Vault-13

LISTED FDS TR SPRX

SPEAR ALPHA ETF · ETP · CUSIP 53656F383

43 institutional holders +1 vs Q1 2026
1,323,7631.3m shares reported held*
$76.6mreported value*
12 new 16 added 10 reduced 10 sold out net bought ≈ $15.4m (+265.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $57.84. Options: 1 managers hold calls ($550.8k notional), 0 hold puts (—).

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 2Q4 22: 2Q1 23: 2Q2 23: 2Q3 23: 4Q4 23: 9Q1 24: 19Q2 24: 20Q3 24: 19Q4 24: 13Q1 25: 15Q2 25: 20Q3 25: 30Q4 25: 45Q1 26: 42Q2 26: 4343Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 20222
Q4 20222
Q1 20232
Q2 20232
Q3 20234
Q4 20239
Q1 202419
Q2 202420
Q3 202419
Q4 202413
Q1 202515
Q2 202520
Q3 202530
Q4 202545
Q1 202642
Q2 202643

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q3 24: 9 bought or addedQ3 24: 7 cut or sold outQ4 24: 2 bought or addedQ4 24: 10 cut or sold outQ4 24Q1 25: 8 bought or addedQ1 25: 4 cut or sold outQ2 25: 11 bought or addedQ2 25: 4 cut or sold outQ2 25Q3 25: 20 bought or addedQ3 25: 9 cut or sold outQ4 25: 28 bought or addedQ4 25: 11 cut or sold outQ4 25Q1 26: 23 bought or addedQ1 26: 26 cut or sold outQ2 26: 28 bought or addedQ2 26: 20 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 202497
Q4 2024210
Q1 202584
Q2 2025114
Q3 2025209
Q4 20252811
Q1 20262326
Q2 20262820

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ3 25 calls: $986.4kQ3 25 puts: $0Q3 25P/C 0.00Q4 25 calls: $1.0mQ4 25 puts: $0Q4 25P/C 0.00Q1 26 calls: $281.2kQ1 26 puts: $0Q1 26P/C 0.00Q2 26 calls: $550.8kQ2 26 puts: $0Q2 26P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2025$986.4k$00.00
Q4 2025$1.0m$00.00
Q1 2026$281.2k$00.00
Q2 2026$550.8k$00.00

Biggest buyers

GoalVest Advisory LLC Added +96,693+96.7k
Pinion Investment Advisors, LLC Added +41,213+41.2k
Kingsview Wealth Management, LLC Added +39,644+39.6k
GENTRY PRIVATE WEALTH, LLC Added +35,673+35.7k
National Wealth Management Group, LLC Added +27,815+27.8k
Apollon Wealth Management, LLC Added +18,720+18.7k
OSAIC HOLDINGS, INC. Added +15,525+15.5k
ROYAL BANK OF CANADA Added +10,827+10.8k
D. E. Shaw & Co., Inc. New +8,615+8.6k
Prospera Financial Services Inc New +8,304+8.3k

Biggest sellers

ENVESTNET ASSET MANAGEMENT INC Sold out -15,428-15.4k
Fifth Third Securities, Inc. Sold out -15,081-15.1k
D.A. DAVIDSON & CO. Reduced -7,181-7.2k
HRT FINANCIAL LP Reduced -6,688-6.7k
UBS Group AG Reduced -6,536-6.5k
Cambridge Investment Research Advisors, Inc. Sold out -6,222-6.2k
Simplicity Wealth,LLC Sold out -5,767-5.8k
Acorn Wealth Advisors, LLC Reduced -2,916-2.9k
MONETA GROUP INVESTMENT ADVISORS LLC Reduced -2,415-2.4k
Cache Advisors, LLC Sold out -2,000-2.0k

