Vault-13

LISTED FD TR

TRUESHARES NOV · CUSIP 53656F680

18 institutional holders +5 vs Q3 2023
481,769481.8k shares reported held*
$16.9mreported value*
6 new 3 added 5 reduced 2 sold out net bought ≈ $3.2m (+91.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $35.14.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

01020Q3 22: 12Q4 22: 12Q1 23: 12Q2 23: 10Q3 23: 13Q4 23: 1818Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202212
Q4 202212
Q1 202312
Q2 202310
Q3 202313
Q4 202318

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q4 22: 3 bought or addedQ4 22: 6 cut or sold outQ4 22Q1 23: 3 bought or addedQ1 23: 4 cut or sold outQ1 23Q2 23: 4 bought or addedQ2 23: 5 cut or sold outQ2 23Q3 23: 8 bought or addedQ3 23: 6 cut or sold outQ3 23Q4 23: 9 bought or addedQ4 23: 7 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 202236
Q1 202334
Q2 202345
Q3 202386
Q4 202397

Biggest buyers

Lloyd Advisory Services, LLC. New +40,223+40.2k
WOLVERINE TRADING, LLC New +33,387+33.4k
AE Wealth Management LLC Added +19,299+19.3k
OLD MISSION CAPITAL LLC New +7,863+7.9k
Creative Planning New +6,000+6.0k
INSIGHT 2811, INC. New +5,961+6.0k
UBS Group AG Added +14+14
Richard W. Paul & Associates, LLC Added +5+5
TUCKER ASSET MANAGEMENT LLC New +4+4

Biggest sellers

COMMONWEALTH EQUITY SERVICES, LLC Sold out -7,433-7.4k
Authentikos Wealth Advisory, LLC Sold out -6,557-6.6k
Valtinson Bruner Financial Planning LLC Reduced -4,649-4.6k
Great Lakes Retirement, Inc. Reduced -2,432-2.4k
B.O.S.S. Retirement Advisors, LLC Reduced -378-378
DHJJ Financial Advisors, Ltd. Reduced -30-30
OLIVER LAGORE VANVALIN INVESTMENT GROUP Reduced -20-20

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 AE Wealth Management LLC 0.05% of their portfolio TOPEKA, KS 273,648273.6k $9.7m $9.7m 0.05% Added +19.3k +19,299
2 Valtinson Bruner Financial Planning LLC 1.45% of their portfolio NEW BRIGHTON, MN 81,21081.2k $2.8m $2.8m 1.45% Reduced -4.6k -4,649
3 Lloyd Advisory Services, LLC. 0.66% of their portfolio SUWANEE, GA 40,22340.2k $1.4m $1.4m 0.66% New
4 WOLVERINE TRADING, LLC 0.01% of their portfolio CHICAGO, IL 33,38733.4k $1.2m $1.2m 0.01% New
5 B.O.S.S. Retirement Advisors, LLC 0.13% of their portfolio Lehi, UT 19,05519.1k $661.4k $661.4k 0.13% Reduced -378 -378
6 Great Lakes Retirement, Inc. 0.06% of their portfolio SANDUSKY, OH 10,64010.6k $369.3k $369.3k 0.06% Reduced -2.4k -2,432
7 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 7,8637.9k $272.9k $272.9k 0.01% New
8 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 6,0006.0k $208.3k $208.3k 0.00% New
9 INSIGHT 2811, INC. 0.11% of their portfolio CHICAGO, IL 5,9616.0k $206.9k $206.9k 0.11% New
10 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 1,5701.6k $54.5k $54.5k 0.00% Unchanged
11 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 1,2101.2k $42.5k $42.5k 0.00% Unchanged
12 DHJJ Financial Advisors, Ltd. 0.01% of their portfolio NAPERVILLE, IL 705705 $24.5k $24.5k 0.01% Reduced -30 -30
13 Pineridge Advisors LLC 0.00% of their portfolio ST. CHARLES, MO 198198 $6.9k $6.9k 0.00% First filing
14 OLIVER LAGORE VANVALIN INVESTMENT GROUP 0.00% of their portfolio FLINT, MI 4545 $1.6k $1.6k 0.00% Reduced -20 -20
15 UBS Group AG 0.00% of their portfolio ZURICH, V8 3030 $1.0k $1.0k 0.00% Added +14 +14
16 Richard W. Paul & Associates, LLC 0.00% of their portfolio NOVI, MI 2020 $710 $710 0.00% Added +5 +5
17 TUCKER ASSET MANAGEMENT LLC 0.00% of their portfolio LITTLETON, CO 44 $139 $139 0.00% New
18 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged