Added +106.5k +106,539
53 GROUP ONE TRADING LLC 0.12% of their portfolio CHICAGO, IL 322,616322.6k $2.6m $2.6m 0.12% New
54 Tidal Investments LLC 0.04% of their portfolio Milwaukee, WI 294,550294.6k $2.4m $2.4m 0.04% Added +140.6k +140,647
55 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 294,179294.2k $2.4m $2.4m 0.00% Added +40.6k +40,632
56 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 0.01% of their portfolio COLUMBUS, OH 288,760288.8k $2.3m $2.3m 0.01% Added +4.2k +4,207
57 State of New Jersey Common Pension Fund D 0.01% of their portfolio TRENTON, NJ 284,814284.8k $2.3m $2.3m 0.01% Added +15.0k +14,977
58 Aberdeen Group plc 0.01% of their portfolio EDINBURGH, X0 282,081282.1k $2.3m $2.3m 0.01% Added +65.6k +65,623
59 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 280,234280.2k $2.3m $2.3m 0.00% Reduced -71.6k -71,603
60 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 276,020276.0k $2.2m $2.2m 0.00% Reduced -393.0k -392,966
61 Zurcher Kantonalbank (Zurich Cantonalbank) 0.01% of their portfolio ZURICH, V8 259,370259.4k $2.1m $2.1m 0.01% Added +96.6k +96,562
62 Treasurer of the State of North Carolina 0.01% of their portfolio RALEIGH, NC 253,913253.9k $2.0m $2.0m 0.01% Added +23.1k +23,140
63 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 250,474250.5k $2.0m $2.0m 0.00% Added +35.9k +35,949
64 Mitsubishi UFJ Trust & Banking Corp 0.00% of their portfolio TOKYO, M0 241,606241.6k $1.9m $1.9m 0.00% Added +4.9k +4,933
65 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 230,142230.1k $1.9m $1.9m 0.00% Added +33.5k +33,464
66 Swedbank AB 0.00% of their portfolio STOCKHOLM, V7 228,500228.5k $1.8m $1.8m 0.00% Reduced -4.0k -4,036
67 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 226,323226.3k $1.8m $1.8m 0.00% Reduced -8.7k -8,689
68 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 226,246226.2k $1.8m $1.8m 0.02% Added +37.6k +37,649
69 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 224,233224.2k $1.8m $1.8m 0.00% Added +13.1k +13,122
70 IMC-Chicago, LLC 0.30% of their portfolio CHICAGO, IL 222,911222.9k $1.8m $1.8m 0.30% New
71 STATE OF WISCONSIN INVESTMENT BOARD 0.01% of their portfolio MADISON, WI 222,699222.7k $1.8m $1.8m 0.01% Added +65.6k +65,647
72 TWINBEECH CAPITAL LP 0.04% of their portfolio PURCHASE, NY 219,317219.3k $1.8m $1.8m 0.04% Reduced -2.3m -2,332,594
73 WESTWOOD HOLDINGS GROUP INC 0.02% of their portfolio DALLAS, TX 218,715218.7k $1.8m $1.8m 0.02% Added +68.9k +68,916
74 CTC LLC 0.05% of their portfolio CHICAGO, IL 218,617218.6k $1.7m $1.7m 0.05% New
75 CIBC Asset Management Inc 0.01% of their portfolio TORONTO, Z4 217,588217.6k $1.7m $1.7m 0.01% Reduced -32.4k -32,444
76 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 205,749205.7k $1.7m $1.7m 0.00% Added +30.7k +30,719
77 Spotlight Asset Group, Inc. 2.71% of their portfolio OAKBROOK TERRACE, IL 204,600204.6k $2.7m $2.7m 2.71% First filing
78 Holocene Advisors, LP 0.01% of their portfolio New York, NY 197,069197.1k $1.6m $1.6m 0.01% New
79 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 190,829190.8k $1.5m $1.5m 0.00% Added +15.8k +15,844
80 ROYAL LONDON ASSET MANAGEMENT LTD 0.01% of their portfolio UNITED KINGDOM, X0 187,641187.6k $1.5m $1.5m 0.01% Added +6.1k +6,068
81 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 177,644177.6k $1.4m $1.4m 0.00% Reduced -36.0k -36,005
82 VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio JUPITER, FL 174,794174.8k $1.4m $1.4m 0.01% Reduced -2.2m -2,188,164
83 KBC Group NV 0.01% of their portfolio Brussels, C9 173,387173.4k $1.4m $1.4m 0.01% Added +148.6k +148,558
84 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 170,933170.9k $1.4m $1.4m 0.00% Reduced -463.2k -463,213
85 NOMURA ASSET MANAGEMENT CO LTD 0.01% of their portfolio TOKYO, M0 161,791161.8k $1.3m $1.3m 0.01% Added +16.1k +16,130
86 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 161,284161.3k $1.3m $1.3m 0.00% Reduced -2.4k -2,406
87 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 158,222158.2k $1.3m $1.3m 0.00% Added +22.2k +22,197
88 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 156,941156.9k $1.3m $1.3m 0.01% Reduced -3.1k -3,067
89 Asset Management One Co., Ltd. 0.01% of their portfolio TOKYO, M0 152,332152.3k $1.2m $1.2m 0.01% Added +4.1k +4,124
90 ING GROEP NV 0.01% of their portfolio AMSTERDAM, P7 149,990150.0k $1.2m $1.2m 0.01% New
91 TORONTO DOMINION BANK 0.00% of their portfolio TORONTO, ONTARIO, A6 149,139149.1k $1.2m $1.2m 0.00% Added +22.2k +22,152
92 Walleye Trading LLC 0.04% of their portfolio NEW YORK, NY 142,844142.8k $1.1m $1.1m 0.04% New
93 SHELTON CAPITAL MANAGEMENT 0.05% of their portfolio Denver, CO 141,385141.4k $1.1m $1.1m 0.05% Unchanged
94 RESOURCES MANAGEMENT CORP /CT/ /ADV 1.69% of their portfolio WEST HARTFORD, CT 134,093134.1k $10.5m $10.5m 1.69% Added +134.0k +134,043
95 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 132,416132.4k $1.1m $1.1m 0.00% Reduced -12.4k -12,403
96 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 130,657130.7k $1.1m $1.1m 0.01% Reduced -5.2k -5,210
97 PICTET ASSET MANAGEMENT SA 0.00% of their portfolio GENEVA 73, V8 127,695127.7k $1.0m $1.0m 0.00% Reduced -8.4k -8,364
98 TD Asset Management Inc 0.00% of their portfolio Toronto, A6 125,407125.4k $1.0m $1.0m 0.00% Reduced -766 -766
99 WOLVERINE TRADING, LLC 0.03% of their portfolio CHICAGO, IL 124,078124.1k $945.0k $945.0k 0.03% New
100 ARIZONA STATE RETIREMENT SYSTEM 0.01% of their portfolio PHOENIX, AZ 122,137122.1k $982.0k $982.0k 0.01% Added +8.2k +8,189