Biggest calls

CITADEL ADVISORS LLC Added $550.8k9.5k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Apollon Wealth Management, LLC 0.19% of their portfolio MOUNT PLEASANT, SC 262,585262.6k $15.2m $15.2m 0.19% Added +18.7k +18,720
2 GoalVest Advisory LLC 2.67% of their portfolio New York, NY 248,646248.6k $14.4m $14.4m 2.67% Added +96.7k +96,693
3 Pinion Investment Advisors, LLC 1.19% of their portfolio WICHITA, KS 107,873107.9k $6.3m $6.3m 1.19% Added +41.2k +41,213
4 GENTRY PRIVATE WEALTH, LLC 2.80% of their portfolio WICHITA, KS 93,97594.0k $5.4m $5.4m 2.80% Added +35.7k +35,673
5 Wealth Watch Advisors, INC 1.48% of their portfolio ENGLEWOOD, CO 78,27378.3k $4.5m $4.5m 1.48% Added +2.3k +2,283
6 HBW ADVISORY SERVICES LLC 0.39% of their portfolio SIMI VALLEY, CA 73,55073.5k $4.3m $4.3m 0.39% Added +1.0k +1,035
7 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 67,99068.0k $3.9m $3.9m 0.00% Added +15.5k +15,525
8 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 57,73657.7k $3.3m $3.3m 0.02% Reduced -7.2k -7,181
9 National Wealth Management Group, LLC 0.96% of their portfolio CINCINNATI, OH 53,39353.4k $3.1m $3.1m 0.96% Added +27.8k +27,815
10 TD Waterhouse Canada Inc. 0.01% of their portfolio TORONTO, A6 50,63650.6k $2.8m $2.8m 0.01% Added +8.2k +8,177
11 Kingsview Wealth Management, LLC 0.03% of their portfolio GRANTS PASS, OR 46,50046.5k $2.7m $2.7m 0.03% Added +39.6k +39,644
12 PFG Investments, LLC 0.04% of their portfolio WOODBURY, NY 17,21517.2k $998.1k $998.1k 0.04% Added +2.6k +2,640
13 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 16,57816.6k $961.0k $961.0k 0.00% Added +10.8k +10,827
14 Advyzon Investment Management, LLC 0.07% of their portfolio LISLE, IL 16,03816.0k $929.9k $929.9k 0.07% Reduced -905 -905
15 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 15,25915.3k $884.7k $884.7k 0.00% Reduced -340 -340
16 GRIFFIN ASSET MANAGEMENT, INC. 0.09% of their portfolio New York, NY 15,02915.0k $871.4k $871.4k 0.09% Unchanged
17 FSA Advisors, Inc. 0.33% of their portfolio TROY, MI 12,22412.2k $708.7k $708.7k 0.33% Added +557 +557
18 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 12,09612.1k $701.0k $701.0k 0.00% Reduced -6.7k -6,688
19 Merit Financial Group, LLC 0.00% of their portfolio ALPHARETTA, GA 11,89011.9k $689.4k $689.4k 0.00% Added +159 +159
20 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 8,6158.6k $499.5k $499.5k 0.00% New
21 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 8,3048.3k $481.5k $481.5k 0.01% New
22 KESTRA PRIVATE WEALTH SERVICES, LLC 0.00% of their portfolio AUSTIN, TX 5,8475.8k $339.0k $339.0k 0.00% Reduced -1.2k -1,204
23 Acorn Wealth Advisors, LLC 0.08% of their portfolio Grand Blanc, MI 5,4205.4k $314.3k $314.3k 0.08% Reduced -2.9k -2,916
24 Procyon Advisors, LLC 0.01% of their portfolio SHELTON, CT 5,1365.1k $297.8k $297.8k 0.01% Reduced -974 -974
25 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 4,9194.9k $285.2k $285.2k 0.00% New
26 Worth Asset Management, LLC 0.07% of their portfolio DALLAS, TX 4,0054.0k $232.2k $232.2k 0.07% New
27 OneDigital Investment Advisors LLC 0.00% of their portfolio OVERLAND PARK, KS 3,8743.9k $224.6k $224.6k 0.00% New
28 Seelaus Asset Management LLC 0.15% of their portfolio CHATHAM, NJ 3,7503.8k $217.4k $217.4k 0.15% New
29 MONETA GROUP INVESTMENT ADVISORS LLC 0.00% of their portfolio ST LOUIS, MO 3,6343.6k $210.7k $210.7k 0.00% Reduced -2.4k -2,415
30 Per Stirling Capital Management, LLC. 0.02% of their portfolio AUSTIN, TX 3,4843.5k $202.0k $202.0k 0.02% New
31 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 2,5952.6k $150.5k $150.5k 0.00% New
32 Smartleaf Asset Management LLC 0.00% of their portfolio BOSTON, MA 1,2511.3k $70.1k $70.1k 0.00% Unchanged
33 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 1,2261.2k $71.1k $71.1k 0.00% Added +2 +2
34 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 1,1231.1k $65.1k $65.1k 0.00% Added +29 +29
35 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 890890 $51.6k $51.6k 0.00% New
36 JFS WEALTH ADVISORS, LLC 0.00% of their portfolio HERMITAGE, PA 872872 $50.6k $50.6k 0.00% Unchanged
37 UBS Group AG 0.00% of their portfolio ZURICH, V8 527527 $30.6k $30.6k 0.00% Reduced -6.5k -6,536
38 EverSource Wealth Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 324324 $18.8k $18.8k 0.00% Reduced -554 -554
39 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 318318 $18.4k $18.4k 0.00% Unchanged
40 Abound Wealth Management 0.00% of their portfolio FRANKLIN, TN 9696 $5.6k $5.6k 0.00% New
41 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 4040 $2.3k $2.3k 0.00% New
42 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1717 $986 $986 0.00% New
43 Copia Wealth Management 0.00% of their portfolio BEND, OR 1010 $580 $580 0.00% Unchanged